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AUTONATION, INC.

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Tapewire entity
3730
SEC CIK
0000350698
Parsed reports
512

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 21, 2020 Filed Jan 23, 2020 01:20 UTC SaleCommon Stock, par value $0.01 per share 40,920 $45.41 $1,858,177.20
Disclosure

SEC source: 0000899243-20-001723 · doc4.xml · nonDerivative · entry 4

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,309,789

F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $45.15 to $45.78 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 01:20 UTC SaleCommon Stock, par value $0.01 per share 173,701 $45.41 $7,887,762.41
Disclosure

SEC source: 0000899243-20-001723 · doc4.xml · nonDerivative · entry 3

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,933,169

F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $45.15 to $45.78 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

Read SEC document
January 17, 2020 Filed Jan 23, 2020 01:20 UTC SaleCommon Stock, par value $0.01 per share 42,358 $45.73 $1,937,031.34
Disclosure

SEC source: 0000899243-20-001723 · doc4.xml · nonDerivative · entry 2

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,350,709

F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $45.60 to $46.16 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
January 17, 2020 Filed Jan 23, 2020 01:20 UTC SaleCommon Stock, par value $0.01 per share 44,574 $45.73 $2,038,369.02
Disclosure

SEC source: 0000899243-20-001723 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,106,870

F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $45.60 to $46.16 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:40 UTC GrantRestricted Stock Units · Derivative 40,305 $0.00 $0.00
Disclosure

SEC source: 0000350698-20-000019 · wf-form4_157912801842680.xml · derivative · entry 1

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,305

Underlying: Common Stock, par value $0.01 per share · 40,305 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in one-third annual increments on each of March 1, 2021, March 1, 2022 and March 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in one-third annual increments on each of March 1, 2021, March 1, 2022 and March 1, 2023.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 22:44 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0000350698-20-000012 · wf-form4_157835067781727.xml · derivative · entry 4

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 22:44 UTC SaleCommon Stock, par value $0.01 per share 5,000 $48.06 $240,324.50
Disclosure

SEC source: 0000350698-20-000012 · wf-form4_157835067781727.xml · nonDerivative · entry 3

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,721

F2 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $47.78 to $48.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 22:44 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $19.15 $95,750.00
Disclosure

SEC source: 0000350698-20-000012 · wf-form4_157835067781727.xml · nonDerivative · entry 2

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:50 UTC GrantCommon Stock, par value $0.01 per share 5,110 $0.00 $0.00
Disclosure

SEC source: 0000350698-20-000014 · wf-form4_157835100520459.xml · nonDerivative · entry 1

TRAVISANO JACQUELINE A · CIK 0001738096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,044

F1 · kind: 2020 grant of 5,110 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:44 UTC GrantCommon Stock, par value $0.01 per share 5,110 $0.00 $0.00
Disclosure

SEC source: 0000350698-20-000012 · wf-form4_157835067781727.xml · nonDerivative · entry 1

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,721

F1 · kind: 2020 grant of 5,110 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:48 UTC GrantCommon Stock, par value $0.01 per share 5,110 $0.00 $0.00
Disclosure

SEC source: 0000350698-20-000013 · wf-form4_157835087537294.xml · nonDerivative · entry 1

Mikan George Lawrence III · CIK 0001381037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,640

F1 · kind: 2020 grant of 5,110 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:39 UTC GrantCommon Stock, par value $0.01 per share 5,110 $0.00 $0.00
Disclosure

SEC source: 0000350698-20-000011 · wf-form4_157835036986635.xml · nonDerivative · entry 1

GERARD STEVEN L · CIK 0001007190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,110

F1 · kind: 2020 grant of 5,110 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:37 UTC GrantCommon Stock, par value $0.01 per share 5,110 $0.00 $0.00
Disclosure

SEC source: 0000350698-20-000010 · wf-form4_157835023453294.xml · nonDerivative · entry 1

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,140

F1 · kind: 2020 grant of 5,110 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:35 UTC GrantCommon Stock, par value $0.01 per share 5,110 $0.00 $0.00
Disclosure

SEC source: 0000350698-20-000009 · wf-form4_157835008316541.xml · nonDerivative · entry 1

BURDICK RICK L · CIK 0001015719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,630

F1 · kind: 2020 grant of 5,110 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:31 UTC GrantCommon Stock, par value $0.01 per share 5,110 $0.00 $0.00
Disclosure

SEC source: 0000350698-20-000008 · wf-form4_157834987950906.xml · nonDerivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,110

F1 · kind: 2020 grant of 5,110 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:50 UTC
MILLER CHERYLDirector · CEO and President, Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,243 $0.00 Strike: $34.51 $0.00
Disclosure

SEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · derivative · entry 13

MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,243 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

F4 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:50 UTC
MILLER CHERYLDirector · CEO and President, Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,243 $0.00 Strike: $32.50 $0.00
Disclosure

SEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · derivative · entry 12

MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,243 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

F4 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:50 UTC
MILLER CHERYLDirector · CEO and President, Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,010 $0.00 Strike: $26.49 $0.00
Disclosure

SEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · derivative · entry 11

MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,010 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:50 UTC
MILLER CHERYLDirector · CEO and President, Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,010 $0.00 Strike: $23.21 $0.00
Disclosure

SEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · derivative · entry 10

MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,010 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:50 UTC
MILLER CHERYLDirector · CEO and President, Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 715 $0.00 Strike: $19.64 $0.00
Disclosure

SEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · derivative · entry 9

MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 715 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:50 UTC
MILLER CHERYLDirector · CEO and President, Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 715 $0.00 Strike: $18.20 $0.00
Disclosure

SEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · derivative · entry 8

MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 715 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:50 UTC
MILLER CHERYLDirector · CEO and President, Director
SaleCommon Stock, par value $0.01 per share 4,331 $49.97 $216,420.94
Disclosure

SEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · nonDerivative · entry 7

MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,055

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $49.95 to $50.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:50 UTC
MILLER CHERYLDirector · CEO and President, Director
Exercise / conversionCommon Stock, par value $0.01 per share 1,243 $34.51 $42,895.93
Disclosure

SEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · nonDerivative · entry 6

MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:50 UTC
MILLER CHERYLDirector · CEO and President, Director
Exercise / conversionCommon Stock, par value $0.01 per share 1,243 $32.50 $40,397.50
Disclosure

SEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · nonDerivative · entry 5

MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:50 UTC
MILLER CHERYLDirector · CEO and President, Director
Exercise / conversionCommon Stock, par value $0.01 per share 1,010 $26.49 $26,754.90
Disclosure

SEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · nonDerivative · entry 4

MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:50 UTC
MILLER CHERYLDirector · CEO and President, Director
Exercise / conversionCommon Stock, par value $0.01 per share 1,010 $23.21 $23,442.10
Disclosure

SEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · nonDerivative · entry 3

MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:50 UTC
MILLER CHERYLDirector · CEO and President, Director
Exercise / conversionCommon Stock, par value $0.01 per share 715 $19.64 $14,042.60
Disclosure

SEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · nonDerivative · entry 2

MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:50 UTC
MILLER CHERYLDirector · CEO and President, Director
Exercise / conversionCommon Stock, par value $0.01 per share 715 $18.20 $13,013.00
Disclosure

SEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · nonDerivative · entry 1

MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 23:01 UTC OtherCommon Stock, par value $0.01 per share 39,884 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028953 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,393,067

F1 · shares: Represents shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2019 to redeem a portion of their interest in Partners.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
November 04, 2019 Filed Nov 4, 2019 22:38 UTC
JACKSON MICHAEL JDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,294 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · derivative · entry 8

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 29,294 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

Read SEC document
November 04, 2019 Filed Nov 4, 2019 22:38 UTC
JACKSON MICHAEL JDirector · Executive Chairman
SaleCommon Stock, par value $0.01 per share 29,294 $52.48 $1,537,343.26
Disclosure

SEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · nonDerivative · entry 5

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,686

F2 · price: This transaction was executed in multiple trades at prices ranging from $52.28 to $52.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 04, 2019 Filed Nov 4, 2019 22:38 UTC
JACKSON MICHAEL JDirector · Executive Chairman
Exercise / conversionCommon Stock, par value $0.01 per share 29,294 $35.00 $1,025,290.00
Disclosure

SEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · nonDerivative · entry 4

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 22:13 UTC Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $19.15 $0.00
Disclosure

SEC source: 0000350698-19-000152 · wf-form4_157307838417167.xml · derivative · entry 3

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 20,000 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 22:13 UTC SaleCommon Stock, par value $0.01 per share 20,000 $52.51 $1,050,210.00
Disclosure

SEC source: 0000350698-19-000152 · wf-form4_157307838417167.xml · nonDerivative · entry 2

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,030

F1 · price: This transaction was executed in multiple trades at prices ranging from $52.50 to $52.615. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 22:13 UTC Exercise / conversionCommon Stock, par value $0.01 per share 20,000 $19.15 $383,000.00
Disclosure

SEC source: 0000350698-19-000152 · wf-form4_157307838417167.xml · nonDerivative · entry 1

EDELSON DAVID B · CIK 0001327026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:38 UTC
JACKSON MICHAEL JDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,294 $0.00 Strike: $34.09 $0.00
Disclosure

SEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · derivative · entry 7

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 29,294 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:38 UTC
JACKSON MICHAEL JDirector · Executive Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 32,231 $0.00 Strike: $35.99 $0.00
Disclosure

SEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · derivative · entry 6

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 32,231 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:38 UTC
JACKSON MICHAEL JDirector · Executive Chairman
SaleCommon Stock, par value $0.01 per share 61,525 $50.85 $3,128,300.15
Disclosure

SEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · nonDerivative · entry 3

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,686

F1 · price: This transaction was executed in multiple trades at prices ranging from $50.68 to $51.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:38 UTC
JACKSON MICHAEL JDirector · Executive Chairman
Exercise / conversionCommon Stock, par value $0.01 per share 29,294 $34.09 $998,632.46
Disclosure

SEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · nonDerivative · entry 2

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:38 UTC
JACKSON MICHAEL JDirector · Executive Chairman
Exercise / conversionCommon Stock, par value $0.01 per share 32,231 $35.99 $1,159,993.69
Disclosure

SEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · nonDerivative · entry 1

JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 22:14 UTC SaleCommon Stock, par value $0.01 per share 6,107 $52.23 $318,968.61
Disclosure

SEC source: 0000899243-19-023576 · doc4.xml · nonDerivative · entry 4

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,432,951

F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $52.10 to $52.45 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 22:14 UTC SaleCommon Stock, par value $0.01 per share 17,973 $52.23 $938,729.79
Disclosure

SEC source: 0000899243-19-023576 · doc4.xml · nonDerivative · entry 3

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,151,444

F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $52.10 to $52.45 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 22:14 UTC SaleCommon Stock, par value $0.01 per share 7,310 $51.96 $379,827.60
Disclosure

SEC source: 0000899243-19-023576 · doc4.xml · nonDerivative · entry 2

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,439,058

F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $51.76 to $52.39 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 22:14 UTC SaleCommon Stock, par value $0.01 per share 71,920 $51.96 $3,736,963.20
Disclosure

SEC source: 0000899243-19-023576 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,169,417

F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $51.76 to $52.39 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.

F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,784 $0.00 Strike: $38.63 $0.00
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · derivative · entry 17

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,784 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,784 $0.00 Strike: $41.16 $0.00
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · derivative · entry 16

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,784 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,892 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · derivative · entry 15

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,892 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

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September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,892 $0.00 Strike: $34.09 $0.00
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · derivative · entry 14

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,892 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.

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September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,041 $0.00 Strike: $35.99 $0.00
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · derivative · entry 13

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,041 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011.

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September 10, 2019 Filed Sep 12, 2019 21:49 UTC
CANNON MARC GEVP & CMO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,162 $0.00 Strike: $40.37 $0.00
Disclosure

SEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · derivative · entry 12

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 4,162 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.