Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2020 Filed Jan 23, 2020 01:20 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 40,920 | $45.41 | $1,858,177.20 |
DisclosureSEC source: 0000899243-20-001723 · doc4.xml · nonDerivative · entry 4 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,309,789 F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $45.15 to $45.78 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 01:20 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 173,701 | $45.41 | $7,887,762.41 |
DisclosureSEC source: 0000899243-20-001723 · doc4.xml · nonDerivative · entry 3 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,933,169 F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $45.15 to $45.78 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| January 17, 2020 Filed Jan 23, 2020 01:20 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 42,358 | $45.73 | $1,937,031.34 |
DisclosureSEC source: 0000899243-20-001723 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,350,709 F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $45.60 to $46.16 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| January 17, 2020 Filed Jan 23, 2020 01:20 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 44,574 | $45.73 | $2,038,369.02 |
DisclosureSEC source: 0000899243-20-001723 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,106,870 F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $45.60 to $46.16 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:40 UTC |
Lower Joseph TEVP & CFO
|
GrantRestricted Stock Units · Derivative | 40,305 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-20-000019 · wf-form4_157912801842680.xml · derivative · entry 1 Lower Joseph T · CIK 0001625174 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,305 Underlying: Common Stock, par value $0.01 per share · 40,305 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. F2 · derivative.exercise_date: The restricted stock units vest in one-third annual increments on each of March 1, 2021, March 1, 2022 and March 1, 2023. F2 · derivative.expiration_date: The restricted stock units vest in one-third annual increments on each of March 1, 2021, March 1, 2022 and March 1, 2023. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:44 UTC |
GRUSKY ROBERT RDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $19.15 | $0.00 |
DisclosureSEC source: 0000350698-20-000012 · wf-form4_157835067781727.xml · derivative · entry 4 GRUSKY ROBERT R · CIK 0001256116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:44 UTC |
GRUSKY ROBERT RDirector
|
SaleCommon Stock, par value $0.01 per share | 5,000 | $48.06 | $240,324.50 |
DisclosureSEC source: 0000350698-20-000012 · wf-form4_157835067781727.xml · nonDerivative · entry 3 GRUSKY ROBERT R · CIK 0001256116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,721 F2 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018. F3 · price: This transaction was executed in multiple trades at prices ranging from $47.78 to $48.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 22:44 UTC |
GRUSKY ROBERT RDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,000 | $19.15 | $95,750.00 |
DisclosureSEC source: 0000350698-20-000012 · wf-form4_157835067781727.xml · nonDerivative · entry 2 GRUSKY ROBERT R · CIK 0001256116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:50 UTC |
TRAVISANO JACQUELINE ADirector
|
GrantCommon Stock, par value $0.01 per share | 5,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-20-000014 · wf-form4_157835100520459.xml · nonDerivative · entry 1 TRAVISANO JACQUELINE A · CIK 0001738096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,044 F1 · kind: 2020 grant of 5,110 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:44 UTC |
GRUSKY ROBERT RDirector
|
GrantCommon Stock, par value $0.01 per share | 5,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-20-000012 · wf-form4_157835067781727.xml · nonDerivative · entry 1 GRUSKY ROBERT R · CIK 0001256116 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,721 F1 · kind: 2020 grant of 5,110 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:48 UTC |
Mikan George Lawrence IIIDirector
|
GrantCommon Stock, par value $0.01 per share | 5,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-20-000013 · wf-form4_157835087537294.xml · nonDerivative · entry 1 Mikan George Lawrence III · CIK 0001381037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,640 F1 · kind: 2020 grant of 5,110 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:39 UTC |
GERARD STEVEN LDirector
|
GrantCommon Stock, par value $0.01 per share | 5,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-20-000011 · wf-form4_157835036986635.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,110 F1 · kind: 2020 grant of 5,110 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:37 UTC |
EDELSON DAVID BDirector
|
GrantCommon Stock, par value $0.01 per share | 5,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-20-000010 · wf-form4_157835023453294.xml · nonDerivative · entry 1 EDELSON DAVID B · CIK 0001327026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,140 F1 · kind: 2020 grant of 5,110 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:35 UTC |
BURDICK RICK LDirector
|
GrantCommon Stock, par value $0.01 per share | 5,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-20-000009 · wf-form4_157835008316541.xml · nonDerivative · entry 1 BURDICK RICK L · CIK 0001015719 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,630 F1 · kind: 2020 grant of 5,110 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:31 UTC |
Baltimore Thomas J JrDirector
|
GrantCommon Stock, par value $0.01 per share | 5,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000350698-20-000008 · wf-form4_157834987950906.xml · nonDerivative · entry 1 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,110 F1 · kind: 2020 grant of 5,110 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:50 UTC |
MILLER CHERYLDirector · CEO and President, Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,243 | $0.00 Strike: $34.51 | $0.00 |
DisclosureSEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · derivative · entry 13 MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,243 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019. F4 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:50 UTC |
MILLER CHERYLDirector · CEO and President, Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,243 | $0.00 Strike: $32.50 | $0.00 |
DisclosureSEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · derivative · entry 12 MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,243 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019. F4 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:50 UTC |
MILLER CHERYLDirector · CEO and President, Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,010 | $0.00 Strike: $26.49 | $0.00 |
DisclosureSEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · derivative · entry 11 MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,010 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019. F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:50 UTC |
MILLER CHERYLDirector · CEO and President, Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,010 | $0.00 Strike: $23.21 | $0.00 |
DisclosureSEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · derivative · entry 10 MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,010 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019. F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:50 UTC |
MILLER CHERYLDirector · CEO and President, Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 715 | $0.00 Strike: $19.64 | $0.00 |
DisclosureSEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · derivative · entry 9 MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 715 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019. F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:50 UTC |
MILLER CHERYLDirector · CEO and President, Director
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 715 | $0.00 Strike: $18.20 | $0.00 |
DisclosureSEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · derivative · entry 8 MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 715 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019. F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:50 UTC |
MILLER CHERYLDirector · CEO and President, Director
|
SaleCommon Stock, par value $0.01 per share | 4,331 | $49.97 | $216,420.94 |
DisclosureSEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · nonDerivative · entry 7 MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,055 F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $49.95 to $50.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:50 UTC |
MILLER CHERYLDirector · CEO and President, Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,243 | $34.51 | $42,895.93 |
DisclosureSEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · nonDerivative · entry 6 MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:50 UTC |
MILLER CHERYLDirector · CEO and President, Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,243 | $32.50 | $40,397.50 |
DisclosureSEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · nonDerivative · entry 5 MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:50 UTC |
MILLER CHERYLDirector · CEO and President, Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,010 | $26.49 | $26,754.90 |
DisclosureSEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · nonDerivative · entry 4 MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:50 UTC |
MILLER CHERYLDirector · CEO and President, Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,010 | $23.21 | $23,442.10 |
DisclosureSEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · nonDerivative · entry 3 MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:50 UTC |
MILLER CHERYLDirector · CEO and President, Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 715 | $19.64 | $14,042.60 |
DisclosureSEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · nonDerivative · entry 2 MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:50 UTC |
MILLER CHERYLDirector · CEO and President, Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 715 | $18.20 | $13,013.00 |
DisclosureSEC source: 0000350698-19-000158 · wf-form4_157670943125591.xml · nonDerivative · entry 1 MILLER CHERYL · CIK 0001207117 · Director · CEO and President, Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019. Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 23:01 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
OtherCommon Stock, par value $0.01 per share | 39,884 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-028953 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,393,067 F1 · shares: Represents shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2019 to redeem a portion of their interest in Partners. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| November 04, 2019 Filed Nov 4, 2019 22:38 UTC |
JACKSON MICHAEL JDirector · Executive Chairman
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,294 | $0.00 Strike: $35.00 | $0.00 |
DisclosureSEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · derivative · entry 8 JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 29,294 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012. Read SEC document |
| November 04, 2019 Filed Nov 4, 2019 22:38 UTC |
JACKSON MICHAEL JDirector · Executive Chairman
|
SaleCommon Stock, par value $0.01 per share | 29,294 | $52.48 | $1,537,343.26 |
DisclosureSEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · nonDerivative · entry 5 JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,686 F2 · price: This transaction was executed in multiple trades at prices ranging from $52.28 to $52.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 04, 2019 Filed Nov 4, 2019 22:38 UTC |
JACKSON MICHAEL JDirector · Executive Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 29,294 | $35.00 | $1,025,290.00 |
DisclosureSEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · nonDerivative · entry 4 JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 22:13 UTC |
EDELSON DAVID BDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $19.15 | $0.00 |
DisclosureSEC source: 0000350698-19-000152 · wf-form4_157307838417167.xml · derivative · entry 3 EDELSON DAVID B · CIK 0001327026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 20,000 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 22:13 UTC |
EDELSON DAVID BDirector
|
SaleCommon Stock, par value $0.01 per share | 20,000 | $52.51 | $1,050,210.00 |
DisclosureSEC source: 0000350698-19-000152 · wf-form4_157307838417167.xml · nonDerivative · entry 2 EDELSON DAVID B · CIK 0001327026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,030 F1 · price: This transaction was executed in multiple trades at prices ranging from $52.50 to $52.615. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 22:13 UTC |
EDELSON DAVID BDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 20,000 | $19.15 | $383,000.00 |
DisclosureSEC source: 0000350698-19-000152 · wf-form4_157307838417167.xml · nonDerivative · entry 1 EDELSON DAVID B · CIK 0001327026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 22:38 UTC |
JACKSON MICHAEL JDirector · Executive Chairman
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,294 | $0.00 Strike: $34.09 | $0.00 |
DisclosureSEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · derivative · entry 7 JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 29,294 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 22:38 UTC |
JACKSON MICHAEL JDirector · Executive Chairman
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 32,231 | $0.00 Strike: $35.99 | $0.00 |
DisclosureSEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · derivative · entry 6 JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 32,231 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 22:38 UTC |
JACKSON MICHAEL JDirector · Executive Chairman
|
SaleCommon Stock, par value $0.01 per share | 61,525 | $50.85 | $3,128,300.15 |
DisclosureSEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · nonDerivative · entry 3 JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,686 F1 · price: This transaction was executed in multiple trades at prices ranging from $50.68 to $51.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 22:38 UTC |
JACKSON MICHAEL JDirector · Executive Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 29,294 | $34.09 | $998,632.46 |
DisclosureSEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · nonDerivative · entry 2 JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 22:38 UTC |
JACKSON MICHAEL JDirector · Executive Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 32,231 | $35.99 | $1,159,993.69 |
DisclosureSEC source: 0000350698-19-000150 · wf-form4_157290711434526.xml · nonDerivative · entry 1 JACKSON MICHAEL J · CIK 0001228778 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:14 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 6,107 | $52.23 | $318,968.61 |
DisclosureSEC source: 0000899243-19-023576 · doc4.xml · nonDerivative · entry 4 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,432,951 F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $52.10 to $52.45 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:14 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 17,973 | $52.23 | $938,729.79 |
DisclosureSEC source: 0000899243-19-023576 · doc4.xml · nonDerivative · entry 3 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,151,444 F7 · price: This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $52.10 to $52.45 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 22:14 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 7,310 | $51.96 | $379,827.60 |
DisclosureSEC source: 0000899243-19-023576 · doc4.xml · nonDerivative · entry 2 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,439,058 F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $51.76 to $52.39 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by Partners. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 22:14 UTC |
LAMPERT EDWARD S10% owner
ESL PARTNERS, L.P.10% owner
RBS Partners, L.P.10% owner
ESL Investments, Inc.10% owner
|
SaleCommon Stock, par value $0.01 per share | 71,920 | $51.96 | $3,736,963.20 |
DisclosureSEC source: 0000899243-19-023576 · doc4.xml · nonDerivative · entry 1 LAMPERT EDWARD S · CIK 0001183200 · 10% owner ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,169,417 F1 · price: This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $51.76 to $52.39 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 21:49 UTC |
CANNON MARC GEVP & CMO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,784 | $0.00 Strike: $38.63 | $0.00 |
DisclosureSEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · derivative · entry 17 CANNON MARC G · CIK 0001675101 · EVP & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 3,784 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 21:49 UTC |
CANNON MARC GEVP & CMO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,784 | $0.00 Strike: $41.16 | $0.00 |
DisclosureSEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · derivative · entry 16 CANNON MARC G · CIK 0001675101 · EVP & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 3,784 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 21:49 UTC |
CANNON MARC GEVP & CMO
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,892 | $0.00 Strike: $35.00 | $0.00 |
DisclosureSEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · derivative · entry 15 CANNON MARC G · CIK 0001675101 · EVP & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,892 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 21:49 UTC |
CANNON MARC GEVP & CMO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,892 | $0.00 Strike: $34.09 | $0.00 |
DisclosureSEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · derivative · entry 14 CANNON MARC G · CIK 0001675101 · EVP & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,892 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F3 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 21:49 UTC |
CANNON MARC GEVP & CMO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,041 | $0.00 Strike: $35.99 | $0.00 |
DisclosureSEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · derivative · entry 13 CANNON MARC G · CIK 0001675101 · EVP & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,041 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 21:49 UTC |
CANNON MARC GEVP & CMO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,162 | $0.00 Strike: $40.37 | $0.00 |
DisclosureSEC source: 0000350698-19-000141 · wf-form4_156832494066912.xml · derivative · entry 12 CANNON MARC G · CIK 0001675101 · EVP & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 4,162 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F2 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.