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AUTONATION, INC.

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3730
SEC CIK
0000350698
Parsed reports
512

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2021 Filed Mar 4, 2021 00:23 UTC
BENDER JAMES RPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 4,920 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000054 · wf-form4_161481740192036.xml · derivative · entry 10

BENDER JAMES R · CIK 0001764106 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,763

Underlying: Common Stock, par value $0.01 per share · 4,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person received a grant of 19,683 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F5 · derivative.expiration_date: The reporting person received a grant of 19,683 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 00:23 UTC
BENDER JAMES RPresident and COO
Tax withholdingCommon Stock, par value $0.01 per share 2,284 $76.15 $173,926.60
Disclosure

SEC source: 0000350698-21-000054 · wf-form4_161481740192036.xml · nonDerivative · entry 6

BENDER JAMES R · CIK 0001764106 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,421

Read SEC document
March 02, 2021 Filed Mar 4, 2021 00:23 UTC
BENDER JAMES RPresident and COO
Exercise / conversionCommon Stock, par value $0.01 per share 4,920 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000054 · wf-form4_161481740192036.xml · nonDerivative · entry 5

BENDER JAMES R · CIK 0001764106 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:25 UTC Exercise / conversionRestricted Stock Units · Derivative 13,435 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000059 · wf-form4_161481751493001.xml · derivative · entry 5

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,870

Underlying: Common Stock, par value $0.01 per share · 13,435 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.exercise_date: The reporting person received a grant of 40,305 restricted stock units on January 13, 2020. The restricted stock units vest in one-third annual increments on each of March 2, 2021, March 1, 2022 and March 1, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 40,305 restricted stock units on January 13, 2020. The restricted stock units vest in one-third annual increments on each of March 2, 2021, March 1, 2022 and March 1, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:25 UTC Tax withholdingCommon Stock, par value $0.01 per share 5,287 $76.23 $403,028.01
Disclosure

SEC source: 0000350698-21-000059 · wf-form4_161481751493001.xml · nonDerivative · entry 2

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,218

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:25 UTC Exercise / conversionCommon Stock, par value $0.01 per share 13,435 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000059 · wf-form4_161481751493001.xml · nonDerivative · entry 1

Lower Joseph T · CIK 0001625174 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:25 UTC
JACKSON MICHAEL JDirector · CEO and Director
Exercise / conversionRestricted Stock Units · Derivative 35,863 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000058 · wf-form4_161481749575957.xml · derivative · entry 9

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,940

Underlying: Common Stock, par value $0.01 per share · 35,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person received a grant of 173,879 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F4 · derivative.expiration_date: The reporting person received a grant of 173,879 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:25 UTC
JACKSON MICHAEL JDirector · CEO and Director
Exercise / conversionRestricted Stock Units · Derivative 25,452 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000058 · wf-form4_161481749575957.xml · derivative · entry 8

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,852

Underlying: Common Stock, par value $0.01 per share · 25,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person received a grant of 123,406 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.expiration_date: The reporting person received a grant of 123,406 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:25 UTC
JACKSON MICHAEL JDirector · CEO and Director
Exercise / conversionRestricted Stock Units · Derivative 25,813 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000058 · wf-form4_161481749575957.xml · derivative · entry 7

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 25,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 125,151 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 125,151 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:25 UTC
JACKSON MICHAEL JDirector · CEO and Director
Tax withholdingCommon Stock, par value $0.01 per share 32,239 $76.23 $2,457,578.97
Disclosure

SEC source: 0000350698-21-000058 · wf-form4_161481749575957.xml · nonDerivative · entry 4

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,157

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:25 UTC
JACKSON MICHAEL JDirector · CEO and Director
Exercise / conversionCommon Stock, par value $0.01 per share 35,863 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000058 · wf-form4_161481749575957.xml · nonDerivative · entry 3

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:25 UTC
JACKSON MICHAEL JDirector · CEO and Director
Exercise / conversionCommon Stock, par value $0.01 per share 25,452 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000058 · wf-form4_161481749575957.xml · nonDerivative · entry 2

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:25 UTC
JACKSON MICHAEL JDirector · CEO and Director
Exercise / conversionCommon Stock, par value $0.01 per share 25,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000058 · wf-form4_161481749575957.xml · nonDerivative · entry 1

JACKSON MICHAEL J · CIK 0001228778 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 5,255 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000057 · wf-form4_161481747412401.xml · derivative · entry 14

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,509

Underlying: Common Stock, par value $0.01 per share · 5,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person received a grant of 21,018 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F5 · derivative.expiration_date: The reporting person received a grant of 21,018 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 3,390 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000057 · wf-form4_161481747412401.xml · derivative · entry 13

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,391

Underlying: Common Stock, par value $0.01 per share · 3,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person received a grant of 13,561 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F4 · derivative.expiration_date: The reporting person received a grant of 13,561 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 1,501 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000057 · wf-form4_161481747412401.xml · derivative · entry 12

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person received a grant of 6,002 restricted stock units on May 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.expiration_date: The reporting person received a grant of 6,002 restricted stock units on May 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 2,682 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000057 · wf-form4_161481747412401.xml · derivative · entry 11

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 2,682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 10,727 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 10,727 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock, par value $0.01 per share 4,749 $76.23 $362,016.27
Disclosure

SEC source: 0000350698-21-000057 · wf-form4_161481747412401.xml · nonDerivative · entry 5

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,879

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionCommon Stock, par value $0.01 per share 5,255 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000057 · wf-form4_161481747412401.xml · nonDerivative · entry 4

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionCommon Stock, par value $0.01 per share 3,390 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000057 · wf-form4_161481747412401.xml · nonDerivative · entry 3

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionCommon Stock, par value $0.01 per share 1,501 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000057 · wf-form4_161481747412401.xml · nonDerivative · entry 2

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionCommon Stock, par value $0.01 per share 2,682 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000057 · wf-form4_161481747412401.xml · nonDerivative · entry 1

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
CANNON MARC GEVP & Chief Cust Exp Officer
Exercise / conversionRestricted Stock Units · Derivative 5,255 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000056 · wf-form4_161481745105432.xml · derivative · entry 9

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,509

Underlying: Common Stock, par value $0.01 per share · 5,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person received a grant of 21,018 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F4 · derivative.expiration_date: The reporting person received a grant of 21,018 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
CANNON MARC GEVP & Chief Cust Exp Officer
Exercise / conversionRestricted Stock Units · Derivative 3,729 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000056 · wf-form4_161481745105432.xml · derivative · entry 8

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,730

Underlying: Common Stock, par value $0.01 per share · 3,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person received a grant of 14,917 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.expiration_date: The reporting person received a grant of 14,917 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
CANNON MARC GEVP & Chief Cust Exp Officer
Exercise / conversionRestricted Stock Units · Derivative 3,576 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000056 · wf-form4_161481745105432.xml · derivative · entry 7

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 14,303 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017. Each restricted stock unit represents contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 14,303 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017. Each restricted stock unit represents contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
CANNON MARC GEVP & Chief Cust Exp Officer
Tax withholdingCommon Stock, par value $0.01 per share 4,649 $76.23 $354,393.27
Disclosure

SEC source: 0000350698-21-000056 · wf-form4_161481745105432.xml · nonDerivative · entry 4

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,901

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
CANNON MARC GEVP & Chief Cust Exp Officer
Exercise / conversionCommon Stock, par value $0.01 per share 5,255 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000056 · wf-form4_161481745105432.xml · nonDerivative · entry 3

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
CANNON MARC GEVP & Chief Cust Exp Officer
Exercise / conversionCommon Stock, par value $0.01 per share 3,729 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000056 · wf-form4_161481745105432.xml · nonDerivative · entry 2

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
CANNON MARC GEVP & Chief Cust Exp Officer
Exercise / conversionCommon Stock, par value $0.01 per share 3,576 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000056 · wf-form4_161481745105432.xml · nonDerivative · entry 1

CANNON MARC G · CIK 0001675101 · EVP & Chief Cust Exp Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
Cade ChristopherSVP and CAO
Exercise / conversionRestricted Stock Units · Derivative 3,583 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000055 · wf-form4_161481742446305.xml · derivative · entry 10

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock, par value $0.01 per share · 3,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person received a grant of 14,330 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F4 · derivative.expiration_date: The reporting person received a grant of 14,330 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
Cade ChristopherSVP and CAO
Exercise / conversionRestricted Stock Units · Derivative 2,034 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000055 · wf-form4_161481742446305.xml · derivative · entry 9

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,034

Underlying: Common Stock, par value $0.01 per share · 2,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person received a grant of 8,136 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.expiration_date: The reporting person received a grant of 8,136 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
Cade ChristopherSVP and CAO
Exercise / conversionRestricted Stock Units · Derivative 1,341 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000055 · wf-form4_161481742446305.xml · derivative · entry 8

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 5,363 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 5,363 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
Cade ChristopherSVP and CAO
Tax withholdingCommon Stock, par value $0.01 per share 2,462 $76.23 $187,678.26
Disclosure

SEC source: 0000350698-21-000055 · wf-form4_161481742446305.xml · nonDerivative · entry 4

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,496

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
Cade ChristopherSVP and CAO
Exercise / conversionCommon Stock, par value $0.01 per share 3,583 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000055 · wf-form4_161481742446305.xml · nonDerivative · entry 3

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
Cade ChristopherSVP and CAO
Exercise / conversionCommon Stock, par value $0.01 per share 2,034 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000055 · wf-form4_161481742446305.xml · nonDerivative · entry 2

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:24 UTC
Cade ChristopherSVP and CAO
Exercise / conversionCommon Stock, par value $0.01 per share 1,341 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000055 · wf-form4_161481742446305.xml · nonDerivative · entry 1

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:23 UTC
BENDER JAMES RPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 5,255 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000054 · wf-form4_161481740192036.xml · derivative · entry 9

BENDER JAMES R · CIK 0001764106 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,509

Underlying: Common Stock, par value $0.01 per share · 5,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person received a grant of 21,018 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F4 · derivative.expiration_date: The reporting person received a grant of 21,018 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:23 UTC
BENDER JAMES RPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 1,144 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000054 · wf-form4_161481740192036.xml · derivative · entry 8

BENDER JAMES R · CIK 0001764106 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144

Underlying: Common Stock, par value $0.01 per share · 1,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person received a grant of 4,576 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.expiration_date: The reporting person received a grant of 4,576 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:23 UTC
BENDER JAMES RPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0000350698-21-000054 · wf-form4_161481740192036.xml · derivative · entry 7

BENDER JAMES R · CIK 0001764106 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 6,034 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 6,034 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:23 UTC
BENDER JAMES RPresident and COO
Tax withholdingCommon Stock, par value $0.01 per share 2,928 $76.23 $223,201.44
Disclosure

SEC source: 0000350698-21-000054 · wf-form4_161481740192036.xml · nonDerivative · entry 4

BENDER JAMES R · CIK 0001764106 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,785

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:23 UTC
BENDER JAMES RPresident and COO
Exercise / conversionCommon Stock, par value $0.01 per share 5,255 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000054 · wf-form4_161481740192036.xml · nonDerivative · entry 3

BENDER JAMES R · CIK 0001764106 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:23 UTC
BENDER JAMES RPresident and COO
Exercise / conversionCommon Stock, par value $0.01 per share 1,144 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000054 · wf-form4_161481740192036.xml · nonDerivative · entry 2

BENDER JAMES R · CIK 0001764106 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:23 UTC
BENDER JAMES RPresident and COO
Exercise / conversionCommon Stock, par value $0.01 per share 1,509 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-21-000054 · wf-form4_161481740192036.xml · nonDerivative · entry 1

BENDER JAMES R · CIK 0001764106 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:00 UTC OtherCommon Stock, par value $0.01 per share 945,067 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009478 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,059,387

F1 · shares: Represents shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2021 to redeem all of their direct or indirect interest in Partners.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
February 24, 2021 Filed Feb 24, 2021 21:39 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,070 $0.00 Strike: $46.22 $0.00
Disclosure

SEC source: 0000350698-21-000047 · wf-form4_161420275282387.xml · derivative · entry 6

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,070 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

Read SEC document
February 24, 2021 Filed Feb 24, 2021 21:39 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
SaleCommon Stock, par value $0.01 per share 3,070 $77.85 $238,999.50
Disclosure

SEC source: 0000350698-21-000047 · wf-form4_161420275282387.xml · nonDerivative · entry 4

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,800

Read SEC document
February 24, 2021 Filed Feb 24, 2021 21:39 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionCommon Stock, par value $0.01 per share 3,070 $46.22 $141,895.40
Disclosure

SEC source: 0000350698-21-000047 · wf-form4_161420275282387.xml · nonDerivative · entry 3

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:39 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 200 $0.00 Strike: $46.22 $0.00
Disclosure

SEC source: 0000350698-21-000047 · wf-form4_161420275282387.xml · derivative · entry 5

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,070

Underlying: Common Stock, par value $0.01 per share · 200 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:39 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
SaleCommon Stock, par value $0.01 per share 200 $79.85 $15,970.00
Disclosure

SEC source: 0000350698-21-000047 · wf-form4_161420275282387.xml · nonDerivative · entry 2

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,800

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:39 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionCommon Stock, par value $0.01 per share 200 $46.22 $9,244.00
Disclosure

SEC source: 0000350698-21-000047 · wf-form4_161420275282387.xml · nonDerivative · entry 1

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.