AMZE

SEC source: 0001493152-26-024912 · ownership.xml · nonDerivative · entry 1

Day Aaron · CIK 0002062519 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,045,315

F1 · price: The purchases were executed in multiple trades at prices ranging from $0.1288 to $0.1483. The price reported reflects the weighted average purchase price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate purchase price.

SEC source: 0002062519-25-000002 · primary_doc.xml · nonDerivative · entry 1

Day Aaron · CIK 0002062519 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,315

F1 · price: The purchases were executed in multiple trades at prices ranging from $0.2977 to $0.30. The price reported reflects the weighted average purchase price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate purchase price.

SEC source: 0001415889-25-017559 · form4-06172025_050601.xml · derivative · entry 5

Day Aaron · CIK 0002062519 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Day Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 2,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders.

F2 · price: Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders.

F4 · derivative.expiration_date: The Series D Convertible Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: The share amounts reflect a 1-for-23 reverse stock split which became effective on June 12, 2025.

F3 · ownership.nature: The Reporting Person is the Trustee of the Day Family Trust, which is the entity that directly owns the shares.

SEC source: 0001415889-25-017559 · form4-06172025_050601.xml · derivative · entry 4

Day Aaron · CIK 0002062519 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 239,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders.

F2 · price: Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders.

F4 · derivative.expiration_date: The Series D Convertible Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: The share amounts reflect a 1-for-23 reverse stock split which became effective on June 12, 2025.

SEC source: 0001415889-25-017559 · form4-06172025_050601.xml · nonDerivative · entry 2

Day Aaron · CIK 0002062519 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Day Family Trust

Disclosed balance after: 5,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The share amounts reflect a 1-for-23 reverse stock split which became effective on June 12, 2025.

F2 · price: Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders.

F1 · balance_after: The share amounts reflect a 1-for-23 reverse stock split which became effective on June 12, 2025.

F3 · ownership.nature: The Reporting Person is the Trustee of the Day Family Trust, which is the entity that directly owns the shares.

SEC source: 0001415889-25-017559 · form4-06172025_050601.xml · nonDerivative · entry 1

Day Aaron · CIK 0002062519 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The share amounts reflect a 1-for-23 reverse stock split which became effective on June 12, 2025.

F2 · price: Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders.

F1 · balance_after: The share amounts reflect a 1-for-23 reverse stock split which became effective on June 12, 2025.

SEC source: 0001415889-25-017060 · form4-06122025_100643.xml · nonDerivative · entry 1

Day Aaron · CIK 0002062519 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Day Family Trust

Disclosed balance after: 73,716

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.417 to $0.445. The Reporting Person undertakes to provide Amaze Holdings, Inc., any security holder of Amaze Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4.

F2 · ownership.nature: The Reporting Person is the Trustee of the Day Family Trust, which is the entity that directly owns the purchased shares.

SEC source: 0001415889-25-008821 · form4-03242025_110307.xml · derivative · entry 1

Day Aaron · CIK 0002062519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,137

Underlying: Common Stock · 5,517,125 shares

Expires not disclosed

F2 · price: Received in connection with the acquisition of Amaze Software, Inc. pursuant to the Amended and Restated Agreement and Plan of Merger.

F1 · derivative.expiration_date: Series D Convertible Preferred Stock has no expiration date.

SEC source: 0001415889-25-017559 · form4-06172025_050601.xml · derivative · entry 3

Day Aaron · CIK 0002062519 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Day Family Trust

Disclosed balance after: 500

Underlying: Common Stock · 62,500 shares

Expires not disclosed

F6 · price: Received in connection with the acquisition of Amaze Software, Inc. pursuant to the Amended and Restated Agreement and Plan of Merger.

F4 · derivative.expiration_date: The Series D Convertible Preferred Stock has no expiration date.

F5 · derivative.underlying_shares: The share amount does not reflect the 1-for-23 reverse stock split.

SEC source: 0001103646-23-000010 · primary_doc.xml · nonDerivative · entry 2

CSS LLC/IL · CIK 0001103646 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 459,767

F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.40 to $0.42755, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc(VINE),any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4.

SEC source: 0001103646-23-000010 · primary_doc.xml · nonDerivative · entry 1

CSS LLC/IL · CIK 0001103646 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,384

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.38 to $0.40, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc(VINE),any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4

SEC source: 0001103646-23-000009 · primary_doc.xml · nonDerivative · entry 1

CSS LLC/IL · CIK 0001103646 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 688,926

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.49 to $0.52, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc (VINE), any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4.

SEC source: 0001103646-23-000008 · primary_doc.xml · nonDerivative · entry 4

CSS LLC/IL · CIK 0001103646 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,926

F3 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.4795 to $0.49, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc (VINE),any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4.

SEC source: 0001103646-23-000008 · primary_doc.xml · nonDerivative · entry 3

CSS LLC/IL · CIK 0001103646 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 755,199

F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.47 to $0.49, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc (VINE),any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4.

SEC source: 0001103646-23-000008 · primary_doc.xml · nonDerivative · entry 2

CSS LLC/IL · CIK 0001103646 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 832,079

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.4801 to $0.51, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc (VINE),any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4.

SEC source: 0001103646-23-000008 · primary_doc.xml · nonDerivative · entry 1

CSS LLC/IL · CIK 0001103646 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858,093

SEC source: 0001103646-23-000007 · primary_doc.xml · nonDerivative · entry 2

CSS LLC/IL · CIK 0001103646 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 868,093

SEC source: 0001103646-23-000007 · primary_doc.xml · nonDerivative · entry 1

CSS LLC/IL · CIK 0001103646 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 873,093

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.60 to $0.601, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc (VINE), any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4.

SEC source: 0001103646-23-000006 · primary_doc.xml · nonDerivative · entry 1

CSS LLC/IL · CIK 0001103646 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 878,093

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.65 to $0.80, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc (VINE), any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4.

SEC source: 0001415889-23-008978 · form4-05312023_090532.xml · derivative · entry 2

Dheri Hitesh · CIK 0001979629 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2028-05-25

F2 · derivative.exercise_date: Represents an option grant with options vesting as follows: 125,000 options on May 25, 2024, and, thereafter, in 36 monthly installments as nearly equal in amount as possible (approximately 10,416 options) commencing on the 13th month anniversary of the grant date reported on this Form 4 and continuing on each one month anniversary thereafter.

SEC source: 0001415889-23-008978 · form4-05312023_090532.xml · nonDerivative · entry 1

Dheri Hitesh · CIK 0001979629 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,463

F1 · shares: Represents a restricted stock grant with transfer and forfeiture restrictions on the shares that lapse as follows: 49,116 on August 25, 2023, 49,116 on November 25, 2023, 49,116 on February 25, 2024 and 49,115 on May 25, 2024.

SEC source: 0001415889-23-008085 · form4-05162023_010526.xml · nonDerivative · entry 1

Hawkins Michelle · CIK 0001968044 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 1,000,295

F1 · shares: Represents a restricted stock award granted to the Reporting Person's spouse with transfer and forfeiture restrictions on the shares that lapse with respect to 95,238 shares each on of August 11, 2023, November 11, 2023, February 11, 2024 and May 11, 2024.

SEC source: 0001103646-23-000005 · primary_doc.xml · nonDerivative · entry 1

CSS LLC/IL · CIK 0001103646 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,018,093

SEC source: 0001103646-23-000004 · primary_doc.xml · nonDerivative · entry 1

CSS LLC/IL · CIK 0001103646 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,020,093

SEC source: 0001415889-23-006891 · form4-04262023_060434.xml · derivative · entry 2

Cockroft Roger C. · CIK 0001974860 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2028-04-25

F2 · derivative.exercise_date: Represents an option grant with options vesting as follows: 250,000 options on April 25, 2024, and, thereafter, in 36 monthly installments as nearly equal in amount as possible (approximately 20,883 options) commencing on the 13th month anniversary of the grant date reported on this Form 4 and continuing on each one month anniversary thereafter.

SEC source: 0001415889-23-006891 · form4-04262023_060434.xml · nonDerivative · entry 1

Cockroft Roger C. · CIK 0001974860 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,282

F1 · shares: Represents a restricted stock grant with transfer and forfeiture restrictions on the shares that lapse as follows: 115,980 shares on July 25, 2023, 115,979 shares on October 25, 2023, 115,979 shares on January 25, 2024 and 115,979 shares on April 25, 2024.

SEC source: 0001103646-23-000003 · primary_doc.xml · nonDerivative · entry 1

CSS LLC/IL · CIK 0001103646 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,020,193

SEC source: 0001213900-23-031053 · ownership.xml · nonDerivative · entry 1

Novak Damian · CIK 0001898426 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,644,169

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3900 to $0.4157, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.

SEC source: 0001213900-23-030703 · ownership.xml · nonDerivative · entry 1

Novak Damian · CIK 0001898426 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,659,848

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3900 to $0.4148, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.

SEC source: 0001213900-23-030322 · ownership.xml · nonDerivative · entry 1

Novak Damian · CIK 0001898426 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,661,558

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3900 to $0.4080, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.

SEC source: 0001213900-23-029978 · ownership.xml · nonDerivative · entry 1

Novak Damian · CIK 0001898426 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,726,456

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3975 to $0.4378, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.

SEC source: 0001213900-23-029605 · ownership.xml · nonDerivative · entry 1

Novak Damian · CIK 0001898426 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,732,945

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3900 to $0.4170, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.

SEC source: 0001213900-23-029192 · ownership.xml · nonDerivative · entry 1

Novak Damian · CIK 0001898426 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,789,999

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3900 to $0.4211, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.

SEC source: 0001213900-23-028572 · ownership.xml · nonDerivative · entry 1

Novak Damian · CIK 0001898426 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,802,172

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $$0.3810 to $0.42505, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.

SEC source: 0001415889-23-005946 · form4-04042023_070442.xml · nonDerivative · entry 1

Pruitt Michael D · CIK 0001124144 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: Represents a restricted stock grant with transfer and forfeiture restrictions on the shares that lapse as follows: 5,000 shares on April 1, 2023 (date of grant), 5,000 shares on July 1, 2023, 5,000 shares on October 1, 2023 and 5,000 shares on January 1, 2024.

SEC source: 0001415889-23-006071 · form4-04042023_080413.xml · nonDerivative · entry 1

Yacullo David · CIK 0001898046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: Represents a restricted stock grant with transfer and forfeiture restrictions on the shares that lapse as follows: 5,000 shares on April 1, 2023 (date of grant), 5,000 shares on July 1, 2023, 5,000 shares on October 1, 2023 and 5,000 shares on January 1, 2024.

SEC source: 0001415889-23-006081 · form4-04042023_090428.xml · nonDerivative · entry 1

Yacullo Brad · CIK 0001898430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: Represents a restricted stock grant with transfer and forfeiture restrictions on the shares that lapse as follows: 5,000 shares on April 1, 2023 (date of grant), 5,000 shares on July 1, 2023, 5,000 shares on October 1, 2023 and 5,000 shares on January 1, 2024.

SEC source: 0001415889-23-005928 · form4-04042023_060412.xml · nonDerivative · entry 1

Hawkins Michelle · CIK 0001968044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Represents a restricted stock grant with transfer and forfeiture restrictions on the shares that lapse as follows: 5,000 shares on April 1, 2023 (date of grant), 5,000 shares on July 1, 2023, 5,000 shares on October 1, 2023 and 5,000 shares on January 1, 2024.

SEC source: 0001415889-23-006231 · form4-04052023_040444.xml · nonDerivative · entry 1

Doan Eric · CIK 0001898034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: Represents a restricted stock grant with transfer and forfeiture restrictions on the shares that lapse as follows: 5,000 shares on April 1, 2023 (date of grant), 5,000 shares on July 1, 2023, 5,000 shares on October 1, 2023 and 5,000 shares on January 1, 2024.

SEC source: 0001415889-23-002822 · form4-02212023_040200.xml · nonDerivative · entry 1

Nechio Rick · CIK 0001898039 · INTERIM CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,472

F1 · kind: The reported securities were forfeited and transferred back to the Issuer without consideration to enable the Issuer to issue shares to a consultant without subjecting the Issuer's other stockholders to dilution therefrom.

SEC source: 0001415889-23-002824 · form4-02212023_040246.xml · nonDerivative · entry 1

Novak Damian · CIK 0001898426 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,837,672

F1 · kind: The reported securities were forfeited and transferred back to the Issuer without consideration to enable the Issuer to issue shares to a consultant without subjecting the Issuer's other stockholders to dilution therefrom.

SEC source: 0001415889-22-012855 · form4-12202022_091204.xml · nonDerivative · entry 1

Nechio Rick · CIK 0001898039 · Director · PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,823,472

F1 · kind: The reported securities were forfeited and transferred back to the Issuer without consideration to enable the Issuer to issue shares to certain vendors without subjecting the Issuer's other stockholders to dilution therefrom.

F2 · balance_after: Includes shares previously held by Nechio & Novak, LLC ("Nechio & Novak") that were received by the reporting person on July 20, 2022 in a pro-rata distribution from Nechio & Novak to its members, and are now owned directly. In prior reports, the reporting person reported indirect beneficial ownership of all 5,317,653 shares of the Issuer's common stock held by Nechio & Novak, LLC, and disclaimed beneficial ownership over such shares except to the extent of his pecuniary interest in such shares.

SEC source: 0001415889-22-012854 · form4-12202022_091258.xml · nonDerivative · entry 1

Novak Damian · CIK 0001898426 · Director · EXECUTIVE CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,087,672

F1 · kind: The reported securities were forfeited and transferred back to the Issuer without consideration to enable the Issuer to issue shares to certain vendors without subjecting the Issuer's other stockholders to dilution therefrom.

F2 · balance_after: Includes shares previously held by Nechio & Novak, LLC ("Nechio & Novak") that were received by the reporting person on July 20, 2022 in a pro-rata distribution from Nechio & Novak to its members, and are now owned directly. In prior reports, the reporting person reported indirect beneficial ownership of all 5,317,653 shares of the Issuer's common stock held by Nechio & Novak, LLC, and disclaimed beneficial ownership over such shares except to the extent of his pecuniary interest in such shares.

SEC source: 0001415889-22-009809 · form4-09212022_120919.xml · nonDerivative · entry 2

Anderson Janelle Denise · CIK 0001899092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,676

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.54, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.

SEC source: 0001415889-22-009809 · form4-09212022_120919.xml · nonDerivative · entry 1

Anderson Janelle Denise · CIK 0001899092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,513

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.54 to $2.92, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.

SEC source: 0001213900-22-052686 · ownership.xml · nonDerivative · entry 1

Anderson Janelle Denise · CIK 0001899092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,676

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.70 to $3.00, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.

SEC source: 0001213900-22-051653 · ownership.xml · nonDerivative · entry 1

Anderson Janelle Denise · CIK 0001899092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,676

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $3.00, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote.

SEC source: 0001415889-22-008035 · form4-07292022_080711.xml · nonDerivative · entry 1

Nechio & Novak, LLC · CIK 0001898432 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reporting person distributed the shares to its members on a pro rata basis.

F2 · ownership.direct: Nechio & Novak is a Texas limited liability company of which Rick Nechio and Damian Novak are co-founders. Messrs. Nechio and Novak share voting and dispositive power over the shares of common stock of Fresh Vine Wine, Inc. held by Nechio & Novak, LLC. Each of Messrs. Nechio and Novak disclaims beneficial ownership over the shares of common stock of Fresh Vine Wine, Inc. held by Nechio & Novak, LLC except to the extent of his pecuniary interest in such shares.

SEC source: 0001415889-22-002938 · form4-03142022_020305.xml · derivative · entry 2

Anderson Janelle Denise · CIK 0001899092 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,001

Underlying: Common Stock · 427,001 shares

Expires 2032-03-11

F1 · derivative.exercise_date: The options were granted pursuant to an agreement dated March 11, 2022 between the Company and the Reporting Person. Options to acquire 427,001 shares will vest in three installments of 142,334 each on 9/11/2022 and 3/11/2023, and 142,333 on 3/11/2024. The grant was approved in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934 (the "1934 Act"), and in accordance with Rule 16b-3(a) of the 1934 Act is exempt from Section 16(b) of the 1934 Act.

SEC source: 0001415889-22-002313 · form4-03032022_010329.xml · nonDerivative · entry 1

Anderson Janelle Denise · CIK 0001899092 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,676

F1 · shares: Grant of Restricted Stock Units (RSUs); each RSU represents a contingent right to receive one share of common stock. RSUs vest on June 18, 2022. The shares are delivered to the Reporting Person upon vesting.