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Nasdaq · USD

AMRX

Amneal Pharmaceuticals, Inc.

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820
SEC CIK
0001723128
Parsed reports
351

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2020 Filed May 8, 2020 23:12 UTC
Shah NikitaSVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 4,442 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012453 · doc4.xml · derivative · entry 3

Shah Nikita · CIK 0001738061 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,883

Underlying: Class A Common Stock · 4,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: On May 7, 2018, the reporting person was granted 17,766 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On May 7, 2018, the reporting person was granted 17,766 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

Read SEC document
May 07, 2020 Filed May 8, 2020 23:12 UTC
Shah NikitaSVP, Chief HR Officer
Tax withholdingClass A Common Stock 1,326 $3.55 $4,707.30
Disclosure

SEC source: 0000899243-20-012453 · doc4.xml · nonDerivative · entry 2

Shah Nikita · CIK 0001738061 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,727

F3 · shares: Represents shares of common stock withheld to satisfy tax withholding obligations relating to the vesting of restricted stock units.

Read SEC document
May 07, 2020 Filed May 8, 2020 23:12 UTC
Shah NikitaSVP, Chief HR Officer
Exercise / conversionClass A Common Stock 4,442 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012453 · doc4.xml · nonDerivative · entry 1

Shah Nikita · CIK 0001738061 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the gross number of shares of common stock awarded to the reporting person in connection with the vesting of restricted stock units. The actual number of shares issued was reduced by the number of shares withheld to satisfy tax withholding obligations. See footnote 3.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 07, 2020 Filed May 8, 2020 23:11 UTC
Todisco JosephSVP, Specialty Commercial
Exercise / conversionRestricted Stock Units · Derivative 4,442 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012452 · doc4.xml · derivative · entry 3

Todisco Joseph · CIK 0001774807 · SVP, Specialty Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,883

Underlying: Class A Common Stock · 4,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: On May 7, 2018, the reporting person was granted 17,766 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On May 7, 2018, the reporting person was granted 17,766 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

Read SEC document
May 07, 2020 Filed May 8, 2020 23:11 UTC
Todisco JosephSVP, Specialty Commercial
Tax withholdingClass A Common Stock 2,212 $3.55 $7,852.60
Disclosure

SEC source: 0000899243-20-012452 · doc4.xml · nonDerivative · entry 2

Todisco Joseph · CIK 0001774807 · SVP, Specialty Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,024

F3 · shares: Represents shares of common stock withheld to satisfy tax withholding obligations relating to the vesting of restricted stock units.

Read SEC document
May 07, 2020 Filed May 8, 2020 23:11 UTC
Todisco JosephSVP, Specialty Commercial
Exercise / conversionClass A Common Stock 4,442 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012452 · doc4.xml · nonDerivative · entry 1

Todisco Joseph · CIK 0001774807 · SVP, Specialty Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the gross number of shares of common stock awarded to the reporting person in connection with the vesting of restricted stock units. The actual number of shares issued was reduced by the number of shares withheld to satisfy tax withholding obligations. See footnote 3.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 07, 2020 Filed May 8, 2020 23:11 UTC
Patel Chirag K.Director · President, Co-CEO & Director · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012451 · doc4.xml · derivative · entry 2

Patel Chirag K. · CIK 0001738701 · Director · President, Co-CEO & Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: On May 6, 2019, the reporting person was granted 6,459 restricted stock units vesting on May 7, 2020.

F2 · derivative.expiration_date: On May 6, 2019, the reporting person was granted 6,459 restricted stock units vesting on May 7, 2020.

Read SEC document
May 07, 2020 Filed May 8, 2020 23:11 UTC
Patel Chirag K.Director · President, Co-CEO & Director · 10% owner
Exercise / conversionClass A Common Stock 6,459 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012451 · doc4.xml · nonDerivative · entry 1

Patel Chirag K. · CIK 0001738701 · Director · President, Co-CEO & Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 05, 2020 Filed May 6, 2020 23:49 UTC GrantRestricted Stock Units · Derivative 74,230 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012185 · doc4.xml · derivative · entry 1

MEISTER PAUL M · CIK 0001033876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,230

Underlying: Class A Common Stock · 74,230 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

Read SEC document
May 05, 2020 Filed May 6, 2020 23:47 UTC GrantRestricted Stock Units · Derivative 46,218 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012183 · doc4.xml · derivative · entry 1

George Jeffrey P. · CIK 0001796789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,218

Underlying: Class A Common Stock · 46,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

Read SEC document
May 05, 2020 Filed May 6, 2020 23:49 UTC
Kiely JohnDirector
GrantRestricted Stock Units · Derivative 46,218 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012186 · doc4.xml · derivative · entry 1

Kiely John · CIK 0001781149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,218

Underlying: Class A Common Stock · 46,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

Read SEC document
May 05, 2020 Filed May 6, 2020 23:50 UTC
Yanai ShlomoDirector
GrantRestricted Stock Units · Derivative 46,218 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012187 · doc4.xml · derivative · entry 1

Yanai Shlomo · CIK 0001562645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,218

Underlying: Class A Common Stock · 46,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 17:27 UTC GrantRestricted Stock Units · Derivative 46,218 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012265 · doc4.xml · derivative · entry 2

Alva Emily Peterson · CIK 0001738422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,218

Underlying: Class A Common Stock · 46,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:25 UTC
Nark Ted CDirector
GrantRestricted Stock Units · Derivative 46,218 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012261 · doc4.xml · derivative · entry 2

Nark Ted C · CIK 0001316851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,218

Underlying: Class A Common Stock · 46,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:23 UTC
Patel GautamDirector · 10% owner
GrantRestricted Stock Units · Derivative 46,218 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012259 · doc4.xml · derivative · entry 3

Patel Gautam · CIK 0001738054 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,218

Underlying: Class A Common Stock · 46,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

F3 · derivative.expiration_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:23 UTC GrantRestricted Stock Units · Derivative 46,218 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012257 · doc4.xml · derivative · entry 2

BUCHI J KEVIN · CIK 0001209726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,218

Underlying: Class A Common Stock · 46,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units vest on the later of (i) the day immediately preceding the issuer's first annual meeting of stockholders following the date of grant and (ii) the day immediately following the first anniversary of the date of grant.

Read SEC document
May 04, 2020 Filed May 5, 2020 20:23 UTC Exercise / conversionRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012068 · doc4.xml · derivative · entry 2

TERRERI PETER R · CIK 0001238456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: On May 6, 2019, the reporting person was granted 6,459 restricted stock units. Because the reporting person did not stand for election at the annual meeting on May 5, 2020, the restricted stock units vested on May 4, 2020 (the day prior to the first annual meeting of stockholders following the date of grant).

F2 · derivative.expiration_date: On May 6, 2019, the reporting person was granted 6,459 restricted stock units. Because the reporting person did not stand for election at the annual meeting on May 5, 2020, the restricted stock units vested on May 4, 2020 (the day prior to the first annual meeting of stockholders following the date of grant).

Read SEC document
May 04, 2020 Filed May 5, 2020 20:23 UTC Exercise / conversionClass A Common Stock 6,459 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012068 · doc4.xml · nonDerivative · entry 1

TERRERI PETER R · CIK 0001238456 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 21:48 UTC PurchaseClass A Common Stock 204,210 $2.71 $553,409.10
Disclosure

SEC source: 0000899243-20-009026 · doc4.xml · nonDerivative · entry 2

MEISTER PAUL M · CIK 0001033876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,649

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.555 to $2.85, inclusive.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 21:48 UTC PurchaseClass A Common Stock 149,439 $2.79 $416,934.81
Disclosure

SEC source: 0000899243-20-009026 · doc4.xml · nonDerivative · entry 1

MEISTER PAUL M · CIK 0001033876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,439

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.72 to $2.85, inclusive.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:02 UTC
Konidaris TasosSVP and CFO
GrantPerformance-Based Restricted Stock Units · Derivative 701,754 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008429 · doc4.xml · derivative · entry 2

Konidaris Tasos · CIK 0001320982 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,754

Underlying: Class A Common Stock · 701,754 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · shares: Represents the maximum number of shares issuable under the performance-based restricted stock units.

F5 · derivative.exercise_date: 25% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $8 or higher for 60 consecutive calendar days during the three-year performance period. An additional 12.5% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $10, $12, $14, $16, $18 and $20, respectively, for 60 consecutive calendar days during the three-year performance period. For average 60-day closing stock prices between $12 and $20 per share, the number of performance-based restricted stock units that become earned will be determined using straight line interpolation. Any earned performance-based restricted stock units vest in full on February 28, 2023, the last day of the performance period.

F5 · derivative.expiration_date: 25% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $8 or higher for 60 consecutive calendar days during the three-year performance period. An additional 12.5% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $10, $12, $14, $16, $18 and $20, respectively, for 60 consecutive calendar days during the three-year performance period. For average 60-day closing stock prices between $12 and $20 per share, the number of performance-based restricted stock units that become earned will be determined using straight line interpolation. Any earned performance-based restricted stock units vest in full on February 28, 2023, the last day of the performance period.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:02 UTC
Konidaris TasosSVP and CFO
GrantRestricted Stock Units · Derivative 350,877 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008429 · doc4.xml · derivative · entry 1

Konidaris Tasos · CIK 0001320982 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,877

Underlying: Class A Common Stock · 350,877 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on March 12, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on March 12, 2021.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 23:54 UTC
Patel ChintuDirector · Co-CEO and Director · 10% owner
PurchaseClass A Common Stock 100,000 $3.09 $309,000.00
Disclosure

SEC source: 0000899243-20-007990 · doc4.xml · nonDerivative · entry 1

Patel Chintu · CIK 0001737428 · Director · Co-CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,107

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.90 to $3.20, inclusive.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 23:54 UTC
Patel Chirag K.Director · President, Co-CEO & Director · 10% owner
PurchaseClass A Common Stock 100,000 $3.09 $309,000.00
Disclosure

SEC source: 0000899243-20-007988 · doc4.xml · nonDerivative · entry 1

Patel Chirag K. · CIK 0001738701 · Director · President, Co-CEO & Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,107

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.90 to $3.20, inclusive.

Read SEC document
March 04, 2020 Filed Mar 11, 2020 01:13 UTC
Patel ChintuDirector · Co-CEO and Director · 10% owner
PurchaseClass A Common Stock 58,765 $3.97 $233,297.05
Disclosure

SEC source: 0000899243-20-007819 · doc4.xml · nonDerivative · entry 3

Patel Chintu · CIK 0001737428 · Director · Co-CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,107

F3 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.87 to $4.00, inclusive.

Read SEC document
March 04, 2020 Filed Mar 11, 2020 01:15 UTC
Patel Chirag K.Director · President, Co-CEO & Director · 10% owner
PurchaseClass A Common Stock 58,938 $3.97 $233,983.86
Disclosure

SEC source: 0000899243-20-007821 · doc4.xml · nonDerivative · entry 3

Patel Chirag K. · CIK 0001738701 · Director · President, Co-CEO & Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,107

F3 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.87 to $4.00, inclusive.

Read SEC document
March 03, 2020 Filed Mar 11, 2020 01:13 UTC
Patel ChintuDirector · Co-CEO and Director · 10% owner
PurchaseClass A Common Stock 156,539 $3.88 $607,371.32
Disclosure

SEC source: 0000899243-20-007819 · doc4.xml · nonDerivative · entry 2

Patel Chintu · CIK 0001737428 · Director · Co-CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,342

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.75 to $4.00, inclusive.

Read SEC document
March 03, 2020 Filed Mar 11, 2020 01:15 UTC
Patel Chirag K.Director · President, Co-CEO & Director · 10% owner
PurchaseClass A Common Stock 156,421 $3.88 $606,913.48
Disclosure

SEC source: 0000899243-20-007821 · doc4.xml · nonDerivative · entry 2

Patel Chirag K. · CIK 0001738701 · Director · President, Co-CEO & Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,169

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.75 to $4.00, inclusive.

Read SEC document
March 03, 2020 Filed Mar 11, 2020 01:14 UTC
Patel GautamDirector · 10% owner
PurchaseClass A Common Stock 117,889 $3.94 $464,482.66
Disclosure

SEC source: 0000899243-20-007820 · doc4.xml · nonDerivative · entry 2

Patel Gautam · CIK 0001738054 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,107

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.86 to $4.00, inclusive.

Read SEC document
March 02, 2020 Filed Mar 11, 2020 01:13 UTC
Patel ChintuDirector · Co-CEO and Director · 10% owner
PurchaseClass A Common Stock 34,696 $3.87 $134,273.52
Disclosure

SEC source: 0000899243-20-007819 · doc4.xml · nonDerivative · entry 1

Patel Chintu · CIK 0001737428 · Director · Co-CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,803

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.805 to $3.92, inclusive.

Read SEC document
March 02, 2020 Filed Mar 11, 2020 01:15 UTC
Patel Chirag K.Director · President, Co-CEO & Director · 10% owner
PurchaseClass A Common Stock 34,641 $3.87 $134,060.67
Disclosure

SEC source: 0000899243-20-007821 · doc4.xml · nonDerivative · entry 1

Patel Chirag K. · CIK 0001738701 · Director · President, Co-CEO & Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,748

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.805 to $3.92, inclusive.

Read SEC document
March 02, 2020 Filed Mar 11, 2020 01:14 UTC
Patel GautamDirector · 10% owner
PurchaseClass A Common Stock 32,111 $3.88 $124,590.68
Disclosure

SEC source: 0000899243-20-007820 · doc4.xml · nonDerivative · entry 1

Patel Gautam · CIK 0001738054 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,218

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.84 to $3.90, inclusive.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:27 UTC
Shah NikitaSVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 11,728 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006809 · doc4.xml · derivative · entry 3

Shah Nikita · CIK 0001738061 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,186

Underlying: Class A Common Stock · 11,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: On March 1, 2019, the reporting person was granted 46,914 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On March 1, 2019, the reporting person was granted 46,914 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:27 UTC
Shah NikitaSVP, Chief HR Officer
Tax withholdingClass A Common Stock 4,228 $3.85 $16,277.80
Disclosure

SEC source: 0000899243-20-006809 · doc4.xml · nonDerivative · entry 2

Shah Nikita · CIK 0001738061 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,611

F3 · shares: Represents shares of common stock withheld to satisfy tax withholding obligations relating to the vesting of restricted stock units.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:27 UTC
Shah NikitaSVP, Chief HR Officer
Exercise / conversionClass A Common Stock 11,728 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-006809 · doc4.xml · nonDerivative · entry 1

Shah Nikita · CIK 0001738061 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the gross number of shares of common stock awarded to the reporting person in connection with the vesting of restricted stock units. The actual number of shares issued was reduced by the number of shares withheld to satisfy tax withholding obligations. See footnote 3.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:26 UTC
Todisco JosephSVP, Specialty Commercial
Exercise / conversionRestricted Stock Units · Derivative 11,111 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006807 · doc4.xml · derivative · entry 4

Todisco Joseph · CIK 0001774807 · SVP, Specialty Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Class A Common Stock · 11,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: On March 1, 2019, the reporting person was granted 44,444 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On March 1, 2019, the reporting person was granted 44,444 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:26 UTC
Todisco JosephSVP, Specialty Commercial
Tax withholdingClass A Common Stock 6,162 $3.85 $23,723.70
Disclosure

SEC source: 0000899243-20-006807 · doc4.xml · nonDerivative · entry 3

Todisco Joseph · CIK 0001774807 · SVP, Specialty Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,794

F3 · shares: Represents shares of common stock withheld to satisfy tax withholding obligations relating to the vesting of restricted stock units.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:26 UTC
Todisco JosephSVP, Specialty Commercial
Exercise / conversionClass A Common Stock 11,111 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-006807 · doc4.xml · nonDerivative · entry 2

Todisco Joseph · CIK 0001774807 · SVP, Specialty Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the gross number of shares of common stock awarded to the reporting person in connection with the vesting of restricted stock units. The actual number of shares issued was reduced by the number of shares withheld to satisfy tax withholding obligations. See footnote 3

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:27 UTC
BOYER ANDREW SExec VP, Comm Optns
Exercise / conversionRestricted Stock Units · Derivative 12,345 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006808 · doc4.xml · derivative · entry 3

BOYER ANDREW S · CIK 0001239546 · Exec VP, Comm Optns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,038

Underlying: Class A Common Stock · 12,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: On March 1, 2019, the reporting person was granted 49,383 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On March 1, 2019, the reporting person was granted 49,383 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:27 UTC
BOYER ANDREW SExec VP, Comm Optns
Tax withholdingClass A Common Stock 6,683 $3.85 $25,729.55
Disclosure

SEC source: 0000899243-20-006808 · doc4.xml · nonDerivative · entry 2

BOYER ANDREW S · CIK 0001239546 · Exec VP, Comm Optns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,630

F3 · shares: Represents shares of common stock withheld to satisfy tax withholding obligations relating to the vesting of restricted stock units.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:27 UTC
BOYER ANDREW SExec VP, Comm Optns
Exercise / conversionClass A Common Stock 12,345 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-006808 · doc4.xml · nonDerivative · entry 1

BOYER ANDREW S · CIK 0001239546 · Exec VP, Comm Optns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the gross number of shares of common stock awarded to the reporting person in connection with the vesting of restricted stock units. The actual number of shares issued was reduced by the number of shares withheld to satisfy tax withholding obligations. See footnote 3.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:26 UTC
Todisco JosephSVP, Specialty Commercial
PurchaseClass A Common Stock 40,000 $3.62 $144,800.00
Disclosure

SEC source: 0000899243-20-006807 · doc4.xml · nonDerivative · entry 1

Todisco Joseph · CIK 0001774807 · SVP, Specialty Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,845

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:18 UTC
Patel ChintuDirector · Co-CEO and Director · 10% owner
GrantPerformance-Based Restricted Stock Units · Derivative 1,266,490 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006635 · doc4.xml · derivative · entry 1

Patel Chintu · CIK 0001737428 · Director · Co-CEO and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266,490

Underlying: Class A Common Stock · 1,266,490 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents the maximum number of shares issuable under the performance-based restricted stock units.

F3 · derivative.exercise_date: 25% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $8 or higher for 60 consecutive calendar days during the three-year performance period. An additional 12.5% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $10, $12, $14, $16, $18 and $20, respectively, for 60 consecutive calendar days during the three-year performance period. For average 60-day closing stock prices between $12 and $20 per share, the number of performance-based restricted stock units that become earned will be determined using straight line interpolation. Any earned performance-based restricted stock units vest in full on February 28, 2023, the last day of the performance period.

F3 · derivative.expiration_date: 25% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $8 or higher for 60 consecutive calendar days during the three-year performance period. An additional 12.5% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $10, $12, $14, $16, $18 and $20, respectively, for 60 consecutive calendar days during the three-year performance period. For average 60-day closing stock prices between $12 and $20 per share, the number of performance-based restricted stock units that become earned will be determined using straight line interpolation. Any earned performance-based restricted stock units vest in full on February 28, 2023, the last day of the performance period.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:19 UTC
Todisco JosephSVP, Specialty Commercial
GrantPerformance-Based Restricted Stock Units · Derivative 237,468 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006637 · doc4.xml · derivative · entry 2

Todisco Joseph · CIK 0001774807 · SVP, Specialty Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,468

Underlying: Class A Common Stock · 237,468 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · shares: Represents the maximum number of shares issuable under the performance-based restricted stock units.

F5 · derivative.exercise_date: 25% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $8 or higher for 60 consecutive calendar days during the three-year performance period. An additional 12.5% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $10, $12, $14, $16, $18 and $20, respectively, for 60 consecutive calendar days during the three-year performance period. For average 60-day closing stock prices between $12 and $20 per share, the number of performance-based restricted stock units that become earned will be determined using straight line interpolation. Any earned performance-based restricted stock units vest in full on February 28, 2023, the last day of the performance period.

F5 · derivative.expiration_date: 25% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $8 or higher for 60 consecutive calendar days during the three-year performance period. An additional 12.5% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $10, $12, $14, $16, $18 and $20, respectively, for 60 consecutive calendar days during the three-year performance period. For average 60-day closing stock prices between $12 and $20 per share, the number of performance-based restricted stock units that become earned will be determined using straight line interpolation. Any earned performance-based restricted stock units vest in full on February 28, 2023, the last day of the performance period.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:19 UTC
Todisco JosephSVP, Specialty Commercial
GrantRestricted Stock Units · Derivative 118,734 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006637 · doc4.xml · derivative · entry 1

Todisco Joseph · CIK 0001774807 · SVP, Specialty Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,734

Underlying: Class A Common Stock · 118,734 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on February 27, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on February 27, 2021.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:19 UTC
Shah NikitaSVP, Chief HR Officer
GrantPerformance-Based Restricted Stock Units · Derivative 284,960 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006636 · doc4.xml · derivative · entry 2

Shah Nikita · CIK 0001738061 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,960

Underlying: Class A Common Stock · 284,960 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · shares: Represents the maximum number of shares issuable under the performance-based restricted stock units.

F5 · derivative.exercise_date: 25% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $8 or higher for 60 consecutive calendar days during the three-year performance period. An additional 12.5% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $10, $12, $14, $16, $18 and $20, respectively, for 60 consecutive calendar days during the three-year performance period. For average 60-day closing stock prices between $12 and $20 per share, the number of performance-based restricted stock units that become earned will be determined using straight line interpolation. Any earned performance-based restricted stock units vest in full on February 28, 2023, the last day of the performance period.

F5 · derivative.expiration_date: 25% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $8 or higher for 60 consecutive calendar days during the three-year performance period. An additional 12.5% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $10, $12, $14, $16, $18 and $20, respectively, for 60 consecutive calendar days during the three-year performance period. For average 60-day closing stock prices between $12 and $20 per share, the number of performance-based restricted stock units that become earned will be determined using straight line interpolation. Any earned performance-based restricted stock units vest in full on February 28, 2023, the last day of the performance period.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:19 UTC
Shah NikitaSVP, Chief HR Officer
GrantRestricted Stock Units · Derivative 142,480 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006636 · doc4.xml · derivative · entry 1

Shah Nikita · CIK 0001738061 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,480

Underlying: Class A Common Stock · 142,480 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on February 27, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on February 27, 2021.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:16 UTC
Patel Chirag K.Director · President, Co-CEO & Director · 10% owner
GrantPerformance-Based Restricted Stock Units · Derivative 1,266,490 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006633 · doc4.xml · derivative · entry 1

Patel Chirag K. · CIK 0001738701 · Director · President, Co-CEO & Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266,490

Underlying: Class A Common Stock · 1,266,490 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · shares: Represents the maximum number of shares issuable under the performance-based restricted stock units.

F3 · derivative.exercise_date: 25% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $8 or higher for 60 consecutive calendar days during the three-year performance period. An additional 12.5% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $10, $12, $14, $16, $18 and $20, respectively, for 60 consecutive calendar days during the three-year performance period. For average 60-day closing stock prices between $12 and $20 per share, the number of performance-based restricted stock units that become earned will be determined using straight line interpolation. Any earned performance-based restricted stock units vest in full on February 28, 2023, the last day of the performance period.

F3 · derivative.expiration_date: 25% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $8 or higher for 60 consecutive calendar days during the three-year performance period. An additional 12.5% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $10, $12, $14, $16, $18 and $20, respectively, for 60 consecutive calendar days during the three-year performance period. For average 60-day closing stock prices between $12 and $20 per share, the number of performance-based restricted stock units that become earned will be determined using straight line interpolation. Any earned performance-based restricted stock units vest in full on February 28, 2023, the last day of the performance period.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:13 UTC
Manzano StephenSVP, General Counsel
GrantPerformance-Based Restricted Stock Units · Derivative 131,926 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006629 · doc4.xml · derivative · entry 2

Manzano Stephen · CIK 0001798993 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,926

Underlying: Class A Common Stock · 131,926 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · shares: Represents the maximum number of shares issuable under the performance-based restricted stock units.

F5 · derivative.exercise_date: 25% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $8 or higher for 60 consecutive calendar days during the three-year performance period. An additional 12.5% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $10, $12, $14, $16, $18 and $20, respectively, for 60 consecutive calendar days during the three-year performance period. For average 60-day closing stock prices between $12 and $20 per share, the number of performance-based restricted stock units that become earned will be determined using straight line interpolation. Any earned performance-based restricted stock units vest in full on February 28, 2023, the last day of the performance period.

F5 · derivative.expiration_date: 25% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $8 or higher for 60 consecutive calendar days during the three-year performance period. An additional 12.5% of the performance-based restricted stock units are earned and eligible to vest upon the Issuer's Class A Common Stock achieving an average closing price per share of $10, $12, $14, $16, $18 and $20, respectively, for 60 consecutive calendar days during the three-year performance period. For average 60-day closing stock prices between $12 and $20 per share, the number of performance-based restricted stock units that become earned will be determined using straight line interpolation. Any earned performance-based restricted stock units vest in full on February 28, 2023, the last day of the performance period.

Read SEC document
February 27, 2020 Filed Mar 3, 2020 01:13 UTC
Manzano StephenSVP, General Counsel
GrantRestricted Stock Units · Derivative 65,963 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006629 · doc4.xml · derivative · entry 1

Manzano Stephen · CIK 0001798993 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,963

Underlying: Class A Common Stock · 65,963 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on February 27, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on February 27, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.