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Nasdaq · USD

AMRN

AMARIN CORP PLC\UK

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5970
SEC CIK
0000897448
Parsed reports
411

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2019 Filed Feb 23, 2019 02:33 UTC Exercise / conversionOrdinary Shares 28,847 $2.19 $63,174.93
Disclosure

SEC source: 0001209191-19-012807 · doc4.xml · nonDerivative · entry 4

VAN HEEK G JAN · CIK 0001021040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercise and sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 02:33 UTC Exercise / conversionOrdinary Shares 28,500 $1.87 $53,295.00
Disclosure

SEC source: 0001209191-19-012807 · doc4.xml · nonDerivative · entry 3

VAN HEEK G JAN · CIK 0001021040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercise and sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 02:33 UTC Exercise / conversionOrdinary Shares 45,000 $14.40 $648,000.00
Disclosure

SEC source: 0001209191-19-012807 · doc4.xml · nonDerivative · entry 2

VAN HEEK G JAN · CIK 0001021040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercise and sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 02:33 UTC Exercise / conversionOrdinary Shares 90,000 $1.03 $92,700.00
Disclosure

SEC source: 0001209191-19-012807 · doc4.xml · nonDerivative · entry 1

VAN HEEK G JAN · CIK 0001021040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercise and sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 02:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001209191-19-012805 · doc4.xml · derivative · entry 3

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2027-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On February 1, 2017, the Reporting Person was granted an option to purchase 133,000 Ordinary Shares under the Amarin Corporation plc 2011 Stock Incentive Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 28, 2017.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 02:31 UTC SaleOrdinary Shares 50,000 $18.97 $948,500.00
Disclosure

SEC source: 0001209191-19-012805 · doc4.xml · nonDerivative · entry 2

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,551

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
February 22, 2019 Filed Feb 23, 2019 02:31 UTC Exercise / conversionOrdinary Shares 50,000 $2.95 $147,500.00
Disclosure

SEC source: 0001209191-19-012805 · doc4.xml · nonDerivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
February 15, 2019 Filed Feb 16, 2019 01:16 UTC SaleOrdinary Shares 25,000 $17.58 $439,525.00
Disclosure

SEC source: 0001209191-19-010799 · doc4.xml · nonDerivative · entry 1

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,551

F1 · security: The sale transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.36 to $17.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
February 01, 2019 Filed Feb 2, 2019 01:35 UTC
THERO JOHN FDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 302,500 $0.00 Strike: $16.88 $0.00
Disclosure

SEC source: 0001209191-19-006640 · doc4.xml · derivative · entry 9

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,500

Underlying: Ordinary Shares · 302,500 shares

Expires 2029-02-01

F11 · derivative.exercise_date: On February 1, 2019, the Reporting Person was granted an option to purchase 302,500 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 16 equal quarterly installments starting on May 15, 2019.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 01, 2019 Filed Feb 2, 2019 01:35 UTC
THERO JOHN FDirector · President and CEO
GrantRestricted Stock Units · Derivative 216,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006640 · doc4.xml · derivative · entry 8

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,100

Underlying: Ordinary Shares · 216,100 shares

Expires not disclosed

F9 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F10 · derivative.exercise_date: On February 1, 2019, the Reporting Person was granted 216,100 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2020, January 31, 2021 and January 31, 2022.

F4 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 01, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 53,500 $0.00 Strike: $16.88 $0.00
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · derivative · entry 17

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,500

Underlying: Ordinary Shares · 53,500 shares

Expires 2029-02-01

F16 · derivative.exercise_date: On February 1, 2019, the Reporting Person was granted an option to purchase 53,500 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 16 equal quarterly installments starting on May 15, 2019.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 01, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
GrantRestricted Stock Units · Derivative 38,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · derivative · entry 16

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,200

Underlying: Ordinary Shares · 38,200 shares

Expires not disclosed

F14 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F15 · derivative.exercise_date: On February 1, 2019, the Reporting Person was granted 38,200 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2020, January 31, 2021 and January 31, 2022.

F6 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 01, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
SaleOrdinary Shares 27,989 $17.06 $477,497.94
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · nonDerivative · entry 9

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,492

F1 · security: Multiple reportable transactions are reported in the Form 4 including grants of options, grants of restricted stock units, exercise of previously granted options, vesting of previously granted restricted stock units and sale of certain shares. The market sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.81 to $17.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
February 01, 2019 Filed Feb 2, 2019 01:34 UTC
Kennedy Joseph TGeneral Counsel
GrantStock Option (Right to Buy) · Derivative 53,500 $0.00 Strike: $16.88 $0.00
Disclosure

SEC source: 0001209191-19-006638 · doc4.xml · derivative · entry 20

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,500

Underlying: Ordinary Shares · 53,500 shares

Expires 2029-02-01

F17 · derivative.exercise_date: On February 1, 2019, the Reporting Person was granted an option to purchase 53,500 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 16 equal quarterly installments starting on May 15, 2019.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 01, 2019 Filed Feb 2, 2019 01:34 UTC
Kennedy Joseph TGeneral Counsel
GrantRestricted Stock Units · Derivative 38,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006638 · doc4.xml · derivative · entry 19

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,200

Underlying: Ordinary Shares · 38,200 shares

Expires not disclosed

F15 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F16 · derivative.exercise_date: On February 1, 2019, the Reporting Person was granted 38,200 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2020, January 31, 2021 and January 31, 2022.

F5 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 01, 2019 Filed Feb 2, 2019 01:33 UTC GrantStock Option (Right to Buy) · Derivative 53,500 $0.00 Strike: $16.88 $0.00
Disclosure

SEC source: 0001209191-19-006637 · doc4.xml · derivative · entry 7

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,500

Underlying: Ordinary Shares · 53,500 shares

Expires 2029-02-01

F10 · derivative.exercise_date: On February 1, 2019, the Reporting Person was granted an option to purchase 53,500 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 16 equal quarterly installments starting on May 15, 2019.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
February 01, 2019 Filed Feb 2, 2019 01:33 UTC GrantRestricted Stock Units · Derivative 38,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006637 · doc4.xml · derivative · entry 6

Kalb Michael Wayne · CIK 0001678248 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,200

Underlying: Ordinary Shares · 38,200 shares

Expires not disclosed

F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F9 · derivative.exercise_date: On February 1, 2019, the Reporting Person was granted 38,200 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2020, January 31, 2021 and January 31, 2022.

F4 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
THERO JOHN FDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 123,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006640 · doc4.xml · derivative · entry 7

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,333

Underlying: Ordinary Shares · 123,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F7 · derivative.exercise_date: On February 1, 2018, the Reporting Person was granted 371,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2019, January 31, 2020 and January 31, 2021. The first vesting event occurred on January 31, 2019.

F4 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
THERO JOHN FDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 119,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006640 · doc4.xml · derivative · entry 6

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,666

Underlying: Ordinary Shares · 119,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F6 · derivative.exercise_date: On February 1, 2017, the Reporting Person was granted 359,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2018, January 31, 2019 and January 31, 2020. The second vesting event occurred on January 31, 2019.

F4 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
THERO JOHN FDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 120,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006640 · doc4.xml · derivative · entry 5

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 120,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F3 · derivative.exercise_date: On February 1, 2016, the Reporting Person was granted 360,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). These RSUs vest in three equal installments on each of January 31, 2017, January 31, 2018 and January 31, 2019. The third and final vesting event occurred on January 31, 2019.

F4 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
THERO JOHN FDirector · President and CEO
Tax withholdingOrdinary Shares 143,177 $16.94 $2,425,418.38
Disclosure

SEC source: 0001209191-19-006640 · doc4.xml · nonDerivative · entry 4

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337,428

F1 · security: There are no market sales of securities reported on this Form 4.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F8 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.

F5 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
THERO JOHN FDirector · President and CEO
Exercise / conversionOrdinary Shares 123,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006640 · doc4.xml · nonDerivative · entry 3

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,480,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: There are no market sales of securities reported on this Form 4.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F7 · shares: On February 1, 2018, the Reporting Person was granted 371,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2019, January 31, 2020 and January 31, 2021. The first vesting event occurred on January 31, 2019.

F4 · price: Not applicable.

F5 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
THERO JOHN FDirector · President and CEO
Exercise / conversionOrdinary Shares 119,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006640 · doc4.xml · nonDerivative · entry 2

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,356,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: There are no market sales of securities reported on this Form 4.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F6 · shares: On February 1, 2017, the Reporting Person was granted 359,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2018, January 31, 2019 and January 31, 2020. The second vesting event occurred on January 31, 2019.

F4 · price: Not applicable.

F5 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
THERO JOHN FDirector · President and CEO
Exercise / conversionOrdinary Shares 120,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006640 · doc4.xml · nonDerivative · entry 1

THERO JOHN F · CIK 0001199637 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,237,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: There are no market sales of securities reported on this Form 4.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · shares: On February 1, 2016, the Reporting Person was granted 360,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). These RSUs vest in three equal installments on each of January 31, 2017, January 31, 2018 and January 31, 2019. The third and final vesting event occurred on January 31, 2019.

F4 · price: Not applicable.

F5 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 26,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · derivative · entry 15

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Ordinary Shares · 26,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F8 · derivative.exercise_date: On February 1, 2018, the Reporting Person was granted 78,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2019, January 31, 2020 and January 31, 2021. The first vesting event occurred on January 31, 2019.

F6 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 29,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · derivative · entry 14

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Ordinary Shares · 29,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F7 · derivative.exercise_date: On February 1, 2017, the Reporting Person was granted 87,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2018, January 31, 2019 and January 31, 2020. The second vesting event occurred on January 31, 2019.

F6 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 26,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · derivative · entry 13

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 26,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F5 · derivative.exercise_date: On February 1, 2016, the Reporting Person was granted 80,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). These RSUs vest in three equal installments on each of January 31, 2017, January 31, 2018 and January 31, 2019. The third and final vesting event occurred on January 31, 2019.

F6 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,770 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · derivative · entry 12

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Ordinary Shares · 2,770 shares

Expires 2027-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: On February 1, 2017, the Reporting Person was granted an option to purchase 133,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 28, 2017.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,167 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · derivative · entry 11

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,831

Underlying: Ordinary Shares · 4,167 shares

Expires 2025-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: On July 6, 2015, the Reporting Person was granted an option to purchase 200,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on July 31, 2015.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,604 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · derivative · entry 10

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Ordinary Shares · 2,604 shares

Expires 2026-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: On February 1, 2016, the Reporting Person was granted an option to purchase 125,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that began on February 29, 2016.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
Tax withholdingOrdinary Shares 40,482 $16.94 $685,765.08
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · nonDerivative · entry 8

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,481

F1 · security: Multiple reportable transactions are reported in the Form 4 including grants of options, grants of restricted stock units, exercise of previously granted options, vesting of previously granted restricted stock units and sale of certain shares. The market sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F9 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 26,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · nonDerivative · entry 7

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Multiple reportable transactions are reported in the Form 4 including grants of options, grants of restricted stock units, exercise of previously granted options, vesting of previously granted restricted stock units and sale of certain shares. The market sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F8 · shares: On February 1, 2018, the Reporting Person was granted 78,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2019, January 31, 2020 and January 31, 2021. The first vesting event occurred on January 31, 2019.

F6 · price: Not applicable.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 29,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · nonDerivative · entry 6

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Multiple reportable transactions are reported in the Form 4 including grants of options, grants of restricted stock units, exercise of previously granted options, vesting of previously granted restricted stock units and sale of certain shares. The market sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F7 · shares: On February 1, 2017, the Reporting Person was granted 87,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2018, January 31, 2019 and January 31, 2020. The second vesting event occurred on January 31, 2019.

F6 · price: Not applicable.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 26,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · nonDerivative · entry 5

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Multiple reportable transactions are reported in the Form 4 including grants of options, grants of restricted stock units, exercise of previously granted options, vesting of previously granted restricted stock units and sale of certain shares. The market sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F5 · shares: On February 1, 2016, the Reporting Person was granted 80,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). These RSUs vest in three equal installments on each of January 31, 2017, January 31, 2018 and January 31, 2019. The third and final vesting event occurred on January 31, 2019.

F6 · price: Not applicable.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
SaleOrdinary Shares 9,541 $17.49 $166,874.95
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · nonDerivative · entry 4

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,297

F1 · security: Multiple reportable transactions are reported in the Form 4 including grants of options, grants of restricted stock units, exercise of previously granted options, vesting of previously granted restricted stock units and sale of certain shares. The market sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.09 to $17.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 2,770 $2.95 $8,171.50
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · nonDerivative · entry 3

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Multiple reportable transactions are reported in the Form 4 including grants of options, grants of restricted stock units, exercise of previously granted options, vesting of previously granted restricted stock units and sale of certain shares. The market sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 4,167 $2.50 $10,417.50
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · nonDerivative · entry 2

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Multiple reportable transactions are reported in the Form 4 including grants of options, grants of restricted stock units, exercise of previously granted options, vesting of previously granted restricted stock units and sale of certain shares. The market sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:35 UTC
Ketchum Steven BChief Scientific Officer
Exercise / conversionOrdinary Shares 2,604 $1.40 $3,645.60
Disclosure

SEC source: 0001209191-19-006639 · doc4.xml · nonDerivative · entry 1

Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Multiple reportable transactions are reported in the Form 4 including grants of options, grants of restricted stock units, exercise of previously granted options, vesting of previously granted restricted stock units and sale of certain shares. The market sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:34 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 26,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006638 · doc4.xml · derivative · entry 18

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Ordinary Shares · 26,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F7 · derivative.exercise_date: On February 1, 2018, the Reporting Person was granted 78,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2019, January 31, 2020 and January 31, 2021. The first vesting event occurred on January 31, 2019.

F5 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:34 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 36,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006638 · doc4.xml · derivative · entry 17

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Ordinary Shares · 36,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F6 · derivative.exercise_date: On February 1, 2017, the Reporting Person was granted 108,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2018, January 31, 2019 and January 31, 2020. The second vesting event occurred on January 31, 2019.

F5 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:34 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 26,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006638 · doc4.xml · derivative · entry 16

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 26,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.

F4 · derivative.exercise_date: On February 1, 2016, the Reporting Person was granted 80,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). These RSUs vest in three equal installments on each of January 31, 2017, January 31, 2018 and January 31, 2019. The third and final vesting event occurred on January 31, 2019.

F5 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:34 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 2,437 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001209191-19-006638 · doc4.xml · derivative · entry 15

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,750

Underlying: Ordinary Shares · 2,437 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: On February 1, 2018, the Reporting Person was granted an option to purchase 117,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that started on February 28, 2018.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:34 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 3,437 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001209191-19-006638 · doc4.xml · derivative · entry 14

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Ordinary Shares · 3,437 shares

Expires 2027-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: On February 1, 2017, the Reporting Person was granted an option to purchase 165,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that started on February 28, 2017.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:34 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 18,749 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001209191-19-006638 · doc4.xml · derivative · entry 13

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,762

Underlying: Ordinary Shares · 18,749 shares

Expires 2025-07-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: On July 6, 2015, the Reporting Person was granted an option to purchase 900,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that started on July 31, 2015.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:34 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 2,604 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001209191-19-006638 · doc4.xml · derivative · entry 12

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Ordinary Shares · 2,604 shares

Expires 2026-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: On February 1, 2016, the Reporting Person was granted an option to purchase 125,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that started on February 29, 2016.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:34 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 1,953 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001209191-19-006638 · doc4.xml · derivative · entry 11

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,953 shares

Expires 2025-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: On February 2, 2015, the Reporting Person was granted an option to purchase 93,750 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that started on February 28, 2015.

F2 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:34 UTC
Kennedy Joseph TGeneral Counsel
SaleOrdinary Shares 42,624 $17.49 $745,468.19
Disclosure

SEC source: 0001209191-19-006638 · doc4.xml · nonDerivative · entry 10

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,260

F1 · security: Multiple reportable transactions are reported in the Form 4 including grants of options, grants of restricted stock units, exercise of previously granted options, vesting of previously granted restricted stock units and sale of certain shares. The market sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.05 to $17.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:34 UTC
Kennedy Joseph TGeneral Counsel
Tax withholdingOrdinary Shares 43,962 $16.94 $744,716.28
Disclosure

SEC source: 0001209191-19-006638 · doc4.xml · nonDerivative · entry 9

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,884

F1 · security: Multiple reportable transactions are reported in the Form 4 including grants of options, grants of restricted stock units, exercise of previously granted options, vesting of previously granted restricted stock units and sale of certain shares. The market sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F8 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:34 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionOrdinary Shares 26,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006638 · doc4.xml · nonDerivative · entry 8

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Multiple reportable transactions are reported in the Form 4 including grants of options, grants of restricted stock units, exercise of previously granted options, vesting of previously granted restricted stock units and sale of certain shares. The market sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F7 · shares: On February 1, 2018, the Reporting Person was granted 78,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2019, January 31, 2020 and January 31, 2021. The first vesting event occurred on January 31, 2019.

F5 · price: Not applicable.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document
January 31, 2019 Filed Feb 2, 2019 01:34 UTC
Kennedy Joseph TGeneral Counsel
Exercise / conversionOrdinary Shares 36,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006638 · doc4.xml · nonDerivative · entry 7

Kennedy Joseph T · CIK 0001408920 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Multiple reportable transactions are reported in the Form 4 including grants of options, grants of restricted stock units, exercise of previously granted options, vesting of previously granted restricted stock units and sale of certain shares. The market sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F6 · shares: On February 1, 2017, the Reporting Person was granted 108,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2018, January 31, 2019 and January 31, 2020. The second vesting event occurred on January 31, 2019.

F5 · price: Not applicable.

F3 · ownership.direct: Please see the section titled "Remarks" below for additional information.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.