Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2021 Filed Apr 3, 2021 00:04 UTC |
THERO JOHN FDirector · President and CEO
|
Tax withholdingOrdinary Shares | 10,604 | $6.37 | $67,547.48 |
DisclosureSEC source: 0001562180-21-002578 · primarydocument.xml · nonDerivative · entry 4 THERO JOHN F · CIK 0001199637 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,187,392 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities. Read SEC document |
| March 31, 2021 Filed Apr 3, 2021 00:04 UTC |
THERO JOHN FDirector · President and CEO
|
Exercise / conversionOrdinary Shares | 13,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-002578 · primarydocument.xml · nonDerivative · entry 3 THERO JOHN F · CIK 0001199637 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,197,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · kind: As previously reported on February 27, 2020 and March 1, 2021, on May 15, 2017, the Reporting Person was granted 970,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirty-first vesting event occurred on March 31, 2021. F3 · price: Not applicable. Read SEC document |
| March 31, 2021 Filed Apr 3, 2021 00:04 UTC |
THERO JOHN FDirector · President and CEO
|
Exercise / conversionOrdinary Shares | 6,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-002578 · primarydocument.xml · nonDerivative · entry 2 THERO JOHN F · CIK 0001199637 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,184,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · kind: As previously reported on February 27, 2020 and March 1, 2021, on May 15, 2017, the Reporting Person was granted 970,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirty-first vesting event occurred on March 31, 2021. F3 · price: Not applicable. Read SEC document |
| March 31, 2021 Filed Apr 3, 2021 00:04 UTC |
THERO JOHN FDirector · President and CEO
|
Exercise / conversionOrdinary Shares | 6,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-002578 · primarydocument.xml · nonDerivative · entry 1 THERO JOHN F · CIK 0001199637 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,177,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F2 · kind: As previously reported on February 27, 2020 and March 1, 2021, on May 15, 2017, the Reporting Person was granted 970,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirty-first vesting event occurred on March 31, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:05 UTC |
Kalb Michael WayneSVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001708 · primarydocument.xml · derivative · entry 13 Kalb Michael Wayne · CIK 0001678248 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,666 Underlying: Ordinary Shares · 16,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F6 · derivative.exercise_date: On March 2, 2020, the Reporting Person was granted 49,000 RSUs under the Plan. These RSUs vest in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. The first vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:05 UTC |
Kalb Michael WayneSVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,056 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001708 · primarydocument.xml · derivative · entry 12 Kalb Michael Wayne · CIK 0001678248 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,330 Underlying: Ordinary Shares · 3,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:05 UTC |
Kalb Michael WayneSVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,528 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001708 · primarydocument.xml · derivative · entry 11 Kalb Michael Wayne · CIK 0001678248 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,165 Underlying: Ordinary Shares · 1,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:05 UTC |
Kalb Michael WayneSVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,528 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001708 · primarydocument.xml · derivative · entry 10 Kalb Michael Wayne · CIK 0001678248 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,165 Underlying: Ordinary Shares · 1,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:05 UTC |
Kalb Michael WayneSVP and CFO
|
Tax withholdingOrdinary Shares | 8,060 | $6.74 | $54,324.40 |
DisclosureSEC source: 0001562180-21-001708 · primarydocument.xml · nonDerivative · entry 8 Kalb Michael Wayne · CIK 0001678248 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,920 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities. F7 · balance_after: Please see the section titled "Remarks" below for additional information. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:05 UTC |
Kalb Michael WayneSVP and CFO
|
Exercise / conversionOrdinary Shares | 16,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001708 · primarydocument.xml · nonDerivative · entry 7 Kalb Michael Wayne · CIK 0001678248 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F6 · kind: On March 2, 2020, the Reporting Person was granted 49,000 RSUs under the Plan. These RSUs vest in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. The first vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:05 UTC |
Kalb Michael WayneSVP and CFO
|
Tax withholdingOrdinary Shares | 2,995 | $6.74 | $20,186.30 |
DisclosureSEC source: 0001562180-21-001708 · primarydocument.xml · nonDerivative · entry 6 Kalb Michael Wayne · CIK 0001678248 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,646 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:05 UTC |
Kalb Michael WayneSVP and CFO
|
Exercise / conversionOrdinary Shares | 3,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001708 · primarydocument.xml · nonDerivative · entry 5 Kalb Michael Wayne · CIK 0001678248 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F5 · kind: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:05 UTC |
Kalb Michael WayneSVP and CFO
|
Exercise / conversionOrdinary Shares | 1,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001708 · primarydocument.xml · nonDerivative · entry 4 Kalb Michael Wayne · CIK 0001678248 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F5 · kind: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:05 UTC |
Kalb Michael WayneSVP and CFO
|
Exercise / conversionOrdinary Shares | 1,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001708 · primarydocument.xml · nonDerivative · entry 3 Kalb Michael Wayne · CIK 0001678248 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F5 · kind: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:06 UTC |
Berg AaronCHIEF COMMERCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 16,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001709 · primarydocument.xml · derivative · entry 13 Berg Aaron · CIK 0001770259 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,666 Underlying: Ordinary Shares · 16,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F6 · derivative.exercise_date: On March 2, 2020, the Reporting Person was granted 49,000 RSUs under the Plan. These RSUs vest in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. The first vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:06 UTC |
Berg AaronCHIEF COMMERCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 3,056 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001709 · primarydocument.xml · derivative · entry 12 Berg Aaron · CIK 0001770259 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,330 Underlying: Ordinary Shares · 3,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:06 UTC |
Berg AaronCHIEF COMMERCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 1,528 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001709 · primarydocument.xml · derivative · entry 11 Berg Aaron · CIK 0001770259 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,165 Underlying: Ordinary Shares · 1,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:06 UTC |
Berg AaronCHIEF COMMERCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 1,528 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001709 · primarydocument.xml · derivative · entry 10 Berg Aaron · CIK 0001770259 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,165 Underlying: Ordinary Shares · 1,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:06 UTC |
Berg AaronCHIEF COMMERCIAL OFFICER
|
Tax withholdingOrdinary Shares | 8,045 | $6.74 | $54,223.30 |
DisclosureSEC source: 0001562180-21-001709 · primarydocument.xml · nonDerivative · entry 8 Berg Aaron · CIK 0001770259 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,465 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities. F7 · balance_after: Please see the section titled "Remarks" below for additional information. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:06 UTC |
Berg AaronCHIEF COMMERCIAL OFFICER
|
Exercise / conversionOrdinary Shares | 16,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001709 · primarydocument.xml · nonDerivative · entry 7 Berg Aaron · CIK 0001770259 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F6 · kind: On March 2, 2020, the Reporting Person was granted 49,000 RSUs under the Plan. These RSUs vest in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. The first vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:06 UTC |
Berg AaronCHIEF COMMERCIAL OFFICER
|
Tax withholdingOrdinary Shares | 3,012 | $6.74 | $20,300.88 |
DisclosureSEC source: 0001562180-21-001709 · primarydocument.xml · nonDerivative · entry 6 Berg Aaron · CIK 0001770259 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,176 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:06 UTC |
Berg AaronCHIEF COMMERCIAL OFFICER
|
Exercise / conversionOrdinary Shares | 3,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001709 · primarydocument.xml · nonDerivative · entry 5 Berg Aaron · CIK 0001770259 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F5 · kind: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:06 UTC |
Berg AaronCHIEF COMMERCIAL OFFICER
|
Exercise / conversionOrdinary Shares | 1,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001709 · primarydocument.xml · nonDerivative · entry 4 Berg Aaron · CIK 0001770259 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F5 · kind: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:06 UTC |
Berg AaronCHIEF COMMERCIAL OFFICER
|
Exercise / conversionOrdinary Shares | 1,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001709 · primarydocument.xml · nonDerivative · entry 3 Berg Aaron · CIK 0001770259 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F5 · kind: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:04 UTC |
Ketchum Steven BChief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 16,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001707 · primarydocument.xml · derivative · entry 13 Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,666 Underlying: Ordinary Shares · 16,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F6 · derivative.exercise_date: On March 2, 2020, the Reporting Person was granted 49,000 RSUs under the Plan. These RSUs vest in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. The first vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:04 UTC |
Ketchum Steven BChief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,056 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001707 · primarydocument.xml · derivative · entry 12 Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,330 Underlying: Ordinary Shares · 3,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:04 UTC |
Ketchum Steven BChief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,528 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001707 · primarydocument.xml · derivative · entry 11 Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,165 Underlying: Ordinary Shares · 1,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:04 UTC |
Ketchum Steven BChief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,528 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001707 · primarydocument.xml · derivative · entry 10 Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,165 Underlying: Ordinary Shares · 1,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:04 UTC |
Ketchum Steven BChief Scientific Officer
|
Tax withholdingOrdinary Shares | 8,355 | $6.74 | $56,312.70 |
DisclosureSEC source: 0001562180-21-001707 · primarydocument.xml · nonDerivative · entry 8 Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,246 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities. F7 · balance_after: Please see the section titled "Remarks" below for additional information. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:04 UTC |
Ketchum Steven BChief Scientific Officer
|
Exercise / conversionOrdinary Shares | 16,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001707 · primarydocument.xml · nonDerivative · entry 7 Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F6 · kind: On March 2, 2020, the Reporting Person was granted 49,000 RSUs under the Plan. These RSUs vest in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. The first vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:04 UTC |
Ketchum Steven BChief Scientific Officer
|
Tax withholdingOrdinary Shares | 3,128 | $6.74 | $21,082.72 |
DisclosureSEC source: 0001562180-21-001707 · primarydocument.xml · nonDerivative · entry 6 Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,267 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:04 UTC |
Ketchum Steven BChief Scientific Officer
|
Exercise / conversionOrdinary Shares | 3,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001707 · primarydocument.xml · nonDerivative · entry 5 Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F5 · kind: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:04 UTC |
Ketchum Steven BChief Scientific Officer
|
Exercise / conversionOrdinary Shares | 1,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001707 · primarydocument.xml · nonDerivative · entry 4 Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F5 · kind: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:04 UTC |
Ketchum Steven BChief Scientific Officer
|
Exercise / conversionOrdinary Shares | 1,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001707 · primarydocument.xml · nonDerivative · entry 3 Ketchum Steven B · CIK 0001289884 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F5 · kind: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 220,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:03 UTC |
Kennedy Joseph TGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 16,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001706 · primarydocument.xml · derivative · entry 13 Kennedy Joseph T · CIK 0001408920 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,666 Underlying: Ordinary Shares · 16,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F6 · derivative.exercise_date: On March 2, 2020, the Reporting Person was granted 49,000 RSUs under the Plan. These RSUs vest in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. The first vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:03 UTC |
Kennedy Joseph TGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 3,612 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001706 · primarydocument.xml · derivative · entry 12 Kennedy Joseph T · CIK 0001408920 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,660 Underlying: Ordinary Shares · 3,612 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 260,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:03 UTC |
Kennedy Joseph TGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,806 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001706 · primarydocument.xml · derivative · entry 11 Kennedy Joseph T · CIK 0001408920 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,830 Underlying: Ordinary Shares · 1,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 260,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:03 UTC |
Kennedy Joseph TGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,806 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001706 · primarydocument.xml · derivative · entry 10 Kennedy Joseph T · CIK 0001408920 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,830 Underlying: Ordinary Shares · 1,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 260,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:03 UTC |
Kennedy Joseph TGeneral Counsel
|
Tax withholdingOrdinary Shares | 8,600 | $6.74 | $57,964.00 |
DisclosureSEC source: 0001562180-21-001706 · primarydocument.xml · nonDerivative · entry 8 Kennedy Joseph T · CIK 0001408920 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,775 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities. F7 · balance_after: Please see the section titled "Remarks" below for additional information. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:03 UTC |
Kennedy Joseph TGeneral Counsel
|
Exercise / conversionOrdinary Shares | 16,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001706 · primarydocument.xml · nonDerivative · entry 7 Kennedy Joseph T · CIK 0001408920 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F6 · kind: On March 2, 2020, the Reporting Person was granted 49,000 RSUs under the Plan. These RSUs vest in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. The first vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:03 UTC |
Kennedy Joseph TGeneral Counsel
|
Tax withholdingOrdinary Shares | 3,804 | $6.74 | $25,638.96 |
DisclosureSEC source: 0001562180-21-001706 · primarydocument.xml · nonDerivative · entry 6 Kennedy Joseph T · CIK 0001408920 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,041 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:03 UTC |
Kennedy Joseph TGeneral Counsel
|
Exercise / conversionOrdinary Shares | 3,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001706 · primarydocument.xml · nonDerivative · entry 5 Kennedy Joseph T · CIK 0001408920 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F5 · kind: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 260,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:03 UTC |
Kennedy Joseph TGeneral Counsel
|
Exercise / conversionOrdinary Shares | 1,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001706 · primarydocument.xml · nonDerivative · entry 4 Kennedy Joseph T · CIK 0001408920 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F5 · kind: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 260,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:03 UTC |
Kennedy Joseph TGeneral Counsel
|
Exercise / conversionOrdinary Shares | 1,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001706 · primarydocument.xml · nonDerivative · entry 3 Kennedy Joseph T · CIK 0001408920 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F5 · kind: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 260,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:02 UTC |
THERO JOHN FDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 59,367 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001705 · primarydocument.xml · derivative · entry 13 THERO JOHN F · CIK 0001199637 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,733 Underlying: Ordinary Shares · 59,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F6 · derivative.exercise_date: On March 2, 2020, the Reporting Person was granted 178,100 RSUs under the Plan. These RSUs vest in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. The first vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:02 UTC |
THERO JOHN FDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 13,472 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001705 · primarydocument.xml · derivative · entry 12 THERO JOHN F · CIK 0001199637 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,832 Underlying: Ordinary Shares · 13,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 970,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:02 UTC |
THERO JOHN FDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 6,736 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001705 · primarydocument.xml · derivative · entry 11 THERO JOHN F · CIK 0001199637 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,416 Underlying: Ordinary Shares · 6,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 970,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:02 UTC |
THERO JOHN FDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 6,736 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001705 · primarydocument.xml · derivative · entry 10 THERO JOHN F · CIK 0001199637 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,416 Underlying: Ordinary Shares · 6,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. F5 · derivative.exercise_date: As previously reported on February 27, 2020 and herewith in Footnote 2, on May 15, 2017, the Reporting Person was granted 970,000 RSUs under the Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirtieth vesting event occurred on February 26, 2021. F3 · derivative.expiration_date: Not applicable. F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:02 UTC |
THERO JOHN FDirector · President and CEO
|
Tax withholdingOrdinary Shares | 23,361 | $6.74 | $157,453.14 |
DisclosureSEC source: 0001562180-21-001705 · primarydocument.xml · nonDerivative · entry 8 THERO JOHN F · CIK 0001199637 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,171,052 F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F4 · kind: Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities. F7 · balance_after: Please see the section titled "Remarks" below for additional information. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:02 UTC |
THERO JOHN FDirector · President and CEO
|
Exercise / conversionOrdinary Shares | 59,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-001705 · primarydocument.xml · nonDerivative · entry 7 THERO JOHN F · CIK 0001199637 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,194,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. F6 · kind: On March 2, 2020, the Reporting Person was granted 178,100 RSUs under the Plan. These RSUs vest in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. The first vesting event occurred on February 26, 2021. F3 · price: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.