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Nasdaq · USD

AMKR

AMKOR TECHNOLOGY, INC.

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Tapewire entity
3481
SEC CIK
0001047127
Parsed reports
904

Last 12 months

Inside the activity.

0 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202608
Mar 202601
Apr 202601
May 202608
Jun 202603
Jul 202603
Aug 202605
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2019 Filed Nov 6, 2019 21:55 UTC
Tily Gil C.Director
Exercise / conversionAmkor Technology, Inc., Common Stock 100,000 $9.86 $986,000.00
Disclosure

SEC source: 0001209191-19-055523 · doc4.xml · nonDerivative · entry 1

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exempt purchase under Section 16b-3. Transaction executed as net exercise executed with company, in which no shares were purchased or sold in the open market.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 22:22 UTC
Rutten Guillaume Marie JeanExecutive Vice President
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 43,750 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-19-054963 · doc4.xml · derivative · entry 6

Rutten Guillaume Marie Jean · CIK 0001596796 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,250

Underlying: Amkor Technology, Inc., Common Stock · 43,750 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 22:22 UTC
Rutten Guillaume Marie JeanExecutive Vice President
SaleAmkor Technology, Inc., Common Stock 43,750 $12.91 $564,812.50
Disclosure

SEC source: 0001209191-19-054963 · doc4.xml · nonDerivative · entry 4

Rutten Guillaume Marie Jean · CIK 0001596796 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 12.86 to 12.93.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 22:22 UTC
Rutten Guillaume Marie JeanExecutive Vice President
Exercise / conversionAmkor Technology, Inc., Common Stock 43,750 $9.86 $431,375.00
Disclosure

SEC source: 0001209191-19-054963 · doc4.xml · nonDerivative · entry 3

Rutten Guillaume Marie Jean · CIK 0001596796 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 22:20 UTC Amendment
Stone John CharlesExecutive Vice President
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 61,104 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-19-054962 · doc4a.xml · derivative · entry 8

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Amkor Technology, Inc., Common Stock · 61,104 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 22:20 UTC Amendment
Stone John CharlesExecutive Vice President
SaleAmkor Technology, Inc., Common Stock 61,104 $12.78 $780,909.12
Disclosure

SEC source: 0001209191-19-054962 · doc4a.xml · nonDerivative · entry 5

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,016

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 12.50 to 12.92.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 22:20 UTC Amendment
Stone John CharlesExecutive Vice President
Exercise / conversionAmkor Technology, Inc., Common Stock 61,104 $9.86 $602,485.44
Disclosure

SEC source: 0001209191-19-054962 · doc4a.xml · nonDerivative · entry 4

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:53 UTC Exercise / conversionDirector Stock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0001209191-19-054940 · doc4.xml · derivative · entry 7

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amkor Technology, Inc., Common Stock · 20,000 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest over three years: 1/3 of the option shares become exercisable on each of the first three anniversaries of the grant date.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:53 UTC Exercise / conversionDirector Stock Option (Right-to-Buy) · Derivative 20,000 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001209191-19-054940 · doc4.xml · derivative · entry 6

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amkor Technology, Inc., Common Stock · 20,000 shares

Expires 2020-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest over three years: 1/3 of the option shares become exercisable on each of the first three anniversaries of the grant date.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:53 UTC SaleAmkor Technology, Inc., Common Stock 20,000 $12.90 $258,000.00
Disclosure

SEC source: 0001209191-19-054940 · doc4.xml · nonDerivative · entry 4

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,383

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 12.90 to 12.92.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:53 UTC Exercise / conversionAmkor Technology, Inc., Common Stock 20,000 $6.46 $129,200.00
Disclosure

SEC source: 0001209191-19-054940 · doc4.xml · nonDerivative · entry 3

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:53 UTC SaleAmkor Technology, Inc., Common Stock 20,000 $12.90 $258,000.00
Disclosure

SEC source: 0001209191-19-054940 · doc4.xml · nonDerivative · entry 2

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,383

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 12.90 to 12.92.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:53 UTC Exercise / conversionAmkor Technology, Inc., Common Stock 20,000 $7.71 $154,200.00
Disclosure

SEC source: 0001209191-19-054940 · doc4.xml · nonDerivative · entry 1

Carolin Roger Anthony · CIK 0001351909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:45 UTC Exercise / conversionDirector Stock Option (Right-to-Buy · Derivative 18,000 $0.00 Strike: $8.51 $0.00
Disclosure

SEC source: 0001209191-19-054925 · doc4.xml · derivative · entry 2

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Amkor Technology, Inc., Common Stock · 18,000 shares

Expires 2028-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:45 UTC GrantAmkor Technology, Inc., Common Stock 18,000 $8.51 $153,180.00
Disclosure

SEC source: 0001209191-19-054925 · doc4.xml · nonDerivative · entry 1

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,892

Read SEC document
November 01, 2019 Filed Nov 4, 2019 17:50 UTC
Stone John CharlesExecutive Vice President
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 61,104 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-19-054819 · doc4.xml · derivative · entry 8

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Amkor Technology, Inc., Common Stock · 61,104 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 17:50 UTC
Stone John CharlesExecutive Vice President
SaleAmkor Technology, Inc., Common Stock 61,104 $12.78 $780,909.12
Disclosure

SEC source: 0001209191-19-054819 · doc4.xml · nonDerivative · entry 5

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,016

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 12.50 to 12.92.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 17:50 UTC
Stone John CharlesExecutive Vice President
Exercise / conversionAmkor Technology, Inc., Common Stock 61,104 $9.86 $602,485.44
Disclosure

SEC source: 0001209191-19-054819 · doc4.xml · nonDerivative · entry 4

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:22 UTC
Rutten Guillaume Marie JeanExecutive Vice President
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 25,000 $0.00 Strike: $5.18 $0.00
Disclosure

SEC source: 0001209191-19-054963 · doc4.xml · derivative · entry 5

Rutten Guillaume Marie Jean · CIK 0001596796 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amkor Technology, Inc., Common Stock · 25,000 shares

Expires 2024-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:22 UTC
Rutten Guillaume Marie JeanExecutive Vice President
SaleAmkor Technology, Inc., Common Stock 25,000 $13.10 $327,500.00
Disclosure

SEC source: 0001209191-19-054963 · doc4.xml · nonDerivative · entry 2

Rutten Guillaume Marie Jean · CIK 0001596796 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 13.07 to 13.17.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:22 UTC
Rutten Guillaume Marie JeanExecutive Vice President
Exercise / conversionAmkor Technology, Inc., Common Stock 25,000 $5.18 $129,500.00
Disclosure

SEC source: 0001209191-19-054963 · doc4.xml · nonDerivative · entry 1

Rutten Guillaume Marie Jean · CIK 0001596796 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:20 UTC Amendment
Stone John CharlesExecutive Vice President
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 32,646 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-19-054962 · doc4a.xml · derivative · entry 7

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,354

Underlying: Amkor Technology, Inc. Common Stock · 32,646 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:20 UTC Amendment
Stone John CharlesExecutive Vice President
SaleAmkor Technology, Inc., Common Stock 4,706 $13.72 $64,566.32
Disclosure

SEC source: 0001209191-19-054962 · doc4a.xml · nonDerivative · entry 3

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,016

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:20 UTC Amendment
Stone John CharlesExecutive Vice President
SaleAmkor Technology, Inc., Common Stock 32,646 $13.40 $437,456.40
Disclosure

SEC source: 0001209191-19-054962 · doc4a.xml · nonDerivative · entry 2

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,722

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 13.00 to 13.72.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:20 UTC Amendment
Stone John CharlesExecutive Vice President
Exercise / conversionAmkor Technology, Inc., Common Stock 32,646 $9.86 $321,889.56
Disclosure

SEC source: 0001209191-19-054962 · doc4a.xml · nonDerivative · entry 1

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 17:50 UTC
Stone John CharlesExecutive Vice President
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 32,646 $0.00 Strike: $9.86 $0.00
Disclosure

SEC source: 0001209191-19-054819 · doc4.xml · derivative · entry 7

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,354

Underlying: Amkor Technology, Inc. Common Stock · 32,646 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options will vest over four years; 25% on the first anniversary of the grant date and 1/16 of the option will vest each quarter thereafter so that at the end of the fourth year, 100% of the option will be vested.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 17:50 UTC
Stone John CharlesExecutive Vice President
SaleAmkor Technology, Inc., Common Stock 4,706 $13.72 $64,566.32
Disclosure

SEC source: 0001209191-19-054819 · doc4.xml · nonDerivative · entry 3

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,016

Read SEC document
October 31, 2019 Filed Nov 4, 2019 17:50 UTC
Stone John CharlesExecutive Vice President
SaleAmkor Technology, Inc., Common Stock 32,646 $13.40 $437,456.40
Disclosure

SEC source: 0001209191-19-054819 · doc4.xml · nonDerivative · entry 2

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,722

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 13.00 to 13.72.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 17:50 UTC
Stone John CharlesExecutive Vice President
Exercise / conversionAmkor Technology, Inc., Common Stock 32,646 $9.86 $321,889.56
Disclosure

SEC source: 0001209191-19-054819 · doc4.xml · nonDerivative · entry 1

Stone John Charles · CIK 0001581432 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2019 Filed Feb 14, 2020 16:56 UTC
KIM JAMES JDirector · 10% owner · Exhibit 99.1
OtherCommon Stock 4,000,000 $9.88 $39,520,000.00
Disclosure

SEC source: 0000899243-20-004598 · doc5.xml · nonDerivative · entry 5

KIM JAMES J · CIK 0001158839 · Director · 10% owner · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee

Disclosed balance after: 17,735,697

F3 · kind: On October 17, 2019, James J. Kim transferred 4,000,000 shares of the Issuer's Common Stock to the James J. Kim 2019-1 Qualified Annuity Trust U/A Dated 9/10/19. James J. Kim and Susan Y. Kim are co-trustees of the trust.

F5 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 17, 2019 Filed Feb 14, 2020 16:56 UTC
KIM JAMES JDirector · 10% owner · Exhibit 99.1
OtherCommon Stock 4,000,000 $9.88 $39,520,000.00
Disclosure

SEC source: 0000899243-20-004598 · doc5.xml · nonDerivative · entry 4

KIM JAMES J · CIK 0001158839 · Director · 10% owner · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,371,803

F3 · kind: On October 17, 2019, James J. Kim transferred 4,000,000 shares of the Issuer's Common Stock to the James J. Kim 2019-1 Qualified Annuity Trust U/A Dated 9/10/19. James J. Kim and Susan Y. Kim are co-trustees of the trust.

F5 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 17, 2019 Filed Feb 14, 2020 17:24 UTC OtherCommon Stock 4,000,000 $9.88 $39,520,000.00
Disclosure

SEC source: 0000899243-20-004612 · doc5.xml · nonDerivative · entry 1

Qualified Annuity Trust under the James J. Kim 2019-1 Qualified Annuity Trust Agreement dtd September10,2019 · CIK 0001792394 · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000,000

F1 · kind: On October 17, 2019, James J. Kim transferred 4,000,000 shares of the Issuer's Common Stock to the James J. Kim 2019-1 Qualified Annuity Trust U/A Dated 9/10/19. James J. Kim and Susan Y. Kim are co-trustees of the trust.

Read SEC document
October 17, 2019 Filed Feb 14, 2020 17:01 UTC
KIM SUSAN YDirector · 10% owner · Exhibit 99.1
OtherCommon Stock 4,000,000 $9.88 $39,520,000.00
Disclosure

SEC source: 0000899243-20-004601 · doc5.xml · nonDerivative · entry 7

KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee

Disclosed balance after: 36,720,025

F5 · kind: On October 17, 2019, James J. Kim transferred 4,000,000 shares of the Issuer's Common Stock to the James J. Kim 2019-1 Qualified Annuity Trust U/A Dated 9/10/19. James J. Kim and Susan Y. Kim are co-trustees of the trust.

F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 09, 2019 Filed Feb 14, 2020 16:56 UTC
KIM JAMES JDirector · 10% owner · Exhibit 99.1
OtherCommon Stock 215,700 $9.65 $2,081,505.00
Disclosure

SEC source: 0000899243-20-004598 · doc5.xml · nonDerivative · entry 3

KIM JAMES J · CIK 0001158839 · Director · 10% owner · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee

Disclosed balance after: 17,735,697

F2 · kind: On October 9, 2019, the Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd August 29, 2018 distributed 215,700 shares of the Issuer's Common Stock to Susan Y. Kim. James J. Kim and Susan Y. Kim are co-trustees of the trust.

F5 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 09, 2019 Filed Feb 14, 2020 17:29 UTC OtherCommon Stock 215,700 $9.65 $2,081,505.00
Disclosure

SEC source: 0000899243-20-004614 · doc5.xml · nonDerivative · entry 1

Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd August 29, 2018 · CIK 0001755764 · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,784,300

F1 · kind: On October 9, 2019, the Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd 8/29/18 distributed 215,700 shares of the Issuer's Common Stock to Susan Y. Kim. James J. Kim and Susan Y. Kim are co-trustees of the trust.

Read SEC document
October 09, 2019 Filed Feb 14, 2020 17:01 UTC
KIM SUSAN YDirector · 10% owner · Exhibit 99.1
OtherCommon Stock 215,700 $9.65 $2,081,505.00
Disclosure

SEC source: 0000899243-20-004601 · doc5.xml · nonDerivative · entry 6

KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,562,517

F4 · kind: On October 9, 2019, the Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd August 29, 2018 distributed 215,700 shares of the Issuer's Common Stock to Susan Y. Kim. Susan Y. Kim and James J. Kim are co-trustees of the trust.

F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 09, 2019 Filed Feb 14, 2020 17:01 UTC
KIM SUSAN YDirector · 10% owner · Exhibit 99.1
OtherCommon Stock 215,700 $9.65 $2,081,505.00
Disclosure

SEC source: 0000899243-20-004601 · doc5.xml · nonDerivative · entry 5

KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee

Disclosed balance after: 36,720,025

F4 · kind: On October 9, 2019, the Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd August 29, 2018 distributed 215,700 shares of the Issuer's Common Stock to Susan Y. Kim. Susan Y. Kim and James J. Kim are co-trustees of the trust.

F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 27, 2019 Filed Aug 27, 2019 22:55 UTC
Kelley Stephen DouglasDirector · President and CEO
Tax withholdingCommon Stock 5,425 $8.51 $46,166.75
Disclosure

SEC source: 0001209191-19-047569 · doc4.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,475

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August 02, 2019 Filed Aug 5, 2019 18:49 UTC
Tily Gil C.Director
Exercise / conversionStock Option (Right-to-Buy) · Derivative 12,500 $0.00 Strike: $4.28 $0.00
Disclosure

SEC source: 0001209191-19-044467 · doc4.xml · derivative · entry 3

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amkor Technology, Inc., Common Stock · 12,500 shares

Expires 2023-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 02, 2019 Filed Aug 5, 2019 18:49 UTC
Tily Gil C.Director
SaleAmkor Technology, Inc., Common Stock 12,500 $9.09 $113,625.00
Disclosure

SEC source: 0001209191-19-044467 · doc4.xml · nonDerivative · entry 2

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,825

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 9.08 to 9.10.

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August 02, 2019 Filed Aug 5, 2019 18:49 UTC
Tily Gil C.Director
Exercise / conversionAmkor Technology, Inc., Common Stock 12,500 $4.28 $53,500.00
Disclosure

SEC source: 0001209191-19-044467 · doc4.xml · nonDerivative · entry 1

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 12, 2019 Filed Feb 14, 2020 17:15 UTC OtherCommon Stock 800,000 $7.48 $5,984,000.00
Disclosure

SEC source: 0000899243-20-004605 · doc5.xml · nonDerivative · entry 1

Susan Y. Kim 2015 Irrevocable Trust U/A Dated March 16, 2015 · CIK 0001645038 · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087,843

F1 · kind: On July 12, 2019, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated March 16, 2015 distributed 800,000 shares of the Issuer's Common Stock to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees of the trust.

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July 12, 2019 Filed Feb 14, 2020 17:01 UTC
KIM JOHN TDirector · 10% owner · Exhibit 99.1
OtherCommon Stock 800,000 $7.48 $5,984,000.00
Disclosure

SEC source: 0000899243-20-004602 · doc5.xml · nonDerivative · entry 3

KIM JOHN T · CIK 0001158926 · Director · 10% owner · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee

Disclosed balance after: 47,485,506

F2 · kind: On July 12, 2019, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated March 16, 2015 distributed 800,000 shares of the Issuer's Common Stock to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees of the trust.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 12, 2019 Filed Feb 14, 2020 17:01 UTC
KIM SUSAN YDirector · 10% owner · Exhibit 99.1
OtherCommon Stock 800,000 $7.48 $5,984,000.00
Disclosure

SEC source: 0000899243-20-004601 · doc5.xml · nonDerivative · entry 4

KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,562,517

F3 · kind: On July 12, 2019, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated March 16, 2015 distributed 800,000 shares of the Issuer's Common Stock to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees of the trust.

F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 12, 2019 Filed Feb 14, 2020 17:01 UTC
KIM SUSAN YDirector · 10% owner · Exhibit 99.1
OtherCommon Stock 800,000 $7.48 $5,984,000.00
Disclosure

SEC source: 0000899243-20-004601 · doc5.xml · nonDerivative · entry 3

KIM SUSAN Y · CIK 0001158922 · Director · 10% owner · Exhibit 99.1

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as trustee

Disclosed balance after: 36,720,025

F3 · kind: On July 12, 2019, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated March 16, 2015 distributed 800,000 shares of the Issuer's Common Stock to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees of the trust.

F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 10, 2019 Filed Jun 10, 2019 22:55 UTC
ROGERS MARK NEVP & General Counsel
GrantEmployee Stock Option (Right-to-Buy) · Derivative 200,000 $0.00 Strike: $7.40 $0.00
Disclosure

SEC source: 0001209191-19-035985 · doc4.xml · derivative · entry 1

ROGERS MARK N · CIK 0001201997 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Amkor Technology, Inc., Common Stock · 200,000 shares

Expires 2029-06-10

F1 · derivative.exercise_date: This option grant vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16th of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.

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June 07, 2019 Filed Jun 11, 2019 19:36 UTC
Tily Gil C.Director
GrantDirector Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $7.07 $0.00
Disclosure

SEC source: 0001209191-19-036058 · doc4.xml · derivative · entry 2

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Amkor Technology, Inc., Common Stock · 20,000 shares

Expires 2029-06-07

F2 · derivative.exercise_date: These options vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date.

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June 07, 2019 Filed Jun 11, 2019 19:36 UTC
Tily Gil C.Director
GrantCommon Stock 8,486 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036058 · doc4.xml · nonDerivative · entry 1

Tily Gil C. · CIK 0001405591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,825

F1 · shares: These are restricted shares which vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date

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May 27, 2019 Filed May 28, 2019 18:52 UTC
Kelley Stephen DouglasDirector · President and CEO
Tax withholdingCommon Stock 5,425 $6.55 $35,533.75
Disclosure

SEC source: 0001209191-19-032933 · doc4.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,900

Read SEC document
May 16, 2019 Filed Jan 29, 2021 22:13 UTC PurchaseCommon Stock 2,500 $7.26 $18,147.50
Disclosure

SEC source: 0001209191-21-006145 · doc4.xml · nonDerivative · entry 1

McCourt MaryFrances · CIK 0001730724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,498

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.