Tapewire

NYSE · USD

AMG

AFFILIATED MANAGERS GROUP, INC.

Export transactions ↓
Tapewire entity
3556
SEC CIK
0001004434
Parsed reports
447

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202612
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2023 Filed Feb 8, 2023 22:00 UTC GrantDeferred Stock Units · Derivative 284 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004026 · form4.xml · derivative · entry 2

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284

Underlying: Common Stock · 284 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 22:00 UTC GrantRestricted Stock Units · Derivative 587 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004026 · form4.xml · derivative · entry 1

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587

Underlying: Common Stock · 587 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2024, 2025, 2026 and 2027.

F1 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2024, 2025, 2026 and 2027.

F1 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2024, 2025, 2026 and 2027.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:57 UTC GrantDeferred Stock Units · Derivative 293 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004022 · form4.xml · derivative · entry 2

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293

Underlying: Common Stock · 293 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:57 UTC GrantRestricted Stock Units · Derivative 587 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004022 · form4.xml · derivative · entry 1

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587

Underlying: Common Stock · 587 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2024, 2025, 2026 and 2027.

F1 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2024, 2025, 2026 and 2027.

F1 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in 25% increments on each of March 5, 2024, 2025, 2026 and 2027.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:50 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionStock Units · Derivative 8,974 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000648 · form4.xml · derivative · entry 4

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,775

Underlying: Common Stock · 8,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:50 UTC
Horgen Jay C.Director · President and CEO
Tax withholdingCommon Stock 3,642 $158.43 $577,002.06
Disclosure

SEC source: 0001127602-23-000648 · form4.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,224

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:50 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionCommon Stock 8,974 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000648 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:46 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionStock Units · Derivative 2,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000640 · form4.xml · derivative · entry 3

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,246

Underlying: Common Stock · 2,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2021-2024.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2021-2024.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2021-2024.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:46 UTC
Wojcik Thomas MChief Financial Officer
Tax withholdingCommon Stock 1,389 $158.43 $220,059.27
Disclosure

SEC source: 0001127602-23-000640 · form4.xml · nonDerivative · entry 2

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,637

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:46 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionCommon Stock 2,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000640 · form4.xml · nonDerivative · entry 1

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2021-2024.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:44 UTC
Erickson John RHead of Affiliate Engagement
Exercise / conversionStock Units · Derivative 3,942 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000638 · form4.xml · derivative · entry 3

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,772

Underlying: Common Stock · 3,942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:44 UTC
Erickson John RHead of Affiliate Engagement
Tax withholdingCommon Stock 1,871 $158.43 $296,422.53
Disclosure

SEC source: 0001127602-23-000638 · form4.xml · nonDerivative · entry 2

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,114

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:44 UTC
Erickson John RHead of Affiliate Engagement
Exercise / conversionCommon Stock 3,942 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000638 · form4.xml · nonDerivative · entry 1

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:42 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionStock Units · Derivative 4,655 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000633 · form4.xml · derivative · entry 3

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,846

Underlying: Common Stock · 4,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:42 UTC
Jamal Rizwan MHead of Affiliate Investments
Tax withholdingCommon Stock 2,109 $158.43 $334,128.87
Disclosure

SEC source: 0001127602-23-000633 · form4.xml · nonDerivative · entry 2

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,555

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:42 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionCommon Stock 4,655 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000633 · form4.xml · nonDerivative · entry 1

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:38 UTC Exercise / conversionStock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000626 · form4.xml · derivative · entry 2

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,831

Underlying: Common Stock · 5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:38 UTC Exercise / conversionCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000626 · form4.xml · nonDerivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:37 UTC Exercise / conversionStock Units · Derivative 519 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000622 · form4.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,632

Underlying: Common Stock · 519 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2020-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2020-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2020-2025.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:37 UTC Exercise / conversionCommon Stock 519 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000622 · form4.xml · nonDerivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2020-2025.

F2 · balance_after: Balance includes two shares of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:34 UTC Exercise / conversionStock Units · Derivative 260 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000617 · form4.xml · derivative · entry 2

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,278

Underlying: Common Stock · 260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:34 UTC Exercise / conversionCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000617 · form4.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:32 UTC Exercise / conversionStock Units · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000613 · form4.xml · derivative · entry 3

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,187

Underlying: Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:32 UTC Tax withholdingCommon Stock 25 $158.43 $3,960.75
Disclosure

SEC source: 0001127602-23-000613 · form4.xml · nonDerivative · entry 2

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,596

F3 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:32 UTC Exercise / conversionCommon Stock 329 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000613 · form4.xml · nonDerivative · entry 1

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

F2 · balance_after: Balance includes two shares of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:29 UTC Exercise / conversionStock Units · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000609 · form4.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,863

Underlying: Common Stock · 360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2020-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2020-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2020-2025.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:29 UTC Exercise / conversionCommon Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000609 · form4.xml · nonDerivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2020-2025.

F2 · balance_after: Balance includes two shares of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 22:36 UTC
Billings David M.General Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,098 $0.00 Strike: $122.40 $0.00
Disclosure

SEC source: 0001127602-22-025829 · form4.xml · derivative · entry 3

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,098 shares

Expires 2023-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 22:36 UTC
Billings David M.General Counsel and Secretary
Tax withholdingCommon Stock 6,987 $156.13 $1,090,880.31
Disclosure

SEC source: 0001127602-22-025829 · form4.xml · nonDerivative · entry 2

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,965

Read SEC document
November 15, 2022 Filed Nov 16, 2022 22:36 UTC
Billings David M.General Counsel and Secretary
Exercise / conversionCommon Stock 8,098 $122.40 $991,195.20
Disclosure

SEC source: 0001127602-22-025829 · form4.xml · nonDerivative · entry 1

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:26 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionStock Units · Derivative 47,988 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021237 · form4.xml · derivative · entry 4

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:26 UTC
Horgen Jay C.Director · President and CEO
Tax withholdingCommon Stock 19,215 $139.84 $2,687,025.60
Disclosure

SEC source: 0001127602-22-021237 · form4.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,892

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:26 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionCommon Stock 47,988 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021237 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:24 UTC
Erickson John RHead of Affiliate Engagement
Exercise / conversionStock Units · Derivative 10,963 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021235 · form4.xml · derivative · entry 3

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:24 UTC
Erickson John RHead of Affiliate Engagement
Tax withholdingCommon Stock 4,888 $139.84 $683,537.92
Disclosure

SEC source: 0001127602-22-021235 · form4.xml · nonDerivative · entry 2

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,043

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:24 UTC
Erickson John RHead of Affiliate Engagement
Exercise / conversionCommon Stock 10,963 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021235 · form4.xml · nonDerivative · entry 1

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:21 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionStock Units · Derivative 12,530 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021233 · form4.xml · derivative · entry 3

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:21 UTC
Jamal Rizwan MHead of Affiliate Investments
Tax withholdingCommon Stock 5,571 $139.84 $779,048.64
Disclosure

SEC source: 0001127602-22-021233 · form4.xml · nonDerivative · entry 2

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,009

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:21 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionCommon Stock 12,530 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021233 · form4.xml · nonDerivative · entry 1

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:19 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionStock Units · Derivative 4,922 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021232 · form4.xml · derivative · entry 3

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:19 UTC
Wojcik Thomas MChief Financial Officer
Tax withholdingCommon Stock 2,513 $139.84 $351,417.92
Disclosure

SEC source: 0001127602-22-021232 · form4.xml · nonDerivative · entry 2

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,384

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:19 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionCommon Stock 4,922 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021232 · form4.xml · nonDerivative · entry 1

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. The award vested on August 15, 2022.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:16 UTC Exercise / conversionStock Units · Derivative 176 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021231 · form4.xml · derivative · entry 2

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Underlying: Common Stock · 176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:16 UTC Exercise / conversionCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021231 · form4.xml · nonDerivative · entry 1

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:15 UTC Exercise / conversionStock Units · Derivative 651 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021230 · form4.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,223

Underlying: Common Stock · 651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:15 UTC Exercise / conversionCommon Stock 651 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021230 · form4.xml · nonDerivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:13 UTC Exercise / conversionStock Units · Derivative 186 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021229 · form4.xml · derivative · entry 2

Matos Rodriguez Felix V. · CIK 0001838275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647

Underlying: Common Stock · 186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:13 UTC Exercise / conversionCommon Stock 186 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021229 · form4.xml · nonDerivative · entry 1

Matos Rodriguez Felix V. · CIK 0001838275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:11 UTC Exercise / conversionStock Units · Derivative 706 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021228 · form4.xml · derivative · entry 2

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,836

Underlying: Common Stock · 706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:11 UTC Exercise / conversionCommon Stock 706 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021228 · form4.xml · nonDerivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.