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NYSE · USD

AMG

AFFILIATED MANAGERS GROUP, INC.

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Tapewire entity
3556
SEC CIK
0001004434
Parsed reports
447

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202612
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2024 Filed Mar 7, 2024 22:46 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionStock Units · Derivative 12,767 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009061 · form4.xml · derivative · entry 5

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,918

Underlying: Common Stock · 12,767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:46 UTC
Horgen Jay C.Director · President and CEO
Tax withholdingCommon Stock 14,281 $158.58 $2,264,680.98
Disclosure

SEC source: 0001127602-24-009061 · form4.xml · nonDerivative · entry 3

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,004

F3 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:46 UTC
Horgen Jay C.Director · President and CEO
GrantCommon Stock 22,611 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009061 · form4.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,285

F2 · price: Award granted in March 2021, which settled following the achievement of performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:46 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionCommon Stock 12,767 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009061 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:44 UTC
Jamal Rizwan MHead of Affiliate Investments
GrantEmployee Stock Option (Right to Buy) · Derivative 428,807 $0.00 Strike: $74.49 $0.00
Disclosure

SEC source: 0001127602-24-009059 · form4.xml · derivative · entry 7

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,807

Underlying: Common Stock · 428,807 shares

Expires 2026-08-15

F5 · derivative.exercise_date: Reflects an option award granted in August 2019, which vests on August 15, 2024 following the satisfaction of applicable performance and service conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:44 UTC
Jamal Rizwan MHead of Affiliate Investments
GrantStock Units · Derivative 6,432 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009059 · form4.xml · derivative · entry 6

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,432

Underlying: Common Stock · 6,432 shares

Expires not disclosed

F4 · derivative.exercise_price: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2025, 2026, 2027, and 2028.

F4 · derivative.exercise_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2025, 2026, 2027, and 2028.

F4 · derivative.expiration_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2025, 2026, 2027, and 2028.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:44 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionStock Units · Derivative 6,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009059 · form4.xml · derivative · entry 5

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,834

Underlying: Common Stock · 6,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:44 UTC
Jamal Rizwan MHead of Affiliate Investments
Tax withholdingCommon Stock 9,650 $158.58 $1,530,297.00
Disclosure

SEC source: 0001127602-24-009059 · form4.xml · nonDerivative · entry 3

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,496

F3 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:44 UTC
Jamal Rizwan MHead of Affiliate Investments
GrantCommon Stock 13,244 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009059 · form4.xml · nonDerivative · entry 2

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,146

F2 · price: Award granted in March 2021, which settled following the achievement of performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:44 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionCommon Stock 6,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009059 · form4.xml · nonDerivative · entry 1

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:41 UTC
Wojcik Thomas MChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 373,145 $0.00 Strike: $74.49 $0.00
Disclosure

SEC source: 0001127602-24-009057 · form4.xml · derivative · entry 6

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,145

Underlying: Common Stock · 373,145 shares

Expires 2026-08-15

F5 · derivative.exercise_date: Reflects an option award granted in August 2019, which vests on August 15, 2024 following the satisfaction of applicable performance and service conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:41 UTC
Wojcik Thomas MChief Financial Officer
GrantStock Units · Derivative 6,432 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009057 · form4.xml · derivative · entry 5

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,432

Underlying: Common Stock · 6,432 shares

Expires not disclosed

F4 · derivative.exercise_price: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2025, 2026, 2027, and 2028.

F4 · derivative.exercise_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2025, 2026, 2027, and 2028.

F4 · derivative.expiration_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2025, 2026, 2027, and 2028.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:41 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionStock Units · Derivative 5,678 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009057 · form4.xml · derivative · entry 4

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,773

Underlying: Common Stock · 5,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:41 UTC
Wojcik Thomas MChief Financial Officer
Tax withholdingCommon Stock 9,778 $158.58 $1,550,595.24
Disclosure

SEC source: 0001127602-24-009057 · form4.xml · nonDerivative · entry 3

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,167

F3 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:41 UTC
Wojcik Thomas MChief Financial Officer
GrantCommon Stock 13,406 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009057 · form4.xml · nonDerivative · entry 2

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,945

F2 · price: Award granted in March 2021, which settled following the achievement of performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:41 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionCommon Stock 5,678 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009057 · form4.xml · nonDerivative · entry 1

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:39 UTC Exercise / conversionStock Units · Derivative 317 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009055 · form4.xml · derivative · entry 2

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,686

Underlying: Common Stock · 317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2023-2027.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2023-2027.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2023-2027.

F2 · balance_after: Inclusive of previously reported deferred stock units.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:39 UTC Exercise / conversionCommon Stock 317 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009055 · form4.xml · nonDerivative · entry 1

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2023-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:37 UTC Exercise / conversionStock Units · Derivative 555 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009053 · form4.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,205

Underlying: Common Stock · 555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F2 · balance_after: Inclusive of previously reported deferred stock units.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:37 UTC Exercise / conversionCommon Stock 555 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009053 · form4.xml · nonDerivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:36 UTC Exercise / conversionStock Units · Derivative 525 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009051 · form4.xml · derivative · entry 2

Matos Rodriguez Felix V. · CIK 0001838275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,293

Underlying: Common Stock · 525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:36 UTC Exercise / conversionCommon Stock 525 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009051 · form4.xml · nonDerivative · entry 1

Matos Rodriguez Felix V. · CIK 0001838275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:34 UTC Exercise / conversionStock Units · Derivative 563 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009047 · form4.xml · derivative · entry 2

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,143

Underlying: Common Stock · 563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:34 UTC Exercise / conversionCommon Stock 563 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009047 · form4.xml · nonDerivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:33 UTC Exercise / conversionStock Units · Derivative 840 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009043 · form4.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,429

Underlying: Common Stock · 840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:33 UTC Exercise / conversionCommon Stock 840 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009043 · form4.xml · nonDerivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:31 UTC Exercise / conversionStock Units · Derivative 537 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009041 · form4.xml · derivative · entry 3

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F3 · balance_after: Inclusive of previously reported deferred stock units.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:31 UTC Tax withholdingCommon Stock 41 $158.58 $6,501.78
Disclosure

SEC source: 0001127602-24-009041 · form4.xml · nonDerivative · entry 2

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,262

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the settlement of the awards described above.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:31 UTC Exercise / conversionCommon Stock 537 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009041 · form4.xml · nonDerivative · entry 1

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:29 UTC Exercise / conversionStock Units · Derivative 544 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009038 · form4.xml · derivative · entry 2

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,609

Underlying: Common Stock · 544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:29 UTC Exercise / conversionCommon Stock 544 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009038 · form4.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2027.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:27 UTC GrantRestricted Stock Units · Derivative 638 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003756 · form4.xml · derivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 638

Underlying: Common Stock · 638 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:25 UTC GrantRestricted Stock Units · Derivative 692 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003753 · form4.xml · derivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 692

Underlying: Common Stock · 692 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:23 UTC GrantRestricted Stock Units · Derivative 904 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003752 · form4.xml · derivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 904

Underlying: Common Stock · 904 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:22 UTC GrantRestricted Stock Units · Derivative 638 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003751 · form4.xml · derivative · entry 1

Matos Rodriguez Felix V. · CIK 0001838275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 638

Underlying: Common Stock · 638 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:20 UTC GrantRestricted Stock Units · Derivative 638 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003750 · form4.xml · derivative · entry 2

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 638

Underlying: Common Stock · 638 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F2 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F2 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

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February 05, 2024 Filed Feb 7, 2024 22:20 UTC GrantDeferred Stock Units · Derivative 309 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003750 · form4.xml · derivative · entry 1

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309

Underlying: Common Stock · 309 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F1 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F1 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

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February 05, 2024 Filed Feb 7, 2024 22:17 UTC GrantRestricted Stock Units · Derivative 638 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003746 · form4.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 638

Underlying: Common Stock · 638 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F2 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F2 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:17 UTC GrantDeferred Stock Units · Derivative 372 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003746 · form4.xml · derivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372

Underlying: Common Stock · 372 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F1 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F1 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

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February 05, 2024 Filed Feb 7, 2024 22:14 UTC GrantRestricted Stock Units · Derivative 638 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003740 · form4.xml · derivative · entry 2

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 638

Underlying: Common Stock · 638 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F2 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F2 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:14 UTC GrantDeferred Stock Units · Derivative 318 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003740 · form4.xml · derivative · entry 1

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318

Underlying: Common Stock · 318 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F1 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F1 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:11 UTC GrantRestricted Stock Units · Derivative 638 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003735 · form4.xml · derivative · entry 2

STARR LOREN M · CIK 0001217495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 638

Underlying: Common Stock · 638 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F2 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

F2 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:11 UTC GrantDeferred Stock Units · Derivative 308 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003735 · form4.xml · derivative · entry 1

STARR LOREN M · CIK 0001217495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308

Underlying: Common Stock · 308 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F1 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F1 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:39 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionStock Units · Derivative 5,792 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000570 · form4.xml · derivative · entry 4

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,685

Underlying: Common Stock · 5,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2021-2024.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2021-2024.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2021-2024.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:39 UTC
Horgen Jay C.Director · President and CEO
Tax withholdingCommon Stock 2,365 $151.42 $358,108.30
Disclosure

SEC source: 0001127602-24-000570 · form4.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,907

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:39 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionCommon Stock 5,792 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000570 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2021-2024.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:36 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionStock Units · Derivative 2,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000568 · form4.xml · derivative · entry 3

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,451

Underlying: Common Stock · 2,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2021-2024.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2021-2024.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2021-2024.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:36 UTC
Wojcik Thomas MChief Financial Officer
Tax withholdingCommon Stock 1,399 $151.42 $211,836.58
Disclosure

SEC source: 0001127602-24-000568 · form4.xml · nonDerivative · entry 2

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,861

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:36 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionCommon Stock 2,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000568 · form4.xml · nonDerivative · entry 1

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2021-2024.

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January 01, 2024 Filed Jan 3, 2024 22:34 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionStock Units · Derivative 2,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000567 · form4.xml · derivative · entry 4

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,521

Underlying: Common Stock · 2,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2021-2024.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2021-2024.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2021-2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.