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NYSE · USD

AMG

AFFILIATED MANAGERS GROUP, INC.

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Tapewire entity
3556
SEC CIK
0001004434
Parsed reports
447

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202612
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2022 Filed Mar 8, 2022 22:54 UTC Exercise / conversionCommon Stock 207 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008649 · form4.xml · nonDerivative · entry 1

Matos Rodriguez Felix V. · CIK 0001838275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:53 UTC Exercise / conversionStock Units · Derivative 245 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008647 · form4.xml · derivative · entry 2

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,769

Underlying: Common Stock · 245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:53 UTC Exercise / conversionCommon Stock 245 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008647 · form4.xml · nonDerivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:51 UTC Exercise / conversionStock Units · Derivative 364 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008644 · form4.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,764

Underlying: Common Stock · 364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:51 UTC Exercise / conversionCommon Stock 364 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008644 · form4.xml · nonDerivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:50 UTC Exercise / conversionStock Units · Derivative 226 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008643 · form4.xml · derivative · entry 2

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,969

Underlying: Common Stock · 226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:50 UTC Exercise / conversionCommon Stock 226 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008643 · form4.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 13:30 UTC PurchaseCommon Stock 3,700 $137.67 $509,379.00
Disclosure

SEC source: 0001127602-22-006423 · form4.xml · nonDerivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,924

F1 · price: The price reflects the weighted average price of shares purchased on the open market; the individual transaction prices ranged from $137.00 to $137.99. Specific transaction details will be provided to the SEC upon request.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 13:27 UTC PurchaseCommon Stock 3,500 $143.96 $503,860.00
Disclosure

SEC source: 0001127602-22-005212 · form4.xml · nonDerivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,702

F1 · price: The price reflects the weighted average price of shares purchased on the open market; the individual transaction prices ranged from $143.76 to $144.02. Specific transaction details will be provided to the SEC upon request.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 13:42 UTC GrantRestricted Stock Units · Derivative 685 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003877 · form4.xml · derivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock · 685 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 13:39 UTC GrantDeferred Stock Units · Derivative 273 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003876 · form4.xml · derivative · entry 2

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273

Underlying: Common Stock · 273 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 13:39 UTC GrantRestricted Stock Units · Derivative 685 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003876 · form4.xml · derivative · entry 1

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock · 685 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 13:37 UTC GrantDeferred Stock Units · Derivative 273 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003875 · form4.xml · derivative · entry 2

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273

Underlying: Common Stock · 273 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 13:37 UTC GrantRestricted Stock Units · Derivative 685 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003875 · form4.xml · derivative · entry 1

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock · 685 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 13:35 UTC GrantRestricted Stock Units · Derivative 1,028 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003874 · form4.xml · derivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028

Underlying: Common Stock · 1,028 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 13:33 UTC GrantRestricted Stock Units · Derivative 685 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003873 · form4.xml · derivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock · 685 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 13:31 UTC GrantRestricted Stock Units · Derivative 685 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003872 · form4.xml · derivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock · 685 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 13:29 UTC GrantRestricted Stock Units · Derivative 685 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003871 · form4.xml · derivative · entry 1

Matos Rodriguez Felix V. · CIK 0001838275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock · 685 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2023, 2024, 2025 and 2026.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:23 UTC Exercise / conversionStock Units · Derivative 260 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000587 · form4.xml · derivative · entry 2

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,510

Underlying: Common Stock · 260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:23 UTC Exercise / conversionCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000587 · form4.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:18 UTC Exercise / conversionStock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000579 · form4.xml · derivative · entry 2

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,329

Underlying: Common Stock · 5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:18 UTC Exercise / conversionCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000579 · form4.xml · nonDerivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:20 UTC Exercise / conversionStock Units · Derivative 472 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000585 · form4.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,654

Underlying: Common Stock · 472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2019-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2019-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2019-2025.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:20 UTC Exercise / conversionCommon Stock 472 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000585 · form4.xml · nonDerivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of previously reported awards. Awards vest 2019-2025.

F2 · balance_after: Balance includes four shares of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:13 UTC Exercise / conversionStock Units · Derivative 631 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000569 · form4.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

Underlying: Common Stock · 631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2019-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2019-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2019-2025.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:13 UTC Exercise / conversionCommon Stock 631 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000569 · form4.xml · nonDerivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of previously reported awards. Awards vest 2019-2025.

F2 · balance_after: Balance includes four shares of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:16 UTC Exercise / conversionStock Units · Derivative 441 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000573 · form4.xml · derivative · entry 3

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,190

Underlying: Common Stock · 441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:16 UTC Tax withholdingCommon Stock 34 $164.51 $5,593.34
Disclosure

SEC source: 0001127602-22-000573 · form4.xml · nonDerivative · entry 2

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,571

F3 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:16 UTC Exercise / conversionCommon Stock 441 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000573 · form4.xml · nonDerivative · entry 1

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

F2 · balance_after: Balance includes four shares of common stock acquired as a result of dividend accruals on previously vested restricted stock unit awards.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:11 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionStock Units · Derivative 5,363 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000565 · form4.xml · derivative · entry 3

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,811

Underlying: Common Stock · 5,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:11 UTC
Jamal Rizwan MHead of Affiliate Investments
Tax withholdingCommon Stock 2,417 $164.51 $397,620.67
Disclosure

SEC source: 0001127602-22-000565 · form4.xml · nonDerivative · entry 2

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,050

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:11 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionCommon Stock 5,363 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000565 · form4.xml · nonDerivative · entry 1

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:06 UTC
Billings David M.General Counsel and Secretary
Exercise / conversionStock Units · Derivative 1,451 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000561 · form4.xml · derivative · entry 3

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,786

Underlying: Common Stock · 1,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:06 UTC
Billings David M.General Counsel and Secretary
Tax withholdingCommon Stock 610 $164.51 $100,351.10
Disclosure

SEC source: 0001127602-22-000561 · form4.xml · nonDerivative · entry 2

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,806

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:06 UTC
Billings David M.General Counsel and Secretary
Exercise / conversionCommon Stock 1,451 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000561 · form4.xml · nonDerivative · entry 1

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:09 UTC
Erickson John RHead of Affiliate Engagement
Exercise / conversionStock Units · Derivative 4,434 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000563 · form4.xml · derivative · entry 3

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,715

Underlying: Common Stock · 4,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:09 UTC
Erickson John RHead of Affiliate Engagement
Tax withholdingCommon Stock 2,008 $164.51 $330,336.08
Disclosure

SEC source: 0001127602-22-000563 · form4.xml · nonDerivative · entry 2

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,143

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:09 UTC
Erickson John RHead of Affiliate Engagement
Exercise / conversionCommon Stock 4,434 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000563 · form4.xml · nonDerivative · entry 1

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:04 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionStock Units · Derivative 13,757 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000551 · form4.xml · derivative · entry 3

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,242

Underlying: Common Stock · 13,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:04 UTC
Wojcik Thomas MChief Financial Officer
Tax withholdingCommon Stock 7,055 $164.51 $1,160,618.05
Disclosure

SEC source: 0001127602-22-000551 · form4.xml · nonDerivative · entry 2

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,247

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:04 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionCommon Stock 13,757 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000551 · form4.xml · nonDerivative · entry 1

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of previously reported awards. Awards vest 2020-2024.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:01 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionStock Units · Derivative 10,757 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000545 · form4.xml · derivative · entry 5

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,816

Underlying: Common Stock · 10,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:01 UTC
Horgen Jay C.Director · President and CEO
Tax withholdingCommon Stock 4,358 $164.51 $716,934.58
Disclosure

SEC source: 0001127602-22-000545 · form4.xml · nonDerivative · entry 3

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,182

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:01 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionCommon Stock 10,757 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000545 · form4.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of previously reported awards. Awards vest 2019-2024.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 13:35 UTC
Erickson John RHead of Affiliate Engagement
PurchaseCommon Stock 3,000 $169.95 $509,850.00
Disclosure

SEC source: 0001127602-21-030308 · form4.xml · nonDerivative · entry 1

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,717

F1 · price: Reflects the price of shares purchased on the open market.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 13:30 UTC
Jamal Rizwan MHead of Affiliate Investments
PurchaseCommon Stock 3,000 $171.47 $514,410.00
Disclosure

SEC source: 0001127602-21-030400 · form4.xml · nonDerivative · entry 1

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,104

F1 · price: The price reflects the weighted average price of shares purchased on the open market; the individual transaction prices ranged from $171.25 to $171.90. Specific transaction details will be provided to the SEC upon request.

Read SEC document
November 05, 2021 Filed Jan 4, 2022 22:01 UTC
Horgen Jay C.Director · President and CEO
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000545 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,783

Read SEC document
November 04, 2021 Filed Nov 5, 2021 21:02 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,537 $0.00 Strike: $122.40 $0.00
Disclosure

SEC source: 0001127602-21-028493 · form4.xml · derivative · entry 3

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,537 shares

Expires 2023-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 21:02 UTC
Jamal Rizwan MHead of Affiliate Investments
Tax withholdingCommon Stock 15,708 $185.87 $2,919,645.96
Disclosure

SEC source: 0001127602-21-028493 · form4.xml · nonDerivative · entry 2

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,104

Read SEC document
November 04, 2021 Filed Nov 5, 2021 21:02 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionCommon Stock 19,537 $122.40 $2,391,328.80
Disclosure

SEC source: 0001127602-21-028493 · form4.xml · nonDerivative · entry 1

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.