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AMG

AFFILIATED MANAGERS GROUP, INC.

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Tapewire entity
3556
SEC CIK
0001004434
Parsed reports
447

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202612
Jun 202611
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2022 Filed Aug 17, 2022 21:10 UTC Exercise / conversionStock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021227 · form4.xml · derivative · entry 2

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,151

Underlying: Common Stock · 773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:10 UTC Exercise / conversionCommon Stock 773 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021227 · form4.xml · nonDerivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:08 UTC Exercise / conversionStock Units · Derivative 204 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021225 · form4.xml · derivative · entry 2

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,538

Underlying: Common Stock · 204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:08 UTC Exercise / conversionCommon Stock 204 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021225 · form4.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2022-2025.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:06 UTC Exercise / conversionStock Units · Derivative 559 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021222 · form4.xml · derivative · entry 3

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,516

Underlying: Common Stock · 559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:06 UTC Tax withholdingCommon Stock 43 $139.84 $6,013.12
Disclosure

SEC source: 0001127602-22-021222 · form4.xml · nonDerivative · entry 2

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,290

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:06 UTC Exercise / conversionCommon Stock 559 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021222 · form4.xml · nonDerivative · entry 1

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of previously reported awards. Awards vest 2021-2025.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:10 UTC GrantDeferred Stock Units · Derivative 386 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020400 · form4.xml · derivative · entry 2

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386

Underlying: Common Stock · 386 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:10 UTC GrantRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020400 · form4.xml · derivative · entry 1

Ryan David Christopher · CIK 0001725101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773

Underlying: Common Stock · 773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:06 UTC GrantRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020398 · form4.xml · derivative · entry 1

Matos Rodriguez Felix V. · CIK 0001838275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773

Underlying: Common Stock · 773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:08 UTC GrantRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020399 · form4.xml · derivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773

Underlying: Common Stock · 773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:04 UTC GrantRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020397 · form4.xml · derivative · entry 1

Jeffery Reuben III · CIK 0001492280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773

Underlying: Common Stock · 773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:02 UTC GrantRestricted Stock Units · Derivative 1,160 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020396 · form4.xml · derivative · entry 1

Churchill Dwight D. · CIK 0001486072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160

Underlying: Common Stock · 1,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:00 UTC GrantRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020395 · form4.xml · derivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773

Underlying: Common Stock · 773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:58 UTC GrantDeferred Stock Units · Derivative 374 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020394 · form4.xml · derivative · entry 2

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374

Underlying: Common Stock · 374 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

F2 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes payable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:58 UTC GrantRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020394 · form4.xml · derivative · entry 1

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773

Underlying: Common Stock · 773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of August 15, 2023, 2024, 2025 and 2026.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:13 UTC
Horgen Jay C.Director · President and CEO
GrantStock Units · Derivative 21,445 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008668 · form4.xml · derivative · entry 7

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,445

Underlying: Common Stock · 21,445 shares

Expires not disclosed

F5 · derivative.exercise_price: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

F5 · derivative.exercise_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

F5 · derivative.expiration_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:13 UTC
Horgen Jay C.Director · President and CEO
GrantStock Units · Derivative 47,988 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008668 · form4.xml · derivative · entry 6

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,988

Underlying: Common Stock · 47,988 shares

Expires not disclosed

F4 · derivative.exercise_price: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

F4 · derivative.exercise_date: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

F4 · derivative.expiration_date: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:13 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionStock Units · Derivative 2,512 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008668 · form4.xml · derivative · entry 5

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,304

Underlying: Common Stock · 2,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:13 UTC
Horgen Jay C.Director · President and CEO
Tax withholdingCommon Stock 14,419 $129.17 $1,862,502.23
Disclosure

SEC source: 0001127602-22-008668 · form4.xml · nonDerivative · entry 3

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,119

F3 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:13 UTC
Horgen Jay C.Director · President and CEO
GrantCommon Stock 33,402 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008668 · form4.xml · nonDerivative · entry 2

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,538

F2 · price: Award granted in February 2019, which settled following the achievement of performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:13 UTC
Horgen Jay C.Director · President and CEO
Exercise / conversionCommon Stock 2,512 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008668 · form4.xml · nonDerivative · entry 1

Horgen Jay C. · CIK 0001432993 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:10 UTC
Wojcik Thomas MChief Financial Officer
GrantStock Units · Derivative 9,135 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008667 · form4.xml · derivative · entry 5

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,135

Underlying: Common Stock · 9,135 shares

Expires not disclosed

F4 · derivative.exercise_price: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

F4 · derivative.exercise_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

F4 · derivative.expiration_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:10 UTC
Wojcik Thomas MChief Financial Officer
GrantStock Units · Derivative 4,922 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008667 · form4.xml · derivative · entry 4

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,922

Underlying: Common Stock · 4,922 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

F3 · derivative.exercise_date: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

F3 · derivative.expiration_date: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:10 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionStock Units · Derivative 1,489 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008667 · form4.xml · derivative · entry 3

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,753

Underlying: Common Stock · 1,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:10 UTC
Wojcik Thomas MChief Financial Officer
Tax withholdingCommon Stock 761 $129.17 $98,298.37
Disclosure

SEC source: 0001127602-22-008667 · form4.xml · nonDerivative · entry 2

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,975

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:10 UTC
Wojcik Thomas MChief Financial Officer
Exercise / conversionCommon Stock 1,489 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008667 · form4.xml · nonDerivative · entry 1

Wojcik Thomas M · CIK 0001776685 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:06 UTC
Billings David M.General Counsel and Secretary
GrantStock Units · Derivative 4,335 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008663 · form4.xml · derivative · entry 5

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,335

Underlying: Common Stock · 4,335 shares

Expires not disclosed

F4 · derivative.exercise_price: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

F4 · derivative.exercise_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

F4 · derivative.expiration_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:06 UTC
Billings David M.General Counsel and Secretary
Exercise / conversionStock Units · Derivative 1,005 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008663 · form4.xml · derivative · entry 4

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,781

Underlying: Common Stock · 1,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:06 UTC
Billings David M.General Counsel and Secretary
Tax withholdingCommon Stock 2,683 $129.17 $346,563.11
Disclosure

SEC source: 0001127602-22-008663 · form4.xml · nonDerivative · entry 3

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,854

F3 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:06 UTC
Billings David M.General Counsel and Secretary
GrantCommon Stock 5,726 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008663 · form4.xml · nonDerivative · entry 2

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,537

F2 · price: Award granted in February 2019, which settled following the achievement of performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:06 UTC
Billings David M.General Counsel and Secretary
Exercise / conversionCommon Stock 1,005 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008663 · form4.xml · nonDerivative · entry 1

Billings David M. · CIK 0001611537 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:04 UTC
Erickson John RHead of Affiliate Engagement
GrantStock Units · Derivative 6,968 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008661 · form4.xml · derivative · entry 6

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

Underlying: Common Stock · 6,968 shares

Expires not disclosed

F5 · derivative.exercise_price: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

F5 · derivative.exercise_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

F5 · derivative.expiration_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:04 UTC
Erickson John RHead of Affiliate Engagement
GrantStock Units · Derivative 10,963 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008661 · form4.xml · derivative · entry 5

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,963

Underlying: Common Stock · 10,963 shares

Expires not disclosed

F4 · derivative.exercise_price: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

F4 · derivative.exercise_date: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

F4 · derivative.expiration_date: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:04 UTC
Erickson John RHead of Affiliate Engagement
Exercise / conversionStock Units · Derivative 969 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008661 · form4.xml · derivative · entry 4

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,746

Underlying: Common Stock · 969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:04 UTC
Erickson John RHead of Affiliate Engagement
Tax withholdingCommon Stock 4,689 $129.17 $605,678.13
Disclosure

SEC source: 0001127602-22-008661 · form4.xml · nonDerivative · entry 3

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,968

F3 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:04 UTC
Erickson John RHead of Affiliate Engagement
GrantCommon Stock 9,545 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008661 · form4.xml · nonDerivative · entry 2

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,657

F2 · price: Award granted in February 2019, which settled following the achievement of performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:04 UTC
Erickson John RHead of Affiliate Engagement
Exercise / conversionCommon Stock 969 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008661 · form4.xml · nonDerivative · entry 1

Erickson John R · CIK 0001890579 · Head of Affiliate Engagement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:02 UTC
Jamal Rizwan MHead of Affiliate Investments
GrantStock Units · Derivative 13,161 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008659 · form4.xml · derivative · entry 6

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,161

Underlying: Common Stock · 13,161 shares

Expires not disclosed

F5 · derivative.exercise_price: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

F5 · derivative.exercise_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

F5 · derivative.expiration_date: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2023, 2024, 2025 and 2026.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:02 UTC
Jamal Rizwan MHead of Affiliate Investments
GrantStock Units · Derivative 12,530 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008659 · form4.xml · derivative · entry 5

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,530

Underlying: Common Stock · 12,530 shares

Expires not disclosed

F4 · derivative.exercise_price: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

F4 · derivative.exercise_date: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

F4 · derivative.expiration_date: Reflects the second tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2022 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:02 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionStock Units · Derivative 1,471 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008659 · form4.xml · derivative · entry 4

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,340

Underlying: Common Stock · 1,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:02 UTC
Jamal Rizwan MHead of Affiliate Investments
Tax withholdingCommon Stock 5,605 $129.17 $723,997.85
Disclosure

SEC source: 0001127602-22-008659 · form4.xml · nonDerivative · entry 3

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,050

F3 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:02 UTC
Jamal Rizwan MHead of Affiliate Investments
GrantCommon Stock 11,134 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008659 · form4.xml · nonDerivative · entry 2

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,655

F2 · price: Award granted in February 2019, which settled following the achievement of performance conditions previously described in the Company's annual meeting proxy statements.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 23:02 UTC
Jamal Rizwan MHead of Affiliate Investments
Exercise / conversionCommon Stock 1,471 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008659 · form4.xml · nonDerivative · entry 1

Jamal Rizwan M · CIK 0001890565 · Head of Affiliate Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:56 UTC Exercise / conversionStock Units · Derivative 238 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008653 · form4.xml · derivative · entry 2

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,101

Underlying: Common Stock · 238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:56 UTC Exercise / conversionCommon Stock 238 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008653 · form4.xml · nonDerivative · entry 1

Palandjian Tracy P. · CIK 0001543889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:58 UTC Exercise / conversionStock Units · Derivative 220 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008656 · form4.xml · derivative · entry 3

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,928

Underlying: Common Stock · 220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:58 UTC Tax withholdingCommon Stock 17 $129.17 $2,195.89
Disclosure

SEC source: 0001127602-22-008656 · form4.xml · nonDerivative · entry 2

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,774

F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the award described above.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:58 UTC Exercise / conversionCommon Stock 220 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008656 · form4.xml · nonDerivative · entry 1

Alvingham Karen L. · CIK 0001726148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:54 UTC Exercise / conversionRestricted Stock Units · Derivative 207 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008649 · form4.xml · derivative · entry 2

Matos Rodriguez Felix V. · CIK 0001838275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,060

Underlying: Common Stock · 207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vests 2022-2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.