Last 12 months
Inside the activity.
0 purchase rows · 212 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 20 |
| Dec 2025 | 0 | 13 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 24 |
| Mar 2026 | 0 | 9 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 34 |
| Jun 2026 | 0 | 29 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 46 |
| Sep 2026 | 0 | 31 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 336 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 18 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336 Underlying: Common Stock · 336 shares Expires 2012-07-27 F15 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 3,700 shares of common stock granted to the reporting person on 7/27/2005. In exchange, the reporting person received a replacement option, for 336 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Disposition to issuerEmployee Stock Option · Derivative | 3,700 | Not disclosed Strike: $20.10 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 17 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,700 shares Expires 2012-07-27 F15 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 3,700 shares of common stock granted to the reporting person on 7/27/2005. In exchange, the reporting person received a replacement option, for 336 shares, having an exercise price of $3.80 per share. F13 · derivative.exercise_date: The option provided for vesting as follows: 33 1/3% 4/28/2006 then monthly through 4/28/2009. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 740 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 16 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740 Underlying: Common Stock · 740 shares Expires 2012-04-28 F14 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 3,700 shares of common stock granted to the reporting person on 4/28/2005. In exchange, the reporting person received a replacement option, for 740 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Disposition to issuerEmployee Stock Option · Derivative | 3,700 | Not disclosed Strike: $14.16 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 15 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,700 shares Expires 2012-04-28 F14 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 3,700 shares of common stock granted to the reporting person on 4/28/2005. In exchange, the reporting person received a replacement option, for 740 shares, having an exercise price of $3.80 per share. F13 · derivative.exercise_date: The option provided for vesting as follows: 33 1/3% 4/28/2006 then monthly through 4/28/2009. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 455 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 14 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455 Underlying: Common Stock · 455 shares Expires 2012-02-03 F12 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 5,000 shares of common stock granted to the reporting person on 2/3/2005. In exchange, the reporting person received a replacement option, for 455 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Disposition to issuerEmployee Stock Option · Derivative | 5,000 | Not disclosed Strike: $16.66 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 13 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2012-02-03 F12 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 5,000 shares of common stock granted to the reporting person on 2/3/2005. In exchange, the reporting person received a replacement option, for 455 shares, having an exercise price of $3.80 per share. F10 · derivative.exercise_date: The option provided for vesting as follows: 100% on 4/27/2005. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 1,000 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 12 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2011-10-25 F11 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 5,000 shares of common stock granted to the reporting person on 10/25/2004. In exchange, the reporting person received a replacement option, for 1,000 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Disposition to issuerEmployee Stock Option · Derivative | 5,000 | Not disclosed Strike: $15.50 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 11 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2011-10-25 F11 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 5,000 shares of common stock granted to the reporting person on 10/25/2004. In exchange, the reporting person received a replacement option, for 1,000 shares, having an exercise price of $3.80 per share. F10 · derivative.exercise_date: The option provided for vesting as follows: 100% on 4/27/2005. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 1,000 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 10 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2011-07-28 F9 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 5,000 shares of common stock granted to the reporting person on 7/28/2004. In exchange, the reporting person received a replacement option, for 1,000 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Disposition to issuerEmployee Stock Option · Derivative | 5,000 | Not disclosed Strike: $11.33 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 9 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2011-07-28 F9 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 5,000 shares of common stock granted to the reporting person on 7/28/2004. In exchange, the reporting person received a replacement option, for 1,000 shares, having an exercise price of $3.80 per share. F7 · derivative.exercise_date: The option provided for vesting as follows: 33 1/3% on 4/30/2005 then remaining shares on 4/30/2007. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 1,000 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 8 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2011-04-30 F8 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 5,000 shares of common stock granted to the reporting person on 4/30/2004. In exchange, the reporting person received a replacement option, for 1,000 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Disposition to issuerEmployee Stock Option · Derivative | 5,000 | Not disclosed Strike: $14.22 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 7 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2011-04-30 F8 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 5,000 shares of common stock granted to the reporting person on 4/30/2004. In exchange, the reporting person received a replacement option, for 1,000 shares, having an exercise price of $3.80 per share. F7 · derivative.exercise_date: The option provided for vesting as follows: 33 1/3% on 4/30/2005 then remaining shares on 4/30/2007. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 1,600 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 6 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 1,600 shares Expires 2014-03-09 F6 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 8,000 shares of common stock granted to the reporting person on 3/9/2004. In exchange, the reporting person received a replacement option, for 1,600 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Disposition to issuerEmployee Stock Option · Derivative | 8,000 | Not disclosed Strike: $14.53 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 5 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2014-03-09 F6 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 8,000 shares of common stock granted to the reporting person on 3/9/2004. In exchange, the reporting person received a replacement option, for 1,600 shares, having an exercise price of $3.80 per share. F5 · derivative.exercise_date: The option provided for vesting as follows: 40% on 12/26/2004 and 60% on 4/27/2005. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 250 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 4 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 Underlying: Common Stock · 250 shares Expires 2014-02-02 F4 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 1,250 shares of common stock granted to the reporting person on 2/2/2004. In exchange, the reporting person received a replacement option, for 250 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Disposition to issuerEmployee Stock Option · Derivative | 1,250 | Not disclosed Strike: $14.64 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 3 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2014-02-02 F4 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 1,250 shares of common stock granted to the reporting person on 2/2/2004. In exchange, the reporting person received a replacement option, for 250 shares, having an exercise price of $3.80 per share. F1 · derivative.exercise_date: The option provided for vesting as follows: 33 1/3% on 5/1/2004 then remaining shares on 4/27/2005. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 250 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 2 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 Underlying: Common Stock · 250 shares Expires 2013-10-31 F2 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 1,250 shares of common stock granted to the reporting person on 10/31/2003. In exchange, the reporting person received a replacement option, for 250 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:44 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Disposition to issuerEmployee Stock Option · Derivative | 1,250 | Not disclosed Strike: $15.20 | Not disclosed |
DisclosureSEC source: 0001442487-09-000007 · edgar.xml · derivative · entry 1 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2013-10-31 F2 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 1,250 shares of common stock granted to the reporting person on 10/31/2003. In exchange, the reporting person received a replacement option, for 250 shares, having an exercise price of $3.80 per share. F1 · derivative.exercise_date: The option provided for vesting as follows: 33 1/3% on 5/1/2004 then remaining shares on 4/27/2005. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:46 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 203 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000008 · edgar.xml · derivative · entry 13 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203 Underlying: Common Stock · 203 shares Expires 2014-11-15 F13 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 1,016 shares of common stock granted to the reporting person on 11/15/2007. In exchange, the reporting person received a replacement option, for 203 shares, having an exercise price of $3.80 per share. F8 · derivative.exercise_date: The option vests as follows: 50% on 7/27/2010 and 50% on 7/27/2011. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:46 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 406 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000008 · edgar.xml · derivative · entry 12 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406 Underlying: Common Stock · 406 shares Expires 2014-11-15 F12 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 2,030 shares of common stock granted to the reporting person on 11/15/2007. In exchange, the reporting person received a replacement option, for 406 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:46 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Disposition to issuerEmployee Stock Option · Derivative | 3,046 | Not disclosed Strike: $12.70 | Not disclosed |
DisclosureSEC source: 0001442487-09-000008 · edgar.xml · derivative · entry 11 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,046 shares Expires 2014-11-15 F12 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 2,030 shares of common stock granted to the reporting person on 11/15/2007. In exchange, the reporting person received a replacement option, for 406 shares, having an exercise price of $3.80 per share. F13 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 1,016 shares of common stock granted to the reporting person on 11/15/2007. In exchange, the reporting person received a replacement option, for 203 shares, having an exercise price of $3.80 per share. F6 · derivative.exercise_date: The option provided for vesting as follows: 33 1/3% 5/15/2008 then 8.33% quarterly for the next two years. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:46 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 203 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000008 · edgar.xml · derivative · entry 10 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203 Underlying: Common Stock · 203 shares Expires 2014-08-15 F11 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 1,016 shares of common stock granted to the reporting person on 8/15/2007. In exchange, the reporting person received a replacement option, for 203 shares, having an exercise price of $3.80 per share. F8 · derivative.exercise_date: The option vests as follows: 50% on 7/27/2010 and 50% on 7/27/2011. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:46 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 406 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000008 · edgar.xml · derivative · entry 9 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406 Underlying: Common Stock · 406 shares Expires 2014-08-15 F10 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 2,031 shares of common stock granted to the reporting person on 8/15/2007. In exchange, the reporting person received a replacement option, for 406 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:46 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Disposition to issuerEmployee Stock Option · Derivative | 3,047 | Not disclosed Strike: $11.95 | Not disclosed |
DisclosureSEC source: 0001442487-09-000008 · edgar.xml · derivative · entry 8 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,047 shares Expires 2014-08-15 F10 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 2,031 shares of common stock granted to the reporting person on 8/15/2007. In exchange, the reporting person received a replacement option, for 406 shares, having an exercise price of $3.80 per share. F11 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 1,016 shares of common stock granted to the reporting person on 8/15/2007. In exchange, the reporting person received a replacement option, for 203 shares, having an exercise price of $3.80 per share. F6 · derivative.exercise_date: The option provided for vesting as follows: 33 1/3% 5/15/2008 then 8.33% quarterly for the next two years. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:46 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 203 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000008 · edgar.xml · derivative · entry 7 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203 Underlying: Common Stock · 203 shares Expires 2014-05-15 F9 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 1,016 shares of common stock granted to the reporting person on 5/15/2007. In exchange, the reporting person received a replacement option, for 203 shares, having an exercise price of $3.80 per share. F8 · derivative.exercise_date: The option vests as follows: 50% on 7/27/2010 and 50% on 7/27/2011. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:46 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 406 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000008 · edgar.xml · derivative · entry 6 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406 Underlying: Common Stock · 406 shares Expires 2014-05-15 F7 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 2,030 shares of common stock granted to the reporting person on 5/15/2007. In exchange, the reporting person received a replacement option, for 406 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:46 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Disposition to issuerEmployee Stock Option · Derivative | 3,046 | Not disclosed Strike: $15.40 | Not disclosed |
DisclosureSEC source: 0001442487-09-000008 · edgar.xml · derivative · entry 5 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,046 shares Expires 2014-05-15 F7 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 2,030 shares of common stock granted to the reporting person on 5/15/2007. In exchange, the reporting person received a replacement option, for 406 shares, having an exercise price of $3.80 per share. F9 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 1,016 shares of common stock granted to the reporting person on 5/15/2007. In exchange, the reporting person received a replacement option, for 203 shares, having an exercise price of $3.80 per share. F6 · derivative.exercise_date: The option provided for vesting as follows: 33 1/3% 5/15/2008 then 8.33% quarterly for the next two years. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:46 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 625 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000008 · edgar.xml · derivative · entry 4 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625 Underlying: Common Stock · 625 shares Expires 2014-02-15 F5 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 3,125 shares of common stock granted to the reporting person on 2/15/2007. In exchange, the reporting person received a replacement option, for 625 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:46 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Disposition to issuerEmployee Stock Option · Derivative | 3,125 | Not disclosed Strike: $14.83 | Not disclosed |
DisclosureSEC source: 0001442487-09-000008 · edgar.xml · derivative · entry 3 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires 2014-02-15 F5 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 3,125 shares of common stock granted to the reporting person on 2/15/2007. In exchange, the reporting person received a replacement option, for 625 shares, having an exercise price of $3.80 per share. F4 · derivative.exercise_date: The option provided for vesting as follows: 33 1/3% 5/4/2007 then 2.7779% monthly for the next two years. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:46 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
GrantEmployee Stock Option · Derivative | 284 | Not disclosed Strike: $3.80 | Not disclosed |
DisclosureSEC source: 0001442487-09-000008 · edgar.xml · derivative · entry 2 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284 Underlying: Common Stock · 284 shares Expires 2013-10-25 F2 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 3,125 shares of common stock granted to the reporting person on 10/25/2006. In exchange, the reporting person received a replacement option, for 284 shares, having an exercise price of $3.80 per share. F3 · derivative.exercise_date: The option vests 100% on July 27, 2010. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 23:46 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Disposition to issuerEmployee Stock Option · Derivative | 3,125 | Not disclosed Strike: $20.83 | Not disclosed |
DisclosureSEC source: 0001442487-09-000008 · edgar.xml · derivative · entry 1 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires 2013-10-25 F2 · price: On July 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option for 3,125 shares of common stock granted to the reporting person on 10/25/2006. In exchange, the reporting person received a replacement option, for 284 shares, having an exercise price of $3.80 per share. F1 · derivative.exercise_date: The option provided for vesting as follows: 33 1/3% 5/4/2007 then monthly through 5/4/2009. Read SEC document |
| May 24, 2009 Filed May 27, 2009 17:32 UTC |
CLEGG FRANKDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,167 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-09-000015 · edgar.xml · derivative · entry 2 CLEGG FRANK · CIK 0001401100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,167 Underlying: Common Stock · 4,167 shares Expires 2014-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2009 Filed May 27, 2009 17:32 UTC |
CLEGG FRANKDirector
|
Exercise / conversionCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-09-000015 · edgar.xml · nonDerivative · entry 1 CLEGG FRANK · CIK 0001401100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2009 Filed May 27, 2009 17:31 UTC |
MCCOY THOMAS MEVP, Legal, Corp & Pub Affairs
|
Exercise / conversionRestricted Stock Units · Derivative | 375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192006-09-000006 · edgar.xml · derivative · entry 3 MCCOY THOMAS M · CIK 0001192006 · EVP, Legal, Corp & Pub Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 375 shares Expires 2013-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2009 Filed May 27, 2009 17:31 UTC |
MCCOY THOMAS MEVP, Legal, Corp & Pub Affairs
|
Tax withholdingCommon Stock | 135 | $4.26 | $575.10 |
DisclosureSEC source: 0001192006-09-000006 · edgar.xml · nonDerivative · entry 2 MCCOY THOMAS M · CIK 0001192006 · EVP, Legal, Corp & Pub Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,095 Read SEC document |
| May 22, 2009 Filed May 27, 2009 17:31 UTC |
MCCOY THOMAS MEVP, Legal, Corp & Pub Affairs
|
Exercise / conversionCommon Stock | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001192006-09-000006 · edgar.xml · nonDerivative · entry 1 MCCOY THOMAS M · CIK 0001192006 · EVP, Legal, Corp & Pub Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2009 Filed May 27, 2009 17:30 UTC |
MEYER DERRICK RDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 782 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192007-09-000006 · edgar.xml · derivative · entry 3 MEYER DERRICK R · CIK 0001192007 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Common Stock · 782 shares Expires 2013-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2009 Filed May 27, 2009 17:30 UTC |
MEYER DERRICK RDirector · President & CEO
|
Tax withholdingCommon Stock | 206 | $4.26 | $877.56 |
DisclosureSEC source: 0001192007-09-000006 · edgar.xml · nonDerivative · entry 2 MEYER DERRICK R · CIK 0001192007 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,469 Read SEC document |
| May 22, 2009 Filed May 27, 2009 17:30 UTC |
MEYER DERRICK RDirector · President & CEO
|
Exercise / conversionCommon Stock | 782 | $0.00 | $0.00 |
DisclosureSEC source: 0001192007-09-000006 · edgar.xml · nonDerivative · entry 1 MEYER DERRICK R · CIK 0001192007 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2009 Filed May 27, 2009 21:19 UTC |
RIVET ROBERT JEVP, CFO, Chf Ops & Admin Off
|
Exercise / conversionRestricted Stock Units · Derivative | 469 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192013-09-000006 · edgar.xml · derivative · entry 3 RIVET ROBERT J · CIK 0001192013 · EVP, CFO, Chf Ops & Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 469 shares Expires 2013-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2009 Filed May 27, 2009 21:19 UTC |
RIVET ROBERT JEVP, CFO, Chf Ops & Admin Off
|
Tax withholdingCommon Stock | 170 | $4.26 | $724.20 |
DisclosureSEC source: 0001192013-09-000006 · edgar.xml · nonDerivative · entry 2 RIVET ROBERT J · CIK 0001192013 · EVP, CFO, Chf Ops & Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,048 Read SEC document |
| May 22, 2009 Filed May 27, 2009 21:19 UTC |
RIVET ROBERT JEVP, CFO, Chf Ops & Admin Off
|
Exercise / conversionCommon Stock | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0001192013-09-000006 · edgar.xml · nonDerivative · entry 1 RIVET ROBERT J · CIK 0001192013 · EVP, CFO, Chf Ops & Admin Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2009 Filed May 27, 2009 21:17 UTC |
WOLIN HARRY ASVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 219 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001273666-09-000006 · edgar.xml · derivative · entry 3 WOLIN HARRY A · CIK 0001273666 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875 Underlying: Common Stock · 219 shares Expires 2013-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2009 Filed May 27, 2009 21:17 UTC |
WOLIN HARRY ASVP, General Counsel
|
Tax withholdingCommon Stock | 57 | $4.26 | $242.82 |
DisclosureSEC source: 0001273666-09-000006 · edgar.xml · nonDerivative · entry 2 WOLIN HARRY A · CIK 0001273666 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,701 Read SEC document |
| May 22, 2009 Filed May 27, 2009 21:17 UTC |
WOLIN HARRY ASVP, General Counsel
|
Exercise / conversionCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001273666-09-000006 · edgar.xml · nonDerivative · entry 1 WOLIN HARRY A · CIK 0001273666 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2009 Filed May 27, 2009 21:18 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 78 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001442487-09-000006 · edgar.xml · derivative · entry 3 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313 Underlying: Common Stock · 78 shares Expires 2013-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2009 Filed May 27, 2009 21:18 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Tax withholdingCommon Stock | 20 | $4.26 | $85.20 |
DisclosureSEC source: 0001442487-09-000006 · edgar.xml · nonDerivative · entry 2 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,372 Read SEC document |
| May 22, 2009 Filed May 27, 2009 21:18 UTC |
SOCKWELL ALLEN RSR VP HR, Chief Talent Officer
|
Exercise / conversionCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001442487-09-000006 · edgar.xml · nonDerivative · entry 1 SOCKWELL ALLEN R · CIK 0001442487 · SR VP HR, Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2009 Filed May 19, 2009 17:11 UTC |
Bergman RickSR VP & GM GPG
|
GrantRSU Award · Derivative | 112,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-09-000014 · edgar.xml · derivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 112,500 shares Expires 2016-05-15 F2 · derivative.exercise_price: Each restricted stock unit respresents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: This award vests 33 1/3% on 8/9/2010 then 33 1/3% annually for the next two years. Read SEC document |
| May 15, 2009 Filed May 19, 2009 17:11 UTC |
Bergman RickSR VP & GM GPG
|
GrantStock Option Grant · Derivative | 56,250 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0000002488-09-000014 · edgar.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM GPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 56,250 shares Expires 2016-05-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2010 then 8.33 % quarterly for the next two years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.