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AMD

ADVANCED MICRO DEVICES INC

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2796
SEC CIK
0000002488
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2,069

Last 12 months

Inside the activity.

0 purchase rows · 212 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025020
Dec 2025013
Jan 202601
Feb 2026024
Mar 202609
Apr 202604
May 2026034
Jun 2026029
Jul 202601
Aug 2026046
Sep 2026031
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2017 Filed Mar 3, 2017 21:37 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionCommon Stock 50,000 $1.84 $92,000.00
Disclosure

SEC source: 0000002488-17-000051 · wf-form4_148857700997086.xml · nonDerivative · entry 1

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:10 UTC SaleCommon Stock 20,000 $14.02 $280,336.00
Disclosure

SEC source: 0000002488-17-000047 · wf-form4_148822979803791.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,334

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.84 to $14.34 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 21:56 UTC GrantRSU Award · Derivative 15,693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000002488-17-000045 · wf-form4_148771420280856.xml · derivative · entry 1

MARREN JOHN W · CIK 0001180380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,693

Underlying: Common Stock · 15,693 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · shares: Reporting person elects to defer issuance of shares of 2017 RSU Award pursuant to a deferral election agreement.

F3 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F3 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
February 14, 2017 Filed Feb 14, 2017 23:36 UTC SaleCommon Stock 36,030 $13.43 $483,882.90
Disclosure

SEC source: 0000002488-17-000034 · wf-form4_148711536201447.xml · nonDerivative · entry 2

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM EESC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,061

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Performance-based Restricted Stock Unit ("PRSU") vesting.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 23:36 UTC Exercise / conversionPRSU Award · Derivative 102,778 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000002488-17-000034 · wf-form4_148711536201447.xml · derivative · entry 3

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM EESC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 102,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of AMD's common stock.

F3 · derivative.exercise_date: This PRSU award vested 50% on February 16, 2016 and 50% on February 11, 2017.

F3 · derivative.expiration_date: This PRSU award vested 50% on February 16, 2016 and 50% on February 11, 2017.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 23:36 UTC Exercise / conversionCommon Stock 102,778 $0.00 $0.00
Disclosure

SEC source: 0000002488-17-000034 · wf-form4_148711536201447.xml · nonDerivative · entry 1

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM EESC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:17 UTC SaleCommon Stock 20,000 $13.51 $270,168.00
Disclosure

SEC source: 0000002488-17-000030 · wf-form4_148710690279247.xml · nonDerivative · entry 1

Claflin Bruce L. · CIK 0001403694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,902

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2016

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.35 to $13.80 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:27 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionStock Option Grant · Derivative 4,689 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0000002488-17-000032 · wf-form4_148710742991181.xml · derivative · entry 7

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,585

Underlying: Common Stock · 4,689 shares

Expires 2022-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:27 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionStock Option Grant · Derivative 10,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0000002488-17-000032 · wf-form4_148710742991181.xml · derivative · entry 6

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,536

Underlying: Common Stock · 10,000 shares

Expires 2021-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:27 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionStock Option Grant · Derivative 10,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0000002488-17-000032 · wf-form4_148710742991181.xml · derivative · entry 5

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,823

Underlying: Common Stock · 10,000 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:27 UTC
SMITH DARLA MChief Accounting Officer
SaleCommon Stock 24,689 $13.52 $333,913.79
Disclosure

SEC source: 0000002488-17-000032 · wf-form4_148710742991181.xml · nonDerivative · entry 4

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,257

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.

F3 · price: Transaction executed in multiple trades at prices ranging from $13.35 to $13.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:27 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionCommon Stock 4,689 $1.84 $8,627.76
Disclosure

SEC source: 0000002488-17-000032 · wf-form4_148710742991181.xml · nonDerivative · entry 3

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:27 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionCommon Stock 10,000 $4.08 $40,800.00
Disclosure

SEC source: 0000002488-17-000032 · wf-form4_148710742991181.xml · nonDerivative · entry 2

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:27 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionCommon Stock 10,000 $3.90 $39,000.00
Disclosure

SEC source: 0000002488-17-000032 · wf-form4_148710742991181.xml · nonDerivative · entry 1

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:48 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionStock Option Grant · Derivative 25,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0000002488-17-000028 · wf-form4_148676329895920.xml · derivative · entry 5

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,221

Underlying: Common Stock · 25,000 shares

Expires 2022-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested 33 1/3% on August 15, 2016 and then vests 8 1/3% per quarter over the next eight following quarters.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:48 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionStock Option Grant · Derivative 26,875 $0.00 Strike: $7.87 $0.00
Disclosure

SEC source: 0000002488-17-000028 · wf-form4_148676329895920.xml · derivative · entry 4

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,875 shares

Expires 2017-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:48 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
SaleCommon Stock 109,875 $13.46 $1,478,368.13
Disclosure

SEC source: 0000002488-17-000028 · wf-form4_148676329895920.xml · nonDerivative · entry 3

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,055

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.

F3 · price: Transaction executed in multiple trades at prices ranging from $13.09 to $13.66 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:48 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionCommon Stock 25,000 $1.84 $46,000.00
Disclosure

SEC source: 0000002488-17-000028 · wf-form4_148676329895920.xml · nonDerivative · entry 2

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:48 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionCommon Stock 26,875 $7.87 $211,506.25
Disclosure

SEC source: 0000002488-17-000028 · wf-form4_148676329895920.xml · nonDerivative · entry 1

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:10 UTC Exercise / conversionStock Option Grant · Derivative 25,000 $1.84 Strike: $1.84 $46,000.00
Disclosure

SEC source: 0000002488-17-000025 · wf-form4_148667464055033.xml · derivative · entry 3

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM EESC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,221

Underlying: Common Stock · 25,000 shares

Expires 2022-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested 33 1/3% on August 15, 2016 and vests 8 1/3% per quarter over the next eight following quarters.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:10 UTC SaleCommon Stock 62,500 $14.06 $878,437.50
Disclosure

SEC source: 0000002488-17-000025 · wf-form4_148667464055033.xml · nonDerivative · entry 2

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM EESC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,313

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2016.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.80 to $14.255 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:10 UTC Exercise / conversionCommon Stock 25,000 $1.84 $46,000.00
Disclosure

SEC source: 0000002488-17-000025 · wf-form4_148667464055033.xml · nonDerivative · entry 1

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM EESC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:13 UTC
ANDERSON JAMES ROBERTSVP & GM, CGBG
SaleCommon Stock 20,000 $12.70 $254,096.00
Disclosure

SEC source: 0000002488-17-000023 · wf-form4_148658841323836.xml · nonDerivative · entry 1

ANDERSON JAMES ROBERT · CIK 0001644651 · SVP & GM, CGBG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,334

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.41 to $13.045 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:13 UTC Exercise / conversionStock Option · Derivative 46,875 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0000002488-17-000021 · wf-form4_148650202112140.xml · derivative · entry 5

WOLIN HARRY A · CIK 0001273666 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,875 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:13 UTC Exercise / conversionStock Option · Derivative 37,500 $0.00 Strike: $7.87 $0.00
Disclosure

SEC source: 0000002488-17-000021 · wf-form4_148650202112140.xml · derivative · entry 4

WOLIN HARRY A · CIK 0001273666 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2017-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:13 UTC SaleCommon Stock 84,375 $12.30 $1,037,812.50
Disclosure

SEC source: 0000002488-17-000021 · wf-form4_148650202112140.xml · nonDerivative · entry 3

WOLIN HARRY A · CIK 0001273666 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787,674

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:13 UTC Exercise / conversionCommon Stock 46,875 $8.80 $412,500.00
Disclosure

SEC source: 0000002488-17-000021 · wf-form4_148650202112140.xml · nonDerivative · entry 2

WOLIN HARRY A · CIK 0001273666 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reporting person's stock option granted pursuant to AMD's 2004 Equity Incentive Plan was exercised prior to expiration date of the stock option, which is May 15, 2017

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:13 UTC Exercise / conversionCommon Stock 37,500 $7.87 $295,125.00
Disclosure

SEC source: 0000002488-17-000021 · wf-form4_148650202112140.xml · nonDerivative · entry 1

WOLIN HARRY A · CIK 0001273666 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person's stock option granted pursuant to AMD's 2004 Equity Incentive Plan was exercised prior to expiration date of the stock option, which is February 15, 2017

Read SEC document
January 15, 2017 Filed Jan 18, 2017 21:23 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionRSU Award · Derivative 126,874 $0.00 $0.00
Disclosure

SEC source: 0000002488-17-000006 · wf-form4_148477461501380.xml · derivative · entry 3

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,593

Underlying: Common Stock · 126,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: This RSU award vests 33% on January 15, 2017 and 67% on January 15, 2018.

F4 · derivative.expiration_date: This RSU award vests 33% on January 15, 2017 and 67% on January 15, 2018.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 21:23 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
SaleCommon Stock 56,240 $9.96 $560,015.42
Disclosure

SEC source: 0000002488-17-000006 · wf-form4_148477461501380.xml · nonDerivative · entry 2

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,055

F1 · kind: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting.

F2 · price: Transaction executed in multiple trades at prices ranging from $9.79 to $10.21 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 21:23 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionCommon Stock 126,874 $0.00 $0.00
Disclosure

SEC source: 0000002488-17-000006 · wf-form4_148477461501380.xml · nonDerivative · entry 1

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 21:27 UTC
Papermaster Mark DSVP & Chief Technology Officer
Exercise / conversionRSU Award · Derivative 190,311 $0.00 $0.00
Disclosure

SEC source: 0000002488-17-000008 · wf-form4_148477483756943.xml · derivative · entry 3

Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,390

Underlying: Common Stock · 190,311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: This RSU award vests 33% on January 15, 2017 and 67% on January 15, 2018.

F4 · derivative.expiration_date: This RSU award vests 33% on January 15, 2017 and 67% on January 15, 2018.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 21:27 UTC
Papermaster Mark DSVP & Chief Technology Officer
SaleCommon Stock 91,476 $9.96 $910,890.57
Disclosure

SEC source: 0000002488-17-000008 · wf-form4_148477483756943.xml · nonDerivative · entry 2

Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,092

F1 · kind: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting.

F2 · price: Transaction executed in multiple trades at prices ranging from $9.79 to $10.21 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 21:27 UTC
Papermaster Mark DSVP & Chief Technology Officer
Exercise / conversionCommon Stock 190,311 $0.00 $0.00
Disclosure

SEC source: 0000002488-17-000008 · wf-form4_148477483756943.xml · nonDerivative · entry 1

Papermaster Mark D · CIK 0001449649 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 21:32 UTC GrantRSU Award · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000002488-17-000010 · wf-form4_148477516560023.xml · derivative · entry 3

WOLIN HARRY A · CIK 0001273666 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,797

Underlying: Common Stock · 0 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: This award vests 33% on January 15, 2017 then vests 67% on January 15, 2018.

F4 · derivative.expiration_date: This award vests 33% on January 15, 2017 then vests 67% on January 15, 2018.

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January 15, 2017 Filed Jan 18, 2017 21:32 UTC SaleCommon Stock 33,928 $9.96 $337,844.85
Disclosure

SEC source: 0000002488-17-000010 · wf-form4_148477516560023.xml · nonDerivative · entry 2

WOLIN HARRY A · CIK 0001273666 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787,674

F1 · kind: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting.

F2 · price: Transaction executed in multiple trades at prices ranging from $9.79 to $10.21 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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January 15, 2017 Filed Jan 18, 2017 21:32 UTC Exercise / conversionCommon Stock 107,843 $0.00 $0.00
Disclosure

SEC source: 0000002488-17-000010 · wf-form4_148477516560023.xml · nonDerivative · entry 1

WOLIN HARRY A · CIK 0001273666 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 15, 2017 Filed Apr 28, 2017 23:05 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 107,843 $0.00 $0.00
Disclosure

SEC source: 0000002488-17-000078 · wf-form4a_149342068554051.xml · derivative · entry 1

WOLIN HARRY A · CIK 0001273666 · SVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,954

Underlying: Common Stock · 107,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · shares: This amendment is to correct an inadvertent error in the number of shares disposed of from the January 15, 2017 vesting of the January 22, 2015 RSU award.

F3 · derivative.exercise_date: This award vested 33% on January 15, 2017 then remaining shares vest 67% on January 15, 2018.

F3 · derivative.expiration_date: This award vested 33% on January 15, 2017 then remaining shares vest 67% on January 15, 2018.

F2 · derivative.underlying_shares: This amendment is to correct an inadvertent error in the number of shares disposed of from the January 15, 2017 vesting of the January 22, 2015 RSU award.

F4 · balance_after: This amendment is to correct an inadvertent error in the number of shares beneficially owned after the January 15, 2017 vesting of the January 22, 2015 RSU award.

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January 10, 2017 Filed Jan 12, 2017 21:16 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionStock Option Grant · Derivative 10,000 $1.84 Strike: $1.84 $18,400.00
Disclosure

SEC source: 0000002488-17-000002 · wf-form4_148425578167848.xml · derivative · entry 9

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,274

Underlying: Common Stock · 10,000 shares

Expires 2022-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 21:16 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionStock Option Grant · Derivative 10,000 $3.90 Strike: $3.90 $39,000.00
Disclosure

SEC source: 0000002488-17-000002 · wf-form4_148425578167848.xml · derivative · entry 8

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,823

Underlying: Common Stock · 10,000 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 21:16 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionStock Option Grant · Derivative 4,167 $6.49 Strike: $6.49 $27,043.83
Disclosure

SEC source: 0000002488-17-000002 · wf-form4_148425578167848.xml · derivative · entry 7

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,167 shares

Expires 2017-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 21:16 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionStock Option Grant · Derivative 6,250 $8.80 Strike: $8.80 $55,000.00
Disclosure

SEC source: 0000002488-17-000002 · wf-form4_148425578167848.xml · derivative · entry 6

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 21:16 UTC
SMITH DARLA MChief Accounting Officer
SaleCommon Stock 41,865 $11.51 $481,866.15
Disclosure

SEC source: 0000002488-17-000002 · wf-form4_148425578167848.xml · nonDerivative · entry 5

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,257

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.

F3 · price: Transaction executed in multiple trades at prices ranging from $11.41 to $11.63 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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January 10, 2017 Filed Jan 12, 2017 21:16 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionCommon Stock 10,000 $1.84 $18,400.00
Disclosure

SEC source: 0000002488-17-000002 · wf-form4_148425578167848.xml · nonDerivative · entry 4

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.

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January 10, 2017 Filed Jan 12, 2017 21:16 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionCommon Stock 10,000 $3.90 $39,000.00
Disclosure

SEC source: 0000002488-17-000002 · wf-form4_148425578167848.xml · nonDerivative · entry 3

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 21:16 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionCommon Stock 4,167 $6.49 $27,043.83
Disclosure

SEC source: 0000002488-17-000002 · wf-form4_148425578167848.xml · nonDerivative · entry 2

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 21:16 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionCommon Stock 6,250 $8.80 $55,000.00
Disclosure

SEC source: 0000002488-17-000002 · wf-form4_148425578167848.xml · nonDerivative · entry 1

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.

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January 10, 2017 Filed Jan 12, 2017 21:18 UTC SaleCommon Stock 20,000 $11.51 $230,160.00
Disclosure

SEC source: 0000002488-17-000004 · wf-form4_148425592503634.xml · nonDerivative · entry 1

Claflin Bruce L. · CIK 0001403694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,902

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2016

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.62 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 28, 2016 Filed Dec 28, 2016 23:19 UTC SaleCommon Stock 27,828 $12.28 $341,727.84
Disclosure

SEC source: 0000002488-16-000304 · wf-form4_148296713934016.xml · nonDerivative · entry 2

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM EESC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,813

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting.

Read SEC document
December 27, 2016 Filed Dec 28, 2016 22:10 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
SaleCommon Stock 36,356 $11.86 $431,102.18
Disclosure

SEC source: 0000002488-16-000299 · wf-form4_148296300702795.xml · nonDerivative · entry 2

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,421

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting.

F2 · price: Transaction executed in multiple trades at prices ranging from $11.61 to $12.08 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.