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ADVANCED MICRO DEVICES INC

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2796
SEC CIK
0000002488
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2,069

Last 12 months

Inside the activity.

0 purchase rows · 212 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025020
Dec 2025013
Jan 202601
Feb 2026024
Mar 202609
Apr 202604
May 2026034
Jun 2026029
Jul 202601
Aug 2026046
Sep 2026031
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2020 Filed Aug 11, 2020 20:38 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
GrantRSU Award · Derivative 11,067 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000122 · wf-form4_159717832230419.xml · derivative · entry 7

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,067

Underlying: Common Stock · 11,067 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F8 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2021, 2022 and 2023.

F8 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2021, 2022 and 2023.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:38 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
GrantPRSU Award · Derivative 22,134 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000122 · wf-form4_159717832230419.xml · derivative · entry 6

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,134

Underlying: Common Stock · 22,134 shares

Expires not disclosed

F6 · derivative.exercise_price: Between 0% and 250% of the target number of PRSUs may be earned depending on (a) the return on AMD's stock price relative to the return on the S&P 500 Index over the performance period that begins August 9, 2020 and ends on August 9, 2023, (b) the absolute return on AMD's stock price over the performance period, and (c) AMD's non-GAAP earnings per share growth from its 2020 to 2022 fiscal years. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 9, 2023 (or the one-year anniversary of a change in control, if earlier).

F7 · derivative.exercise_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 6, above. Earned and vested PRSUs will generally be settled on the later of August 16, 2023 or the date following the Compensation Committee's determination of performance.

F7 · derivative.expiration_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 6, above. Earned and vested PRSUs will generally be settled on the later of August 16, 2023 or the date following the Compensation Committee's determination of performance.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:38 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 5,942 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000122 · wf-form4_159717832230419.xml · derivative · entry 5

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,887

Underlying: Common Stock · 5,942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F5 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022.

F5 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:38 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 10,186 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000122 · wf-form4_159717832230419.xml · derivative · entry 4

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,186

Underlying: Common Stock · 10,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F4 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2019, 2020 and 2021.

F4 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2019, 2020 and 2021.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:38 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 12,328 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000122 · wf-form4_159717832230419.xml · derivative · entry 3

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F3 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2018, 2019 and 2020.

F3 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2018, 2019 and 2020.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:38 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Tax withholdingCommon Stock 14,111 $84.85 $1,197,318.35
Disclosure

SEC source: 0000002488-20-000122 · wf-form4_159717832230419.xml · nonDerivative · entry 2

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,358

F1 · shares: The shares are withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the release of restricted stock units ("RSU").

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:38 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionCommon Stock 28,456 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000122 · wf-form4_159717832230419.xml · nonDerivative · entry 1

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:43 UTC
SMITH DARLA MChief Accounting Officer
GrantRSU Award · Derivative 3,399 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000124 · wf-form4_159717857353891.xml · derivative · entry 6

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,399

Underlying: Common Stock · 3,399 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F6 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2021, 2022 and 2023.

F6 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2021, 2022 and 2023.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:43 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,066 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000124 · wf-form4_159717857353891.xml · derivative · entry 5

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,135

Underlying: Common Stock · 2,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F5 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022.

F5 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:43 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,268 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000124 · wf-form4_159717857353891.xml · derivative · entry 4

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,269

Underlying: Common Stock · 4,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F4 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2019, 2020 and 2021.

F4 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2019, 2020 and 2021.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:43 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,315 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000124 · wf-form4_159717857353891.xml · derivative · entry 3

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F3 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2018, 2019 and 2020.

F3 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2018, 2019 and 2020.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:43 UTC
SMITH DARLA MChief Accounting Officer
Tax withholdingCommon Stock 3,909 $84.85 $331,678.65
Disclosure

SEC source: 0000002488-20-000124 · wf-form4_159717857353891.xml · nonDerivative · entry 2

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,153

F1 · shares: The shares are withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the release of restricted stock units ("RSU").

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:43 UTC
SMITH DARLA MChief Accounting Officer
Exercise / conversionCommon Stock 10,649 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000124 · wf-form4_159717857353891.xml · nonDerivative · entry 1

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:46 UTC
Bergman RickEVP, Computing & Graphics
GrantStock Option Grant · Derivative 23,527 $0.00 Strike: $84.85 $0.00
Disclosure

SEC source: 0000002488-20-000126 · wf-form4_159717875252607.xml · derivative · entry 7

Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,527

Underlying: Common Stock · 23,527 shares

Expires 2027-08-09

F7 · derivative.exercise_date: The options vest 1/3 on each of August 9, 2021, 2022 and 2023.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:46 UTC
Bergman RickEVP, Computing & Graphics
GrantRSU Award · Derivative 10,671 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000126 · wf-form4_159717875252607.xml · derivative · entry 6

Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,671

Underlying: Common Stock · 10,671 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F6 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2021, 2022 and 2023.

F6 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2021, 2022 and 2023.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:46 UTC
Bergman RickEVP, Computing & Graphics
GrantPRSU Award · Derivative 21,343 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000126 · wf-form4_159717875252607.xml · derivative · entry 5

Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,343

Underlying: Common Stock · 21,343 shares

Expires not disclosed

F4 · derivative.exercise_price: Between 0% and 250% of the target number of PRSUs may be earned depending on (a) the return on AMD's stock price relative to the return on the S&P 500 Index over the performance period that begins August 9, 2020 and ends on August 9, 2023, (b) the absolute return on AMD's stock price over the performance period, and (c) AMD's non-GAAP earnings per share growth from its 2020 to 2022 fiscal years. Vesting of any earned PRSUs is generally subject to the Reporting Person's continued employment and/or service with AMD through August 9, 2023 (or the one-year anniversary of a change in control, if earlier).

F5 · derivative.exercise_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 4, above. Earned and vested PRSUs will generally be settled on the later of August 16, 2023 or the date following the Compensation Committee's determination of performance.

F5 · derivative.expiration_date: The actual number of PRSUs that may be earned, if at all, will be determined by the Compensation and Leadership Resources Committee ("Compensation Committee") based on AMD's actual performance with respect to the performance vesting conditions described in footnote 4, above. Earned and vested PRSUs will generally be settled on the later of August 16, 2023 or the date following the Compensation Committee's determination of performance.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:46 UTC
Bergman RickEVP, Computing & Graphics
Exercise / conversionRestricted Stock Units · Derivative 41,339 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000126 · wf-form4_159717875252607.xml · derivative · entry 4

Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,692

Underlying: Common Stock · 41,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F3 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022.

F3 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:46 UTC
Bergman RickEVP, Computing & Graphics
Exercise / conversionRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000126 · wf-form4_159717875252607.xml · derivative · entry 3

Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,920

Underlying: Common Stock · 6,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AMD's common stock.

F3 · derivative.exercise_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022.

F3 · derivative.expiration_date: The RSUs vest 1/3 on each of August 9, 2020, 2021 and 2022.

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:46 UTC
Bergman RickEVP, Computing & Graphics
Tax withholdingCommon Stock 22,252 $84.85 $1,888,082.20
Disclosure

SEC source: 0000002488-20-000126 · wf-form4_159717875252607.xml · nonDerivative · entry 2

Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,891

F1 · shares: The shares are withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the release of restricted stock units ("RSU").

Read SEC document
August 09, 2020 Filed Aug 11, 2020 20:46 UTC
Bergman RickEVP, Computing & Graphics
Exercise / conversionCommon Stock 47,798 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000126 · wf-form4_159717875252607.xml · nonDerivative · entry 1

Bergman Rick · CIK 0001321224 · EVP, Computing & Graphics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 20:17 UTC
Denzel NoraDirector
SaleCommon Stock 75,000 $78.75 $5,906,250.00
Disclosure

SEC source: 0000002488-20-000105 · wf-form4_159657203788646.xml · nonDerivative · entry 1

Denzel Nora · CIK 0001418351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,560

Read SEC document
July 20, 2020 Filed Jul 22, 2020 20:17 UTC Exercise / conversionStock Option Grant · Derivative 37,500 $0.00 Strike: $2.61 $0.00
Disclosure

SEC source: 0000002488-20-000096 · wf-form4_159544905372082.xml · derivative · entry 3

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,678

Underlying: Common Stock · 37,500 shares

Expires 2021-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested 33 1/3% on November 15, 2015 and vests 8 1/3% per quarter over the next eight following quarters.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 20:17 UTC SaleCommon Stock 75,000 $55.25 $4,143,750.00
Disclosure

SEC source: 0000002488-20-000096 · wf-form4_159544905372082.xml · nonDerivative · entry 2

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 677,100

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $54.87 to $55.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 20:17 UTC Exercise / conversionCommon Stock 37,500 $2.61 $97,875.00
Disclosure

SEC source: 0000002488-20-000096 · wf-form4_159544905372082.xml · nonDerivative · entry 1

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 20:10 UTC
Papermaster Mark DChief Technology Officer & EVP
Exercise / conversionStock Option Grant · Derivative 43,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0000002488-20-000094 · wf-form4_159501663463371.xml · derivative · entry 3

Papermaster Mark D · CIK 0001449649 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,277

Underlying: Common Stock · 43,000 shares

Expires 2021-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests 33 1/3% on August 12, 2015 and 8 1/3% per quarter over the next eight following quarters.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 20:10 UTC
Papermaster Mark DChief Technology Officer & EVP
SaleCommon Stock 43,000 $54.36 $2,337,480.00
Disclosure

SEC source: 0000002488-20-000094 · wf-form4_159501663463371.xml · nonDerivative · entry 2

Papermaster Mark D · CIK 0001449649 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,280

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $53.95 to $54.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 20:10 UTC
Papermaster Mark DChief Technology Officer & EVP
Exercise / conversionCommon Stock 43,000 $4.08 $175,440.00
Disclosure

SEC source: 0000002488-20-000094 · wf-form4_159501663463371.xml · nonDerivative · entry 1

Papermaster Mark D · CIK 0001449649 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:18 UTC
Papermaster Mark DChief Technology Officer & EVP
Exercise / conversionStock Option Grant · Derivative 43,000 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0000002488-20-000092 · wf-form4_159242509925939.xml · derivative · entry 4

Papermaster Mark D · CIK 0001449649 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,277

Underlying: Common Stock · 43,000 shares

Expires 2021-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vests 33 1/3% on August 12, 2015 and 8 1/3% per quarter over the next eight following quarters.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:18 UTC
Papermaster Mark DChief Technology Officer & EVP
SaleCommon Stock 1,332 $53.62 $71,421.84
Disclosure

SEC source: 0000002488-20-000092 · wf-form4_159242509925939.xml · nonDerivative · entry 3

Papermaster Mark D · CIK 0001449649 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,280

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.

F4 · price: Transaction executed in multiple trades at prices ranging from $53.47 to $53.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:18 UTC
Papermaster Mark DChief Technology Officer & EVP
SaleCommon Stock 41,668 $52.88 $2,203,403.84
Disclosure

SEC source: 0000002488-20-000092 · wf-form4_159242509925939.xml · nonDerivative · entry 2

Papermaster Mark D · CIK 0001449649 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,336,612

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $52.46 to $53.46 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:18 UTC
Papermaster Mark DChief Technology Officer & EVP
Exercise / conversionCommon Stock 43,000 $4.08 $175,440.00
Disclosure

SEC source: 0000002488-20-000092 · wf-form4_159242509925939.xml · nonDerivative · entry 1

Papermaster Mark D · CIK 0001449649 · Chief Technology Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.

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June 09, 2020 Filed Jun 11, 2020 20:13 UTC
Su Lisa TDirector · President & CEO
Exercise / conversionStock Option · Derivative 150,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0000002488-20-000090 · wf-form4_159190639978801.xml · derivative · entry 7

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,999

Underlying: Common Stock · 150,000 shares

Expires 2021-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option vests 33 1/3% on October 8, 2015 and 8 1/3% per quarter over the next eight following quarters.

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June 09, 2020 Filed Jun 11, 2020 20:13 UTC
Su Lisa TDirector · President & CEO
SaleCommon Stock 53,502 $56.11 $3,001,997.22
Disclosure

SEC source: 0000002488-20-000090 · wf-form4_159190639978801.xml · nonDerivative · entry 5

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,403,670

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

F6 · price: Transaction executed in multiple trades at prices ranging from $55.83 to $56.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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June 09, 2020 Filed Jun 11, 2020 20:13 UTC
Su Lisa TDirector · President & CEO
SaleCommon Stock 76,872 $55.34 $4,254,096.48
Disclosure

SEC source: 0000002488-20-000090 · wf-form4_159190639978801.xml · nonDerivative · entry 4

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457,172

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

F5 · price: Transaction executed in multiple trades at prices ranging from $54.83 to $55.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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June 09, 2020 Filed Jun 11, 2020 20:13 UTC
Su Lisa TDirector · President & CEO
SaleCommon Stock 8,195 $54.50 $446,627.50
Disclosure

SEC source: 0000002488-20-000090 · wf-form4_159190639978801.xml · nonDerivative · entry 3

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,534,044

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

F4 · price: Transaction executed in multiple trades at prices ranging from $53.83 to $54.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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June 09, 2020 Filed Jun 11, 2020 20:13 UTC
Su Lisa TDirector · President & CEO
SaleCommon Stock 11,431 $53.28 $609,043.68
Disclosure

SEC source: 0000002488-20-000090 · wf-form4_159190639978801.xml · nonDerivative · entry 2

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,542,239

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $52.80 to $53.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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June 09, 2020 Filed Jun 11, 2020 20:13 UTC
Su Lisa TDirector · President & CEO
Exercise / conversionCommon Stock 150,000 $2.80 $420,000.00
Disclosure

SEC source: 0000002488-20-000090 · wf-form4_159190639978801.xml · nonDerivative · entry 1

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.

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June 02, 2020 Filed Jun 4, 2020 20:06 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionStock Option · Derivative 62,764 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0000002488-20-000088 · wf-form4_159130119740649.xml · derivative · entry 3

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,765

Underlying: Common Stock · 62,764 shares

Expires 2021-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests 33 1/3% on August 12, 2015 and 8 1/3% per quarter over the next eight following quarters.

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June 02, 2020 Filed Jun 4, 2020 20:06 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
SaleCommon Stock 62,764 $53.06 $3,330,257.84
Disclosure

SEC source: 0000002488-20-000088 · wf-form4_159130119740649.xml · nonDerivative · entry 2

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,013

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $52.54 to $53.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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June 02, 2020 Filed Jun 4, 2020 20:06 UTC
KUMAR DEVINDERSVP, CFO & Treasurer
Exercise / conversionCommon Stock 62,764 $4.08 $256,077.12
Disclosure

SEC source: 0000002488-20-000088 · wf-form4_159130119740649.xml · nonDerivative · entry 1

KUMAR DEVINDER · CIK 0001558880 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2019.

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June 01, 2020 Filed Jun 3, 2020 20:19 UTC Exercise / conversionStock Option Grant · Derivative 37,500 $0.00 Strike: $2.61 $0.00
Disclosure

SEC source: 0000002488-20-000084 · wf-form4_159121554363588.xml · derivative · entry 4

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,178

Underlying: Common Stock · 37,500 shares

Expires 2021-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested 33 1/3% on November 15, 2015 and vests 8 1/3% per quarter over the next eight following quarters.

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June 01, 2020 Filed Jun 3, 2020 20:19 UTC SaleCommon Stock 5,400 $53.99 $291,546.00
Disclosure

SEC source: 0000002488-20-000084 · wf-form4_159121554363588.xml · nonDerivative · entry 3

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,600

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.

F4 · price: Transaction executed in multiple trades at prices ranging from $53.95 to $54.03 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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June 01, 2020 Filed Jun 3, 2020 20:19 UTC SaleCommon Stock 69,600 $53.63 $3,732,648.00
Disclosure

SEC source: 0000002488-20-000084 · wf-form4_159121554363588.xml · nonDerivative · entry 2

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,000

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.

F3 · price: Transaction executed in multiple trades at prices ranging from $52.93 to $53.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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June 01, 2020 Filed Jun 3, 2020 20:19 UTC Exercise / conversionCommon Stock 37,500 $2.61 $97,875.00
Disclosure

SEC source: 0000002488-20-000084 · wf-form4_159121554363588.xml · nonDerivative · entry 1

Norrod Forrest Eugene · CIK 0001622864 · SVP & GM DESG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2019.

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June 01, 2020 Filed Jun 3, 2020 20:22 UTC
GRASBY PAUL DARRENSVP & CSO, President EMEA
Exercise / conversionStock Option · Derivative 3,548 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0000002488-20-000086 · wf-form4_159121576113570.xml · derivative · entry 3

GRASBY PAUL DARREN · CIK 0001768248 · SVP & CSO, President EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 3,548 shares

Expires 2022-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests 33 1/3% on August 15, 2016 and 8 1/3% per quarter over the next eight following quarters.

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June 01, 2020 Filed Jun 3, 2020 20:22 UTC
GRASBY PAUL DARRENSVP & CSO, President EMEA
SaleCommon Stock 18,548 $53.30 $988,608.40
Disclosure

SEC source: 0000002488-20-000086 · wf-form4_159121576113570.xml · nonDerivative · entry 2

GRASBY PAUL DARREN · CIK 0001768248 · SVP & CSO, President EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,037

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2020

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:22 UTC
GRASBY PAUL DARRENSVP & CSO, President EMEA
Exercise / conversionCommon Stock 3,548 $1.84 $6,528.32
Disclosure

SEC source: 0000002488-20-000086 · wf-form4_159121576113570.xml · nonDerivative · entry 1

GRASBY PAUL DARREN · CIK 0001768248 · SVP & CSO, President EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2020.

Read SEC document
May 29, 2020 Filed Feb 5, 2021 21:38 UTC
WOLIN HARRY ASVP, GC & Corporate Secretary
GiftCommon Stock 5,040 $0.00 $0.00
Disclosure

SEC source: 0000002488-21-000017 · wf-form5_161256108280132.xml · nonDerivative · entry 2

WOLIN HARRY A · CIK 0001273666 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,506,308

Read SEC document
May 28, 2020 Filed Feb 5, 2021 21:45 UTC
Su Lisa TDirector · President & CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000002488-21-000021 · wf-form5_161256153690439.xml · nonDerivative · entry 2

Su Lisa T · CIK 0001405109 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,582,852

Read SEC document
May 18, 2020 Filed May 19, 2020 20:47 UTC
SMITH DARLA MChief Accounting Officer
SaleCommon Stock 13 $54.88 $713.44
Disclosure

SEC source: 0000002488-20-000077 · wf-form4_158992120301870.xml · nonDerivative · entry 2

SMITH DARLA M · CIK 0001674334 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,413

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the Reporting Person's Restricted Stock Unit ("RSU") vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.