Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2023 Filed Feb 27, 2023 22:54 UTC |
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
|
GrantRestricted Stock Units · Derivative | 90,503 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000026 · primary_doc.xml · derivative · entry 8 FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,503 Underlying: AMC Preferred Equity Units · 90,503 shares Expires not disclosed F7 · security: Each restricted stock unit ("RSU") represents the right to receive one (1) APEU within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. F7 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to receive one (1) APEU within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. F7 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to receive one (1) APEU within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. F5 · derivative.underlying: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:54 UTC |
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
|
GrantRestricted Stock Units · Derivative | 50,377 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000026 · primary_doc.xml · derivative · entry 7 FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,377 Underlying: Class A Common Stock · 50,377 shares Expires not disclosed F6 · security: Each restricted stock unit ("RSU") represents the right to receive one (1) Common Share within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. F6 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to receive one (1) Common Share within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. F6 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to receive one (1) Common Share within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:54 UTC |
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
|
Tax withholdingAMC Preferred Equity Units · Derivative | 56,906 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000026 · primary_doc.xml · derivative · entry 6 FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,157 Underlying: Class A Common Stock · 56,906 shares Expires not disclosed F3 · security: Common Shares and APEUs otherwise issuable were withheld to satisfy tax obligations arising from the vesting events described in notes 1 and 2 above. F5 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F5 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F5 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:54 UTC |
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
|
GrantAMC Preferred Equity Units · Derivative | 104,039 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000026 · primary_doc.xml · derivative · entry 5 FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,063 Underlying: Class A Common Stock · 104,039 shares Expires not disclosed F2 · security: Common Shares and APEUs were granted under the EIP by the Committee in lieu of vesting of certain PSUs that failed to achieve performance goals for reasons outside the control of the Issuer or its management. F5 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F5 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F5 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:54 UTC |
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
|
GrantAMC Preferred Equity Units · Derivative | 19,525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000026 · primary_doc.xml · derivative · entry 4 FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,024 Underlying: Class A Common Stock · 19,525 shares Expires not disclosed F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were issued upon the vesting of certain Performance Stock Units ("PSUs") granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan ("EIP") pursuant to award agreements dated February 28, 2020, March 15, 2021, and March 2, 2022. The PSUs were granted subject to performance and service based vesting conditions. The PSUs vested based upon attainment of performance goals as certified by the Issuer's Compensation Committee of the Board of Directors (the "Committee") and the Reporting Person's continued employment. F5 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F5 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F5 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:54 UTC |
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
|
Tax withholdingClass A Common Stock | 56,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000026 · primary_doc.xml · nonDerivative · entry 3 FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,397 F3 · security: Common Shares and APEUs otherwise issuable were withheld to satisfy tax obligations arising from the vesting events described in notes 1 and 2 above. F4 · balance_after: Does not include 104,157 outstanding APEUs or Common Shares and APEUs issuable upon future vesting of equity grants, including 102,186 Common Shares and 142,312 APEUs issuable based upon continued service and 102,188 Common Shares and 142,314 APEUs issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 695,554 equity interests. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:54 UTC |
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
|
GrantClass A Common Stock | 104,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000026 · primary_doc.xml · nonDerivative · entry 2 FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,303 F2 · security: Common Shares and APEUs were granted under the EIP by the Committee in lieu of vesting of certain PSUs that failed to achieve performance goals for reasons outside the control of the Issuer or its management. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:54 UTC |
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
|
GrantClass A Common Stock | 19,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000026 · primary_doc.xml · nonDerivative · entry 1 FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,264 F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were issued upon the vesting of certain Performance Stock Units ("PSUs") granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan ("EIP") pursuant to award agreements dated February 28, 2020, March 15, 2021, and March 2, 2022. The PSUs were granted subject to performance and service based vesting conditions. The PSUs vested based upon attainment of performance goals as certified by the Issuer's Compensation Committee of the Board of Directors (the "Committee") and the Reporting Person's continued employment. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:25 UTC |
Goodman Sean D.EVP, CFO & TREASURER
|
GrantRestricted Stock Units · Derivative | 197,975 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000023 · primary_doc.xml · derivative · entry 8 Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,975 Underlying: AMC Preferred Equity Units · 197,975 shares Expires not disclosed F7 · security: Each restricted stock unit ("RSU") represents the right to receive one (1) APEU within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. F7 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to receive one (1) APEU within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. F7 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to receive one (1) APEU within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. F5 · derivative.underlying: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:25 UTC |
Goodman Sean D.EVP, CFO & TREASURER
|
GrantRestricted Stock Units · Derivative | 110,199 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000023 · primary_doc.xml · derivative · entry 7 Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,199 Underlying: Class A Common Stock · 110,199 shares Expires not disclosed F6 · security: Each restricted stock unit ("RSU") represents the right to receive one (1) Common Share within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. F6 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to receive one (1) Common Share within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. F6 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to receive one (1) Common Share within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:25 UTC |
Goodman Sean D.EVP, CFO & TREASURER
|
Tax withholdingAMC Preferred Equity Units · Derivative | 105,085 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000023 · primary_doc.xml · derivative · entry 6 Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,591 Underlying: Class A Common Stock · 105,085 shares Expires not disclosed F3 · security: Common Shares and APEUs otherwise issuable were withheld to satisfy tax obligations arising from the vesting events described in notes 1 and 2 above. F5 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F5 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F5 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:25 UTC |
Goodman Sean D.EVP, CFO & TREASURER
|
GrantAMC Preferred Equity Units · Derivative | 196,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000023 · primary_doc.xml · derivative · entry 5 Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,676 Underlying: Class A Common Stock · 196,400 shares Expires not disclosed F2 · security: Common Shares and APEUs were granted under the EIP by the Committee in lieu of vesting of certain PSUs that failed to achieve performance goals for reasons outside the control of the Issuer or its management. F5 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F5 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F5 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:25 UTC |
Goodman Sean D.EVP, CFO & TREASURER
|
GrantAMC Preferred Equity Units · Derivative | 36,856 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000023 · primary_doc.xml · derivative · entry 4 Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,276 Underlying: Class A Common Stock · 36,856 shares Expires not disclosed F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were issued upon the vesting of certain Performance Stock Units ("PSUs") granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan ("EIP") pursuant to award agreements dated February 28, 2020, March 15, 2021, and March 2, 2022. The PSUs were granted subject to performance and service based vesting conditions. The PSUs vested based upon attainment of performance goals as certified by the Issuer's Compensation Committee of the Board of Directors (the "Committee") and the Reporting Person's continued employment. F5 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F5 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F5 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:25 UTC |
Goodman Sean D.EVP, CFO & TREASURER
|
Tax withholdingClass A Common Stock | 105,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000023 · primary_doc.xml · nonDerivative · entry 3 Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,591 F3 · security: Common Shares and APEUs otherwise issuable were withheld to satisfy tax obligations arising from the vesting events described in notes 1 and 2 above. F4 · balance_after: Does not include 132,591 outstanding APEUs or Common Shares and APEUs issuable upon future vesting of equity grants, including 215,484 Common Shares and 303,260 APEUs issuable based upon continued service and 215,486 Common Shares and 303,262 APEUs issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 1,302,674 equity interests. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:25 UTC |
Goodman Sean D.EVP, CFO & TREASURER
|
GrantClass A Common Stock | 196,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000023 · primary_doc.xml · nonDerivative · entry 2 Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,676 F2 · security: Common Shares and APEUs were granted under the EIP by the Committee in lieu of vesting of certain PSUs that failed to achieve performance goals for reasons outside the control of the Issuer or its management. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:25 UTC |
Goodman Sean D.EVP, CFO & TREASURER
|
GrantClass A Common Stock | 36,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000023 · primary_doc.xml · nonDerivative · entry 1 Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,276 F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were issued upon the vesting of certain Performance Stock Units ("PSUs") granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan ("EIP") pursuant to award agreements dated February 28, 2020, March 15, 2021, and March 2, 2022. The PSUs were granted subject to performance and service based vesting conditions. The PSUs vested based upon attainment of performance goals as certified by the Issuer's Compensation Committee of the Board of Directors (the "Committee") and the Reporting Person's continued employment. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:28 UTC |
Clark Denise M.Director
|
GrantAMC Preferred Equity Units · Derivative | 19,212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000021 · primary_doc.xml · derivative · entry 2 Clark Denise M. · CIK 0001570332 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,212 Underlying: Class A Common Stock · 19,212 shares Expires not disclosed F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier. F3 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date F3 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date F3 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:28 UTC |
Clark Denise M.Director
|
GrantClass A Common Stock | 10,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000021 · primary_doc.xml · nonDerivative · entry 1 Clark Denise M. · CIK 0001570332 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,694 F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier. F2 · balance_after: Does not include 19,212 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 29,906 equity interests. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:16 UTC |
PUTNAM KERITH SHEEHANDirector
|
GrantAMC Preferred Equity Units · Derivative | 19,212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000020 · primary_doc.xml · derivative · entry 2 PUTNAM KERITH SHEEHAN · CIK 0001961373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,212 Underlying: Class A Common Stock · 19,212 shares Expires not disclosed F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier. F3 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F3 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F3 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:16 UTC |
PUTNAM KERITH SHEEHANDirector
|
GrantClass A Common Stock | 10,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000020 · primary_doc.xml · nonDerivative · entry 1 PUTNAM KERITH SHEEHAN · CIK 0001961373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,694 F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier. F2 · balance_after: Does not include 19,212 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 29,906 equity interests. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:02 UTC |
LADER PHILIPDirector
|
GrantAMC Preferred Equity Units · Derivative | 19,212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000019 · primary_doc.xml · derivative · entry 2 LADER PHILIP · CIK 0001237640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,884 Underlying: Class A Common Stock · 19,212 shares Expires not disclosed F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier. F3 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F3 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F3 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:02 UTC |
LADER PHILIPDirector
|
GrantClass A Common Stock | 10,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000019 · primary_doc.xml · nonDerivative · entry 1 LADER PHILIP · CIK 0001237640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,366 F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier. F2 · balance_after: Does not include 42,884 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 77,250 equity interests. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 20:57 UTC |
SUSSMAN ADAM JAYDirector
|
GrantAMC Preferred Equity Units · Derivative | 19,212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000018 · primary_doc.xml · derivative · entry 2 SUSSMAN ADAM JAY · CIK 0001776972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,884 Underlying: Class A Common Stock · 19,212 shares Expires not disclosed F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier. F3 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F3 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F3 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 20:57 UTC |
SUSSMAN ADAM JAYDirector
|
GrantClass A Common Stock | 10,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000018 · primary_doc.xml · nonDerivative · entry 1 SUSSMAN ADAM JAY · CIK 0001776972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,366 F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier. F2 · balance_after: Does not include 42,884 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 77,250 equity interests. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 20:49 UTC |
Locke GaryDirector
|
GrantAMC Preferred Equity Units · Derivative | 19,212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000017 · primary_doc.xml · derivative · entry 2 Locke Gary · CIK 0001654708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,884 Underlying: Class A Common Stock · 19,212 shares Expires not disclosed F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier. F3 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F3 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F3 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 20:49 UTC |
Locke GaryDirector
|
GrantClass A Common Stock | 10,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000017 · primary_doc.xml · nonDerivative · entry 1 Locke Gary · CIK 0001654708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,366 F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier. F2 · balance_after: Does not include 42,884 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 77,250 equity interests. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 20:32 UTC |
KOCH HOWARD WINCHEL JRDirector
|
GrantAMC Preferred Equity Units · Derivative | 19,212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000015 · primary_doc.xml · derivative · entry 2 KOCH HOWARD WINCHEL JR · CIK 0001623258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,884 Underlying: Class A Common Stock · 19,212 shares Expires not disclosed F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier. F3 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F3 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. F3 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 20:32 UTC |
KOCH HOWARD WINCHEL JRDirector
|
GrantClass A Common Stock | 10,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000015 · primary_doc.xml · nonDerivative · entry 1 KOCH HOWARD WINCHEL JR · CIK 0001623258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,366 F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier. F2 · balance_after: Does not include 42,884 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 77,250 equity interests. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 20:21 UTC |
SAICH ANTHONY JDirector
|
GrantClass A Common Stock | 10,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001411579-23-000014 · primary_doc.xml · nonDerivative · entry 1 SAICH ANTHONY J · CIK 0001591371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,366 F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier. F2 · balance_after: Does not include 42,884 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 77,250 equity interests. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 22:49 UTC |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SalePut Option (right to sell) · Derivative | 3,146 | $0.24 Strike: $3.00 | $755.04 |
DisclosureSEC source: 0001140361-23-009260 · form4.xml · derivative · entry 5 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 23,621 Underlying: Class A Common Stock · 3,146 shares Expires 2023-03-17 F5 · derivative.exercise_date: Options exercisable at any time prior to the expiration date. Antara Master Fund acquired such options on December 27, 2022, January 13, 2023 and January 17, 2023. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 22:49 UTC |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SalePut Option (right to sell) · Derivative | 38,915 | $0.92 Strike: $5.00 | $35,801.80 |
DisclosureSEC source: 0001140361-23-009260 · form4.xml · derivative · entry 4 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 38,915 shares Expires 2023-03-16 F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 22:49 UTC |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SalePut Option (right to sell) · Derivative | 20,000 | $1.88 Strike: $6.00 | $37,600.00 |
DisclosureSEC source: 0001140361-23-009260 · form4.xml · derivative · entry 3 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000 shares Expires 2023-03-16 F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 22:49 UTC |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SalePut Option (right to sell) · Derivative | 4,754 | $2.05 Strike: $5.00 | $9,745.70 |
DisclosureSEC source: 0001140361-23-009260 · form4.xml · derivative · entry 2 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 4,754 shares Expires 2023-04-21 F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 22:49 UTC |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SalePut Option (right to sell) · Derivative | 70,994 | $0.24 Strike: $3.00 | $17,038.56 |
DisclosureSEC source: 0001140361-23-009260 · form4.xml · derivative · entry 1 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 26,767 Underlying: Class A Common Stock · 70,994 shares Expires 2023-03-17 F5 · derivative.exercise_date: Options exercisable at any time prior to the expiration date. Antara Master Fund acquired such options on December 27, 2022, January 13, 2023 and January 17, 2023. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 23, 2023 Filed Apr 11, 2023 22:14 UTC Amendment |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SalePut Option (right to sell) · Derivative | 3,146 | $0.24 Strike: $3.00 | $755.04 |
DisclosureSEC source: 0001140361-23-017836 · form4.xml · derivative · entry 5 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 23,621 Underlying: Class A Common Stock · 314,600 shares Expires 2023-03-17 F5 · derivative.exercise_date: Options exercisable at any time prior to the expiration date. Antara Master Fund acquired such options on December 27, 2022, January 13, 2023 and January 17, 2023. F11 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 28, 2023. This line amends and restates Table II, Line 5 of the Form 4 to correct the amount of securities underlying the derivative security. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 23, 2023 Filed Apr 11, 2023 22:14 UTC Amendment |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SalePut Option (right to sell) · Derivative | 38,915 | $0.92 Strike: $5.00 | $35,801.80 |
DisclosureSEC source: 0001140361-23-017836 · form4.xml · derivative · entry 4 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 3,891,500 shares Expires 2023-03-16 F10 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 28, 2023. This line amends and restates Table II, Line 4 of the Form 4 to correct the amount of securities underlying the derivative security. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 23, 2023 Filed Apr 11, 2023 22:14 UTC Amendment |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SalePut Option (right to sell) · Derivative | 20,000 | $1.88 Strike: $6.00 | $37,600.00 |
DisclosureSEC source: 0001140361-23-017836 · form4.xml · derivative · entry 3 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 2,000,000 shares Expires 2023-03-16 F9 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 28, 2023. This line amends and restates Table II, Line 3 of the Form 4 to correct the amount of securities underlying the derivative security. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 23, 2023 Filed Apr 11, 2023 22:14 UTC Amendment |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SalePut Option (right to sell) · Derivative | 4,754 | $2.05 Strike: $5.00 | $9,745.70 |
DisclosureSEC source: 0001140361-23-017836 · form4.xml · derivative · entry 2 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 475,400 shares Expires 2023-04-21 F8 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 28, 2023. This line amends and restates Table II, Line 2 of the Form 4 to correct the amount of securities underlying the derivative security. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 23, 2023 Filed Apr 11, 2023 22:14 UTC Amendment |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SalePut Option (right to sell) · Derivative | 70,994 | $0.24 Strike: $3.00 | $17,038.56 |
DisclosureSEC source: 0001140361-23-017836 · form4.xml · derivative · entry 1 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 26,767 Underlying: Class A Common Stock · 7,099,400 shares Expires 2023-03-17 F5 · derivative.exercise_date: Options exercisable at any time prior to the expiration date. Antara Master Fund acquired such options on December 27, 2022, January 13, 2023 and January 17, 2023. F7 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 28, 2023. This line amends and restates Table II, Line 1 of the Form 4 to correct the amount of securities underlying the derivative security. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 01:36 UTC |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
OtherPut Option (obligation to buy) · Derivative | 87,500 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001140361-23-007876 · form4.xml · derivative · entry 4 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 87,500 shares Expires 2023-02-21 F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 01:36 UTC |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
OtherPut Option (obligation to buy) · Derivative | 34,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001140361-23-007876 · form4.xml · derivative · entry 3 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 34,000 shares Expires 2023-02-21 F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 01:36 UTC |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
OtherPut Option (obligation to buy) · Derivative | 33,500 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001140361-23-007876 · form4.xml · derivative · entry 2 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 33,500 shares Expires 2023-02-21 F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:01 UTC |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SaleTotal Return Swap · Derivative | 100,000 | $5.84 | $584,000.00 |
DisclosureSEC source: 0001140361-23-008312 · form4.xml · derivative · entry 1 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 500,000 Underlying: Class A Common Stock · 100,000 shares Expires 2024-02-03 F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares. F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Apr 11, 2023 22:08 UTC Amendment |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
OtherPut Option (obligation to buy) · Derivative | 87,500 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001140361-23-017833 · form4.xml · derivative · entry 3 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 8,750,000 shares Expires 2023-02-21 F7 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 21, 2023. This line amends and restates Table II, Line 4 of the Form 4 to correct the amount of securities underlying the derivative security. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Apr 11, 2023 22:08 UTC Amendment |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
OtherPut Option (obligation to buy) · Derivative | 34,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001140361-23-017833 · form4.xml · derivative · entry 2 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 3,400,000 shares Expires 2023-02-21 F6 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 21, 2023. This line amends and restates Table II, Line 3 of the Form 4 to correct the amount of securities underlying the derivative security. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Apr 11, 2023 22:08 UTC Amendment |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
OtherPut Option (obligation to buy) · Derivative | 33,500 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001140361-23-017833 · form4.xml · derivative · entry 1 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 3,350,000 shares Expires 2023-02-21 F5 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 21, 2023. This line amends and restates Table II, Line 2 of the Form 4 to correct the amount of securities underlying the derivative security. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 01:36 UTC |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SaleTotal Return Swap · Derivative | 200,000 | $5.33 | $1,066,000.00 |
DisclosureSEC source: 0001140361-23-007876 · form4.xml · derivative · entry 1 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 600,000 Underlying: Class A Common Stock · 200,000 shares Expires 2024-02-03 F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares. F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 01:27 UTC |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SaleTotal Return Swap · Derivative | 83,333 | $5.28 | $439,998.24 |
DisclosureSEC source: 0001140361-23-007534 · form4.xml · derivative · entry 11 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 800,000 Underlying: Class A Common Stock · 83,333 shares Expires 2024-02-03 F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares. F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 01:27 UTC |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SaleTotal Return Swap · Derivative | 20,000 | $5.24 | $104,800.00 |
DisclosureSEC source: 0001140361-23-007534 · form4.xml · derivative · entry 10 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 883,333 Underlying: Class A Common Stock · 200,000 shares Expires 2024-02-03 F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares. F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 01:27 UTC |
Antara Capital LP10% owner
Antara Capital Fund GP LLC10% owner
Antara Capital Master Fund LP10% owner
Antara Capital GP LLC10% owner
Gulati Himanshu10% owner
|
SaleTotal Return Swap · Derivative | 316,667 | $4.93 | $1,561,168.31 |
DisclosureSEC source: 0001140361-23-007534 · form4.xml · derivative · entry 9 Antara Capital LP · CIK 0001750183 · 10% owner Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner Antara Capital Master Fund LP · CIK 0001789567 · 10% owner Antara Capital GP LLC · CIK 0001789582 · 10% owner Gulati Himanshu · CIK 0001789562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,083,333 Underlying: Class A Common Stock · 12,100 shares Expires 2024-02-03 F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares. F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares. F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. F3 · ownership.nature: The securities are held directly by Antara Master Fund. F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.