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AMC

AMC ENTERTAINMENT HOLDINGS, INC.

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4413
SEC CIK
0001411579
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532

Last 12 months

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1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2023 Filed Feb 27, 2023 22:54 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
GrantRestricted Stock Units · Derivative 90,503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000026 · primary_doc.xml · derivative · entry 8

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,503

Underlying: AMC Preferred Equity Units · 90,503 shares

Expires not disclosed

F7 · security: Each restricted stock unit ("RSU") represents the right to receive one (1) APEU within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment.

F7 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to receive one (1) APEU within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment.

F7 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to receive one (1) APEU within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment.

F5 · derivative.underlying: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:54 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
GrantRestricted Stock Units · Derivative 50,377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000026 · primary_doc.xml · derivative · entry 7

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,377

Underlying: Class A Common Stock · 50,377 shares

Expires not disclosed

F6 · security: Each restricted stock unit ("RSU") represents the right to receive one (1) Common Share within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment.

F6 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to receive one (1) Common Share within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment.

F6 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to receive one (1) Common Share within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:54 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
Tax withholdingAMC Preferred Equity Units · Derivative 56,906 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000026 · primary_doc.xml · derivative · entry 6

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,157

Underlying: Class A Common Stock · 56,906 shares

Expires not disclosed

F3 · security: Common Shares and APEUs otherwise issuable were withheld to satisfy tax obligations arising from the vesting events described in notes 1 and 2 above.

F5 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F5 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F5 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:54 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
GrantAMC Preferred Equity Units · Derivative 104,039 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000026 · primary_doc.xml · derivative · entry 5

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,063

Underlying: Class A Common Stock · 104,039 shares

Expires not disclosed

F2 · security: Common Shares and APEUs were granted under the EIP by the Committee in lieu of vesting of certain PSUs that failed to achieve performance goals for reasons outside the control of the Issuer or its management.

F5 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F5 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F5 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:54 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
GrantAMC Preferred Equity Units · Derivative 19,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000026 · primary_doc.xml · derivative · entry 4

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,024

Underlying: Class A Common Stock · 19,525 shares

Expires not disclosed

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were issued upon the vesting of certain Performance Stock Units ("PSUs") granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan ("EIP") pursuant to award agreements dated February 28, 2020, March 15, 2021, and March 2, 2022. The PSUs were granted subject to performance and service based vesting conditions. The PSUs vested based upon attainment of performance goals as certified by the Issuer's Compensation Committee of the Board of Directors (the "Committee") and the Reporting Person's continued employment.

F5 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F5 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F5 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:54 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
Tax withholdingClass A Common Stock 56,906 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000026 · primary_doc.xml · nonDerivative · entry 3

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,397

F3 · security: Common Shares and APEUs otherwise issuable were withheld to satisfy tax obligations arising from the vesting events described in notes 1 and 2 above.

F4 · balance_after: Does not include 104,157 outstanding APEUs or Common Shares and APEUs issuable upon future vesting of equity grants, including 102,186 Common Shares and 142,312 APEUs issuable based upon continued service and 102,188 Common Shares and 142,314 APEUs issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 695,554 equity interests.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:54 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
GrantClass A Common Stock 104,039 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000026 · primary_doc.xml · nonDerivative · entry 2

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,303

F2 · security: Common Shares and APEUs were granted under the EIP by the Committee in lieu of vesting of certain PSUs that failed to achieve performance goals for reasons outside the control of the Issuer or its management.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:54 UTC
FRANK ELIZABETH FEVP CHIEF PROGRAM & CONTENT OF
GrantClass A Common Stock 19,525 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000026 · primary_doc.xml · nonDerivative · entry 1

FRANK ELIZABETH F · CIK 0001592354 · EVP CHIEF PROGRAM & CONTENT OF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,264

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were issued upon the vesting of certain Performance Stock Units ("PSUs") granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan ("EIP") pursuant to award agreements dated February 28, 2020, March 15, 2021, and March 2, 2022. The PSUs were granted subject to performance and service based vesting conditions. The PSUs vested based upon attainment of performance goals as certified by the Issuer's Compensation Committee of the Board of Directors (the "Committee") and the Reporting Person's continued employment.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:25 UTC
Goodman Sean D.EVP, CFO & TREASURER
GrantRestricted Stock Units · Derivative 197,975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000023 · primary_doc.xml · derivative · entry 8

Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,975

Underlying: AMC Preferred Equity Units · 197,975 shares

Expires not disclosed

F7 · security: Each restricted stock unit ("RSU") represents the right to receive one (1) APEU within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment.

F7 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to receive one (1) APEU within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment.

F7 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to receive one (1) APEU within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment.

F5 · derivative.underlying: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:25 UTC
Goodman Sean D.EVP, CFO & TREASURER
GrantRestricted Stock Units · Derivative 110,199 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000023 · primary_doc.xml · derivative · entry 7

Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,199

Underlying: Class A Common Stock · 110,199 shares

Expires not disclosed

F6 · security: Each restricted stock unit ("RSU") represents the right to receive one (1) Common Share within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment.

F6 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to receive one (1) Common Share within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment.

F6 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to receive one (1) Common Share within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:25 UTC
Goodman Sean D.EVP, CFO & TREASURER
Tax withholdingAMC Preferred Equity Units · Derivative 105,085 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000023 · primary_doc.xml · derivative · entry 6

Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,591

Underlying: Class A Common Stock · 105,085 shares

Expires not disclosed

F3 · security: Common Shares and APEUs otherwise issuable were withheld to satisfy tax obligations arising from the vesting events described in notes 1 and 2 above.

F5 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F5 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F5 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:25 UTC
Goodman Sean D.EVP, CFO & TREASURER
GrantAMC Preferred Equity Units · Derivative 196,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000023 · primary_doc.xml · derivative · entry 5

Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,676

Underlying: Class A Common Stock · 196,400 shares

Expires not disclosed

F2 · security: Common Shares and APEUs were granted under the EIP by the Committee in lieu of vesting of certain PSUs that failed to achieve performance goals for reasons outside the control of the Issuer or its management.

F5 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F5 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F5 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:25 UTC
Goodman Sean D.EVP, CFO & TREASURER
GrantAMC Preferred Equity Units · Derivative 36,856 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000023 · primary_doc.xml · derivative · entry 4

Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,276

Underlying: Class A Common Stock · 36,856 shares

Expires not disclosed

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were issued upon the vesting of certain Performance Stock Units ("PSUs") granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan ("EIP") pursuant to award agreements dated February 28, 2020, March 15, 2021, and March 2, 2022. The PSUs were granted subject to performance and service based vesting conditions. The PSUs vested based upon attainment of performance goals as certified by the Issuer's Compensation Committee of the Board of Directors (the "Committee") and the Reporting Person's continued employment.

F5 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F5 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F5 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:25 UTC
Goodman Sean D.EVP, CFO & TREASURER
Tax withholdingClass A Common Stock 105,085 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000023 · primary_doc.xml · nonDerivative · entry 3

Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,591

F3 · security: Common Shares and APEUs otherwise issuable were withheld to satisfy tax obligations arising from the vesting events described in notes 1 and 2 above.

F4 · balance_after: Does not include 132,591 outstanding APEUs or Common Shares and APEUs issuable upon future vesting of equity grants, including 215,484 Common Shares and 303,260 APEUs issuable based upon continued service and 215,486 Common Shares and 303,262 APEUs issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 1,302,674 equity interests.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:25 UTC
Goodman Sean D.EVP, CFO & TREASURER
GrantClass A Common Stock 196,400 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000023 · primary_doc.xml · nonDerivative · entry 2

Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,676

F2 · security: Common Shares and APEUs were granted under the EIP by the Committee in lieu of vesting of certain PSUs that failed to achieve performance goals for reasons outside the control of the Issuer or its management.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:25 UTC
Goodman Sean D.EVP, CFO & TREASURER
GrantClass A Common Stock 36,856 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000023 · primary_doc.xml · nonDerivative · entry 1

Goodman Sean D. · CIK 0001663623 · EVP, CFO & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,276

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were issued upon the vesting of certain Performance Stock Units ("PSUs") granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan ("EIP") pursuant to award agreements dated February 28, 2020, March 15, 2021, and March 2, 2022. The PSUs were granted subject to performance and service based vesting conditions. The PSUs vested based upon attainment of performance goals as certified by the Issuer's Compensation Committee of the Board of Directors (the "Committee") and the Reporting Person's continued employment.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:28 UTC GrantAMC Preferred Equity Units · Derivative 19,212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000021 · primary_doc.xml · derivative · entry 2

Clark Denise M. · CIK 0001570332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,212

Underlying: Class A Common Stock · 19,212 shares

Expires not disclosed

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F3 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date

F3 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date

F3 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:28 UTC GrantClass A Common Stock 10,694 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000021 · primary_doc.xml · nonDerivative · entry 1

Clark Denise M. · CIK 0001570332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,694

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F2 · balance_after: Does not include 19,212 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 29,906 equity interests.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:16 UTC GrantAMC Preferred Equity Units · Derivative 19,212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000020 · primary_doc.xml · derivative · entry 2

PUTNAM KERITH SHEEHAN · CIK 0001961373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,212

Underlying: Class A Common Stock · 19,212 shares

Expires not disclosed

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F3 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F3 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F3 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:16 UTC GrantClass A Common Stock 10,694 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000020 · primary_doc.xml · nonDerivative · entry 1

PUTNAM KERITH SHEEHAN · CIK 0001961373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,694

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F2 · balance_after: Does not include 19,212 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 29,906 equity interests.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:02 UTC
LADER PHILIPDirector
GrantAMC Preferred Equity Units · Derivative 19,212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000019 · primary_doc.xml · derivative · entry 2

LADER PHILIP · CIK 0001237640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,884

Underlying: Class A Common Stock · 19,212 shares

Expires not disclosed

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F3 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F3 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F3 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:02 UTC
LADER PHILIPDirector
GrantClass A Common Stock 10,694 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000019 · primary_doc.xml · nonDerivative · entry 1

LADER PHILIP · CIK 0001237640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,366

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F2 · balance_after: Does not include 42,884 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 77,250 equity interests.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 20:57 UTC GrantAMC Preferred Equity Units · Derivative 19,212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000018 · primary_doc.xml · derivative · entry 2

SUSSMAN ADAM JAY · CIK 0001776972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,884

Underlying: Class A Common Stock · 19,212 shares

Expires not disclosed

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F3 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F3 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F3 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 20:57 UTC GrantClass A Common Stock 10,694 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000018 · primary_doc.xml · nonDerivative · entry 1

SUSSMAN ADAM JAY · CIK 0001776972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,366

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F2 · balance_after: Does not include 42,884 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 77,250 equity interests.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 20:49 UTC
Locke GaryDirector
GrantAMC Preferred Equity Units · Derivative 19,212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000017 · primary_doc.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,884

Underlying: Class A Common Stock · 19,212 shares

Expires not disclosed

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F3 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F3 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F3 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 20:49 UTC
Locke GaryDirector
GrantClass A Common Stock 10,694 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000017 · primary_doc.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,366

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F2 · balance_after: Does not include 42,884 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 77,250 equity interests.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 20:32 UTC GrantAMC Preferred Equity Units · Derivative 19,212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000015 · primary_doc.xml · derivative · entry 2

KOCH HOWARD WINCHEL JR · CIK 0001623258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,884

Underlying: Class A Common Stock · 19,212 shares

Expires not disclosed

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F3 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F3 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F3 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 20:32 UTC GrantClass A Common Stock 10,694 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000015 · primary_doc.xml · nonDerivative · entry 1

KOCH HOWARD WINCHEL JR · CIK 0001623258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,366

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F2 · balance_after: Does not include 42,884 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 77,250 equity interests.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 20:21 UTC GrantClass A Common Stock 10,694 $0.00 $0.00
Disclosure

SEC source: 0001411579-23-000014 · primary_doc.xml · nonDerivative · entry 1

SAICH ANTHONY J · CIK 0001591371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,366

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F2 · balance_after: Does not include 42,884 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 77,250 equity interests.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 22:49 UTC SalePut Option (right to sell) · Derivative 3,146 $0.24 Strike: $3.00 $755.04
Disclosure

SEC source: 0001140361-23-009260 · form4.xml · derivative · entry 5

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 23,621

Underlying: Class A Common Stock · 3,146 shares

Expires 2023-03-17

F5 · derivative.exercise_date: Options exercisable at any time prior to the expiration date. Antara Master Fund acquired such options on December 27, 2022, January 13, 2023 and January 17, 2023.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 22:49 UTC SalePut Option (right to sell) · Derivative 38,915 $0.92 Strike: $5.00 $35,801.80
Disclosure

SEC source: 0001140361-23-009260 · form4.xml · derivative · entry 4

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 38,915 shares

Expires 2023-03-16

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 22:49 UTC SalePut Option (right to sell) · Derivative 20,000 $1.88 Strike: $6.00 $37,600.00
Disclosure

SEC source: 0001140361-23-009260 · form4.xml · derivative · entry 3

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires 2023-03-16

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 22:49 UTC SalePut Option (right to sell) · Derivative 4,754 $2.05 Strike: $5.00 $9,745.70
Disclosure

SEC source: 0001140361-23-009260 · form4.xml · derivative · entry 2

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,754 shares

Expires 2023-04-21

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 22:49 UTC SalePut Option (right to sell) · Derivative 70,994 $0.24 Strike: $3.00 $17,038.56
Disclosure

SEC source: 0001140361-23-009260 · form4.xml · derivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 26,767

Underlying: Class A Common Stock · 70,994 shares

Expires 2023-03-17

F5 · derivative.exercise_date: Options exercisable at any time prior to the expiration date. Antara Master Fund acquired such options on December 27, 2022, January 13, 2023 and January 17, 2023.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 23, 2023 Filed Apr 11, 2023 22:14 UTC Amendment SalePut Option (right to sell) · Derivative 3,146 $0.24 Strike: $3.00 $755.04
Disclosure

SEC source: 0001140361-23-017836 · form4.xml · derivative · entry 5

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 23,621

Underlying: Class A Common Stock · 314,600 shares

Expires 2023-03-17

F5 · derivative.exercise_date: Options exercisable at any time prior to the expiration date. Antara Master Fund acquired such options on December 27, 2022, January 13, 2023 and January 17, 2023.

F11 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 28, 2023. This line amends and restates Table II, Line 5 of the Form 4 to correct the amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 23, 2023 Filed Apr 11, 2023 22:14 UTC Amendment SalePut Option (right to sell) · Derivative 38,915 $0.92 Strike: $5.00 $35,801.80
Disclosure

SEC source: 0001140361-23-017836 · form4.xml · derivative · entry 4

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,891,500 shares

Expires 2023-03-16

F10 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 28, 2023. This line amends and restates Table II, Line 4 of the Form 4 to correct the amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 23, 2023 Filed Apr 11, 2023 22:14 UTC Amendment SalePut Option (right to sell) · Derivative 20,000 $1.88 Strike: $6.00 $37,600.00
Disclosure

SEC source: 0001140361-23-017836 · form4.xml · derivative · entry 3

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,000,000 shares

Expires 2023-03-16

F9 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 28, 2023. This line amends and restates Table II, Line 3 of the Form 4 to correct the amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 23, 2023 Filed Apr 11, 2023 22:14 UTC Amendment SalePut Option (right to sell) · Derivative 4,754 $2.05 Strike: $5.00 $9,745.70
Disclosure

SEC source: 0001140361-23-017836 · form4.xml · derivative · entry 2

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 475,400 shares

Expires 2023-04-21

F8 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 28, 2023. This line amends and restates Table II, Line 2 of the Form 4 to correct the amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 23, 2023 Filed Apr 11, 2023 22:14 UTC Amendment SalePut Option (right to sell) · Derivative 70,994 $0.24 Strike: $3.00 $17,038.56
Disclosure

SEC source: 0001140361-23-017836 · form4.xml · derivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 26,767

Underlying: Class A Common Stock · 7,099,400 shares

Expires 2023-03-17

F5 · derivative.exercise_date: Options exercisable at any time prior to the expiration date. Antara Master Fund acquired such options on December 27, 2022, January 13, 2023 and January 17, 2023.

F7 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 28, 2023. This line amends and restates Table II, Line 1 of the Form 4 to correct the amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 01:36 UTC OtherPut Option (obligation to buy) · Derivative 87,500 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001140361-23-007876 · form4.xml · derivative · entry 4

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 87,500 shares

Expires 2023-02-21

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 01:36 UTC OtherPut Option (obligation to buy) · Derivative 34,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001140361-23-007876 · form4.xml · derivative · entry 3

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 34,000 shares

Expires 2023-02-21

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 01:36 UTC OtherPut Option (obligation to buy) · Derivative 33,500 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001140361-23-007876 · form4.xml · derivative · entry 2

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 33,500 shares

Expires 2023-02-21

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:01 UTC SaleTotal Return Swap · Derivative 100,000 $5.84 $584,000.00
Disclosure

SEC source: 0001140361-23-008312 · form4.xml · derivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2024-02-03

F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 21, 2023 Filed Apr 11, 2023 22:08 UTC Amendment OtherPut Option (obligation to buy) · Derivative 87,500 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001140361-23-017833 · form4.xml · derivative · entry 3

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,750,000 shares

Expires 2023-02-21

F7 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 21, 2023. This line amends and restates Table II, Line 4 of the Form 4 to correct the amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 21, 2023 Filed Apr 11, 2023 22:08 UTC Amendment OtherPut Option (obligation to buy) · Derivative 34,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001140361-23-017833 · form4.xml · derivative · entry 2

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,400,000 shares

Expires 2023-02-21

F6 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 21, 2023. This line amends and restates Table II, Line 3 of the Form 4 to correct the amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 21, 2023 Filed Apr 11, 2023 22:08 UTC Amendment OtherPut Option (obligation to buy) · Derivative 33,500 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001140361-23-017833 · form4.xml · derivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,350,000 shares

Expires 2023-02-21

F5 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 21, 2023. This line amends and restates Table II, Line 2 of the Form 4 to correct the amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:36 UTC SaleTotal Return Swap · Derivative 200,000 $5.33 $1,066,000.00
Disclosure

SEC source: 0001140361-23-007876 · form4.xml · derivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 600,000

Underlying: Class A Common Stock · 200,000 shares

Expires 2024-02-03

F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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February 16, 2023 Filed Feb 17, 2023 01:27 UTC SaleTotal Return Swap · Derivative 83,333 $5.28 $439,998.24
Disclosure

SEC source: 0001140361-23-007534 · form4.xml · derivative · entry 11

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 800,000

Underlying: Class A Common Stock · 83,333 shares

Expires 2024-02-03

F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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February 16, 2023 Filed Feb 17, 2023 01:27 UTC SaleTotal Return Swap · Derivative 20,000 $5.24 $104,800.00
Disclosure

SEC source: 0001140361-23-007534 · form4.xml · derivative · entry 10

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 883,333

Underlying: Class A Common Stock · 200,000 shares

Expires 2024-02-03

F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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February 15, 2023 Filed Feb 17, 2023 01:27 UTC SaleTotal Return Swap · Derivative 316,667 $4.93 $1,561,168.31
Disclosure

SEC source: 0001140361-23-007534 · form4.xml · derivative · entry 9

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,083,333

Underlying: Class A Common Stock · 12,100 shares

Expires 2024-02-03

F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.