Tapewire

Nasdaq · USD

AMBA

AMBARELLA INC

Export transactions ↓
Tapewire entity
4248
SEC CIK
0001280263
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 2026013
Apr 202601
May 202604
Jun 202607
Jul 202603
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 13, 2023 Filed Apr 14, 2023 23:51 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 3,675 $69.24 $254,457.00
Disclosure

SEC source: 0001280263-23-000031 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,117

F1 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $69.21 to $69.33 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 21:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,555 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0000899243-23-010972 · doc4.xml · derivative · entry 5

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,555 shares

Expires 2023-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the option vested monthly over one year beginning on June 6, 2013.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 21:00 UTC Exercise / conversionOrdinary Shares 5,555 $16.35 $90,824.25
Disclosure

SEC source: 0000899243-23-010972 · doc4.xml · nonDerivative · entry 1

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:54 UTC GrantPerformance Stock Units · Derivative 13,678 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000030 · edgardoc.xml · derivative · entry 1

WHITE BRIAN C · CIK 0001438029 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,678

Underlying: Ordinary Shares · 13,678 shares

Expires 2026-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of the Target RSU Number is scheduled to vest on March 15, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be decreased by up to 100% or increased by up to 150% of the Target RSU Number or may remain the same, based on the Company's total shareholder return and revenue growth rate over the period of February 1, 2023 through January 31, 2026.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of the Target RSU Number is scheduled to vest on March 15, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be decreased by up to 100% or increased by up to 150% of the Target RSU Number or may remain the same, based on the Company's total shareholder return and revenue growth rate over the period of February 1, 2023 through January 31, 2026.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:54 UTC
Day ChristopherVP, Marketing
GrantPerformance Stock Units · Derivative 4,377 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000029 · edgardoc.xml · derivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,377

Underlying: Ordinary Shares · 4,377 shares

Expires 2026-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of the Target RSU Number is scheduled to vest on March 15, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be decreased by up to 100% or increased by up to 150% of the Target RSU Number or may remain the same, based on the Company's total shareholder return and revenue growth rate over the period of February 1, 2023 through January 31, 2026.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of the Target RSU Number is scheduled to vest on March 15, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be decreased by up to 100% or increased by up to 150% of the Target RSU Number or may remain the same, based on the Company's total shareholder return and revenue growth rate over the period of February 1, 2023 through January 31, 2026.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:54 UTC
Chen Yun-LungVP, Business Development
GrantPerformance Stock Units · Derivative 4,651 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000028 · edgardoc.xml · derivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,651

Underlying: Ordinary Shares · 4,651 shares

Expires 2026-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of the Target RSU Number is scheduled to vest on March 15, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be decreased by up to 100% or increased by up to 150% of the Target RSU Number or may remain the same, based on the Company's total shareholder return and revenue growth rate over the period of February 1, 2023 through January 31, 2026.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of the Target RSU Number is scheduled to vest on March 15, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be decreased by up to 100% or increased by up to 150% of the Target RSU Number or may remain the same, based on the Company's total shareholder return and revenue growth rate over the period of February 1, 2023 through January 31, 2026.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:54 UTC
Lee Chan WChief Operating Officer
GrantPerformance Stock Units · Derivative 13,678 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000027 · edgardoc.xml · derivative · entry 1

Lee Chan W · CIK 0001882825 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,678

Underlying: Ordinary Shares · 13,678 shares

Expires 2026-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of the Target RSU Number is scheduled to vest on March 15, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be decreased by up to 100% or increased by up to 150% of the Target RSU Number or may remain the same, based on the Company's total shareholder return and revenue growth rate over the period of February 1, 2023 through January 31, 2026.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of the Target RSU Number is scheduled to vest on March 15, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be decreased by up to 100% or increased by up to 150% of the Target RSU Number or may remain the same, based on the Company's total shareholder return and revenue growth rate over the period of February 1, 2023 through January 31, 2026.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:53 UTC
Kohn LeslieDirector · Chief Technology Officer
GrantPerformance Stock Units · Derivative 14,663 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000026 · edgardoc.xml · derivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,663

Underlying: Ordinary Shares · 14,663 shares

Expires 2026-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of the Target RSU Number is scheduled to vest on March 15, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be decreased by up to 100% or increased by up to 150% of the Target RSU Number or may remain the same, based on the Company's total shareholder return and revenue growth rate over the period of February 1, 2023 through January 31, 2026.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of the Target RSU Number is scheduled to vest on March 15, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be decreased by up to 100% or increased by up to 150% of the Target RSU Number or may remain the same, based on the Company's total shareholder return and revenue growth rate over the period of February 1, 2023 through January 31, 2026.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:53 UTC
Ju Chi-HongSr. Vice President, Systems
GrantPerformance Stock Units · Derivative 9,553 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000025 · edgardoc.xml · derivative · entry 1

Ju Chi-Hong · CIK 0001882831 · Sr. Vice President, Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,553

Underlying: Ordinary Shares · 9,553 shares

Expires 2026-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of the Target RSU Number is scheduled to vest on March 15, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be decreased by up to 100% or increased by up to 150% of the Target RSU Number or may remain the same, based on the Company's total shareholder return and revenue growth rate over the period of February 1, 2023 through January 31, 2026.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of the Target RSU Number is scheduled to vest on March 15, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be decreased by up to 100% or increased by up to 150% of the Target RSU Number or may remain the same, based on the Company's total shareholder return and revenue growth rate over the period of February 1, 2023 through January 31, 2026.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:53 UTC
Wang Feng-MingDirector · CEO
GrantPerformance Stock Units · Derivative 27,598 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000024 · edgardoc.xml · derivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,598

Underlying: Ordinary Shares · 27,598 shares

Expires 2026-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of the Target RSU Number is scheduled to vest on March 15, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be decreased by up to 100% or increased by up to 150% of the Target RSU Number or may remain the same, based on the Company's total shareholder return and revenue growth rate over the period of February 1, 2023 through January 31, 2026.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of the Target RSU Number is scheduled to vest on March 15, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be decreased by up to 100% or increased by up to 150% of the Target RSU Number or may remain the same, based on the Company's total shareholder return and revenue growth rate over the period of February 1, 2023 through January 31, 2026.

Read SEC document
March 17, 2023 Filed Mar 18, 2023 00:53 UTC SaleOrdinary Shares 10,554 $76.85 $811,074.90
Disclosure

SEC source: 0001280263-23-000023 · edgardoc.xml · nonDerivative · entry 2

WHITE BRIAN C · CIK 0001438029 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,390

F2 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 17, 2023 Filed Mar 18, 2023 00:53 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 2,420 $76.85 $185,977.00
Disclosure

SEC source: 0001280263-23-000022 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,792

F3 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 17, 2023 Filed Mar 18, 2023 00:53 UTC
Lee Chan WChief Operating Officer
SaleOrdinary Shares 9,430 $76.85 $724,695.50
Disclosure

SEC source: 0001280263-23-000021 · edgardoc.xml · nonDerivative · entry 2

Lee Chan W · CIK 0001882825 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,437

F3 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 17, 2023 Filed Mar 18, 2023 00:52 UTC
Ju Chi-HongSr. Vice President, Systems
SaleOrdinary Shares 4,402 $76.85 $338,293.70
Disclosure

SEC source: 0001280263-23-000019 · edgardoc.xml · nonDerivative · entry 2

Ju Chi-Hong · CIK 0001882831 · Sr. Vice President, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,966

F3 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 17, 2023 Filed Mar 18, 2023 00:53 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 11,881 $76.85 $913,054.85
Disclosure

SEC source: 0001280263-23-000020 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,715

F2 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 17, 2023 Filed Mar 18, 2023 00:52 UTC
Wang Feng-MingDirector · CEO
SaleOrdinary Shares 16,644 $76.85 $1,279,091.40
Disclosure

SEC source: 0001280263-23-000018 · edgardoc.xml · nonDerivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,152

F3 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:55 UTC SaleOrdinary Shares 234 $75.77 $17,730.18
Disclosure

SEC source: 0001280263-23-000016 · edgardoc.xml · nonDerivative · entry 2

Schwarting Elizabeth M · CIK 0001814048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,532

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 21, 2022.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:55 UTC Exercise / conversionRestricted Stock Units · Derivative 779 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000016 · edgardoc.xml · derivative · entry 3

Schwarting Elizabeth M · CIK 0001814048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559

Underlying: Ordinary Shares · 779 shares

Expires 2023-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2022, so as to be 100% vested on September 15, 2023.

F3 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2022, so as to be 100% vested on September 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:55 UTC Exercise / conversionOrdinary Shares 779 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-23-000016 · edgardoc.xml · nonDerivative · entry 1

Schwarting Elizabeth M · CIK 0001814048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:54 UTC Exercise / conversionRestricted Stock Units · Derivative 779 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000015 · edgardoc.xml · derivative · entry 2

Hon Hsiao-Wuen · CIK 0001715983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559

Underlying: Ordinary Shares · 779 shares

Expires 2023-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2022, so as to be 100% vested on September 15, 2023.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2022, so as to be 100% vested on September 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:54 UTC Exercise / conversionOrdinary Shares 779 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-23-000015 · edgardoc.xml · nonDerivative · entry 1

Hon Hsiao-Wuen · CIK 0001715983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000023 · edgardoc.xml · derivative · entry 3

WHITE BRIAN C · CIK 0001438029 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Ordinary Shares · 20,000 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The RSUs vest as to 1/4 of the RSUs on March 15, 2023 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2026.

F3 · derivative.expiration_date: The RSUs vest as to 1/4 of the RSUs on March 15, 2023 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2026.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC Exercise / conversionOrdinary Shares 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-23-000023 · edgardoc.xml · nonDerivative · entry 1

WHITE BRIAN C · CIK 0001438029 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:54 UTC
Hu ChenmingDirector
Exercise / conversionRestricted Stock Units · Derivative 779 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000012 · edgardoc.xml · derivative · entry 2

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559

Underlying: Ordinary Shares · 779 shares

Expires 2023-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2022, so as to be 100% vested on September 15, 2023.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2022, so as to be 100% vested on September 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:54 UTC
Hu ChenmingDirector
Exercise / conversionOrdinary Shares 779 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-23-000012 · edgardoc.xml · nonDerivative · entry 1

Hu Chenming · CIK 0001316320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000022 · edgardoc.xml · derivative · entry 6

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

Underlying: Ordinary Shares · 357 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F7 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022.

F7 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 275 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000022 · edgardoc.xml · derivative · entry 5

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101

Underlying: Ordinary Shares · 275 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 672 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000022 · edgardoc.xml · derivative · entry 4

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 672 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Day ChristopherVP, Marketing
Exercise / conversionPerformance Stock Units · Derivative 8,055 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000022 · edgardoc.xml · derivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 8,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: On March 25, 2020, reporting person was granted a performance-based RSU award covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, the award would vest in full on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the award could be increased or decreased by up to 100% of the Target RSU Number, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the number of shares eligible to vest was 69.78% of the Target RSU Number.

F4 · derivative.expiration_date: On March 25, 2020, reporting person was granted a performance-based RSU award covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, the award would vest in full on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the award could be increased or decreased by up to 100% of the Target RSU Number, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the number of shares eligible to vest was 69.78% of the Target RSU Number.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 6,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-23-000022 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 191 shares acquired under the Company's employee stock purchase plan on March 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Lee Chan WChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,077 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000021 · edgardoc.xml · derivative · entry 6

Lee Chan W · CIK 0001882825 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,619

Underlying: Ordinary Shares · 1,077 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F7 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022.

F7 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Lee Chan WChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 734 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000021 · edgardoc.xml · derivative · entry 5

Lee Chan W · CIK 0001882825 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935

Underlying: Ordinary Shares · 734 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Lee Chan WChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 2,238 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000021 · edgardoc.xml · derivative · entry 4

Lee Chan W · CIK 0001882825 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,238 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Lee Chan WChief Operating Officer
Exercise / conversionPerformance Stock Units · Derivative 26,850 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000021 · edgardoc.xml · derivative · entry 3

Lee Chan W · CIK 0001882825 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 26,850 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: On March 25, 2020, reporting person was granted a performance-based RSU award covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, the award would vest in full on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the award could be increased or decreased by up to 100% of the Target RSU Number, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the number of shares eligible to vest was 69.78% of the Target RSU Number.

F4 · derivative.expiration_date: On March 25, 2020, reporting person was granted a performance-based RSU award covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, the award would vest in full on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the award could be increased or decreased by up to 100% of the Target RSU Number, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the number of shares eligible to vest was 69.78% of the Target RSU Number.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Lee Chan WChief Operating Officer
Exercise / conversionOrdinary Shares 22,785 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-23-000021 · edgardoc.xml · nonDerivative · entry 1

Lee Chan W · CIK 0001882825 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 191 shares acquired under the Company's employee stock purchase plan on March 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:52 UTC
Ju Chi-HongSr. Vice President, Systems
Exercise / conversionRestricted Stock Units · Derivative 775 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000019 · edgardoc.xml · derivative · entry 6

Ju Chi-Hong · CIK 0001882831 · Sr. Vice President, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,206

Underlying: Restricted Stock Units · 775 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F7 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022.

F7 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:52 UTC
Ju Chi-HongSr. Vice President, Systems
Exercise / conversionRestricted Stock Units · Derivative 513 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000019 · edgardoc.xml · derivative · entry 5

Ju Chi-Hong · CIK 0001882831 · Sr. Vice President, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,055

Underlying: Ordinary Shares · 513 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:52 UTC
Ju Chi-HongSr. Vice President, Systems
Exercise / conversionRestricted Stock Units · Derivative 1,195 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000019 · edgardoc.xml · derivative · entry 4

Ju Chi-Hong · CIK 0001882831 · Sr. Vice President, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,195 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:52 UTC
Ju Chi-HongSr. Vice President, Systems
Exercise / conversionPerformance Stock Units · Derivative 14,338 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000019 · edgardoc.xml · derivative · entry 3

Ju Chi-Hong · CIK 0001882831 · Sr. Vice President, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 14,338 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: On March 25, 2020, reporting person was granted a performance-based RSU award covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, the award would vest in full on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the award could be increased or decreased by up to 100% of the Target RSU Number, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the number of shares eligible to vest was 69.78% of the Target RSU Number.

F4 · derivative.expiration_date: On March 25, 2020, reporting person was granted a performance-based RSU award covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, the award would vest in full on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the award could be increased or decreased by up to 100% of the Target RSU Number, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the number of shares eligible to vest was 69.78% of the Target RSU Number.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:52 UTC
Ju Chi-HongSr. Vice President, Systems
Exercise / conversionOrdinary Shares 12,488 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-23-000019 · edgardoc.xml · nonDerivative · entry 1

Ju Chi-Hong · CIK 0001882831 · Sr. Vice President, Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 191 shares acquired under the Company's employee stock purchase plan on March 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,185 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000020 · edgardoc.xml · derivative · entry 6

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,481

Underlying: Ordinary Shares · 1,185 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 917 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000020 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,669

Underlying: Ordinary Shares · 917 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,735 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000020 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,735 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionPerformance Stock Units · Derivative 32,816 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000020 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 32,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: On March 25, 2020, reporting person was granted a performance-based RSU award covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, the award would vest in full on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the award could be increased or decreased by up to 100% of the Target RSU Number, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the number of shares eligible to vest was 69.78% of the Target RSU Number.

F3 · derivative.expiration_date: On March 25, 2020, reporting person was granted a performance-based RSU award covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, the award would vest in full on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the award could be increased or decreased by up to 100% of the Target RSU Number, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the number of shares eligible to vest was 69.78% of the Target RSU Number.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:53 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionOrdinary Shares 27,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-23-000020 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:52 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 2,241 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000018 · edgardoc.xml · derivative · entry 6

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,927

Underlying: Ordinary Shares · 2,241 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F7 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022.

F7 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:52 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 1,468 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000018 · edgardoc.xml · derivative · entry 5

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,870

Underlying: Ordinary Shares · 1,468 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:52 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 3,593 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000018 · edgardoc.xml · derivative · entry 4

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,593 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:52 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionPerformance Stock Units · Derivative 43,109 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000018 · edgardoc.xml · derivative · entry 3

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 43,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: On March 25, 2020, reporting person was granted a performance-based RSU award covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, the award would vest in full on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the award could be increased or decreased by up to 100% of the Target RSU Number, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the number of shares eligible to vest was 69.78% of the Target RSU Number.

F4 · derivative.expiration_date: On March 25, 2020, reporting person was granted a performance-based RSU award covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, the award would vest in full on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the award could be increased or decreased by up to 100% of the Target RSU Number, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the number of shares eligible to vest was 69.78% of the Target RSU Number.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 00:52 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionOrdinary Shares 37,383 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-23-000018 · edgardoc.xml · nonDerivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 191 shares acquired under the Company's employee stock purchase plan on March 15, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.