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Nasdaq · USD

AMBA

AMBARELLA INC

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Tapewire entity
4248
SEC CIK
0001280263
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 2026013
Apr 202601
May 202604
Jun 202607
Jul 202603
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 27, 2020 Filed Apr 8, 2020 00:16 UTC SaleCall Option (right to acquire) · Derivative 11 $0.55 Strike: $75.00 $6.05
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · derivative · entry 39

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 25

Underlying: Common Shares · 1,100 shares

Expires 2020-06-20

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F4 · shares: Each option contract represents 100 Common Shares.

F5 · derivative.exercise_date: Each option contract is exercisable immediately, American-style.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 27, 2020 Filed Apr 8, 2020 00:16 UTC SaleCall Option (right to acquire) · Derivative 18 $0.55 Strike: $75.00 $9.90
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · derivative · entry 38

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 36

Underlying: Common Shares · 1,800 shares

Expires 2020-06-20

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F4 · shares: Each option contract represents 100 Common Shares.

F5 · derivative.exercise_date: Each option contract is exercisable immediately, American-style.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 27, 2020 Filed Apr 8, 2020 00:16 UTC SaleCall Option (right to acquire) · Derivative 23 $0.53 Strike: $75.00 $12.19
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · derivative · entry 37

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 54

Underlying: Common Shares · 2,300 shares

Expires 2020-06-20

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F4 · shares: Each option contract represents 100 Common Shares.

F5 · derivative.exercise_date: Each option contract is exercisable immediately, American-style.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 27, 2020 Filed Apr 8, 2020 00:16 UTC SaleCall Option (right to acquire) · Derivative 32 $0.55 Strike: $75.00 $17.60
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · derivative · entry 36

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 77

Underlying: Common Shares · 3,200 shares

Expires 2020-06-20

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F4 · shares: Each option contract represents 100 Common Shares.

F5 · derivative.exercise_date: Each option contract is exercisable immediately, American-style.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

Read SEC document
March 27, 2020 Filed Apr 8, 2020 00:16 UTC SaleCall Option (right to acquire) · Derivative 41 $0.54 Strike: $75.00 $22.14
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · derivative · entry 35

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 109

Underlying: Common Shares · 4,100 shares

Expires 2020-06-20

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F4 · shares: Each option contract represents 100 Common Shares.

F5 · derivative.exercise_date: Each option contract is exercisable immediately, American-style.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 27, 2020 Filed Apr 8, 2020 00:16 UTC SaleCall Option (right to acquire) · Derivative 41 $0.53 Strike: $75.00 $21.73
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · derivative · entry 34

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 150

Underlying: Common Shares · 4,100 shares

Expires 2020-06-20

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F4 · shares: Each option contract represents 100 Common Shares.

F5 · derivative.exercise_date: Each option contract is exercisable immediately, American-style.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 27, 2020 Filed Apr 8, 2020 00:16 UTC SaleCall Option (right to acquire) · Derivative 53 $0.53 Strike: $75.00 $28.09
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · derivative · entry 33

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 191

Underlying: Common Shares · 5,300 shares

Expires 2020-06-20

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F4 · shares: Each option contract represents 100 Common Shares.

F5 · derivative.exercise_date: Each option contract is exercisable immediately, American-style.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 27, 2020 Filed Apr 8, 2020 00:16 UTC SaleCall Option (right to acquire) · Derivative 1,006 $0.58 Strike: $75.00 $583.48
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · derivative · entry 32

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 244

Underlying: Common Shares · 100,600 shares

Expires 2020-06-20

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F4 · shares: Each option contract represents 100 Common Shares.

F5 · derivative.exercise_date: Each option contract is exercisable immediately, American-style.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 27, 2020 Filed Apr 8, 2020 00:16 UTC SaleCall Option (right to acquire) · Derivative 3,126 $0.70 Strike: $70.00 $2,188.20
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · derivative · entry 31

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 0

Underlying: Common Shares · 312,600 shares

Expires 2020-06-20

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F4 · shares: Each option contract represents 100 Common Shares.

F5 · derivative.exercise_date: Each option contract is exercisable immediately, American-style.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 22:01 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 500 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001280263-20-000039 · edgardoc.xml · derivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Underlying: Ordinary Shares · 500 shares

Expires 2022-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years commencing on August 20, 2012.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 22:01 UTC SaleOrdinary Shares 500 $50.00 $25,000.00
Disclosure

SEC source: 0001280263-20-000039 · edgardoc.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,960

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 22:01 UTC Exercise / conversionOrdinary Shares 500 $6.00 $3,000.00
Disclosure

SEC source: 0001280263-20-000039 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2020 Filed Jun 12, 2020 20:30 UTC Amendment SaleEquity Swap · Derivative 900 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-20-000256 · ownershipdoc05042020121918.xml · derivative · entry 4

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 900

Underlying: Common Shares · 900 shares

Expires 2030-03-20

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer.

F2 · security: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F4 · security: These equity swaps were omitted from the Reporting Persons' original Form 4 filed.

F8 · security: Goldman Sachs entered into an equity swap agreement which, upon the termination of the agreement on 3/20/2030, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $49.38 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $49.38 per share, in each case, based on a notional amount of 900 Common Shares and any additional costs and charges including any payments with respect to financial dividends.

F8 · derivative.exercise_price: Goldman Sachs entered into an equity swap agreement which, upon the termination of the agreement on 3/20/2030, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $49.38 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $49.38 per share, in each case, based on a notional amount of 900 Common Shares and any additional costs and charges including any payments with respect to financial dividends.

F8 · price: Goldman Sachs entered into an equity swap agreement which, upon the termination of the agreement on 3/20/2030, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $49.38 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $49.38 per share, in each case, based on a notional amount of 900 Common Shares and any additional costs and charges including any payments with respect to financial dividends.

F8 · derivative.exercise_date: Goldman Sachs entered into an equity swap agreement which, upon the termination of the agreement on 3/20/2030, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $49.38 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $49.38 per share, in each case, based on a notional amount of 900 Common Shares and any additional costs and charges including any payments with respect to financial dividends.

F8 · balance_after: Goldman Sachs entered into an equity swap agreement which, upon the termination of the agreement on 3/20/2030, Goldman Sachs will pay to the counterparty any increase in the price of the Common Shares above $49.38 per share and the counterparty will pay to Goldman Sachs any decrease in the price of the Common Shares below $49.38 per share, in each case, based on a notional amount of 900 Common Shares and any additional costs and charges including any payments with respect to financial dividends.

F5 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 18:00 UTC GrantRestricted Stock Units · Derivative 14,320 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000038 · edgardoc.xml · derivative · entry 2

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,320

Underlying: Ordinary Shares · 14,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 18:00 UTC GrantPerformance Stock Units · Derivative 14,320 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000038 · edgardoc.xml · derivative · entry 1

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,320

Underlying: Ordinary Shares · 14,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 14,320 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 14,320 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:00 UTC
Day ChristopherVP, Marketing
GrantRestricted Stock Units · Derivative 8,055 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000037 · edgardoc.xml · derivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,055

Underlying: Ordinary Shares · 8,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:00 UTC
Day ChristopherVP, Marketing
GrantPerformance Stock Units · Derivative 8,055 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000037 · edgardoc.xml · derivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,055

Underlying: Ordinary Shares · 8,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 8,055 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 8,055 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:00 UTC
Chen Yun-LungVP, Business Development
GrantRestricted Stock Units · Derivative 8,538 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000036 · edgardoc.xml · derivative · entry 2

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,538

Underlying: Ordinary Shares · 8,538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:00 UTC
Chen Yun-LungVP, Business Development
GrantPerformance Stock Units · Derivative 8,538 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000036 · edgardoc.xml · derivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,538

Underlying: Ordinary Shares · 8,538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 8,538 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 8,538 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:00 UTC
Kohn LeslieDirector · Chief Technology Officer
GrantRestricted Stock Units · Derivative 32,816 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000035 · edgardoc.xml · derivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,816

Underlying: Ordinary Shares · 32,816 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 22:00 UTC
Kohn LeslieDirector · Chief Technology Officer
GrantPerformance Stock Units · Derivative 32,816 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000035 · edgardoc.xml · derivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,816

Underlying: Ordinary Shares · 32,816 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 32,816 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 32,816 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:59 UTC
Wang Feng-MingDirector · CEO
GrantRestricted Stock Units · Derivative 43,109 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000034 · edgardoc.xml · derivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,109

Underlying: Ordinary Shares · 43,109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:59 UTC
Wang Feng-MingDirector · CEO
GrantPerformance Stock Units · Derivative 43,109 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000034 · edgardoc.xml · derivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,109

Underlying: Ordinary Shares · 43,109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 43,109 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 43,109 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $47.95 $4,795.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 30

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 40,299

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $48.00 $4,800.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 29

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 40,399

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $48.44 $4,844.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 28

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 40,499

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $47.95 $4,795.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 27

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 40,599

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $47.85 $4,785.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 26

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 40,699

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $47.09 $4,709.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 25

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 40,799

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $48.54 $4,854.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 24

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 40,899

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $48.98 $4,898.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 23

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 40,999

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $48.57 $4,857.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 22

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 41,099

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 200 $47.95 $9,590.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 21

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 41,199

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $48.71 $4,871.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 20

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 41,399

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $47.77 $4,777.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 19

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 41,499

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $47.25 $4,725.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 18

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 41,599

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $48.88 $4,888.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 17

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 41,699

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $48.60 $4,860.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 16

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 41,799

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $47.83 $4,783.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 15

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 41,899

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $47.10 $4,710.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 14

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 41,999

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $48.47 $4,847.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 13

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 42,099

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 300 $47.95 $14,385.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 12

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 42,199

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $46.83 $4,683.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 11

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 42,499

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 300 $47.78 $14,334.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 10

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 42,599

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

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March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $48.02 $4,802.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 9

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 42,899

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

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March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $48.08 $4,808.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 8

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 42,999

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

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March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $48.69 $4,869.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 7

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 43,099

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

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March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $47.78 $4,778.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 6

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 43,199

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

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March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $48.10 $4,810.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 5

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 43,299

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F1 · ownership.nature: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

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March 25, 2020 Filed Apr 8, 2020 00:16 UTC SaleCommon Shares 100 $47.02 $4,702.00
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · nonDerivative · entry 4

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 43,399

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.