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Nasdaq · USD

AMBA

AMBARELLA INC

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Tapewire entity
4248
SEC CIK
0001280263
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 2026013
Apr 202601
May 202604
Jun 202607
Jul 202603
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2020 Filed Jun 18, 2020 20:29 UTC Exercise / conversionRestricted Stock Units · Derivative 858 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000082 · edgardoc.xml · derivative · entry 3

Meng Teresa H · CIK 0001277622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858

Underlying: Ordinary Shares · 858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2019, so as to be 100% vested on September 15, 2020.

F3 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2019, so as to be 100% vested on September 15, 2020.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:29 UTC Exercise / conversionOrdinary Shares 858 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-20-000082 · edgardoc.xml · nonDerivative · entry 1

Meng Teresa H · CIK 0001277622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:29 UTC Exercise / conversionRestricted Stock Units · Derivative 858 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000080 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858

Underlying: Ordinary Shares · 858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2019, so as to be 100% vested on September 15, 2020.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2019, so as to be 100% vested on September 15, 2020.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:29 UTC Exercise / conversionOrdinary Shares 858 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-20-000080 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:28 UTC Exercise / conversionRestricted Stock Units · Derivative 858 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000079 · edgardoc.xml · derivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858

Underlying: Ordinary Shares · 858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2019, so as to be 100% vested on September 15, 2020.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2019, so as to be 100% vested on September 15, 2020.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:28 UTC Exercise / conversionOrdinary Shares 858 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-20-000079 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:28 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 671 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000076 · edgardoc.xml · derivative · entry 5

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,384

Underlying: Ordinary Shares · 671 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:28 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000076 · edgardoc.xml · derivative · entry 4

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,674

Underlying: Ordinary Shares · 667 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:28 UTC
Day ChristopherVP, Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,211 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000076 · edgardoc.xml · derivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,845

Underlying: Ordinary Shares · 1,211 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:28 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 895 $52.13 $46,657.42
Disclosure

SEC source: 0001280263-20-000076 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,899

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:28 UTC
Day ChristopherVP, Marketing
Exercise / conversionOrdinary Shares 2,549 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-20-000076 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 711 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000075 · edgardoc.xml · derivative · entry 4

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,827

Underlying: Ordinary Shares · 711 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 708 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000075 · edgardoc.xml · derivative · entry 3

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,954

Underlying: Ordinary Shares · 708 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionRestricted Stock Units · Derivative 1,278 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000075 · edgardoc.xml · derivative · entry 2

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,114

Underlying: Ordinary Shares · 1,278 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F2 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionOrdinary Shares 2,697 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-20-000075 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,734 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000074 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,082

Underlying: Ordinary Shares · 2,734 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,967 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000074 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,769

Underlying: Ordinary Shares · 2,967 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 4,037 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000074 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,148

Underlying: Ordinary Shares · 4,037 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 4,890 $52.13 $254,921.57
Disclosure

SEC source: 0001280263-20-000074 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944,588

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionOrdinary Shares 9,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-20-000074 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 3,592 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000073 · edgardoc.xml · derivative · entry 5

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,517

Underlying: Ordinary Shares · 3,592 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 3,572 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000073 · edgardoc.xml · derivative · entry 4

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,010

Underlying: Ordinary Shares · 3,572 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 3,473 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000073 · edgardoc.xml · derivative · entry 3

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,889

Underlying: Ordinary Shares · 3,473 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC
Wang Feng-MingDirector · CEO
SaleOrdinary Shares 5,342 $52.13 $278,484.87
Disclosure

SEC source: 0001280263-20-000073 · edgardoc.xml · nonDerivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,496

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:27 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionOrdinary Shares 10,637 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-20-000073 · edgardoc.xml · nonDerivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:23 UTC Exercise / conversionRestricted Stock Units · Derivative 858 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-017076 · doc4.xml · derivative · entry 4

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858

Underlying: Ordinary Shares · 858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2019, so as to be 100% vested on September 15, 2020.

F2 · derivative.expiration_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2019, so as to be 100% vested on September 15, 2020.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:23 UTC Exercise / conversionOrdinary Shares 858 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-017076 · doc4.xml · nonDerivative · entry 1

VERHALEN ANDREW W · CIK 0001205979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:53 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 333 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001280263-20-000062 · edgardoc.xml · derivative · entry 5

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,222

Underlying: Ordinary Shares · 333 shares

Expires 2023-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares subject to the option vest monthly over one year commencing on June 6, 2013.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:53 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,167 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001280263-20-000062 · edgardoc.xml · derivative · entry 4

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,167 shares

Expires 2022-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years commencing on August 20, 2012.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:53 UTC SaleOrdinary Shares 1,500 $52.84 $79,260.00
Disclosure

SEC source: 0001280263-20-000062 · edgardoc.xml · nonDerivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,960

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:53 UTC Exercise / conversionOrdinary Shares 333 $16.35 $5,444.55
Disclosure

SEC source: 0001280263-20-000062 · edgardoc.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:53 UTC Exercise / conversionOrdinary Shares 1,167 $6.00 $7,002.00
Disclosure

SEC source: 0001280263-20-000062 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 21:44 UTC SaleOrdinary Shares 7,453 $54.92 $409,315.03
Disclosure

SEC source: 0001280263-20-000060 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,046

F1 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $54.8907 to $55.0200 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 21:44 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,555 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001280263-20-000059 · edgardoc.xml · derivative · entry 3

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,555 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on August 1, 2010.

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June 05, 2020 Filed Jun 8, 2020 21:44 UTC
Chen Yun-LungVP, Business Development
SaleOrdinary Shares 5,555 $55.82 $310,090.65
Disclosure

SEC source: 0001280263-20-000059 · edgardoc.xml · nonDerivative · entry 2

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,006

F1 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $55.8201 to $55.8526 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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June 05, 2020 Filed Jun 8, 2020 21:44 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionOrdinary Shares 5,555 $8.82 $48,995.10
Disclosure

SEC source: 0001280263-20-000059 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 31, 2020 Filed Apr 1, 2020 21:15 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 976 $49.75 $48,556.00
Disclosure

SEC source: 0001280263-20-000051 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,245

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March 27, 2020 Filed Mar 30, 2020 17:07 UTC SaleOrdinary Shares 1,753 $47.81 $83,814.96
Disclosure

SEC source: 0001280263-20-000049 · edgardoc.xml · nonDerivative · entry 2

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,859

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

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March 27, 2020 Filed Mar 30, 2020 17:07 UTC GrantOrdinary Shares 4,832 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000049 · edgardoc.xml · nonDerivative · entry 1

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,612

F1 · shares: Represents an award of fully-vested restricted stock units (RSUs) issued to reporting person as payment of reporting person's annual cash bonus under the company's previously established Fiscal Year 2020 Annual Bonus Plan. Each restricted stock unit represents a contingent right to receive one Ordinary Share.

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March 27, 2020 Filed Mar 30, 2020 21:06 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 804 $47.81 $38,439.88
Disclosure

SEC source: 0001280263-20-000048 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,221

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 21:06 UTC
Day ChristopherVP, Marketing
GrantOrdinary Shares 2,216 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000048 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,025

F1 · shares: Represents an award of fully-vested restricted stock units (RSUs) issued to reporting person as payment of reporting person's annual cash bonus under the company's previously established Fiscal Year 2020 Annual Bonus Plan. Each restricted stock unit represents a contingent right to receive one Ordinary Share.

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March 27, 2020 Filed Mar 30, 2020 21:06 UTC
Chen Yun-LungVP, Business Development
GrantOrdinary Shares 2,496 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000047 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,006

F1 · shares: Represents an award of fully-vested restricted stock units (RSUs) issued to reporting person as payment of reporting person's annual cash bonus under the company's previously established Fiscal Year 2020 Annual Bonus Plan. Each restricted stock unit represents a contingent right to receive one Ordinary Share.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 21:06 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 2,540 $47.81 $121,447.81
Disclosure

SEC source: 0001280263-20-000046 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,740

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 21:06 UTC
Kohn LeslieDirector · Chief Technology Officer
GrantOrdinary Shares 6,713 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000046 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,280

F1 · shares: Represents an award of fully-vested restricted stock units (RSUs) issued to reporting person as payment of reporting person's annual cash bonus under the company's previously established Fiscal Year 2020 Annual Bonus Plan. Each restricted stock unit represents a contingent right to receive one Ordinary Share.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 21:05 UTC
Wang Feng-MingDirector · CEO
SaleOrdinary Shares 4,972 $47.81 $237,723.25
Disclosure

SEC source: 0001280263-20-000045 · edgardoc.xml · nonDerivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,201

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 21:05 UTC
Wang Feng-MingDirector · CEO
GrantOrdinary Shares 9,565 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000045 · edgardoc.xml · nonDerivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,173

F1 · shares: Represents an award of fully-vested restricted stock units (RSUs) issued to reporting person as payment of reporting person's annual cash bonus under the company's previously established Fiscal Year 2020 Annual Bonus Plan. Each restricted stock unit represents a contingent right to receive one Ordinary Share.

Read SEC document
March 27, 2020 Filed Apr 8, 2020 00:16 UTC SaleCall Option (right to acquire) · Derivative 6 $0.55 Strike: $75.00 $3.30
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · derivative · entry 43

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 0

Underlying: Common Shares · 600 shares

Expires 2020-06-20

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F4 · shares: Each option contract represents 100 Common Shares.

F5 · derivative.exercise_date: Each option contract is exercisable immediately, American-style.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

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March 27, 2020 Filed Apr 8, 2020 00:16 UTC SaleCall Option (right to acquire) · Derivative 6 $0.55 Strike: $75.00 $3.30
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · derivative · entry 42

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 6

Underlying: Common Shares · 600 shares

Expires 2020-06-20

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F4 · shares: Each option contract represents 100 Common Shares.

F5 · derivative.exercise_date: Each option contract is exercisable immediately, American-style.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 27, 2020 Filed Apr 8, 2020 00:16 UTC SaleCall Option (right to acquire) · Derivative 6 $0.53 Strike: $75.00 $3.18
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · derivative · entry 41

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 12

Underlying: Common Shares · 600 shares

Expires 2020-06-20

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F4 · shares: Each option contract represents 100 Common Shares.

F5 · derivative.exercise_date: Each option contract is exercisable immediately, American-style.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

Read SEC document
March 27, 2020 Filed Apr 8, 2020 00:16 UTC SaleCall Option (right to acquire) · Derivative 7 $0.53 Strike: $75.00 $3.71
Disclosure

SEC source: 0001209191-20-023891 · doc4.xml · derivative · entry 40

GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Subsidiary

Disclosed balance after: 18

Underlying: Common Shares · 700 shares

Expires 2020-06-20

F1 · security: The amount of profit recoverable by the Issuer from the reported transactions has been remitted to the Issuer.

F4 · shares: Each option contract represents 100 Common Shares.

F5 · derivative.exercise_date: Each option contract is exercisable immediately, American-style.

F2 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On March 27, 2020, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Shares.

F3 · ownership.nature: GS Group may be deemed to beneficially own indirectly the Common Shares by reason of Goldman Sachs' direct beneficial ownership.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.