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Nasdaq · USD

AMBA

AMBARELLA INC

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Tapewire entity
4248
SEC CIK
0001280263
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 2026013
Apr 202601
May 202604
Jun 202607
Jul 202603
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2021 Filed Mar 18, 2021 21:01 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,734 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000022 · edgardoc.xml · derivative · entry 6

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,878

Underlying: Ordinary Shares · 2,734 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:01 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,967 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000022 · edgardoc.xml · derivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,868

Underlying: Ordinary Shares · 2,967 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:01 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 4,037 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000022 · edgardoc.xml · derivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,037

Underlying: Ordinary Shares · 4,037 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:01 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 41,522 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000022 · edgardoc.xml · derivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 41,522 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: On June 7, 2018, reporting person was granted an RSU award covering a target of 20,761 ordinary shares (the "Target RSU Number"), subject to satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 200% of the Target RSU Number becoming eligible to vest, subject to certain adjustments. On February 28, 2019, the Company's Board of Directors determined the performance criteria had been satisfied at a level that resulted in 200% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to time-based vesting requirements, the award would vest on March 15, 2021, subject to possible adjustment based on a total stockholder return ("TSR") performance metric for the period February 1, 2018 to January 31, 2021 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the RSUs eligible to vest were reduced by 25% of the Target RSU Number. A total of 36,332 ordinary shares were delivered to reporting person.

F3 · derivative.expiration_date: On June 7, 2018, reporting person was granted an RSU award covering a target of 20,761 ordinary shares (the "Target RSU Number"), subject to satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 200% of the Target RSU Number becoming eligible to vest, subject to certain adjustments. On February 28, 2019, the Company's Board of Directors determined the performance criteria had been satisfied at a level that resulted in 200% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to time-based vesting requirements, the award would vest on March 15, 2021, subject to possible adjustment based on a total stockholder return ("TSR") performance metric for the period February 1, 2018 to January 31, 2021 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the RSUs eligible to vest were reduced by 25% of the Target RSU Number. A total of 36,332 ordinary shares were delivered to reporting person.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:01 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 22,417 $112.00 $2,510,704.00
Disclosure

SEC source: 0001280263-21-000022 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861,695

F2 · shares: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:01 UTC
Kohn LeslieDirector · Chief Technology Officer
Exercise / conversionOrdinary Shares 46,070 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-21-000022 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:01 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 3,592 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000021 · edgardoc.xml · derivative · entry 6

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,740

Underlying: Ordinary Shares · 3,592 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F6 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

F6 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:01 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 3,573 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000021 · edgardoc.xml · derivative · entry 5

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,291

Underlying: Ordinary Shares · 3,573 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:01 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 3,472 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000021 · edgardoc.xml · derivative · entry 4

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,473

Underlying: Ordinary Shares · 3,472 shares

Expires 2021-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:01 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 83,334 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000021 · edgardoc.xml · derivative · entry 3

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 83,334 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: On June 7, 2018, reporting person was granted an RSU award covering a target of 41,667 ordinary shares (the "Target RSU Number"), subject to satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 200% of the Target RSU Number becoming eligible to vest, subject to certain adjustments. On February 28, 2019, the Company's Board of Directors determined the performance criteria had been satisfied at a level that resulted in 200% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to time-based vesting requirements, the award would vest on March 15, 2021, subject to possible adjustment based on a total stockholder return ("TSR") performance metric for the period February 1, 2018 to January 31, 2021 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the RSUs eligible to vest were reduced by 25% of the Target RSU Number. A total of 72,917 ordinary shares were delivered to reporting person.

F3 · derivative.expiration_date: On June 7, 2018, reporting person was granted an RSU award covering a target of 41,667 ordinary shares (the "Target RSU Number"), subject to satisfaction of predetermined, performance-based vesting criteria that could result in 0% to 200% of the Target RSU Number becoming eligible to vest, subject to certain adjustments. On February 28, 2019, the Company's Board of Directors determined the performance criteria had been satisfied at a level that resulted in 200% of the Target RSU Number becoming eligible for time-based vesting. Pursuant to time-based vesting requirements, the award would vest on March 15, 2021, subject to possible adjustment based on a total stockholder return ("TSR") performance metric for the period February 1, 2018 to January 31, 2021 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the RSUs eligible to vest were reduced by 25% of the Target RSU Number. A total of 72,917 ordinary shares were delivered to reporting person.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:01 UTC
Wang Feng-MingDirector · CEO
SaleOrdinary Shares 41,838 $112.00 $4,685,856.00
Disclosure

SEC source: 0001280263-21-000021 · edgardoc.xml · nonDerivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,989

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:01 UTC
Wang Feng-MingDirector · CEO
Exercise / conversionOrdinary Shares 83,554 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-21-000021 · edgardoc.xml · nonDerivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · balance_after: Includes 238 shares acquired under the Company's employee stock purchase plan on March 15, 2021.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:19 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,362 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001280263-21-000016 · edgardoc.xml · derivative · entry 6

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,362 shares

Expires 2021-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on August 1, 2011.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:19 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,927 $0.00 Strike: $8.82 $0.00
Disclosure

SEC source: 0001280263-21-000016 · edgardoc.xml · derivative · entry 5

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,927 shares

Expires 2021-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on August 1, 2011.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:19 UTC
Chen Yun-LungVP, Business Development
SaleOrdinary Shares 2,837 $113.13 $320,958.32
Disclosure

SEC source: 0001280263-21-000016 · edgardoc.xml · nonDerivative · entry 3

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,946

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $113.03 to $113.31 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:19 UTC
Chen Yun-LungVP, Business Development
SaleOrdinary Shares 5,452 $111.60 $608,455.19
Disclosure

SEC source: 0001280263-21-000016 · edgardoc.xml · nonDerivative · entry 2

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,783

F1 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $111.50 to $111.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 23:19 UTC
Chen Yun-LungVP, Business Development
Exercise / conversionOrdinary Shares 8,289 $8.82 $73,108.98
Disclosure

SEC source: 0001280263-21-000016 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2021 Filed Mar 11, 2021 21:46 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 498 $118.00 $58,764.00
Disclosure

SEC source: 0001280263-21-000012 · edgardoc.xml · nonDerivative · entry 3

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,116

Read SEC document
March 09, 2021 Filed Mar 11, 2021 16:46 UTC SaleOrdinary Shares 663 $109.70 $72,731.10
Disclosure

SEC source: 0001280263-21-000013 · edgardoc.xml · nonDerivative · entry 2

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,342

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 16:46 UTC GrantOrdinary Shares 1,772 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000013 · edgardoc.xml · nonDerivative · entry 1

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,005

F1 · shares: Represents an award of fully-vested restricted stock units (RSUs) issued to reporting person as payment of reporting person's annual cash bonus under the company's previously established Fiscal Year 2021 Annual Bonus Plan. Each restricted stock unit represents a contingent right to receive one Ordinary Share.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:46 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001280263-21-000014 · edgardoc.xml · derivative · entry 5

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,805

Underlying: Ordinary Shares · 750 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest at a rate of 1/12 per month following the vesting start date of September 8, 2014.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:46 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001280263-21-000014 · edgardoc.xml · derivative · entry 4

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472

Underlying: Ordinary Shares · 750 shares

Expires 2023-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the option vest monthly over one year commencing on June 6, 2013.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:46 UTC SaleOrdinary Shares 1,500 $109.70 $164,550.00
Disclosure

SEC source: 0001280263-21-000014 · edgardoc.xml · nonDerivative · entry 3

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,634

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan of the Paisley Living Trust adopted on June 22, 2020.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:46 UTC Exercise / conversionOrdinary Shares 750 $16.35 $12,262.50
Disclosure

SEC source: 0001280263-21-000014 · edgardoc.xml · nonDerivative · entry 2

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:46 UTC Exercise / conversionOrdinary Shares 750 $38.92 $29,190.00
Disclosure

SEC source: 0001280263-21-000014 · edgardoc.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:46 UTC
Day ChristopherVP, Marketing
SaleOrdinary Shares 350 $109.70 $38,395.00
Disclosure

SEC source: 0001280263-21-000012 · edgardoc.xml · nonDerivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,614

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:46 UTC
Day ChristopherVP, Marketing
GrantOrdinary Shares 848 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000012 · edgardoc.xml · nonDerivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,964

F1 · shares: Represents an award of fully-vested restricted stock units (RSUs) issued to reporting person as payment of reporting person's annual cash bonus under the company's previously established Fiscal Year 2021 Annual Bonus Plan. Each restricted stock unit represents a contingent right to receive one Ordinary Share.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:46 UTC
Chen Yun-LungVP, Business Development
GrantOrdinary Shares 875 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000011 · edgardoc.xml · nonDerivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,946

F1 · shares: Represents an award of fully-vested restricted stock units (RSUs) issued to reporting person as payment of reporting person's annual cash bonus under the company's previously established Fiscal Year 2021 Annual Bonus Plan. Each restricted stock unit represents a contingent right to receive one Ordinary Share.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:46 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 864 $109.70 $94,780.80
Disclosure

SEC source: 0001280263-21-000010 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838,042

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:46 UTC
Kohn LeslieDirector · Chief Technology Officer
GrantOrdinary Shares 2,356 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000010 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838,906

F1 · shares: Represents an award of fully-vested restricted stock units (RSUs) issued to reporting person as payment of reporting person's annual cash bonus under the company's previously established Fiscal Year 2021 Annual Bonus Plan. Each restricted stock unit represents a contingent right to receive one Ordinary Share.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:45 UTC
Wang Feng-MingDirector · CEO
SaleOrdinary Shares 1,675 $109.70 $183,747.50
Disclosure

SEC source: 0001280263-21-000009 · edgardoc.xml · nonDerivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,035

F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 21:45 UTC
Wang Feng-MingDirector · CEO
GrantOrdinary Shares 4,712 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000009 · edgardoc.xml · nonDerivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,710

F1 · shares: Represents an award of fully-vested restricted stock units (RSUs) issued to reporting person as payment of reporting person's annual cash bonus under the company's previously established Fiscal Year 2021 Annual Bonus Plan. Each restricted stock unit represents a contingent right to receive one Ordinary Share.

Read SEC document
March 04, 2021 Filed Mar 31, 2021 16:17 UTC GrantRestricted Stock Units · Derivative 6,163 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000040 · edgardoc.xml · derivative · entry 2

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,163

Underlying: Ordinary Shares · 6,163 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

Read SEC document
March 04, 2021 Filed Mar 31, 2021 16:17 UTC GrantPerformance Stock Units · Derivative 6,163 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000040 · edgardoc.xml · derivative · entry 1

EICHLER KEVIN C · CIK 0001103965 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,163

Underlying: Ordinary Shares · 6,163 shares

Expires 2024-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 6,163 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2021 through January 31, 2024.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 6,163 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2021 through January 31, 2024.

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March 04, 2021 Filed Mar 31, 2021 20:17 UTC
Day ChristopherVP, Marketing
GrantRestricted Stock Units · Derivative 3,302 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000039 · edgardoc.xml · derivative · entry 2

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,302

Underlying: Ordinary Shares · 3,302 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

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March 04, 2021 Filed Mar 31, 2021 20:17 UTC
Day ChristopherVP, Marketing
GrantPerformance Stock Units · Derivative 3,302 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000039 · edgardoc.xml · derivative · entry 1

Day Christopher · CIK 0001558685 · VP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,302

Underlying: Ordinary Shares · 3,302 shares

Expires 2024-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 3,302 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2021 through January 31, 2024.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 3,302 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2021 through January 31, 2024.

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March 04, 2021 Filed Mar 31, 2021 20:17 UTC
Chen Yun-LungVP, Business Development
GrantRestricted Stock Units · Derivative 3,522 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000038 · edgardoc.xml · derivative · entry 2

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,522

Underlying: Ordinary Shares · 3,522 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

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March 04, 2021 Filed Mar 31, 2021 20:17 UTC
Chen Yun-LungVP, Business Development
GrantPerformance Stock Units · Derivative 3,522 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000038 · edgardoc.xml · derivative · entry 1

Chen Yun-Lung · CIK 0001602676 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,522

Underlying: Ordinary Shares · 3,522 shares

Expires 2024-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 3,522 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2021 through January 31, 2024.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 3,522 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2021 through January 31, 2024.

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March 04, 2021 Filed Mar 31, 2021 20:17 UTC
Kohn LeslieDirector · Chief Technology Officer
GrantRestricted Stock Units · Derivative 11,006 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000037 · edgardoc.xml · derivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,006

Underlying: Ordinary Shares · 11,006 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

Read SEC document
March 04, 2021 Filed Mar 31, 2021 20:17 UTC
Kohn LeslieDirector · Chief Technology Officer
GrantPerformance Stock Units · Derivative 11,006 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000037 · edgardoc.xml · derivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,006

Underlying: Ordinary Shares · 11,006 shares

Expires 2024-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 11,006 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2021 through January 31, 2024.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 11,006 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2021 through January 31, 2024.

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March 04, 2021 Filed Mar 31, 2021 20:16 UTC
Wang Feng-MingDirector · CEO
GrantRestricted Stock Units · Derivative 17,609 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000036 · edgardoc.xml · derivative · entry 2

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,609

Underlying: Ordinary Shares · 17,609 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.

Read SEC document
March 04, 2021 Filed Mar 31, 2021 20:16 UTC
Wang Feng-MingDirector · CEO
GrantPerformance Stock Units · Derivative 17,609 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000036 · edgardoc.xml · derivative · entry 1

Wang Feng-Ming · CIK 0001558686 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,609

Underlying: Ordinary Shares · 17,609 shares

Expires 2024-03-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 17,609 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2021 through January 31, 2024.

F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 17,609 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2021 through January 31, 2024.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:34 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 12,942 $128.50 $1,663,067.71
Disclosure

SEC source: 0001280263-21-000002 · edgardoc.xml · nonDerivative · entry 6

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836,550

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

F7 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $128.10 to $128.76 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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February 16, 2021 Filed Feb 18, 2021 21:34 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 1,395 $127.41 $177,736.81
Disclosure

SEC source: 0001280263-21-000002 · edgardoc.xml · nonDerivative · entry 5

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849,492

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

F6 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $127.10 to $128.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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February 16, 2021 Filed Feb 18, 2021 21:34 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 1,111 $126.72 $140,787.81
Disclosure

SEC source: 0001280263-21-000002 · edgardoc.xml · nonDerivative · entry 4

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,887

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

F5 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $126.10 to $127.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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February 16, 2021 Filed Feb 18, 2021 21:34 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 2,052 $125.52 $257,573.20
Disclosure

SEC source: 0001280263-21-000002 · edgardoc.xml · nonDerivative · entry 3

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,998

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $125.09 to $126.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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February 16, 2021 Filed Feb 18, 2021 21:34 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 2,000 $124.64 $249,271.00
Disclosure

SEC source: 0001280263-21-000002 · edgardoc.xml · nonDerivative · entry 2

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,050

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

F3 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $124.08 to $125.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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February 16, 2021 Filed Feb 18, 2021 21:34 UTC
Kohn LeslieDirector · Chief Technology Officer
SaleOrdinary Shares 500 $123.29 $61,647.00
Disclosure

SEC source: 0001280263-21-000002 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,050

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $122.77 to $123.72 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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December 24, 2020 Filed Dec 28, 2020 22:48 UTC
Kohn LeslieDirector · Chief Technology Officer
GiftOrdinary Shares 7,500 $0.00 $0.00
Disclosure

SEC source: 0001280263-20-000164 · edgardoc.xml · nonDerivative · entry 1

Kohn Leslie · CIK 0001558645 · Director · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,550

Read SEC document
December 22, 2020 Filed Dec 28, 2020 15:41 UTC SaleOrdinary Shares 958 $92.00 $88,136.00
Disclosure

SEC source: 0001280263-20-000162 · edgardoc.xml · nonDerivative · entry 1

Meng Teresa H · CIK 0001277622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,936

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.