Last 12 months
Inside the activity.
0 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 32 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2021 Filed Dec 4, 2021 01:52 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 26,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030290 · form4.xml · nonDerivative · entry 6 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900,823 F7 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2022, subject to continued employment through each applicable vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 777,400 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 256,090 performance shares are scheduled to vest in December 2021, (b) 108,054 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (c) 297,111 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:52 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 78,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030290 · form4.xml · nonDerivative · entry 5 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,874,498 F6 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2024, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 777,400 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 256,090 performance shares are scheduled to vest in December 2021, (b) 108,054 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (c) 297,111 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:52 UTC |
DICKERSON GARY EDirector · President and CEO
|
GrantCommon Stock | 127,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030290 · form4.xml · nonDerivative · entry 4 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,795,525 F5 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2021, subject to continued employment through the vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 777,400 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 256,090 performance shares are scheduled to vest in December 2021, (b) 108,054 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (c) 297,111 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:54 UTC |
Little Teri A.SVP, CLO
|
GrantCommon Stock | 7,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030292 · form4.xml · nonDerivative · entry 2 Little Teri A. · CIK 0001656471 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,307 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2022, subject to continued employment through each applicable vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 105,106 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 92,620 restricted stock units are scheduled to vest in installments in July of 2022 and 2023 and December of 2021 through 2023, and (b) 12,486 performance shares are scheduled to vest in December of 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:54 UTC |
Little Teri A.SVP, CLO
|
GrantCommon Stock | 7,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030292 · form4.xml · nonDerivative · entry 1 Little Teri A. · CIK 0001656471 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,627 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur on December 19, 2024, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 105,106 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 92,620 restricted stock units are scheduled to vest in installments in July of 2022 and 2023 and December of 2021 through 2023, and (b) 12,486 performance shares are scheduled to vest in December of 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:56 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
GrantCommon Stock | 3,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030294 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,229 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning January 1, 2023 (subject to continued employment through each applicable vesting date). F2 · balance_after: Number of shares includes 29,406 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments in June of 2022 and 2023, January of 2022 through 2025 and October of 2022 through 2025 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:58 UTC |
Salehpour AliSVP, Srv., Dspl. & Flex.
|
GrantCommon Stock | 14,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030296 · form4.xml · nonDerivative · entry 3 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,279 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2022, subject to continued employment through each applicable vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 184,169 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 58,014 performance shares are scheduled to vest in December 2021, (b) 66,740 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (c) 59,415 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:58 UTC |
Salehpour AliSVP, Srv., Dspl. & Flex.
|
GrantCommon Stock | 14,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030296 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,028 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2024, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 184,169 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 58,014 performance shares are scheduled to vest in December 2021, (b) 66,740 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (c) 59,415 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:58 UTC |
Salehpour AliSVP, Srv., Dspl. & Flex.
|
GrantCommon Stock | 28,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030296 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,777 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2021, subject to continued employment through the vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 184,169 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 58,014 performance shares are scheduled to vest in December 2021, (b) 66,740 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (c) 59,415 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 01:52 UTC |
DICKERSON GARY EDirector · President and CEO
|
SaleCommon Stock | 20,690 | $154.05 | $3,187,294.50 |
DisclosureSEC source: 0001127602-21-030290 · form4.xml · nonDerivative · entry 3 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,668,504 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.00 to $154.28, inclusive. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 777,400 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 256,090 performance shares are scheduled to vest in December 2021, (b) 108,054 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (c) 297,111 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 01:52 UTC |
DICKERSON GARY EDirector · President and CEO
|
SaleCommon Stock | 107,940 | $153.53 | $16,572,028.20 |
DisclosureSEC source: 0001127602-21-030290 · form4.xml · nonDerivative · entry 2 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,689,194 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.00 to $153.99, inclusive. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 777,400 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 256,090 performance shares are scheduled to vest in December 2021, (b) 108,054 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (c) 297,111 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 01:52 UTC |
DICKERSON GARY EDirector · President and CEO
|
SaleCommon Stock | 171,370 | $152.18 | $26,079,086.60 |
DisclosureSEC source: 0001127602-21-030290 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,797,134 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.00 to $152.99, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3 and 4 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 777,400 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 256,090 performance shares are scheduled to vest in December 2021, (b) 108,054 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (c) 297,111 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| November 15, 2021 Filed Jan 25, 2023 02:33 UTC |
CHEN XUNDirector
|
PurchaseCommon Stock | 28 | $156.51 | $4,382.28 |
DisclosureSEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 4 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse in Trust Disclosed balance after: 57 F1 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person's spouse is the sole trustee and beneficiary. Both the reporting person and the reporting person's spouse were unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. Read SEC document |
| November 15, 2021 Filed Jan 25, 2023 02:33 UTC |
CHEN XUNDirector
|
PurchaseCommon Stock | 27 | $156.51 | $4,225.77 |
DisclosureSEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 3 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 56 F2 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person is co-trustee and the reporting person's children are the beneficiaries. The reporting person was unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. Read SEC document |
| October 14, 2021 Filed Jan 25, 2023 02:33 UTC |
CHEN XUNDirector
|
PurchaseCommon Stock | 29 | $131.57 | $3,815.53 |
DisclosureSEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 2 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 29 F2 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person is co-trustee and the reporting person's children are the beneficiaries. The reporting person was unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. Read SEC document |
| October 11, 2021 Filed Jan 25, 2023 02:33 UTC |
CHEN XUNDirector
|
PurchaseCommon Stock | 29 | $128.26 | $3,719.54 |
DisclosureSEC source: 0001127602-23-002146 · form4.xml · nonDerivative · entry 1 CHEN XUN · CIK 0001284885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse in Trust Disclosed balance after: 29 F1 · shares: The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person's spouse is the sole trustee and beneficiary. Both the reporting person and the reporting person's spouse were unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:52 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
GrantCommon Stock | 7,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-026532 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,815 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning October 1, 2022 (subject to continued employment through each applicable vesting date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 21,637 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments in June of 2022 and 2023 and January of 2022 through 2025 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| September 22, 2021 Filed Oct 4, 2021 22:54 UTC |
DE GEUS AARTDirector
|
GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-026534 · form4.xml · nonDerivative · entry 1 DE GEUS AART · CIK 0001249802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,361 F1 · balance_after: Number of shares includes 1,919 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2022 (subject to continued service as a director through the vesting date). Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 22:37 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 1,705 | $135.02 | $230,209.10 |
DisclosureSEC source: 0001127602-21-024807 · form4.xml · nonDerivative · entry 2 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,571 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.83 to $135.74, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 22:37 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 3,295 | $134.37 | $442,749.15 |
DisclosureSEC source: 0001127602-21-024807 · form4.xml · nonDerivative · entry 1 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,276 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.82 to $134.81, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4 to this Form 4. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 22:39 UTC |
ADDIEGO GINETTOSVP, Operations & Quality
|
SaleCommon Stock | 1,539 | $135.25 | $208,149.75 |
DisclosureSEC source: 0001127602-21-024810 · form4.xml · nonDerivative · entry 2 ADDIEGO GINETTO · CIK 0001318062 · SVP, Operations & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,509 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.17 to $135.32, inclusive F2 · balance_after: Number of shares includes 103,848 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 38,181 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (b) 65,667 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 22:39 UTC |
ADDIEGO GINETTOSVP, Operations & Quality
|
SaleCommon Stock | 38,461 | $134.81 | $5,184,927.41 |
DisclosureSEC source: 0001127602-21-024810 · form4.xml · nonDerivative · entry 1 ADDIEGO GINETTO · CIK 0001318062 · SVP, Operations & Quality 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,048 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.17 to $135.16, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · balance_after: Number of shares includes 103,848 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 38,181 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (b) 65,667 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 23:23 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 1,791 | $144.62 | $259,014.42 |
DisclosureSEC source: 0001127602-21-023126 · form4.xml · nonDerivative · entry 3 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,571 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.31 to $144.94, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 23:23 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 3,629 | $143.80 | $521,850.20 |
DisclosureSEC source: 0001127602-21-023126 · form4.xml · nonDerivative · entry 2 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,362 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.31 to $144.30, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 23:23 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 580 | $140.90 | $81,722.00 |
DisclosureSEC source: 0001127602-21-023126 · form4.xml · nonDerivative · entry 1 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,991 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $140.90 and $140.91 per share. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 4 and 5 to this Form 4. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 23:11 UTC |
Little Teri A.SVP, CLO
|
SaleCommon Stock | 13,500 | $138.03 | $1,863,405.00 |
DisclosureSEC source: 0001127602-21-021388 · form4.xml · nonDerivative · entry 2 Little Teri A. · CIK 0001656471 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,885 F2 · balance_after: Number of shares includes 105,106 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 92,620 restricted stock units are scheduled to vest in installments in July of 2022 and 2023 and December of 2021 through 2023, and (b) 12,486 performance shares are scheduled to vest in December of 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:08 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 81 | $141.55 | $11,465.55 |
DisclosureSEC source: 0001127602-21-021385 · form4.xml · nonDerivative · entry 4 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,571 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.51 to $141.78, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:08 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 1,767 | $139.99 | $247,362.33 |
DisclosureSEC source: 0001127602-21-021385 · form4.xml · nonDerivative · entry 3 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,652 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.70 to $140.62, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:08 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 515 | $139.03 | $71,600.45 |
DisclosureSEC source: 0001127602-21-021385 · form4.xml · nonDerivative · entry 2 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,419 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.70 to $139.67, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:08 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 3,637 | $138.17 | $502,524.29 |
DisclosureSEC source: 0001127602-21-021385 · form4.xml · nonDerivative · entry 1 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,934 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.67 to $138.63, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 4, 5 and 6 to this Form 4. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:11 UTC |
Little Teri A.SVP, CLO
|
Tax withholdingCommon Stock | 18,788 | $137.95 | $2,591,804.60 |
DisclosureSEC source: 0001127602-21-021388 · form4.xml · nonDerivative · entry 1 Little Teri A. · CIK 0001656471 · SVP, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,385 F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 105,106 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 92,620 restricted stock units are scheduled to vest in installments in July of 2022 and 2023 and December of 2021 through 2023, and (b) 12,486 performance shares are scheduled to vest in December of 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 00:44 UTC |
Nalamasu OmkaramSenior Vice President, CTO
|
SaleCommon Stock | 51,000 | $142.16 | $7,250,160.00 |
DisclosureSEC source: 0001127602-21-020879 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,664 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.00 to $142.36, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 107,332 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,923 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (b) 67,409 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| June 28, 2021 Filed Jul 1, 2021 00:41 UTC |
DICKERSON GARY EDirector · President and CEO
|
SaleCommon Stock | 175,000 | $140.00 | $24,500,000.00 |
DisclosureSEC source: 0001127602-21-020877 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,968,442 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.05, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 777,400 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 108,054 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 553,201 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 22:44 UTC |
DICKERSON GARY EDirector · President and CEO
|
SaleCommon Stock | 102,912 | $140.28 | $14,436,495.36 |
DisclosureSEC source: 0001127602-21-020246 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,143,442 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.60, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 777,400 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 108,054 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 553,201 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| June 08, 2021 Filed Jun 8, 2021 23:33 UTC |
DICKERSON GARY EDirector · President and CEO
|
SaleCommon Stock | 40,735 | $140.21 | $5,711,454.35 |
DisclosureSEC source: 0001127602-21-019468 · form4.xml · nonDerivative · entry 2 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,246,354 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.39, inclusive. F2 · balance_after: Number of shares includes 777,400 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 108,054 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 553,201 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 23:33 UTC |
DICKERSON GARY EDirector · President and CEO
|
SaleCommon Stock | 74,524 | $140.00 | $10,433,360.00 |
DisclosureSEC source: 0001127602-21-019468 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,287,089 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.07, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4. F2 · balance_after: Number of shares includes 777,400 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 108,054 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 553,201 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (c) 116,145 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:42 UTC |
READ CHARLESCorp. VP, Corp. Contrlr. & CAO
|
Tax withholdingCommon Stock | 544 | $138.21 | $75,186.24 |
DisclosureSEC source: 0001127602-21-019075 · form4.xml · nonDerivative · entry 1 READ CHARLES · CIK 0001587870 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,984 F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 21,637 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments in June of 2022 and 2023 and January of 2022 through 2025 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:45 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 372 | $141.60 | $52,675.20 |
DisclosureSEC source: 0001127602-21-019077 · form4.xml · nonDerivative · entry 4 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,571 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.87 to $141.78, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:45 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 672 | $140.04 | $94,106.88 |
DisclosureSEC source: 0001127602-21-019077 · form4.xml · nonDerivative · entry 3 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,943 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.72 to $140.34, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:45 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 864 | $138.79 | $119,914.56 |
DisclosureSEC source: 0001127602-21-019077 · form4.xml · nonDerivative · entry 2 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,615 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.53 to $139.23, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:45 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 4,092 | $138.07 | $564,982.44 |
DisclosureSEC source: 0001127602-21-019077 · form4.xml · nonDerivative · entry 1 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,479 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.53 to $138.52, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 4, 5 and 6 to this Form 4. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:56 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 6,857 | $135.20 | $927,066.40 |
DisclosureSEC source: 0001127602-21-018097 · form4.xml · nonDerivative · entry 5 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,571 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.82 to $135.54, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:56 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 15,567 | $134.32 | $2,090,959.44 |
DisclosureSEC source: 0001127602-21-018097 · form4.xml · nonDerivative · entry 4 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,428 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.80 to $134.74, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:56 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 2,536 | $133.30 | $338,048.80 |
DisclosureSEC source: 0001127602-21-018097 · form4.xml · nonDerivative · entry 3 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,995 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.77 to $133.76, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:56 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 203 | $131.82 | $26,759.46 |
DisclosureSEC source: 0001127602-21-018097 · form4.xml · nonDerivative · entry 2 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,531 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $131.67 and $131.83 per share. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:56 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 337 | $130.30 | $43,911.10 |
DisclosureSEC source: 0001127602-21-018097 · form4.xml · nonDerivative · entry 1 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,734 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices of $130.25 and $130.47 per share. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 4, 5, 6 and 7 to this Form 4. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 10, 2021 Filed May 12, 2021 22:59 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 79 | $131.85 | $10,416.15 |
DisclosureSEC source: 0001127602-21-016441 · form4.xml · nonDerivative · entry 6 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,071 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.82 to $131.89, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 10, 2021 Filed May 12, 2021 22:59 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 588 | $130.00 | $76,440.00 |
DisclosureSEC source: 0001127602-21-016441 · form4.xml · nonDerivative · entry 5 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,150 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.88 to $130.10, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 10, 2021 Filed May 12, 2021 22:59 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 752 | $129.27 | $97,211.04 |
DisclosureSEC source: 0001127602-21-016441 · form4.xml · nonDerivative · entry 4 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,738 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.92 to $129.85, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| May 10, 2021 Filed May 12, 2021 22:59 UTC |
Durn DanielSenior Vice President, CFO
|
SaleCommon Stock | 1,403 | $127.78 | $179,275.34 |
DisclosureSEC source: 0001127602-21-016441 · form4.xml · nonDerivative · entry 3 Durn Daniel · CIK 0001610062 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,490 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.48 to $128.31, inclusive. F3 · balance_after: Number of shares includes 253,663 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 72,151 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, (b) 123,440 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 33,769 performance shares are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment, and (d) 24,303 restricted stock units are scheduled to vest in November of 2021 (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.