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AMAT

APPLIED MATERIALS INC /DE

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2812
SEC CIK
0000006951
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1,190

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202602
Jun 2026032
Jul 202600
Aug 202601
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2024 Filed Oct 3, 2024 21:47 UTC
Sanders AdamCorp. Controller & CAO
Tax withholdingCommon Stock 173 $197.20 $34,115.60
Disclosure

SEC source: 0001127602-24-025202 · form4.xml · nonDerivative · entry 1

Sanders Adam · CIK 0002014019 · Corp. Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,551

F1 · shares: Represents number of shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 5,031 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments in January of 2024 through April of 2028 (all vesting is subject to continued employment through each applicable vesting date).

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July 01, 2024 Filed Jul 3, 2024 21:42 UTC
Sanders AdamCorp. Controller & CAO
Tax withholdingCommon Stock 29 $237.41 $6,884.89
Disclosure

SEC source: 0001127602-24-020137 · form4.xml · nonDerivative · entry 1

Sanders Adam · CIK 0002014019 · Corp. Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,686

F1 · shares: Represents number of shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 5,529 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments in October of 2024 through April of 2028 (all vesting is subject to continued employment through each applicable vesting date).

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June 21, 2024 Filed Jun 24, 2024 22:03 UTC SaleCommon Stock 9,827 $236.65 $2,325,559.55
Disclosure

SEC source: 0001127602-24-019172 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,185

F1 · balance_after: Number of shares includes 1,128 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2025 (subject to continued service as a director through the vesting date).

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June 18, 2024 Filed Jun 20, 2024 22:51 UTC
DICKERSON GARY EDirector · President and CEO
SaleCommon Stock 23,985 $247.04 $5,925,254.40
Disclosure

SEC source: 0001127602-24-019062 · form4.xml · nonDerivative · entry 2

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,542,269

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.00 to $247.20, inclusive.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 527,339 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 77,922 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, (b) 333,272 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (c) 116,145 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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June 18, 2024 Filed Jun 20, 2024 22:51 UTC
DICKERSON GARY EDirector · President and CEO
SaleCommon Stock 376,015 $246.41 $92,653,856.15
Disclosure

SEC source: 0001127602-24-019062 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,566,254

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.00 to $246.99, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 4 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 527,339 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 77,922 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, (b) 333,272 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (c) 116,145 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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June 18, 2024 Filed Jun 21, 2024 21:42 UTC
Raja Prabu G.President, Semi. Products Grp.
SaleCommon Stock 50,000 $249.17 $12,458,500.00
Disclosure

SEC source: 0001127602-24-019129 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,417

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.40 to $249.35, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 145,928 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 45,933 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, (b) 66,226 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (c) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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June 07, 2024 Filed Jun 10, 2024 21:53 UTC SaleCommon Stock 2,500 $221.62 $554,050.00
Disclosure

SEC source: 0001127602-24-018291 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,212

F1 · balance_after: Number of shares includes 53,097 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 21,893 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, and (b) 31,204 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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May 31, 2024 Filed Jun 1, 2024 00:17 UTC SaleCommon Stock 7,500 $213.02 $1,597,650.00
Disclosure

SEC source: 0001127602-24-017155 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,712

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.02 to $213.06, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 53,097 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 21,893 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, and (b) 31,204 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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May 29, 2024 Filed May 30, 2024 22:08 UTC
Deane Timothy MGVP, Applied Global Services
GiftCommon Stock 1,707 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-017005 · form4.xml · nonDerivative · entry 1

Deane Timothy M · CIK 0001945425 · GVP, Applied Global Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,631

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 66,962 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 42,199 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, October of 2024 through 2026 and January of 2025 and 2026, and (b) 24,763 performance share units are scheduled to vest in installments in December of 2025 and 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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May 29, 2024 Filed May 30, 2024 22:10 UTC GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-017006 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,012

F1 · balance_after: Number of shares includes 1,128 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in March 2025 (subject to continued service as a director through the vesting date).

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May 28, 2024 Filed May 29, 2024 21:44 UTC
Hill BriceSVP, CFO
SaleCommon Stock 20,000 $222.34 $4,446,800.00
Disclosure

SEC source: 0001127602-24-016815 · form4.xml · nonDerivative · entry 1

Hill Brice · CIK 0001809022 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,356

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $222.07 to $222.79, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 98,931 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 57,539 restricted stock units are scheduled to vest in installments in April of 2025 and December of 2024 through 2026, and (b) 41,392 performance share units are scheduled to vest in installments in December of 2025 and 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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April 01, 2024 Filed Apr 3, 2024 22:02 UTC
Hill BriceSVP, CFO
Tax withholdingCommon Stock 11,069 $208.69 $2,309,989.61
Disclosure

SEC source: 0001127602-24-012350 · form4.xml · nonDerivative · entry 1

Hill Brice · CIK 0001809022 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,307

F1 · shares: Represents number of shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 98,931 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 57,539 restricted stock units are scheduled to vest in installments in April of 2025 and December of 2024 through 2026, and (b) 41,392 performance share units are scheduled to vest in installments in December of 2025 and 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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April 01, 2024 Filed Apr 3, 2024 22:04 UTC
Sanders AdamCorp. Controller & CAO
Tax withholdingCommon Stock 29 $208.69 $6,052.01
Disclosure

SEC source: 0001127602-24-012355 · form4.xml · nonDerivative · entry 1

Sanders Adam · CIK 0002014019 · Corp. Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,715

F1 · shares: Represents number of shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 5,612 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments in July of 2024 through April of 2028 (all vesting is subject to continued employment through each applicable vesting date).

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March 07, 2024 Filed Mar 11, 2024 22:02 UTC
DE GEUS AARTDirector
GrantCommon Stock 1,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009448 · form4.xml · nonDerivative · entry 1

DE GEUS AART · CIK 0001249802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,459

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2025 (subject to continued service as a director through the vesting date).

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March 07, 2024 Filed Mar 11, 2024 22:05 UTC
BRUNER JUDYDirector
GrantCommon Stock 1,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009453 · form4.xml · nonDerivative · entry 1

BRUNER JUDY · CIK 0001112668 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,128

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2025 (subject to continued service as a director through the vesting date).

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March 07, 2024 Filed Mar 11, 2024 22:08 UTC
Borkar RaniDirector
GrantCommon Stock 1,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009455 · form4.xml · nonDerivative · entry 1

Borkar Rani · CIK 0001835775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,128

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2025 (subject to continued service as a director through the vesting date).

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March 07, 2024 Filed Mar 11, 2024 22:11 UTC GrantCommon Stock 1,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009457 · form4.xml · nonDerivative · entry 1

Iannotti Thomas J · CIK 0001339297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,262

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2025 (subject to continued service as a director through the vesting date).

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March 07, 2024 Filed Mar 11, 2024 22:13 UTC GrantCommon Stock 1,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009460 · form4.xml · nonDerivative · entry 1

Karsner Alexander · CIK 0001446059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,525

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2025 (subject to continued service as a director through the vesting date).

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March 07, 2024 Filed Mar 11, 2024 22:16 UTC GrantCommon Stock 1,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009462 · form4.xml · nonDerivative · entry 1

MARCH KEVIN P · CIK 0001263850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,128

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2025 (subject to continued service as a director through the vesting date).

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March 07, 2024 Filed Mar 11, 2024 22:18 UTC
CHEN XUNDirector
GrantCommon Stock 1,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009464 · form4.xml · nonDerivative · entry 1

CHEN XUN · CIK 0001284885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,221

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2025 (subject to continued service as a director through the vesting date). Pursuant to Dr. Chen's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

F2 · balance_after: Number of shares includes 25,994 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board.

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March 07, 2024 Filed Mar 11, 2024 22:20 UTC GrantCommon Stock 1,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009466 · form4.xml · nonDerivative · entry 1

McGill Yvonne · CIK 0001556533 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,998

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2025 (subject to continued service as a director through the vesting date).

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March 07, 2024 Filed Mar 11, 2024 22:22 UTC GrantCommon Stock 1,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009470 · form4.xml · nonDerivative · entry 1

MCGREGOR SCOTT A · CIK 0001057449 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,253

F1 · shares: Represents automatic annual grant of restricted stock units to a non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on March 1, 2025 (subject to continued service as a director through the vesting date).

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March 04, 2024 Filed Mar 6, 2024 21:39 UTC
Sanders AdamCorp. Controller & CAO
GrantCommon Stock 1,910 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008837 · form4.xml · nonDerivative · entry 1

Sanders Adam · CIK 0002014019 · Corp. Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,744

F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, 25% of which are scheduled to vest on April 1, 2025, and 6.25% of which are scheduled to vest quarterly from July 1, 2025 though April 1, 2028, subject to continued employment through each applicable vesting date.

F2 · balance_after: Number of shares includes 3,785 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments in April of 2024 through January of 2028 (all vesting is subject to continued employment through each applicable vesting date).

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January 01, 2024 Filed Jan 4, 2024 00:03 UTC
Deane Timothy MGVP, Applied Global Services
Tax withholdingCommon Stock 3,593 $162.07 $582,317.51
Disclosure

SEC source: 0001127602-24-000624 · form4.xml · nonDerivative · entry 1

Deane Timothy M · CIK 0001945425 · GVP, Applied Global Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,289

F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 66,962 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 42,199 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, October of 2024 through 2026 and January of 2025 and 2026, and (b) 24,763 performance share units are scheduled to vest in installments in December of 2025 and 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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January 01, 2024 Filed Jan 4, 2024 00:04 UTC
READ CHARLESCorp. VP, BU and Ops CFO
Tax withholdingCommon Stock 1,913 $162.07 $310,039.91
Disclosure

SEC source: 0001127602-24-000625 · form4.xml · nonDerivative · entry 1

READ CHARLES · CIK 0001587870 · Corp. VP, BU and Ops CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,528

F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 14,165 restricted stock units ("RSUs) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,885 RSUs are scheduled to vest in annual installments in October of 2024 and 2025, (b) 3,014 RSUs are scheduled to vest in annual installments in January of 2025 and 2026, and (c) 7,266 RSUs are scheduled to vest in quarterly installments in April of 2024 through January of 2028 (all vesting is subject to continued employment through each applicable vesting date).

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December 31, 2023 Filed Jan 4, 2024 00:02 UTC
CHEN XUNDirector
GrantCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000622 · form4.xml · nonDerivative · entry 1

CHEN XUN · CIK 0001284885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,093

F1 · shares: Represents number of restricted stock units automatically acquired based on a value of $162.07 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 29, 2023, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors.

F2 · balance_after: Number of shares includes: (a) 23,769 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors and (b) 2,050 restricted stock units previously reported that are scheduled to vest in March 2024 (subject to continued service as a director through the vesting date) and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors.

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December 22, 2023 Filed Dec 26, 2023 23:02 UTC
Nalamasu OmkaramSenior Vice President, CTO
SaleCommon Stock 23,228 $162.45 $3,773,388.60
Disclosure

SEC source: 0001127602-23-030447 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,972

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.99 to $162.71, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2 · balance_after: Number of shares includes 70,242 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,472 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, and (b) 41,770 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2023 Filed Dec 21, 2023 23:03 UTC
DICKERSON GARY EDirector · President and CEO
Tax withholdingCommon Stock 139,970 $162.33 $22,721,330.10
Disclosure

SEC source: 0001127602-23-030314 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,942,220

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 527,339 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 77,922 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, (b) 333,272 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (c) 116,145 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2023 Filed Dec 21, 2023 23:04 UTC
Deane Timothy MGVP, Applied Global Services
Tax withholdingCommon Stock 2,116 $162.33 $343,490.28
Disclosure

SEC source: 0001127602-23-030315 · form4.xml · nonDerivative · entry 1

Deane Timothy M · CIK 0001945425 · GVP, Applied Global Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,882

F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 75,951 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 51,188 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, October of 2024 through 2026 and January of 2024 through 2026, and (b) 24,763 performance share units are scheduled to vest in installments in December of 2025 and 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2023 Filed Dec 21, 2023 23:05 UTC
Hill BriceSVP, CFO
Tax withholdingCommon Stock 3,778 $162.33 $613,282.74
Disclosure

SEC source: 0001127602-23-030316 · form4.xml · nonDerivative · entry 1

Hill Brice · CIK 0001809022 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,376

F1 · shares: Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 122,697 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 81,305 restricted stock units are scheduled to vest in installments in April of 2024 and 2025 and December of 2024 through 2026, and (b) 41,392 performance share units are scheduled to vest in installments in December of 2025 and 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2023 Filed Dec 21, 2023 23:06 UTC Tax withholdingCommon Stock 17,794 $162.33 $2,888,500.02
Disclosure

SEC source: 0001127602-23-030317 · form4.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,163

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 53,097 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 21,893 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, and (b) 31,204 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2023 Filed Dec 21, 2023 23:09 UTC
Raja Prabu G.President, Semi. Products Grp.
Tax withholdingCommon Stock 36,021 $162.33 $5,847,288.93
Disclosure

SEC source: 0001127602-23-030319 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 508,368

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 145,928 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 45,933 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, (b) 66,226 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (c) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 19, 2023 Filed Dec 21, 2023 23:08 UTC
Nalamasu OmkaramSenior Vice President, CTO
Tax withholdingCommon Stock 22,789 $162.33 $3,699,338.37
Disclosure

SEC source: 0001127602-23-030318 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,200

F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 70,242 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 28,472 restricted stock units are scheduled to vest in installments in December of 2024 through 2026, and (b) 41,770 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 14, 2023 Filed Dec 18, 2023 22:59 UTC
Raja Prabu G.President, Semi. Products Grp.
GiftCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029869 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 544,389

F1 · balance_after: Number of shares includes 218,574 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 49,652 performance share units are scheduled to vest in December of 2023, (b) 68,927 restricted stock units are scheduled to vest in installments in December of 2023 through 2026, (c) 66,226 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F2 · balance_after: (d) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 14, 2023 Filed Dec 18, 2023 23:00 UTC
Nalamasu OmkaramSenior Vice President, CTO
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029871 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,989

F1 · balance_after: Number of shares includes 116,259 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 31,360 performance share units are scheduled to vest in December of 2023, (b) 43,129 restricted stock units are scheduled to vest in installments in December of 2023 through 2026, and (c) 41,770 performance share units are scheduled to vest in installments in December of 2024 through 2026, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 07, 2023 Filed Dec 12, 2023 01:04 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 37,907 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029250 · form4.xml · nonDerivative · entry 3

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,082,190

F5 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2024, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 535,850 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 122,169 performance share units are scheduled to vest in December 2023, (b) 77,985 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (c) 219,551 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 116,145 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 07, 2023 Filed Dec 12, 2023 01:04 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 113,721 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029250 · form4.xml · nonDerivative · entry 2

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,044,283

F4 · shares: Represents performance share units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2026, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 535,850 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 122,169 performance share units are scheduled to vest in December 2023, (b) 77,985 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (c) 219,551 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 116,145 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 07, 2023 Filed Dec 12, 2023 01:04 UTC
DICKERSON GARY EDirector · President and CEO
GrantCommon Stock 122,169 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029250 · form4.xml · nonDerivative · entry 1

DICKERSON GARY E · CIK 0001183258 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,930,562

F1 · shares: Represents performance share units acquired based on achievement of specified performance goals related to performance share units previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2023, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 535,850 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 122,169 performance share units are scheduled to vest in December 2023, (b) 77,985 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (c) 219,551 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 116,145 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Mr. Dickerson's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 07, 2023 Filed Dec 12, 2023 01:05 UTC
Hill BriceSVP, CFO
GrantCommon Stock 18,533 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029251 · form4.xml · nonDerivative · entry 2

Hill Brice · CIK 0001809022 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,154

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2024, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 93,250 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 70,391 restricted stock units are scheduled to vest in installments in April of 2024 and 2025 and December of 2023 through 2025, and (b) 22,859 performance share units are scheduled to vest in December of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 07, 2023 Filed Dec 12, 2023 01:05 UTC
Hill BriceSVP, CFO
GrantCommon Stock 18,533 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029251 · form4.xml · nonDerivative · entry 1

Hill Brice · CIK 0001809022 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,621

F1 · shares: Represents performance share units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur on December 19, 2026, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 93,250 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 70,391 restricted stock units are scheduled to vest in installments in April of 2024 and 2025 and December of 2023 through 2025, and (b) 22,859 performance share units are scheduled to vest in December of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 07, 2023 Filed Dec 12, 2023 01:06 UTC
Nalamasu OmkaramSenior Vice President, CTO
GrantCommon Stock 13,478 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029252 · form4.xml · nonDerivative · entry 3

Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,999

F5 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2024, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 73,623 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,680 performance share units are scheduled to vest in December 2023, (b) 29,651 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (continued below)

F3 · balance_after: (c) 28,292 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 07, 2023 Filed Dec 12, 2023 01:06 UTC
Nalamasu OmkaramSenior Vice President, CTO
GrantCommon Stock 13,478 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029252 · form4.xml · nonDerivative · entry 2

Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,521

F4 · shares: Represents performance share units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2026, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 73,623 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,680 performance share units are scheduled to vest in December 2023, (b) 29,651 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (continued below)

F3 · balance_after: (c) 28,292 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 07, 2023 Filed Dec 12, 2023 01:06 UTC
Nalamasu OmkaramSenior Vice President, CTO
GrantCommon Stock 15,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029252 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Senior Vice President, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,043

F1 · shares: Represents performance share units acquired based on achievement of specified performance goals related to performance share units previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2023, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 73,623 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,680 performance share units are scheduled to vest in December 2023, (b) 29,651 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (continued below)

F3 · balance_after: (c) 28,292 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 07, 2023 Filed Dec 12, 2023 01:07 UTC
Raja Prabu G.President, Semi. Products Grp.
GrantCommon Stock 22,071 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029253 · form4.xml · nonDerivative · entry 3

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 544,459

F5 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2024, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 149,606 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 24,826 performance share units are scheduled to vest in December of 2023, (b) 46,856 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (c) 44,155 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

Read SEC document
December 07, 2023 Filed Dec 12, 2023 01:07 UTC
Raja Prabu G.President, Semi. Products Grp.
GrantCommon Stock 22,071 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029253 · form4.xml · nonDerivative · entry 2

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 522,388

F4 · shares: Represents performance share units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2026, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 149,606 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 24,826 performance share units are scheduled to vest in December of 2023, (b) 46,856 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (c) 44,155 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 07, 2023 Filed Dec 12, 2023 01:07 UTC
Raja Prabu G.President, Semi. Products Grp.
GrantCommon Stock 24,826 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029253 · form4.xml · nonDerivative · entry 1

Raja Prabu G. · CIK 0001721738 · President, Semi. Products Grp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,317

F1 · shares: Represents performance share units acquired based on achievement of specified performance goals related to performance share units previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2023, subject to continued employment through the vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 149,606 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 24,826 performance share units are scheduled to vest in December of 2023, (b) 46,856 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, (c) 44,155 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (continued below)

F3 · balance_after: (d) 33,769 performance share units are scheduled to vest in October of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals; notwithstanding the foregoing, if Dr. Raja's employment is terminated without cause prior to the end of the performance period, any unvested portion of the award will vest based on achievement of specified performance goals through his last day of employment (all vesting is subject to continued employment through each applicable vesting date).

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December 07, 2023 Filed Dec 12, 2023 01:08 UTC
Deane Timothy MGVP, Applied Global Services
GrantCommon Stock 11,962 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029254 · form4.xml · nonDerivative · entry 2

Deane Timothy M · CIK 0001945425 · GVP, Applied Global Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,998

F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2024, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 56,294 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 43,493 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, October of 2024 through 2026 and January of 2024 through 2026, and (b) 12,801 performance share units are scheduled to vest in December of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 07, 2023 Filed Dec 12, 2023 01:08 UTC
Deane Timothy MGVP, Applied Global Services
GrantCommon Stock 11,962 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029254 · form4.xml · nonDerivative · entry 1

Deane Timothy M · CIK 0001945425 · GVP, Applied Global Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,036

F1 · shares: Represents performance share units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur on December 19, 2026, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 56,294 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 43,493 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, October of 2024 through 2026 and January of 2024 through 2026, and (b) 12,801 performance share units are scheduled to vest in December of 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 07, 2023 Filed Dec 12, 2023 01:09 UTC GrantCommon Stock 10,951 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029255 · form4.xml · nonDerivative · entry 3

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,957

F5 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2024, subject to continued employment through each applicable vesting date.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 54,594 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,486 performance share units are scheduled to vest in December 2023, (b) 21,855 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (continued below)

F3 · balance_after: (c) 20,253 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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December 07, 2023 Filed Dec 12, 2023 01:09 UTC GrantCommon Stock 10,951 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029255 · form4.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · SVP, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,006

F4 · shares: Represents performance share units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2026, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 54,594 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,486 performance share units are scheduled to vest in December 2023, (b) 21,855 restricted stock units are scheduled to vest in installments in December of 2023 through 2025, and (continued below)

F3 · balance_after: (c) 20,253 performance share units are scheduled to vest in installments in December of 2024 and 2025, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.