Last 12 months
Inside the activity.
5 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 5 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 19, 2021 Filed Jul 20, 2021 00:15 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 4,000 | $5.41 | $21,650.00 |
DisclosureSEC source: 0001214659-21-007627 · marketforms-53446.xml · nonDerivative · entry 4 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,325,555 F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.4125. The range of purchase prices on the transaction date was $5.31 to $5.52 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 00:15 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 600 | $6.23 | $3,739.98 |
DisclosureSEC source: 0001214659-21-007627 · marketforms-53446.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,321,555 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.2333. The range of purchase prices on the transaction date was $6.16 to $6.60 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 15, 2021 Filed Jul 20, 2021 00:15 UTC |
AULT MILTON C III10% owner
|
SaleCommon Stock | 300 | $6.92 | $2,076.09 |
DisclosureSEC source: 0001214659-21-007627 · marketforms-53446.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,320,955 F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 15, 2021 Filed Jul 20, 2021 00:15 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 700 | $6.33 | $4,427.78 |
DisclosureSEC source: 0001214659-21-007627 · marketforms-53446.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,321,255 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.3254. The range of purchase prices on the transaction date was $6.18 to $6.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 14, 2021 Filed Jul 14, 2021 22:34 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 5,000 | $6.74 | $33,687.00 |
DisclosureSEC source: 0001214659-21-007504 · marketforms-53395.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,320,055 F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.7374. The range of purchase prices on the transaction date was $5.86 to $6.75 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 01:44 UTC Amendment |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 5,500 | $6.12 | $33,686.95 |
DisclosureSEC source: 0001214659-21-007541 · marketforms-53425.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,320,555 F4 · shares: The original Form 4 filed on July 14, 2021, is amended by this Form 4 amendment to correct an error in the amount of shares from "5,000" to "5,500". F5 · price: The original Form 4 filed on July 14, 2021, is amended by this Form 4 amendment to correct an error in the Price from "$6.7374" to "6.1249". The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.1249. The range of purchase prices on the transaction date was $5.86 to $6.75 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F6 · balance_after: The original Form 4 filed on July 14, 2021, is amended by this Form 4 amendment to correct an error in the amount of shares from "5,320,055" to "5,320,555". F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 22:34 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 900 | $6.26 | $5,636.97 |
DisclosureSEC source: 0001214659-21-007504 · marketforms-53395.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,315,055 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.2633. The range of purchase prices on the transaction date was $6.19 to $6.32 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 13, 2021 Filed Jul 16, 2021 01:44 UTC Amendment |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 900 | $6.26 | $5,636.97 |
DisclosureSEC source: 0001214659-21-007541 · marketforms-53425.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,315,055 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.2633. The range of purchase prices on the transaction date was $6.19 to $6.32 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 22:34 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 8,100 | $6.15 | $49,811.76 |
DisclosureSEC source: 0001214659-21-007504 · marketforms-53395.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,314,155 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.1496. The range of purchase prices on the transaction date was $5.92 to $6.22 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 12, 2021 Filed Jul 16, 2021 01:44 UTC Amendment |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 8,100 | $6.15 | $49,811.76 |
DisclosureSEC source: 0001214659-21-007541 · marketforms-53425.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,314,155 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.1496. The range of purchase prices on the transaction date was $5.92 to $6.22 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 08, 2021 Filed Jul 8, 2021 23:36 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 2,000 | $6.08 | $12,150.00 |
DisclosureSEC source: 0001214659-21-007388 · marketforms-53367.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,306,055 F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.0750. The range of purchase prices on the transaction date was $6.05 to $6.10 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 23:36 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 5,000 | $6.29 | $31,466.50 |
DisclosureSEC source: 0001214659-21-007388 · marketforms-53367.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,304,055 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.2933. The range of purchase prices on the transaction date was $5.89 to $6.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 23:36 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 7,000 | $7.07 | $49,492.80 |
DisclosureSEC source: 0001214659-21-007388 · marketforms-53367.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,299,055 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $7.0704. The range of purchase prices on the transaction date was $6.96 to $7.34 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 22:43 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 10,500 | $7.19 | $75,522.30 |
DisclosureSEC source: 0001214659-21-007254 · marketforms-53342.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,292,055 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $7.1926. The range of purchase prices on the transaction date was $6.91 to $7.60 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 22:43 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 15,500 | $7.75 | $120,138.95 |
DisclosureSEC source: 0001214659-21-007254 · marketforms-53342.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,281,555 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $7.7509. The range of purchase prices on the transaction date was $7.70 to $8.00 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 00:44 UTC |
AULT MILTON C III10% owner
|
SaleCommon Stock | 300 | $10.06 | $3,018.00 |
DisclosureSEC source: 0001214659-21-007043 · marketforms-53269.xml · nonDerivative · entry 6 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,266,055 F6 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $10.0598. The range of sale prices on the transaction date was $10.01 to $10.17 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 00:44 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 1,300 | $9.83 | $12,784.07 |
DisclosureSEC source: 0001214659-21-007043 · marketforms-53269.xml · nonDerivative · entry 5 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,266,355 F5 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $9.8339. The range of purchase prices on the transaction date was $9.57 to $10.23 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 00:44 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 400 | $11.40 | $4,560.00 |
DisclosureSEC source: 0001214659-21-007043 · marketforms-53269.xml · nonDerivative · entry 4 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,265,055 F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 00:44 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 1,800 | $10.12 | $18,207.72 |
DisclosureSEC source: 0001214659-21-007043 · marketforms-53269.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,264,655 F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $10.1154. The range of purchase prices on the transaction date was $9.85 to $10.45 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 00:44 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 6,800 | $9.38 | $63,760.88 |
DisclosureSEC source: 0001214659-21-007043 · marketforms-53269.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,262,855 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $9.3766. The range of purchase prices on the transaction date was $8.80 to $9.75 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 00:44 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 14,000 | $8.79 | $123,026.40 |
DisclosureSEC source: 0001214659-21-007043 · marketforms-53269.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,256,055 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $8.7876. The range of purchase prices on the transaction date was $8.64 to $9.08 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 24, 2021 Filed Jun 25, 2021 22:53 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 9,500 | $8.24 | $78,280.00 |
DisclosureSEC source: 0001214659-21-006948 · marketforms-53210.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,242,055 F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 22:53 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 2,500 | $8.96 | $22,400.00 |
DisclosureSEC source: 0001214659-21-006948 · marketforms-53210.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,232,555 F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 22, 2021 Filed Jun 22, 2021 22:02 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 22,000 | $7.73 | $170,027.00 |
DisclosureSEC source: 0001214659-21-006838 · marketforms-53190.xml · nonDerivative · entry 8 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,230,055 F6 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $7.7285. The range of purchase prices on the transaction date was $7.65 to $7.74 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 22:02 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 6,500 | $8.10 | $52,667.55 |
DisclosureSEC source: 0001214659-21-006838 · marketforms-53190.xml · nonDerivative · entry 7 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,208,055 F5 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $8.1027. The range of purchase prices on the transaction date was $8.04 to $8.24 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 22:02 UTC |
AULT MILTON C III10% owner
|
SaleCommon Stock | 500 | $9.52 | $4,760.00 |
DisclosureSEC source: 0001214659-21-006838 · marketforms-53190.xml · nonDerivative · entry 6 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,201,555 F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 22:02 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 16,500 | $9.28 | $153,172.80 |
DisclosureSEC source: 0001214659-21-006838 · marketforms-53190.xml · nonDerivative · entry 5 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,202,055 F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $9.2832. The range of purchase prices on the transaction date was $9.22 to $9.51 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 20:31 UTC |
AULT MILTON C III10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 750,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-21-006695 · marketforms-53159.xml · derivative · entry 4 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Life Sciences, Inc. Disclosed balance after: 0 Underlying: Common Stock · 15,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The 15,000,000 shares of Common Stock were issued to Ault Life Sciences, Inc. ("ALS") upon the conversion of the 750,000 shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock") owned by ALS, which conversion occurred automatically upon the closing of the Issuer's initial public offering without payment of further consideration. Mr. Ault has sole voting and investment power with respect to the shares of Series A Preferred Stock held of record by ALS. F2 · shares: The 15,000,000 shares of Common Stock were issued to Ault Life Sciences, Inc. ("ALS") upon the conversion of the 750,000 shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock") owned by ALS, which conversion occurred automatically upon the closing of the Issuer's initial public offering without payment of further consideration. Mr. Ault has sole voting and investment power with respect to the shares of Series A Preferred Stock held of record by ALS. F2 · price: The 15,000,000 shares of Common Stock were issued to Ault Life Sciences, Inc. ("ALS") upon the conversion of the 750,000 shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock") owned by ALS, which conversion occurred automatically upon the closing of the Issuer's initial public offering without payment of further consideration. Mr. Ault has sole voting and investment power with respect to the shares of Series A Preferred Stock held of record by ALS. F2 · derivative.exercise_date: The 15,000,000 shares of Common Stock were issued to Ault Life Sciences, Inc. ("ALS") upon the conversion of the 750,000 shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock") owned by ALS, which conversion occurred automatically upon the closing of the Issuer's initial public offering without payment of further consideration. Mr. Ault has sole voting and investment power with respect to the shares of Series A Preferred Stock held of record by ALS. F2 · derivative.expiration_date: The 15,000,000 shares of Common Stock were issued to Ault Life Sciences, Inc. ("ALS") upon the conversion of the 750,000 shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock") owned by ALS, which conversion occurred automatically upon the closing of the Issuer's initial public offering without payment of further consideration. Mr. Ault has sole voting and investment power with respect to the shares of Series A Preferred Stock held of record by ALS. F2 · ownership.nature: The 15,000,000 shares of Common Stock were issued to Ault Life Sciences, Inc. ("ALS") upon the conversion of the 750,000 shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock") owned by ALS, which conversion occurred automatically upon the closing of the Issuer's initial public offering without payment of further consideration. Mr. Ault has sole voting and investment power with respect to the shares of Series A Preferred Stock held of record by ALS. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 20:31 UTC |
AULT MILTON C III10% owner
|
ConversionCommon Stock | 15,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-006695 · marketforms-53159.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Life Sciences, Inc. Disclosed balance after: 15,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The 15,000,000 shares of Common Stock were issued to Ault Life Sciences, Inc. ("ALS") upon the conversion of the 750,000 shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock") owned by ALS, which conversion occurred automatically upon the closing of the Issuer's initial public offering without payment of further consideration. Mr. Ault has sole voting and investment power with respect to the shares of Series A Preferred Stock held of record by ALS. F2 · ownership.nature: The 15,000,000 shares of Common Stock were issued to Ault Life Sciences, Inc. ("ALS") upon the conversion of the 750,000 shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock") owned by ALS, which conversion occurred automatically upon the closing of the Issuer's initial public offering without payment of further consideration. Mr. Ault has sole voting and investment power with respect to the shares of Series A Preferred Stock held of record by ALS. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 22:02 UTC |
AULT MILTON C III10% owner
|
SaleCommon Stock | 500 | $10.80 | $5,400.00 |
DisclosureSEC source: 0001214659-21-006838 · marketforms-53190.xml · nonDerivative · entry 4 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,185,555 F3 · ownership.nature: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $10.5115. The range of purchase prices on the transaction date was $10.37 to $10.85 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 22:02 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 16,500 | $10.51 | $173,439.75 |
DisclosureSEC source: 0001214659-21-006838 · marketforms-53190.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,186,055 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $10.5115. The range of purchase prices on the transaction date was $10.37 to $10.85 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 16, 2021 Filed Jun 22, 2021 22:02 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 11,100 | $10.81 | $120,002.10 |
DisclosureSEC source: 0001214659-21-006838 · marketforms-53190.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,169,555 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $10.8110. The range of purchase prices on the transaction date was $10.76 to $10.87 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:31 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 2,000,000 | $5.00 | $10,000,000.00 |
DisclosureSEC source: 0001214659-21-006695 · marketforms-53159.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,094,555 F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 15, 2021 Filed Jun 22, 2021 22:02 UTC |
AULT MILTON C III10% owner
|
PurchaseCommon Stock | 1,400 | $12.72 | $17,808.00 |
DisclosureSEC source: 0001214659-21-006838 · marketforms-53190.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 5,158,455 F1 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document |
| June 15, 2021 Filed Jul 16, 2021 17:01 UTC |
McGrath Lynne FaheyDirector
|
GrantStock Options (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001214659-21-007597 · marketforms-53420.xml · derivative · entry 2 McGrath Lynne Fahey · CIK 0001866270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2026-09-12 F3 · derivative.exercise_date: The stock options (the "Options") vest in 36 equal monthly installments commencing on September 13, 2021 and are exercisable upon vesting. Read SEC document |
| June 15, 2021 Filed Jul 16, 2021 17:01 UTC |
McGrath Lynne FaheyDirector
|
GrantRestricted Stock Grant · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-007597 · marketforms-53420.xml · derivative · entry 1 McGrath Lynne Fahey · CIK 0001866270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2024-09-13 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F2 · derivative.exercise_date: The restricted stock grant vest contemporaneously with the Options (as defined below). Read SEC document |
| June 15, 2021 Filed Jul 16, 2021 21:00 UTC |
Oram JeffreyDirector
|
GrantStock Options (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001214659-21-007596 · marketforms-53422.xml · derivative · entry 2 Oram Jeffrey · CIK 0001864444 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2026-09-12 F3 · derivative.exercise_date: The stock options (the "Options") vest in 36 equal monthly installments commencing on September 13, 2021 and are exercisable upon vesting. Read SEC document |
| June 15, 2021 Filed Jul 16, 2021 21:00 UTC |
Oram JeffreyDirector
|
GrantRestricted Stock Grant · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-007596 · marketforms-53422.xml · derivative · entry 1 Oram Jeffrey · CIK 0001864444 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2024-09-13 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F2 · derivative.exercise_date: The restricted stock grant vest contemporaneously with the Options (as defined below). Read SEC document |
| June 15, 2021 Filed Jul 16, 2021 21:01 UTC |
GUSTAFSON MARKDirector
|
GrantStock Options (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001214659-21-007598 · marketforms-53418.xml · derivative · entry 2 GUSTAFSON MARK · CIK 0001303996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2026-09-12 F3 · derivative.exercise_date: The stock options (the "Options") vest in 36 equal monthly installments commencing on September 13, 2021 and are exercisable upon vesting. Read SEC document |
| June 15, 2021 Filed Jul 16, 2021 21:01 UTC |
GUSTAFSON MARKDirector
|
GrantRestricted Stock Grant · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-007598 · marketforms-53418.xml · derivative · entry 1 GUSTAFSON MARK · CIK 0001303996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2024-09-13 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F2 · derivative.exercise_date: The restricted stock grant vest contemporaneously with the Options (as defined below). Read SEC document |
| June 15, 2021 Filed Jul 16, 2021 21:01 UTC |
Woo Andrew H.Director
|
GrantStock Options (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001214659-21-007595 · marketforms-53428.xml · derivative · entry 2 Woo Andrew H. · CIK 0001867806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2026-09-12 F3 · derivative.exercise_date: The stock options (the "Options") vest in 36 equal monthly installments commencing on September 13, 2021 and are exercisable upon vesting. Read SEC document |
| June 15, 2021 Filed Jul 16, 2021 21:01 UTC |
Woo Andrew H.Director
|
GrantRestricted Stock Grant · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-007595 · marketforms-53428.xml · derivative · entry 1 Woo Andrew H. · CIK 0001867806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2024-09-13 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.0001, of Alzamend Neuro, Inc. F2 · derivative.exercise_date: The restricted stock grant vest contemporaneously with the Options (as defined below). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.