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Nasdaq · USD

ALT

Altimmune, Inc.

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Tapewire entity
5349
SEC CIK
0001326190
Parsed reports
367

Last 12 months

Inside the activity.

11 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202620
Feb 202600
Mar 202620
Apr 202630
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2016 Filed Oct 4, 2016 16:30 UTC Exercise / conversionStock option (right to buy) · Derivative 10,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001144204-16-126786 · v450001_4.xml · derivative · entry 9

SCHAFFER DERACE L · CIK 0001031735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:30 UTC Exercise / conversionCommon Stock, $0.0001 par value per share 20,000 $1.69 $33,800.00
Disclosure

SEC source: 0001144204-16-126786 · v450001_4.xml · nonDerivative · entry 7

SCHAFFER DERACE L · CIK 0001031735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:30 UTC Exercise / conversionCommon Stock, $0.0001 par value per share 20,000 $1.51 $30,200.00
Disclosure

SEC source: 0001144204-16-126786 · v450001_4.xml · nonDerivative · entry 6

SCHAFFER DERACE L · CIK 0001031735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:30 UTC Exercise / conversionCommon Stock, $0.0001 par value per share 20,000 $1.64 $32,800.00
Disclosure

SEC source: 0001144204-16-126786 · v450001_4.xml · nonDerivative · entry 5

SCHAFFER DERACE L · CIK 0001031735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:30 UTC Exercise / conversionCommon Stock, $0.0001 par value per share 20,000 $1.45 $29,000.00
Disclosure

SEC source: 0001144204-16-126786 · v450001_4.xml · nonDerivative · entry 4

SCHAFFER DERACE L · CIK 0001031735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:30 UTC Exercise / conversionCommon Stock, $0.0001 par value per share 20,000 $1.60 $32,000.00
Disclosure

SEC source: 0001144204-16-126786 · v450001_4.xml · nonDerivative · entry 3

SCHAFFER DERACE L · CIK 0001031735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:30 UTC Exercise / conversionCommon Stock, $0.0001 par value per share 20,000 $2.47 $49,400.00
Disclosure

SEC source: 0001144204-16-126786 · v450001_4.xml · nonDerivative · entry 2

SCHAFFER DERACE L · CIK 0001031735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:30 UTC Exercise / conversionCommon Stock, $0.0001 par value per share 10,000 $2.59 $25,900.00
Disclosure

SEC source: 0001144204-16-126786 · v450001_4.xml · nonDerivative · entry 1

SCHAFFER DERACE L · CIK 0001031735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 20:33 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 37,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001144204-16-126317 · v449797_4.xml · derivative · entry 7

RICHMAN ERIC I · CIK 0001313876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 20:33 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $1.48 $0.00
Disclosure

SEC source: 0001144204-16-126317 · v449797_4.xml · derivative · entry 6

RICHMAN ERIC I · CIK 0001313876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2020-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 20:33 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001144204-16-126317 · v449797_4.xml · derivative · entry 5

RICHMAN ERIC I · CIK 0001313876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2020-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 20:33 UTC Exercise / conversionCommon Stock, $0.0001 par value per share 37,500 $1.19 $44,625.00
Disclosure

SEC source: 0001144204-16-126317 · v449797_4.xml · nonDerivative · entry 3

RICHMAN ERIC I · CIK 0001313876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 20:33 UTC Exercise / conversionCommon Stock, $0.0001 par value per share 100,000 $1.48 $148,000.00
Disclosure

SEC source: 0001144204-16-126317 · v449797_4.xml · nonDerivative · entry 2

RICHMAN ERIC I · CIK 0001313876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 20:33 UTC Exercise / conversionCommon Stock, $0.0001 par value per share 100,000 $1.51 $151,000.00
Disclosure

SEC source: 0001144204-16-126317 · v449797_4.xml · nonDerivative · entry 1

RICHMAN ERIC I · CIK 0001313876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:09 UTC
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,656 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001144204-16-124773 · v449203_4.xml · derivative · entry 12

MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,969

Underlying: Common Stock · 17,656 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on December 3, 2015, and vest over a 3 year period with 25% vesting on the grant date and an additional 25% vesting on each of the first, second and third anniversaries of the grant date.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:09 UTC
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.71 $0.00
Disclosure

SEC source: 0001144204-16-124773 · v449203_4.xml · derivative · entry 11

MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in 4 equal annual installments, with the first installment exercisable on December 8, 2014.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:09 UTC
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,063 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001144204-16-124773 · v449203_4.xml · derivative · entry 10

MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,687

Underlying: Common Stock · 14,063 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options became exercisable in 4 equal annual installments, with the first installment exercisable on January 29, 2014.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:09 UTC
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,625 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001144204-16-124773 · v449203_4.xml · derivative · entry 9

MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,625 shares

Expires 2022-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options became exercisable in 4 equal annual installments, with the first installment exercisable on December 3, 2012.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:09 UTC
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,845 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001144204-16-124773 · v449203_4.xml · derivative · entry 8

MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,845 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:09 UTC
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,500 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001144204-16-124773 · v449203_4.xml · derivative · entry 7

MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options became exercisable in 4 equal annual installments, with the first installment exercisable on December 1, 2011.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:09 UTC
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
Exercise / conversionCommon Stock, par value $0.0001 per share 17,656 $1.66 $29,308.96
Disclosure

SEC source: 0001144204-16-124773 · v449203_4.xml · nonDerivative · entry 6

MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:09 UTC
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
Exercise / conversionCommon Stock, par value $0.0001 per share 10,000 $1.71 $17,100.00
Disclosure

SEC source: 0001144204-16-124773 · v449203_4.xml · nonDerivative · entry 5

MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:09 UTC
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
Exercise / conversionCommon Stock, par value $0.0001 per share 14,063 $1.94 $27,282.22
Disclosure

SEC source: 0001144204-16-124773 · v449203_4.xml · nonDerivative · entry 4

MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:09 UTC
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
Exercise / conversionCommon Stock, par value $0.0001 per share 5,625 $1.13 $6,356.25
Disclosure

SEC source: 0001144204-16-124773 · v449203_4.xml · nonDerivative · entry 3

MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:09 UTC
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
Exercise / conversionCommon Stock, par value $0.0001 per share 1,845 $1.21 $2,232.45
Disclosure

SEC source: 0001144204-16-124773 · v449203_4.xml · nonDerivative · entry 2

MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:09 UTC
MACNEILL PHILIPVP, CFO, Treasurer, Secretary
Exercise / conversionCommon Stock, par value $0.0001 per share 4,500 $1.21 $5,445.00
Disclosure

SEC source: 0001144204-16-124773 · v449203_4.xml · nonDerivative · entry 1

MACNEILL PHILIP · CIK 0001529856 · VP, CFO, Treasurer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 22:00 UTC
GILL JOHNDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.47 $0.00
Disclosure

SEC source: 0001144204-16-124460 · v449040_4.xml · derivative · entry 12

GILL JOHN · CIK 0001409939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2019-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 22:00 UTC
GILL JOHNDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001144204-16-124460 · v449040_4.xml · derivative · entry 11

GILL JOHN · CIK 0001409939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 22:00 UTC
GILL JOHNDirector · President and CEO
Exercise / conversionCommon Stock, par value $0.0001 per share 20,000 $2.47 $49,400.00
Disclosure

SEC source: 0001144204-16-124460 · v449040_4.xml · nonDerivative · entry 6

GILL JOHN · CIK 0001409939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 22:00 UTC
GILL JOHNDirector · President and CEO
Exercise / conversionCommon Stock, par value $0.0001 per share 10,000 $2.59 $25,900.00
Disclosure

SEC source: 0001144204-16-124460 · v449040_4.xml · nonDerivative · entry 5

GILL JOHN · CIK 0001409939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 21, 2016 01:37 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.69 $0.00
Disclosure

SEC source: 0001144204-16-124646 · v449145_4.xml · derivative · entry 12

St Peter Steven · CIK 0001352447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2025-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 21, 2016 01:37 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,004 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001144204-16-124646 · v449145_4.xml · derivative · entry 11

St Peter Steven · CIK 0001352447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,004 shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 21, 2016 01:37 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001144204-16-124646 · v449145_4.xml · derivative · entry 10

St Peter Steven · CIK 0001352447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2024-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 21, 2016 01:37 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001144204-16-124646 · v449145_4.xml · derivative · entry 9

St Peter Steven · CIK 0001352447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2023-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 21, 2016 01:37 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001144204-16-124646 · v449145_4.xml · derivative · entry 8

St Peter Steven · CIK 0001352447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 21, 2016 01:37 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001144204-16-124646 · v449145_4.xml · derivative · entry 7

St Peter Steven · CIK 0001352447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 21, 2016 01:37 UTC Exercise / conversionCommon Stock, par value $0.0001 per share 20,000 $1.69 $33,800.00
Disclosure

SEC source: 0001144204-16-124646 · v449145_4.xml · nonDerivative · entry 6

St Peter Steven · CIK 0001352447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 21, 2016 01:37 UTC Exercise / conversionCommon Stock, par value $0.0001 per share 10,004 $1.81 $18,107.24
Disclosure

SEC source: 0001144204-16-124646 · v449145_4.xml · nonDerivative · entry 5

St Peter Steven · CIK 0001352447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 21, 2016 01:37 UTC Exercise / conversionCommon Stock, par value $0.0001 per share 20,000 $1.51 $30,200.00
Disclosure

SEC source: 0001144204-16-124646 · v449145_4.xml · nonDerivative · entry 4

St Peter Steven · CIK 0001352447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 21, 2016 01:37 UTC Exercise / conversionCommon Stock, par value $0.0001 per share 20,000 $1.64 $32,800.00
Disclosure

SEC source: 0001144204-16-124646 · v449145_4.xml · nonDerivative · entry 3

St Peter Steven · CIK 0001352447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 21, 2016 01:37 UTC Exercise / conversionCommon Stock, par value $0.0001 per share 20,000 $1.45 $29,000.00
Disclosure

SEC source: 0001144204-16-124646 · v449145_4.xml · nonDerivative · entry 2

St Peter Steven · CIK 0001352447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2016 Filed Sep 21, 2016 01:37 UTC Exercise / conversionCommon Stock, par value $0.0001 per share 20,000 $1.60 $32,000.00
Disclosure

SEC source: 0001144204-16-124646 · v449145_4.xml · nonDerivative · entry 1

St Peter Steven · CIK 0001352447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 15, 2016 Filed Sep 19, 2016 21:47 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.69 $0.00
Disclosure

SEC source: 0001144204-16-124477 · v449073_4.xml · derivative · entry 12

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2025-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 15, 2016 Filed Sep 19, 2016 21:47 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001144204-16-124477 · v449073_4.xml · derivative · entry 11

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2024-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:47 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001144204-16-124477 · v449073_4.xml · derivative · entry 10

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2023-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:47 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001144204-16-124477 · v449073_4.xml · derivative · entry 9

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:47 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001144204-16-124477 · v449073_4.xml · derivative · entry 8

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:47 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001144204-16-124477 · v449073_4.xml · derivative · entry 7

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2019-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:47 UTC Exercise / conversionCommon Stock, par value $0.0001 per share 20,000 $1.69 $33,800.00
Disclosure

SEC source: 0001144204-16-124477 · v449073_4.xml · nonDerivative · entry 6

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:47 UTC Exercise / conversionCommon Stock, par value $0.0001 per share 20,000 $1.51 $30,200.00
Disclosure

SEC source: 0001144204-16-124477 · v449073_4.xml · nonDerivative · entry 5

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.