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ALSN

Allison Transmission Holdings Inc

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246
SEC CIK
0001411207
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1,295

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2020 Filed Feb 25, 2020 21:38 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 18,594 $0.00 Strike: $43.24 $0.00
Disclosure

SEC source: 0001411207-20-000025 · edgar.xml · derivative · entry 8

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,594

Underlying: Common Stock · 18,594 shares

Expires 2030-02-25

F7 · derivative.exercise_date: The option vests on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:23 UTC
Dick MichaelSVP, Ops and Purchasing
GrantRestricted Stock Units · Derivative 5,106 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · derivative · entry 8

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,106

Underlying: Common Stock · 5,106 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RSUs represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F9 · derivative.exercise_date: The RSUs vest on February 25, 2023.

F9 · derivative.expiration_date: The RSUs vest on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:23 UTC
Dick MichaelSVP, Ops and Purchasing
GrantEmployee Stock Option (right to buy) · Derivative 15,319 $0.00 Strike: $43.22 $0.00
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · derivative · entry 7

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,319

Underlying: Common Stock · 15,319 shares

Expires 2030-02-25

F7 · derivative.exercise_date: The option vests on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:18 UTC
Kirk Randall R.SVP, Prod Eng & Prog Mgmt
GrantRestricted Stock Units · Derivative 4,120 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000014 · edgar.xml · derivative · entry 8

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,120

Underlying: Common Stock · 4,120 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RSUs represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F9 · derivative.exercise_date: The RSUs vest on February 25, 2023.

F9 · derivative.expiration_date: The RSUs vest on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:18 UTC
Kirk Randall R.SVP, Prod Eng & Prog Mgmt
GrantEmployee Stock Option (right to buy) · Derivative 12,361 $0.00 Strike: $43.22 $0.00
Disclosure

SEC source: 0001411207-20-000014 · edgar.xml · derivative · entry 7

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,361

Underlying: Common Stock · 12,361 shares

Expires 2030-02-25

F7 · derivative.exercise_date: The option vests on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:15 UTC
Pittard Dana JHVP, Defense Programs
GrantRestricted Stock Units · Derivative 1,979 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · derivative · entry 12

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,979

Underlying: Common Stock · 1,979 shares

Expires not disclosed

F9 · derivative.exercise_price: Each RSUs represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F10 · derivative.exercise_date: The RSUs vest on February 25, 2023.

F10 · derivative.expiration_date: The RSUs vest on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:15 UTC
Pittard Dana JHVP, Defense Programs
GrantEmployee Stock Option (right to buy) · Derivative 5,937 $0.00 Strike: $43.22 $0.00
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · derivative · entry 11

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,937

Underlying: Common Stock · 5,937 shares

Expires 2030-02-25

F8 · derivative.exercise_date: The option vests on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:15 UTC
Pittard Dana JHVP, Defense Programs
GiftCommon Stock 4,512 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · nonDerivative · entry 7

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Indirect · Pittard Living Trust

Disclosed balance after: 6,788

F1 · kind: Represents a transfer of shares to the Pittard Living Trust.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:15 UTC
Pittard Dana JHVP, Defense Programs
GiftCommon Stock 4,512 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · nonDerivative · entry 6

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,793

F1 · kind: Represents a transfer of shares to the Pittard Living Trust.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
GrantRestricted Stock Units · Derivative 2,254 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000010 · edgar.xml · derivative · entry 8

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254

Underlying: Common Stock · 2,254 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RSUs represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F9 · derivative.exercise_date: The RSUs vest on February 25, 2023.

F9 · derivative.expiration_date: The RSUs vest on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
GrantEmployee Stock Option (right to buy) · Derivative 6,761 $0.00 Strike: $43.22 $0.00
Disclosure

SEC source: 0001411207-20-000010 · edgar.xml · derivative · entry 7

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,761

Underlying: Common Stock · 6,761 shares

Expires 2030-02-25

F7 · derivative.exercise_date: The option vests on February 25, 2023.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:32 UTC
Coll JohnSVP, Global MSS
Exercise / conversionDividend Equivalent Rights · Derivative 188 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000023 · edgar.xml · derivative · entry 7

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146

Underlying: Common Stock · 188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:32 UTC
Coll JohnSVP, Global MSS
Exercise / conversionRestricted Stock Units · Derivative 4,401 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000023 · edgar.xml · derivative · entry 6

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:32 UTC
Coll JohnSVP, Global MSS
Tax withholdingCommon Stock 1,423 $44.55 $63,394.65
Disclosure

SEC source: 0001411207-20-000023 · edgar.xml · nonDerivative · entry 3

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,241

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:32 UTC
Coll JohnSVP, Global MSS
Exercise / conversionCommon Stock 188 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000023 · edgar.xml · nonDerivative · entry 2

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:32 UTC
Coll JohnSVP, Global MSS
Exercise / conversionCommon Stock 4,401 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000023 · edgar.xml · nonDerivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:38 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionDividend Equivalent Rights · Derivative 81 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000025 · edgar.xml · derivative · entry 7

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128

Underlying: Common Stock · 81 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:38 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 1,980 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000025 · edgar.xml · derivative · entry 6

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:38 UTC
Bohley G FrederickSVP, CFO & Treasurer
Tax withholdingCommon Stock 699 $44.55 $31,140.45
Disclosure

SEC source: 0001411207-20-000025 · edgar.xml · nonDerivative · entry 3

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,302

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:38 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionCommon Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000025 · edgar.xml · nonDerivative · entry 2

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:38 UTC
Bohley G FrederickSVP, CFO & Treasurer
Exercise / conversionCommon Stock 1,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000025 · edgar.xml · nonDerivative · entry 1

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:23 UTC
Dick MichaelSVP, Ops and Purchasing
Exercise / conversionDividend Equivalent Rights · Derivative 201 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · derivative · entry 6

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154

Underlying: Common Stock · 201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:23 UTC
Dick MichaelSVP, Ops and Purchasing
Exercise / conversionRestricted Stock Units · Derivative 4,694 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · derivative · entry 5

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:23 UTC
Dick MichaelSVP, Ops and Purchasing
Tax withholdingCommon Stock 1,484 $44.55 $66,112.20
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · nonDerivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,918

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:23 UTC
Dick MichaelSVP, Ops and Purchasing
Exercise / conversionCommon Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · nonDerivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:23 UTC
Dick MichaelSVP, Ops and Purchasing
Exercise / conversionCommon Stock 4,694 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · nonDerivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:20 UTC
Graziosi David S.President and CEO
Exercise / conversionDividend Equivalent Rights · Derivative 556 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000016 · edgar.xml · derivative · entry 6

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:20 UTC
Graziosi David S.President and CEO
Exercise / conversionRestricted Stock Units · Derivative 12,836 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000016 · edgar.xml · derivative · entry 5

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:20 UTC
Graziosi David S.President and CEO
Tax withholdingCommon Stock 3,908 $44.55 $174,101.40
Disclosure

SEC source: 0001411207-20-000016 · edgar.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,144

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:20 UTC
Graziosi David S.President and CEO
Exercise / conversionCommon Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000016 · edgar.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:20 UTC
Graziosi David S.President and CEO
Exercise / conversionCommon Stock 12,836 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000016 · edgar.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:18 UTC
Kirk Randall R.SVP, Prod Eng & Prog Mgmt
Exercise / conversionDividend Equivalent Rights · Derivative 188 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000014 · edgar.xml · derivative · entry 6

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146

Underlying: Common Stock · 188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:18 UTC
Kirk Randall R.SVP, Prod Eng & Prog Mgmt
Exercise / conversionRestricted Stock Units · Derivative 4,401 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000014 · edgar.xml · derivative · entry 5

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:18 UTC
Kirk Randall R.SVP, Prod Eng & Prog Mgmt
Tax withholdingCommon Stock 1,380 $44.55 $61,479.00
Disclosure

SEC source: 0001411207-20-000014 · edgar.xml · nonDerivative · entry 3

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,181

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERS.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:18 UTC
Kirk Randall R.SVP, Prod Eng & Prog Mgmt
Exercise / conversionCommon Stock 188 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000014 · edgar.xml · nonDerivative · entry 2

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:18 UTC
Kirk Randall R.SVP, Prod Eng & Prog Mgmt
Exercise / conversionCommon Stock 4,401 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000014 · edgar.xml · nonDerivative · entry 1

Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prog Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:15 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionDividend Equivalent Rights · Derivative 103 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · derivative · entry 10

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77

Underlying: Common Stock · 103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F3 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F3 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:15 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionRestricted Stock Units · Derivative 2,465 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · derivative · entry 9

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:15 UTC
Pittard Dana JHVP, Defense Programs
Tax withholdingCommon Stock 875 $44.55 $38,981.25
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · nonDerivative · entry 5

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,305

F4 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:15 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 103 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · nonDerivative · entry 4

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:15 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 2,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000012 · edgar.xml · nonDerivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
Exercise / conversionDividend Equivalent Rights · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000010 · edgar.xml · derivative · entry 6

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73

Underlying: Common Stock · 92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000010 · edgar.xml · derivative · entry 5

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
Tax withholdingCommon Stock 792 $44.55 $35,283.60
Disclosure

SEC source: 0001411207-20-000010 · edgar.xml · nonDerivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,673

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
Exercise / conversionCommon Stock 92 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000010 · edgar.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:12 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
Exercise / conversionCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000010 · edgar.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:32 UTC
Coll JohnSVP, Global MSS
GrantPeformance Stock Units · Derivative 3,608 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000023 · edgar.xml · derivative · entry 5

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,608

Underlying: Common Stock · 3,608 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of ALSN common stock.

F5 · shares: On February 22, 2017, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2017 - 2019. As determined on February 21, 2020, based on ALSN's actual performance for 2017 - 2019, the reporting person earnedd 3,608 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2020.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2020.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:38 UTC
Bohley G FrederickSVP, CFO & Treasurer
GrantPerformance Stock Units · Derivative 1,623 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000025 · edgar.xml · derivative · entry 5

Bohley G Frederick · CIK 0001741824 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,623

Underlying: Common Stock · 1,623 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs'") represents a contingent right to receive one share of ALSN common stock.

F5 · shares: On February 22, 2017, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2017 - 2019. As determined on February 21, 2020, based on ALSN's actual performance for 2017 - 2019, the reporting person earned 1,623 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2020.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2020.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:25 UTC GrantPerformance Stock Units · Derivative 24,057 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000020 · edgar.xml · derivative · entry 1

Dewey Lawrence E. · CIK 0001543489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,057

Underlying: Common Stock · 24,057 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs') represents a contingent right to receive one share of Allison Transmission Holdings, Inc.(the "Company") common stock.

F2 · shares: On February 22, 2017, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2017 - 2019. As determined on February 21, 2020, based on the Company's actual performance for 2017 - 2019, the reporting person earned 24,057 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2020.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2020.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:23 UTC
Dick MichaelSVP, Ops and Purchasing
GrantPerformance Stock Units · Derivative 3,849 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · derivative · entry 4

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,849

Underlying: Common Stock · 3,849 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of ALSN common stock.

F5 · shares: On February 22, 2017, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2017 - 2019. As determined on February 21, 2020, based on ALSN's actual performance for 2017 - 2019, the reporting person earned 3,849 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2020.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.