Tapewire

NYSE · USD

ALSN

Allison Transmission Holdings Inc

Export transactions ↓
Tapewire entity
246
SEC CIK
0001411207
Parsed reports
1,295

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202603
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Bohley G FrederickCOO, CFO & Treasurer
Exercise / conversionCommon Stock 2,223 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-026628 · ownership.xml · nonDerivative · entry 1

Bohley G Frederick · CIK 0001741824 · COO, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionDividend Equivalent Rights · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-026625 · ownership.xml · derivative · entry 11

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126

Underlying: Common Stock · 7 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionRestricted Stock Units · Derivative 736 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-026625 · ownership.xml · derivative · entry 10

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,472

Underlying: Common Stock · 736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Tax withholdingCommon Stock 252 $100.67 $25,368.84
Disclosure

SEC source: 0000950170-25-026625 · ownership.xml · nonDerivative · entry 3

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,119

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionCommon Stock 7 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-026625 · ownership.xml · nonDerivative · entry 2

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
van Niekerk TeresaVP, Chief Procurement Officer
Exercise / conversionCommon Stock 736 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-026625 · ownership.xml · nonDerivative · entry 1

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Milburn Ryan A.VP, Engr. & Tech Dev.
Exercise / conversionDividend Equivalent Rights · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-026620 · ownership.xml · derivative · entry 11

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122

Underlying: Common Stock · 7 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Milburn Ryan A.VP, Engr. & Tech Dev.
Exercise / conversionRestricted Stock Units · Derivative 715 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-026620 · ownership.xml · derivative · entry 10

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,431

Underlying: Common Stock · 715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Milburn Ryan A.VP, Engr. & Tech Dev.
Tax withholdingCommon Stock 245 $100.67 $24,664.15
Disclosure

SEC source: 0000950170-25-026620 · ownership.xml · nonDerivative · entry 3

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,138

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Milburn Ryan A.VP, Engr. & Tech Dev.
Exercise / conversionCommon Stock 7 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-026620 · ownership.xml · nonDerivative · entry 2

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Milburn Ryan A.VP, Engr. & Tech Dev.
Exercise / conversionCommon Stock 715 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-026620 · ownership.xml · nonDerivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionDividend Equivalent Rights · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-026614 · ownership.xml · derivative · entry 12

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101

Underlying: Common Stock · 5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionRestricted Stock Units · Derivative 598 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-026614 · ownership.xml · derivative · entry 11

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,197

Underlying: Common Stock · 598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Pittard Dana JHVP, Defense Programs
Tax withholdingCommon Stock 210 $100.67 $21,140.70
Disclosure

SEC source: 0000950170-25-026614 · ownership.xml · nonDerivative · entry 3

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,053

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 5 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-026614 · ownership.xml · nonDerivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Pittard Dana JHVP, Defense Programs
Exercise / conversionCommon Stock 598 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-026614 · ownership.xml · nonDerivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Scroggins Eric C.VP, Gen. Counsel & Assist. Sec
Exercise / conversionDividend Equivalent Rights · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-026613 · ownership.xml · derivative · entry 11

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Assist. Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122

Underlying: Common Stock · 8 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Scroggins Eric C.VP, Gen. Counsel & Assist. Sec
Exercise / conversionRestricted Stock Units · Derivative 739 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-026613 · ownership.xml · derivative · entry 10

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Assist. Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,480

Underlying: Common Stock · 739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Scroggins Eric C.VP, Gen. Counsel & Assist. Sec
Tax withholdingCommon Stock 260 $100.67 $26,174.20
Disclosure

SEC source: 0000950170-25-026613 · ownership.xml · nonDerivative · entry 3

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Assist. Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,097

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Scroggins Eric C.VP, Gen. Counsel & Assist. Sec
Exercise / conversionCommon Stock 8 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-026613 · ownership.xml · nonDerivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Assist. Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:05 UTC
Scroggins Eric C.VP, Gen. Counsel & Assist. Sec
Exercise / conversionCommon Stock 739 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-026613 · ownership.xml · nonDerivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Assist. Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 16:05 UTC
Eifert ThomasVP, Quality Plan & Prog Mgmt
GrantRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024827 · ownership.xml · derivative · entry 2

Eifert Thomas · CIK 0001878235 · VP, Quality Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,151

Underlying: Common Stock · 1,151 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 16:05 UTC
Eifert ThomasVP, Quality Plan & Prog Mgmt
GrantEmployee Stock Option (right to buy) · Derivative 3,455 $0.00 Strike: $103.78 $0.00
Disclosure

SEC source: 0000950170-25-024827 · ownership.xml · derivative · entry 1

Eifert Thomas · CIK 0001878235 · VP, Quality Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,455

Underlying: Common Stock · 3,455 shares

Expires 2035-02-19

F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 16:05 UTC
Coll JohnSVP, Global MSS
GrantRestricted Stock Units · Derivative 2,113 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024832 · ownership.xml · derivative · entry 2

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,113

Underlying: Common Stock · 2,113 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 16:05 UTC
Coll JohnSVP, Global MSS
GrantEmployee Stock Option (right to buy) · Derivative 6,342 $0.00 Strike: $103.78 $0.00
Disclosure

SEC source: 0000950170-25-024832 · ownership.xml · derivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,342

Underlying: Common Stock · 6,342 shares

Expires 2035-02-19

F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:05 UTC
Pittard Dana JHVP, Defense Programs
GrantRestricted Stock Units · Derivative 949 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024831 · ownership.xml · derivative · entry 2

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 949

Underlying: Common Stock · 949 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:05 UTC
Pittard Dana JHVP, Defense Programs
GrantEmployee Stock Option (right to buy) · Derivative 2,847 $0.00 Strike: $103.78 $0.00
Disclosure

SEC source: 0000950170-25-024831 · ownership.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,847

Underlying: Common Stock · 2,847 shares

Expires 2035-02-19

F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:05 UTC
van Niekerk TeresaVP, Chief Procurement Officer
GrantRestricted Stock Units · Derivative 1,181 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024830 · ownership.xml · derivative · entry 2

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,181

Underlying: Common Stock · 1,181 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:05 UTC
van Niekerk TeresaVP, Chief Procurement Officer
GrantEmployee Stock Option (right to buy) · Derivative 3,543 $0.00 Strike: $103.78 $0.00
Disclosure

SEC source: 0000950170-25-024830 · ownership.xml · derivative · entry 1

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,543

Underlying: Common Stock · 3,543 shares

Expires 2035-02-19

F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:05 UTC
Milburn Ryan A.VP, Engr. & Tech Dev.
GrantRestricted Stock Units · Derivative 1,151 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024825 · ownership.xml · derivative · entry 2

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,151

Underlying: Common Stock · 1,151 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:05 UTC
Milburn Ryan A.VP, Engr. & Tech Dev.
GrantEmployee Stock Option (right to buy) · Derivative 3,455 $0.00 Strike: $103.78 $0.00
Disclosure

SEC source: 0000950170-25-024825 · ownership.xml · derivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,455

Underlying: Common Stock · 3,455 shares

Expires 2035-02-19

F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:05 UTC
Graziosi David S.Director · Chair, President and CEO
GrantRestricted Stock Units · Derivative 17,915 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024829 · ownership.xml · derivative · entry 2

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,915

Underlying: Common Stock · 17,915 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:05 UTC
Graziosi David S.Director · Chair, President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 53,761 $0.00 Strike: $103.78 $0.00
Disclosure

SEC source: 0000950170-25-024829 · ownership.xml · derivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,761

Underlying: Common Stock · 53,761 shares

Expires 2035-02-19

F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:05 UTC
Scroggins Eric C.VP, Gen. Counsel & Assist. Sec
GrantRestricted Stock Units · Derivative 1,248 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024824 · ownership.xml · derivative · entry 2

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Assist. Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,248

Underlying: Common Stock · 1,248 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:05 UTC
Scroggins Eric C.VP, Gen. Counsel & Assist. Sec
GrantEmployee Stock Option (right to buy) · Derivative 3,746 $0.00 Strike: $103.78 $0.00
Disclosure

SEC source: 0000950170-25-024824 · ownership.xml · derivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Assist. Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,746

Underlying: Common Stock · 3,746 shares

Expires 2035-02-19

F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:05 UTC
Bohley G FrederickCOO, CFO & Treasurer
GrantRestricted Stock Units · Derivative 4,772 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-024828 · ownership.xml · derivative · entry 2

Bohley G Frederick · CIK 0001741824 · COO, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,772

Underlying: Common Stock · 4,772 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:05 UTC
Bohley G FrederickCOO, CFO & Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 14,322 $0.00 Strike: $103.78 $0.00
Disclosure

SEC source: 0000950170-25-024828 · ownership.xml · derivative · entry 1

Bohley G Frederick · CIK 0001741824 · COO, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,322

Underlying: Common Stock · 14,322 shares

Expires 2035-02-19

F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 19, 2026.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 16:05 UTC
Eifert ThomasVP, Quality Plan & Prog Mgmt
GrantPerformance Stock Units · Derivative 6,354 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-018823 · ownership.xml · derivative · entry 1

Eifert Thomas · CIK 0001878235 · VP, Quality Plan & Prog Mgmt

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,354

Underlying: Common Stock · 6,354 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 23, 2022, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2022-2024. As determined on February 10, 2025, based on ALSN's actual performance for 2022-2024, the reporting person earned 6,354 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2025.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2025.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 16:05 UTC
Coll JohnSVP, Global MSS
GrantPerformance Stock Units · Derivative 11,522 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-018827 · ownership.xml · derivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,522

Underlying: Common Stock · 11,522 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 23, 2022, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2022-2024. As determined on February 10, 2025, based on ALSN's actual performance for 2022-2024, the reporting person earned 11,522 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2025.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2025.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:05 UTC
Pittard Dana JHVP, Defense Programs
GrantPerformance Stock Units · Derivative 5,372 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-018826 · ownership.xml · derivative · entry 1

Pittard Dana JH · CIK 0001661939 · VP, Defense Programs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,372

Underlying: Common Stock · 5,372 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 23, 2022, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2022-2024. As determined on February 10, 2025, based on ALSN's actual performance for 2022-2024, the reporting person earned 5,372 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2025.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2025.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:05 UTC
Graziosi David S.Director · Chair, President and CEO
GrantPerformance Stock Units · Derivative 88,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-018825 · ownership.xml · derivative · entry 1

Graziosi David S. · CIK 0001543492 · Director · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,600

Underlying: Common Stock · 88,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 24, 2022, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2022-2024. As determined on February 10, 2025, based on ALSN's actual performance for 2022-2024, the reporting person earned 88,600 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2025.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2025.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:05 UTC
Bohley G FrederickCOO, CFO & Treasurer
GrantPerformance Stock Units · Derivative 17,316 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-018824 · ownership.xml · derivative · entry 1

Bohley G Frederick · CIK 0001741824 · COO, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,316

Underlying: Common Stock · 17,316 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 23, 2022, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2022-2024. As determined on February 10, 2025, based on ALSN's actual performance for 2022-2024, the reporting person earned 17,316 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2025.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2025.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:05 UTC
van Niekerk TeresaVP, Chief Procurement Officer
GrantPerformance Stock Units · Derivative 6,604 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-018829 · ownership.xml · derivative · entry 1

van Niekerk Teresa · CIK 0001918190 · VP, Chief Procurement Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,604

Underlying: Common Stock · 6,604 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 23, 2022, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2022-2024. As determined on February 10, 2025, based on ALSN's actual performance for 2022-2024, the reporting person earned 6,604 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2025.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2025.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:05 UTC
Milburn Ryan A.VP, Engr. & Tech Dev.
GrantPerformance Stock Units · Derivative 6,354 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-018819 · ownership.xml · derivative · entry 1

Milburn Ryan A. · CIK 0001543604 · VP, Engr. & Tech Dev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,354

Underlying: Common Stock · 6,354 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 23, 2022, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2022-2024. As determined on February 10, 2025, based on ALSN's actual performance for 2022-2024, the reporting person earned 6,354 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2025.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2025.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:05 UTC
Scroggins Eric C.VP, Gen. Counsel and Secretary
GrantPerformance Stock Units · Derivative 6,362 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-018828 · ownership.xml · derivative · entry 1

Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,362

Underlying: Common Stock · 6,362 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 23, 2022, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2022-2024. As determined on February 10, 2025, based on ALSN's actual performance for 2022-2024, the reporting person earned 6,362 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2025.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2025.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 16:05 UTC GrantDeferred Stock Units · Derivative 235 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-017873 · ownership.xml · derivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,115

Underlying: Common Stock · 235 shares

Expires not disclosed

F1 · security: These deferred stock units ("DSUs") represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Allison Transmission Holdings, Inc. (the "Company") Eighth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.

F2 · derivative.exercise_price: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F3 · shares: The number of DSUs received was calculated based on $115.80, which was the closing price of the Company's common stock on the date of grant.

F2 · derivative.exercise_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F2 · derivative.expiration_date: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:05 UTC GrantCommon Stock 102 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-017878 · ownership.xml · nonDerivative · entry 1

Christman Philip J · CIK 0001756611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,350

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Eighth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · shares: The number of shares of common stock received was calculated based on $115.80, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:05 UTC GrantCommon Stock 102 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-017876 · ownership.xml · nonDerivative · entry 1

BARBOUR D. SCOTT · CIK 0001716232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,063

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Eighth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · shares: The number of shares of common stock received was calculated based on $115.80, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:05 UTC GrantCommon Stock 205 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-017875 · ownership.xml · nonDerivative · entry 1

Ostojic Sasha · CIK 0001942133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,693

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Eighth Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · shares: The number of shares of common stock received was calculated based on $115.80, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 16:05 UTC
Coll JohnSVP, Global MSS
SaleCommon Stock 2,000 $108.40 $216,800.00
Disclosure

SEC source: 0000950170-25-001133 · ownership.xml · nonDerivative · entry 1

Coll John · CIK 0001687117 · SVP, Global MSS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,420

F1 · shares: This sale was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.