Tapewire

Nasdaq · USD

ALRM

Alarm.com Holdings, Inc.

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4286
SEC CIK
0001459200
Parsed reports
405

Last 12 months

Inside the activity.

4 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202503
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202606
Jun 202603
Jul 202601
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2019 Filed Aug 21, 2019 21:53 UTC
Trundle StephenDirector · President and CEO
GiftCommon Stock 25,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047043 · doc4.xml · nonDerivative · entry 3

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,493

F3 · kind: These shares were previously reported as held by the Stephen Trundle 2015 4 year GRAT (the "4 Year GRAT") with the Reporting Person serving as the sole trustee of the 4 Year GRAT. On June 24, 2019, the Reporting Person ceased serving as trustee of the 4 Year GRAT. In connection with the termination of the 4 Year GRAT on August 21, 2019, 25,050 of the shares were distributed to the Reporting Person and are reported on this Form 4 as directly owned and the remaining 159,569 shares held by the 4 Year GRAT were transferred to the Stephen Trundle 2015 Gift Trust (the "Trust").

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August 19, 2019 Filed Aug 21, 2019 21:53 UTC
Trundle StephenDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001209191-19-047043 · doc4.xml · derivative · entry 6

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,000

Underlying: Common Stock · 20,000 shares

Expires 2023-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: This option is fully vested and immediately exercisable.

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August 19, 2019 Filed Aug 21, 2019 21:53 UTC
Trundle StephenDirector · President and CEO
SaleCommon Stock 20,000 $47.18 $943,600.00
Disclosure

SEC source: 0001209191-19-047043 · doc4.xml · nonDerivative · entry 2

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,443

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.81 - $47.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:53 UTC
Trundle StephenDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $4.00 $80,000.00
Disclosure

SEC source: 0001209191-19-047043 · doc4.xml · nonDerivative · entry 1

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 16:25 UTC
Martin Jean-PaulChief Technology Officer
OtherCommon Stock 60,252 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037142 · doc4.xml · nonDerivative · entry 1

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,197

F1 · kind: These shares were transferred in connection with a divorce settlement.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 22:21 UTC
McAdam Timothy PDirector · 10% owner · May be part of a 13(d) group
Marshall Christopher PDirector · 10% owner · Director by Deputization
Hoag Jay CDirector · 10% owner · Director by Deputization
KIMBALL RICKDirector · 10% owner · Director by Deputization
Reynolds Jon QDirector · 10% owner · Director by Deputization
TCV VII Management, L.L.C.Director · 10% owner · Director by Deputization
Trudeau RobertDirector · 10% owner · Director by Deputization
Drew JohnDirector · 10% owner · Director by Deputization
GrantCommon Stock 2,711 $0.00 $0.00
Disclosure

SEC source: 0001498115-19-000003 · edgar.xml · nonDerivative · entry 1

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

TCV VII Management, L.L.C. · CIK 0001709041 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII Management, L.L.C.

Disclosed balance after: 9,872

F1 · security: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on the day immediately preceding the Issuer's 2020 annual meeting of stockholders, subject to Timothy P. McAdam's continued service with the Issuer on such date.

F3 · ownership.nature: Held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (collectively, the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.

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June 06, 2019 Filed Jun 10, 2019 20:36 UTC GrantCommon Stock 2,711 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035821 · doc4.xml · nonDerivative · entry 1

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,724

F1 · security: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on the date preceding the date of the Issuer's 2020 annual meeting of stockholders, subject to the Reporting Person's continued service with the Issuer on such date.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 16:37 UTC GrantCommon Stock 2,711 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035822 · doc4.xml · nonDerivative · entry 1

Lee Michelle K. · CIK 0001728889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,815

F1 · security: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on the date preceding the date of the Issuer's 2020 annual meeting of stockholders, subject to the Reporting Person's continued service with the Issuer on such date.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:35 UTC GrantCommon Stock 2,711 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035819 · doc4.xml · nonDerivative · entry 1

Clarke Donald E · CIK 0001297831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,872

F1 · security: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on the date preceding the date of the Issuer's 2020 annual meeting of stockholders, subject to the Reporting Person's continued service with the Issuer on such date.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:38 UTC GrantCommon Stock 2,711 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035823 · doc4.xml · nonDerivative · entry 1

NEVIN DARIUS G · CIK 0001184810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,711

F1 · security: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on the date preceding the date of the Issuer's 2020 annual meeting of stockholders, subject to the Reporting Person's continued service with the Issuer on such date.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:35 UTC
PANERO HUGHDirector
GrantCommon Stock 2,711 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035815 · doc4.xml · nonDerivative · entry 1

PANERO HUGH · CIK 0001268617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,546

F1 · security: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on the date preceding the date of the Issuer's 2020 annual meeting of stockholders, subject to the Reporting Person's continued service with the Issuer on such date.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:01 UTC
Valenzuela SteveChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,083 $0.00 Strike: $27.90 $0.00
Disclosure

SEC source: 0001209191-19-034884 · doc4.xml · derivative · entry 3

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,417

Underlying: Common Stock · 1,083 shares

Expires 2026-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 20% of the shares underlying the option vested and became exercisable on November 15, 2017; the remainder of the shares underlying the option shall vest and become exercisable ratably on a monthly basis over the following four (4) years on the first day of each month beginning on December 1, 2017, subject to the Reporting Person's continuous service with the Issuer as of each such date.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:01 UTC
Valenzuela SteveChief Financial Officer
SaleCommon Stock 1,083 $57.99 $62,803.17
Disclosure

SEC source: 0001209191-19-034884 · doc4.xml · nonDerivative · entry 2

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,549

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 22:01 UTC
Valenzuela SteveChief Financial Officer
Exercise / conversionCommon Stock 1,083 $27.90 $30,215.70
Disclosure

SEC source: 0001209191-19-034884 · doc4.xml · nonDerivative · entry 1

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 24, 2019 Filed Feb 16, 2021 21:33 UTC
Trundle StephenDirector · President and CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010750 · doc5.xml · nonDerivative · entry 3

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,741

Read SEC document
May 16, 2019 Filed May 20, 2019 17:11 UTC
Martin Jean-PaulChief Technology Officer
SaleCommon Stock 9 $58.87 $529.83
Disclosure

SEC source: 0001209191-19-031454 · doc4.xml · nonDerivative · entry 2

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,449

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.86 - $58.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 16, 2019 Filed May 20, 2019 17:11 UTC
Martin Jean-PaulChief Technology Officer
SaleCommon Stock 943 $58.41 $55,080.63
Disclosure

SEC source: 0001209191-19-031454 · doc4.xml · nonDerivative · entry 1

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,458

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.86 - $58.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:09 UTC
Kerzner DanielChief Product Officer
SaleCommon Stock 12 $58.87 $706.44
Disclosure

SEC source: 0001209191-19-031451 · doc4.xml · nonDerivative · entry 2

Kerzner Daniel · CIK 0001642717 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,106

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.86 - $58.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:09 UTC
Kerzner DanielChief Product Officer
SaleCommon Stock 1,257 $58.42 $73,433.94
Disclosure

SEC source: 0001209191-19-031451 · doc4.xml · nonDerivative · entry 1

Kerzner Daniel · CIK 0001642717 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,118

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.86 - $58.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:10 UTC
Ramos DanielSr. VP-Corporate Development
SaleCommon Stock 12 $58.87 $706.44
Disclosure

SEC source: 0001209191-19-031453 · doc4.xml · nonDerivative · entry 2

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,848

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.86 - $58.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:10 UTC
Ramos DanielSr. VP-Corporate Development
SaleCommon Stock 1,257 $58.42 $73,433.94
Disclosure

SEC source: 0001209191-19-031453 · doc4.xml · nonDerivative · entry 1

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,860

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.86 - $58.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:08 UTC
BEDELL JEFFREY AChief Strategy & Innovation
SaleCommon Stock 12 $58.87 $706.44
Disclosure

SEC source: 0001209191-19-031449 · doc4.xml · nonDerivative · entry 2

BEDELL JEFFREY A · CIK 0001203474 · Chief Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,224

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.86 - $58.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:08 UTC
BEDELL JEFFREY AChief Strategy & Innovation
SaleCommon Stock 1,257 $58.42 $73,433.94
Disclosure

SEC source: 0001209191-19-031449 · doc4.xml · nonDerivative · entry 1

BEDELL JEFFREY A · CIK 0001203474 · Chief Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,236

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.86 - $58.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:20 UTC
Valenzuela SteveChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,084 $0.00 Strike: $27.90 $0.00
Disclosure

SEC source: 0001209191-19-027352 · doc4.xml · derivative · entry 3

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 1,084 shares

Expires 2026-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 20% of the shares underlying the option vested and became exercisable on November 15, 2017; the remainder of the shares underlying the option shall vest and become exercisable ratably on a monthly basis over the following four (4) years on the first day of each month beginning on December 1, 2017, subject to the Reporting Person's continuous service with the Issuer as of each such date.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:20 UTC
Valenzuela SteveChief Financial Officer
SaleCommon Stock 1,084 $71.07 $77,039.88
Disclosure

SEC source: 0001209191-19-027352 · doc4.xml · nonDerivative · entry 2

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,549

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:20 UTC
Valenzuela SteveChief Financial Officer
Exercise / conversionCommon Stock 1,084 $27.90 $30,243.60
Disclosure

SEC source: 0001209191-19-027352 · doc4.xml · nonDerivative · entry 1

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 22, 2019 Filed Apr 24, 2019 20:34 UTC
Trundle StephenDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001209191-19-025762 · doc4.xml · derivative · entry 6

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,000

Underlying: Common Stock · 20,000 shares

Expires 2023-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: This option is fully vested and immediately exercisable.

Read SEC document
April 22, 2019 Filed Apr 24, 2019 20:34 UTC
Trundle StephenDirector · President and CEO
SaleCommon Stock 20,000 $67.63 $1,352,600.00
Disclosure

SEC source: 0001209191-19-025762 · doc4.xml · nonDerivative · entry 2

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,443

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.13 - $67.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
April 22, 2019 Filed Apr 24, 2019 20:34 UTC
Trundle StephenDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $4.00 $80,000.00
Disclosure

SEC source: 0001209191-19-025762 · doc4.xml · nonDerivative · entry 1

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 20:49 UTC
Trundle StephenDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001209191-19-024263 · doc4.xml · derivative · entry 6

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 15,000 shares

Expires 2023-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: This option is fully vested and immediately exercisable.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 20:49 UTC
Trundle StephenDirector · President and CEO
SaleCommon Stock 15,000 $64.71 $970,650.00
Disclosure

SEC source: 0001209191-19-024263 · doc4.xml · nonDerivative · entry 2

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,443

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.25 - $65.125, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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April 08, 2019 Filed Apr 10, 2019 20:49 UTC
Trundle StephenDirector · President and CEO
Exercise / conversionCommon Stock 15,000 $4.00 $60,000.00
Disclosure

SEC source: 0001209191-19-024263 · doc4.xml · nonDerivative · entry 1

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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April 02, 2019 Filed Apr 3, 2019 16:13 UTC
Martin Jean-PaulChief Technology Officer
SaleCommon Stock 603 $64.63 $38,971.89
Disclosure

SEC source: 0001209191-19-023075 · doc4.xml · nonDerivative · entry 2

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,401

F3 · shares: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.20 - $65.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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April 02, 2019 Filed Apr 3, 2019 20:12 UTC
Kerzner DanielChief Product Officer
SaleCommon Stock 758 $64.63 $48,989.54
Disclosure

SEC source: 0001209191-19-023073 · doc4.xml · nonDerivative · entry 2

Kerzner Daniel · CIK 0001642717 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,375

F3 · shares: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.20 - $65.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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April 02, 2019 Filed Apr 3, 2019 20:15 UTC
Trundle StephenDirector · President and CEO
SaleCommon Stock 2,271 $64.63 $146,774.73
Disclosure

SEC source: 0001209191-19-023082 · doc4.xml · nonDerivative · entry 2

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,443

F3 · shares: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.20 - $65.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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April 02, 2019 Filed Apr 3, 2019 20:14 UTC
Ramos DanielSr. VP-Corporate Development
SaleCommon Stock 607 $64.63 $39,230.41
Disclosure

SEC source: 0001209191-19-023076 · doc4.xml · nonDerivative · entry 2

Ramos Daniel · CIK 0001642533 · Sr. VP-Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,117

F4 · shares: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.20 - $65.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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April 02, 2019 Filed Apr 3, 2019 20:10 UTC
BEDELL JEFFREY AChief Strategy & Innovation
SaleCommon Stock 607 $64.63 $39,230.41
Disclosure

SEC source: 0001209191-19-023069 · doc4.xml · nonDerivative · entry 2

BEDELL JEFFREY A · CIK 0001203474 · Chief Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,493

F3 · shares: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.20 - $65.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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April 01, 2019 Filed Apr 3, 2019 16:13 UTC
Martin Jean-PaulChief Technology Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $65.03 $0.00
Disclosure

SEC source: 0001209191-19-023075 · doc4.xml · derivative · entry 3

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-03-31

F5 · derivative.exercise_date: This option shall vest and become exercisable in sixty (60) equal monthly installments on the 1st day of each calendar month beginning on May 1, 2019, subject to the Reporting Person's continued service with the Issuer through each such date.

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April 01, 2019 Filed Apr 3, 2019 16:13 UTC
Martin Jean-PaulChief Technology Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023075 · doc4.xml · nonDerivative · entry 1

Martin Jean-Paul · CIK 0001642950 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,004

F1 · security: This security represents restricted stock units granted under the Issuer's 2015 Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The restricted stock unit (the "RSU") shall vest in five (5) equal annual installments beginning on April 1, 2020, such that the RSU shall be fully vested on April 1, 2024, subject to the Reporting Person's continued service with the Issuer through each such date.

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April 01, 2019 Filed Apr 3, 2019 16:11 UTC
Hutz DavidChief Systems Architect
GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $65.03 $0.00
Disclosure

SEC source: 0001209191-19-023071 · doc4.xml · derivative · entry 2

Hutz David · CIK 0001642898 · Chief Systems Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-03-31

F3 · derivative.exercise_date: This option shall vest and become exercisable in sixty (60) equal monthly installments on the 1st day of each calendar month beginning on May 1, 2019, subject to the Reporting Person's continued service with the Issuer through each such date.

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April 01, 2019 Filed Apr 3, 2019 16:11 UTC
Hutz DavidChief Systems Architect
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023071 · doc4.xml · nonDerivative · entry 1

Hutz David · CIK 0001642898 · Chief Systems Architect

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,522

F1 · security: This security represents restricted stock units granted under the Issuer's 2015 Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The restricted stock unit (the "RSU") shall vest in five (5) equal annual installments beginning on April 1, 2020, such that the RSU shall be fully vested on April 1, 2024, subject to the Reporting Person's continued service with the Issuer through each such date.

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April 01, 2019 Filed Apr 3, 2019 20:12 UTC
Kerzner DanielChief Product Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $65.03 $0.00
Disclosure

SEC source: 0001209191-19-023073 · doc4.xml · derivative · entry 3

Kerzner Daniel · CIK 0001642717 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-03-31

F5 · derivative.exercise_date: This option shall vest and become exercisable in sixty (60) equal monthly installments on the 1st day of each calendar month beginning on May 1, 2019, subject to the Reporting Person's continued service with the Issuer through each such date.

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April 01, 2019 Filed Apr 3, 2019 20:12 UTC
Kerzner DanielChief Product Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023073 · doc4.xml · nonDerivative · entry 1

Kerzner Daniel · CIK 0001642717 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,133

F1 · security: This security represents restricted stock units granted under the Issuer's 2015 Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The restricted stock unit (the "RSU") shall vest in five (5) equal annual installments beginning on April 1, 2020, such that the RSU shall be fully vested on April 1, 2024 subject to the Reporting Person's continued service with the Issuer through each such date.

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April 01, 2019 Filed Apr 3, 2019 20:16 UTC
Valenzuela SteveChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $65.03 $0.00
Disclosure

SEC source: 0001209191-19-023086 · doc4.xml · derivative · entry 5

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2029-03-31

F5 · derivative.exercise_date: This option shall vest and become exercisable in sixty (60) equal monthly installments on the 1st day of each calendar month beginning on May 1, 2019, subject to the Reporting Person's continued service with the Issuer through each such date.

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April 01, 2019 Filed Apr 3, 2019 20:16 UTC
Valenzuela SteveChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,083 $0.00 Strike: $27.90 $0.00
Disclosure

SEC source: 0001209191-19-023086 · doc4.xml · derivative · entry 4

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,584

Underlying: Common Stock · 1,083 shares

Expires 2026-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 20% of the shares underlying the option shall vest and become exercisable on November 15, 2017; the remainder of the shares underlying the option shall vest and become exercisable ratably on a monthly basis over the following four (4) years on the first day of each month beginning on December 1, 2017, subject to the Reporting Person's continuous service with the Issuer as of each such date.

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April 01, 2019 Filed Apr 3, 2019 20:16 UTC
Valenzuela SteveChief Financial Officer
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023086 · doc4.xml · nonDerivative · entry 3

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,549

F2 · security: This security represents restricted stock units granted under the Issuer's 2015 Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3 · shares: The restricted stock unit (the "RSU") shall vest in five (5) equal annual installments beginning on April 1, 2020, such that the RSU shall be fully vested on April 1, 2024, subject to the Reporting Person's continued service with the Issuer through each such date.

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April 01, 2019 Filed Apr 3, 2019 20:16 UTC
Valenzuela SteveChief Financial Officer
SaleCommon Stock 1,083 $65.42 $70,849.86
Disclosure

SEC source: 0001209191-19-023086 · doc4.xml · nonDerivative · entry 2

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,049

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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April 01, 2019 Filed Apr 3, 2019 20:16 UTC
Valenzuela SteveChief Financial Officer
Exercise / conversionCommon Stock 1,083 $27.90 $30,215.70
Disclosure

SEC source: 0001209191-19-023086 · doc4.xml · nonDerivative · entry 1

Valenzuela Steve · CIK 0001304655 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:15 UTC
Trundle StephenDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $65.03 $0.00
Disclosure

SEC source: 0001209191-19-023082 · doc4.xml · derivative · entry 6

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-03-31

F8 · derivative.exercise_date: 100% of the shares underlying this option shall vest and become exercisable on April 1, 2024, subject to the Reporting Person's continued service with the Issuer through such date.

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April 01, 2019 Filed Apr 3, 2019 20:15 UTC
Trundle StephenDirector · President and CEO
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023082 · doc4.xml · nonDerivative · entry 1

Trundle Stephen · CIK 0001643898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,714

F1 · security: This security represents restricted stock units granted under the Issuer's 2015 Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The restricted stock unit (the "RSU") shall vest in five (5) equal annual installments beginning on April 1, 2020, such that the RSU shall be fully vested on April 1, 2024, subject to the Reporting Person's continued service with the Issuer through each such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.