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ALLY

Ally Financial Inc.

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Tapewire entity
3431
SEC CIK
0000040729
Parsed reports
678

Last 12 months

Inside the activity.

2 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2016 Filed Nov 7, 2016 20:30 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionCommon Stock 1,439 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000792 · wf-form4_147855060126201.xml · nonDerivative · entry 1

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 20:29 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 2,363 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000788 · wf-form4_147855053757561.xml · derivative · entry 3

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,390

Underlying: Common Stock · 2,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 20:29 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 2,363 $18.81 $44,448.03
Disclosure

SEC source: 0000040729-16-000788 · wf-form4_147855053757561.xml · nonDerivative · entry 2

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,244

F2 · price: Represents the per share fair market value of the Company's common stock as of October 26, 2016.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 20:29 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,363 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000788 · wf-form4_147855053757561.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 20:29 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 1,155 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000790 · wf-form4_147855057060528.xml · derivative · entry 3

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,912

Underlying: Common Stock · 1,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 20:29 UTC
Halmy Christopher AChief Financial Officer
Disposition to issuerCommon Stock 1,155 $18.81 $21,725.55
Disclosure

SEC source: 0000040729-16-000790 · wf-form4_147855057060528.xml · nonDerivative · entry 2

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,749

F2 · price: Represents the per share fair market value of the Company's common stock as of October 26, 2016.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 20:29 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionCommon Stock 1,155 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000790 · wf-form4_147855057060528.xml · nonDerivative · entry 1

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 20:29 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionDeferred Stock Units (DSU) · Derivative 124 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000789 · wf-form4_147855055378577.xml · derivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,801

Underlying: Common Stock · 124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 20:29 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Disposition to issuerCommon Stock 124 $18.81 $2,332.44
Disclosure

SEC source: 0000040729-16-000789 · wf-form4_147855055378577.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,892

F2 · price: Represents the per share fair market value of the Company's common stock as of October 26, 2016.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 20:29 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionCommon Stock 124 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000789 · wf-form4_147855055378577.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:55 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionDeferred Stock Units (DSU) · Derivative 1,440 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000776 · wf-form4_147740373875609.xml · derivative · entry 3

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,105

Underlying: Common Stock · 1,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:55 UTC
Russi Timothy M.President, Auto Finance
Disposition to issuerCommon Stock 1,440 $19.55 $28,152.00
Disclosure

SEC source: 0000040729-16-000776 · wf-form4_147740373875609.xml · nonDerivative · entry 2

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,145

F2 · price: Represents the per share fair market value of the Company's common stock as of October 12, 2016.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:55 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionCommon Stock 1,440 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000776 · wf-form4_147740373875609.xml · nonDerivative · entry 1

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:55 UTC
Morais Diane E.CEO & President, Ally Bank
Exercise / conversionDeferred Stock Units (DSU) · Derivative 1,311 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000775 · wf-form4_147740372043934.xml · derivative · entry 3

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,748

Underlying: Common Stock · 1,311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:55 UTC
Morais Diane E.CEO & President, Ally Bank
Disposition to issuerCommon Stock 1,311 $19.55 $25,630.05
Disclosure

SEC source: 0000040729-16-000775 · wf-form4_147740372043934.xml · nonDerivative · entry 2

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,321

F2 · price: Represents the per share fair market value of the Company's common stock as of October 12, 2016.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:55 UTC
Morais Diane E.CEO & President, Ally Bank
Exercise / conversionCommon Stock 1,311 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000775 · wf-form4_147740372043934.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:54 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionDeferred Stock Units (DSU) · Derivative 123 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000773 · wf-form4_147740368497096.xml · derivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,925

Underlying: Common Stock · 123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:54 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Disposition to issuerCommon Stock 123 $19.55 $2,404.65
Disclosure

SEC source: 0000040729-16-000773 · wf-form4_147740368497096.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,892

F2 · price: Represents the per share fair market value of the Company's common stock as of October 12, 2016.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:54 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionCommon Stock 123 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000773 · wf-form4_147740368497096.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:55 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 1,156 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000774 · wf-form4_147740370284382.xml · derivative · entry 3

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,067

Underlying: Common Stock · 1,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:55 UTC
Halmy Christopher AChief Financial Officer
Disposition to issuerCommon Stock 1,156 $19.55 $22,599.80
Disclosure

SEC source: 0000040729-16-000774 · wf-form4_147740370284382.xml · nonDerivative · entry 2

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,749

F2 · price: Represents the per share fair market value of the Company's common stock as of October 12, 2016.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:55 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionCommon Stock 1,156 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000774 · wf-form4_147740370284382.xml · nonDerivative · entry 1

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:54 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 2,362 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000772 · wf-form4_147740366533933.xml · derivative · entry 3

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,753

Underlying: Common Stock · 2,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:54 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 2,362 $19.55 $46,177.10
Disclosure

SEC source: 0000040729-16-000772 · wf-form4_147740366533933.xml · nonDerivative · entry 2

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,244

F2 · price: Represents the per share fair market value of the Company's common stock as of October 12, 2016.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 13:54 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,362 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000772 · wf-form4_147740366533933.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
October 12, 2016 Filed Oct 12, 2016 15:24 UTC GrantCommon Stock 2,585 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000764 · wf-form4_147628585491424.xml · nonDerivative · entry 1

HOBBS FRANKLIN W IV · CIK 0001191846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,161

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
October 12, 2016 Filed Oct 12, 2016 15:24 UTC GrantCommon Stock 1,959 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000763 · wf-form4_147628583219596.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,507

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:06 UTC
Morais Diane E.CEO & President, Ally Bank
Exercise / conversionDeferred Stock Units (DSU) · Derivative 1,310 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000758 · wf-form4_147619478242960.xml · derivative · entry 3

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,059

Underlying: Common Stock · 1,310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:06 UTC
Morais Diane E.CEO & President, Ally Bank
Disposition to issuerCommon Stock 1,310 $19.38 $25,387.80
Disclosure

SEC source: 0000040729-16-000758 · wf-form4_147619478242960.xml · nonDerivative · entry 2

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,321

F2 · price: Represents the per share fair market value of the Company's common stock as of September 28, 2016.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:06 UTC
Morais Diane E.CEO & President, Ally Bank
Exercise / conversionCommon Stock 1,310 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000758 · wf-form4_147619478242960.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:06 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 1,155 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000757 · wf-form4_147619476641463.xml · derivative · entry 3

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,223

Underlying: Common Stock · 1,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:06 UTC
Halmy Christopher AChief Financial Officer
Disposition to issuerCommon Stock 1,155 $19.38 $22,383.90
Disclosure

SEC source: 0000040729-16-000757 · wf-form4_147619476641463.xml · nonDerivative · entry 2

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,749

F2 · price: Represents the per share fair market value of the Company's common stock as of September 28, 2016.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:06 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionCommon Stock 1,155 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000757 · wf-form4_147619476641463.xml · nonDerivative · entry 1

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:06 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionDeferred Stock Units (DSU) · Derivative 1,439 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000759 · wf-form4_147619479731246.xml · derivative · entry 3

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,545

Underlying: Common Stock · 1,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:06 UTC
Russi Timothy M.President, Auto Finance
Disposition to issuerCommon Stock 1,439 $19.38 $27,887.82
Disclosure

SEC source: 0000040729-16-000759 · wf-form4_147619479731246.xml · nonDerivative · entry 2

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,145

F2 · price: Represents the per share fair market value of the Company's common stock as of September 28, 2016.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:06 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionCommon Stock 1,439 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000759 · wf-form4_147619479731246.xml · nonDerivative · entry 1

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:06 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionDeferred Stock Units (DSU) · Derivative 124 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000756 · wf-form4_147619475042878.xml · derivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,048

Underlying: Common Stock · 124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:06 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Disposition to issuerCommon Stock 124 $19.38 $2,403.12
Disclosure

SEC source: 0000040729-16-000756 · wf-form4_147619475042878.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,892

F2 · price: Represents the per share fair market value of the Company's common stock as of September 28, 2016.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:06 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionCommon Stock 124 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000756 · wf-form4_147619475042878.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:05 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 2,363 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000755 · wf-form4_147619473197574.xml · derivative · entry 3

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,115

Underlying: Common Stock · 2,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:05 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 2,363 $19.38 $45,794.94
Disclosure

SEC source: 0000040729-16-000755 · wf-form4_147619473197574.xml · nonDerivative · entry 2

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,244

F2 · price: Represents the per share fair market value of the Company's common stock as of September 28, 2016.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 14:05 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,363 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000755 · wf-form4_147619473197574.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:18 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionDeferred Stock Units (DSU) · Derivative 1,439 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000745 · wf-form4_147498952565858.xml · derivative · entry 3

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,984

Underlying: Common Stock · 1,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:18 UTC
Russi Timothy M.President, Auto Finance
Disposition to issuerCommon Stock 1,439 $19.40 $27,916.60
Disclosure

SEC source: 0000040729-16-000745 · wf-form4_147498952565858.xml · nonDerivative · entry 2

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,145

F2 · price: Represents the per share fair market value of the Company's common stock as of September 14, 2016.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:18 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionCommon Stock 1,439 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000745 · wf-form4_147498952565858.xml · nonDerivative · entry 1

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:18 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 1,155 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000743 · wf-form4_147498948184174.xml · derivative · entry 3

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,378

Underlying: Common Stock · 1,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:18 UTC
Halmy Christopher AChief Financial Officer
Disposition to issuerCommon Stock 1,155 $19.40 $22,407.00
Disclosure

SEC source: 0000040729-16-000743 · wf-form4_147498948184174.xml · nonDerivative · entry 2

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,749

F2 · price: Represents the per share fair market value of the Company's common stock as of September 14, 2016.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:18 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionCommon Stock 1,155 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000743 · wf-form4_147498948184174.xml · nonDerivative · entry 1

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:18 UTC
Morais Diane E.CEO & President, Ally Bank
Exercise / conversionDeferred Stock Units (DSU) · Derivative 1,311 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000744 · wf-form4_147498950022661.xml · derivative · entry 3

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,369

Underlying: Common Stock · 1,311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 15:18 UTC
Morais Diane E.CEO & President, Ally Bank
Disposition to issuerCommon Stock 1,311 $19.40 $25,433.40
Disclosure

SEC source: 0000040729-16-000744 · wf-form4_147498950022661.xml · nonDerivative · entry 2

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,321

F2 · price: Represents the per share fair market value of the Company's common stock as of September 14, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.