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ALLY

Ally Financial Inc.

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Tapewire entity
3431
SEC CIK
0000040729
Parsed reports
678

Last 12 months

Inside the activity.

2 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2017 Filed Jan 30, 2017 18:20 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000034 · wf-form4_148580044689667.xml · derivative · entry 3

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,807

Underlying: Common Stock · 242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 18:20 UTC
Halmy Christopher AChief Financial Officer
Disposition to issuerCommon Stock 242 $19.44 $4,704.48
Disclosure

SEC source: 0000040729-17-000034 · wf-form4_148580044689667.xml · nonDerivative · entry 2

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,749

F2 · price: Represents the per share fair market value of the Company's common stock as of January 18, 2017.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 18:20 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000034 · wf-form4_148580044689667.xml · nonDerivative · entry 1

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 18:20 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionDeferred Stock Units (DSU) · Derivative 124 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000033 · wf-form4_148580042762423.xml · derivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,961

Underlying: Common Stock · 124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 18:20 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Disposition to issuerCommon Stock 124 $19.44 $2,410.56
Disclosure

SEC source: 0000040729-17-000033 · wf-form4_148580042762423.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,892

F2 · price: Represents the per share fair market value of the Company's common stock as of January 18, 2017.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 18:20 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionCommon Stock 124 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000033 · wf-form4_148580042762423.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
January 23, 2017 Filed Jan 23, 2017 17:57 UTC GrantCommon Stock 2,646 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000026 · wf-form4_148519423495475.xml · nonDerivative · entry 1

HOBBS FRANKLIN W IV · CIK 0001191846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,807

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
January 23, 2017 Filed Jan 23, 2017 17:57 UTC GrantCommon Stock 2,005 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000025 · wf-form4_148519421611373.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,512

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:52 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionDeferred Stock Units (DSU) · Derivative 305 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000024 · wf-form4_148476912620288.xml · derivative · entry 3

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,604

Underlying: Common Stock · 305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:52 UTC
Russi Timothy M.President, Auto Finance
Disposition to issuerCommon Stock 305 $19.70 $6,008.50
Disclosure

SEC source: 0000040729-17-000024 · wf-form4_148476912620288.xml · nonDerivative · entry 2

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,145

F2 · price: Represents the per share fair market value of the Company's common stock as of January 4, 2017.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:52 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionCommon Stock 305 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000024 · wf-form4_148476912620288.xml · nonDerivative · entry 1

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:51 UTC
Morais Diane E.CEO & President, Ally Bank
Exercise / conversionDeferred Stock Units (DSU) · Derivative 276 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000023 · wf-form4_148476909701832.xml · derivative · entry 3

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,918

Underlying: Common Stock · 276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:51 UTC
Morais Diane E.CEO & President, Ally Bank
Disposition to issuerCommon Stock 276 $19.70 $5,437.20
Disclosure

SEC source: 0000040729-17-000023 · wf-form4_148476909701832.xml · nonDerivative · entry 2

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,321

F2 · price: Represents the per share fair market value of the Company's common stock as of January 4, 2017.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:51 UTC
Morais Diane E.CEO & President, Ally Bank
Exercise / conversionCommon Stock 276 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000023 · wf-form4_148476909701832.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:51 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000022 · wf-form4_148476908053241.xml · derivative · entry 3

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,049

Underlying: Common Stock · 242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:51 UTC
Halmy Christopher AChief Financial Officer
Disposition to issuerCommon Stock 242 $19.70 $4,767.40
Disclosure

SEC source: 0000040729-17-000022 · wf-form4_148476908053241.xml · nonDerivative · entry 2

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,749

F2 · price: Represents the per share fair market value of the Company's common stock as of January 4, 2017.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:51 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000022 · wf-form4_148476908053241.xml · nonDerivative · entry 1

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:51 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionDeferred Stock Units (DSU) · Derivative 123 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000021 · wf-form4_148476906087298.xml · derivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,085

Underlying: Common Stock · 123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:51 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Disposition to issuerCommon Stock 123 $19.70 $2,423.10
Disclosure

SEC source: 0000040729-17-000021 · wf-form4_148476906087298.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,892

F2 · price: Represents the per share fair market value of the Company's common stock as of January 4, 2017.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:51 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionCommon Stock 123 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000021 · wf-form4_148476906087298.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:50 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 498 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000020 · wf-form4_148476904496397.xml · derivative · entry 3

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,443

Underlying: Common Stock · 498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:50 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 498 $19.70 $9,810.60
Disclosure

SEC source: 0000040729-17-000020 · wf-form4_148476904496397.xml · nonDerivative · entry 2

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,244

F2 · price: Represents the per share fair market value of the Company's common stock as of January 4, 2017.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:50 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 498 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000020 · wf-form4_148476904496397.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:15 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionIncentive Restricted Stock Units (IRSU) · Derivative 1,608 $19.91 $32,015.28
Disclosure

SEC source: 0000040729-17-000010 · wf-form4_148355011837154.xml · derivative · entry 6

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's commons stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F6 · derivative.exercise_date: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's commons stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F6 · derivative.expiration_date: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's commons stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:15 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionDeferred Stock Units (DSU) · Derivative 1,439 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000010 · wf-form4_148355011837154.xml · derivative · entry 5

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,909

Underlying: Common Stock · 1,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F5 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F5 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:15 UTC
Russi Timothy M.President, Auto Finance
Disposition to issuerCommon Stock 1,608 $19.91 $32,015.28
Disclosure

SEC source: 0000040729-17-000010 · wf-form4_148355011837154.xml · nonDerivative · entry 4

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,145

F4 · price: Represents the per share fair market value of the Company's common stock as of December 16, 2016.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:15 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionCommon Stock 1,608 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000010 · wf-form4_148355011837154.xml · nonDerivative · entry 3

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The common stock reported includes shares deemed issued upon the settlement of a portion of IRSUs awarded in prior periods.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:15 UTC
Russi Timothy M.President, Auto Finance
Disposition to issuerCommon Stock 1,439 $19.74 $28,405.86
Disclosure

SEC source: 0000040729-17-000010 · wf-form4_148355011837154.xml · nonDerivative · entry 2

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,145

F2 · price: Represents the per share fair market value of the Company's common stock as of December 21, 2016.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:15 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionCommon Stock 1,439 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000010 · wf-form4_148355011837154.xml · nonDerivative · entry 1

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:15 UTC
Morais Diane E.CEO & President, Ally Bank
Exercise / conversionIncentive Restricted Stock Units (IRSU) · Derivative 1,493 $19.91 $29,725.63
Disclosure

SEC source: 0000040729-17-000009 · wf-form4_148355009751475.xml · derivative · entry 6

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F6 · derivative.exercise_date: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F6 · derivative.expiration_date: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:15 UTC
Morais Diane E.CEO & President, Ally Bank
Exercise / conversionDeferred Stock Units (DSU) · Derivative 1,311 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000009 · wf-form4_148355009751475.xml · derivative · entry 5

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,194

Underlying: Common Stock · 1,311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F5 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F5 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:15 UTC
Morais Diane E.CEO & President, Ally Bank
Disposition to issuerCommon Stock 1,493 $19.91 $29,725.63
Disclosure

SEC source: 0000040729-17-000009 · wf-form4_148355009751475.xml · nonDerivative · entry 4

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,321

F4 · price: Represents the per share fair market value of the Company's common stock as of December 16, 2016.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:15 UTC
Morais Diane E.CEO & President, Ally Bank
Exercise / conversionCommon Stock 1,493 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000009 · wf-form4_148355009751475.xml · nonDerivative · entry 3

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The common stock reported includes shares deemed issued upon the settlement of a portion of IRSUs awarded in prior periods.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:15 UTC
Morais Diane E.CEO & President, Ally Bank
Disposition to issuerCommon Stock 1,311 $19.74 $25,879.14
Disclosure

SEC source: 0000040729-17-000009 · wf-form4_148355009751475.xml · nonDerivative · entry 2

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,321

F2 · price: Represents the per share fair market value of the Company's common stock as of December 21, 2016.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:15 UTC
Morais Diane E.CEO & President, Ally Bank
Exercise / conversionCommon Stock 1,311 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000009 · wf-form4_148355009751475.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionIncentive Restricted Stock Units (IRSU) · Derivative 1,103 $19.91 $21,960.73
Disclosure

SEC source: 0000040729-17-000008 · wf-form4_148355007607171.xml · derivative · entry 6

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect sounding of fractional shares.

F6 · derivative.exercise_date: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect sounding of fractional shares.

F6 · derivative.expiration_date: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect sounding of fractional shares.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 1,155 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000008 · wf-form4_148355007607171.xml · derivative · entry 5

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,291

Underlying: Common Stock · 1,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F5 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F5 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
Halmy Christopher AChief Financial Officer
Disposition to issuerCommon Stock 1,103 $19.91 $21,960.73
Disclosure

SEC source: 0000040729-17-000008 · wf-form4_148355007607171.xml · nonDerivative · entry 4

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,749

F4 · price: Represents the per share fair market value of the Company's common stock as of December 16, 2016.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionCommon Stock 1,103 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000008 · wf-form4_148355007607171.xml · nonDerivative · entry 3

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The common stock reported includes shares deemed issued upon the settlement of a portion of IRSUs awarded in prior periods.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
Halmy Christopher AChief Financial Officer
Disposition to issuerCommon Stock 1,155 $19.74 $22,799.70
Disclosure

SEC source: 0000040729-17-000008 · wf-form4_148355007607171.xml · nonDerivative · entry 2

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,749

F2 · price: Represents the per share fair market value of the Company's common stock as of December 21, 2016.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionCommon Stock 1,155 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000008 · wf-form4_148355007607171.xml · nonDerivative · entry 1

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionDeferred Stock Units (DSU) · Derivative 123 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000007 · wf-form4_148355006018553.xml · derivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,208

Underlying: Common Stock · 123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Disposition to issuerCommon Stock 123 $19.74 $2,428.02
Disclosure

SEC source: 0000040729-17-000007 · wf-form4_148355006018553.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,892

F2 · price: Represents the per share fair market value of the Company's common stock as of December 21, 2016.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionCommon Stock 123 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000007 · wf-form4_148355006018553.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionIncentive Restricted Stock Units (IRSU) · Derivative 2,525 $19.91 $50,272.75
Disclosure

SEC source: 0000040729-17-000006 · wf-form4_148355003338748.xml · derivative · entry 6

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F6 · derivative.exercise_date: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F6 · derivative.expiration_date: Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock on the settlement date. IRSU's do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 2,362 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000006 · wf-form4_148355003338748.xml · derivative · entry 5

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,941

Underlying: Common Stock · 2,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F5 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F5 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 2,525 $19.91 $50,272.75
Disclosure

SEC source: 0000040729-17-000006 · wf-form4_148355003338748.xml · nonDerivative · entry 4

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,244

F4 · price: Represents the per share fair market value of the Company's common stock as of December 16, 2016.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,525 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000006 · wf-form4_148355003338748.xml · nonDerivative · entry 3

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The common stock reported includes shares issued upon the settlement of a portion of IRSUs awarded in prior periods.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 2,362 $19.74 $46,625.88
Disclosure

SEC source: 0000040729-17-000006 · wf-form4_148355003338748.xml · nonDerivative · entry 2

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,244

F2 · price: Represents the per share fair market value of the Company's common stock as of December 21, 2016.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:14 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,362 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000006 · wf-form4_148355003338748.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.