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ALLY

Ally Financial Inc.

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Tapewire entity
3431
SEC CIK
0000040729
Parsed reports
678

Last 12 months

Inside the activity.

2 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 13, 2017 Filed Apr 13, 2017 18:07 UTC GrantCommon Stock 1,476 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000121 · wf-form4_149210684704116.xml · nonDerivative · entry 1

HOBBS FRANKLIN W IV · CIK 0001191846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,283

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
April 13, 2017 Filed Apr 13, 2017 18:07 UTC GrantCommon Stock 1,599 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000120 · wf-form4_149210682766042.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,111

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
April 10, 2017 Filed May 31, 2018 17:23 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Tax withholdingCommon Stock 29 $19.58 $567.82
Disclosure

SEC source: 0000040729-18-000096 · wf-form4_152778737583487.xml · nonDerivative · entry 4

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,651

F1 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:20 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionDeferred Stock Units (DSU) · Derivative 304 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000115 · wf-form4_149184481369561.xml · derivative · entry 3

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,779

Underlying: Common Stock · 304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:20 UTC
Russi Timothy M.President, Auto Finance
Disposition to issuerCommon Stock 304 $20.11 $6,113.44
Disclosure

SEC source: 0000040729-17-000115 · wf-form4_149184481369561.xml · nonDerivative · entry 2

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,761

F2 · price: Represents the per share fair market value of the Company's common stock as of March 29, 2017.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:20 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionCommon Stock 304 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000115 · wf-form4_149184481369561.xml · nonDerivative · entry 1

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:20 UTC
Morais Diane E.President, Ally Bank
Exercise / conversionDeferred Stock Units (DSU) · Derivative 277 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000114 · wf-form4_149184479328115.xml · derivative · entry 3

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,257

Underlying: Common Stock · 277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:20 UTC
Morais Diane E.President, Ally Bank
Disposition to issuerCommon Stock 277 $20.11 $5,570.47
Disclosure

SEC source: 0000040729-17-000114 · wf-form4_149184479328115.xml · nonDerivative · entry 2

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,095

F2 · price: Represents the per share fair market value of the Company's common stock as of March 29, 2017.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:20 UTC
Morais Diane E.President, Ally Bank
Exercise / conversionCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000114 · wf-form4_149184479328115.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:19 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000113 · wf-form4_149184477032534.xml · derivative · entry 3

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,597

Underlying: Common Stock · 242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:19 UTC
Halmy Christopher AChief Financial Officer
Disposition to issuerCommon Stock 242 $20.11 $4,866.62
Disclosure

SEC source: 0000040729-17-000113 · wf-form4_149184477032534.xml · nonDerivative · entry 2

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,944

F2 · price: Represents the per share fair market value of the Company's common stock as of March 29, 2017.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:19 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000113 · wf-form4_149184477032534.xml · nonDerivative · entry 1

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:19 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionDeferred Stock Units (DSU) · Derivative 124 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000112 · wf-form4_149184475336527.xml · derivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,344

Underlying: Common Stock · 124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:19 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Disposition to issuerCommon Stock 124 $20.11 $2,493.64
Disclosure

SEC source: 0000040729-17-000112 · wf-form4_149184475336527.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,031

F2 · price: Represents the per share fair market value of the Company's common stock as of March 29, 2017.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:19 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionCommon Stock 124 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000112 · wf-form4_149184475336527.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:19 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 498 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000111 · wf-form4_149184473119041.xml · derivative · entry 3

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,457

Underlying: Common Stock · 498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:19 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 498 $20.11 $10,014.78
Disclosure

SEC source: 0000040729-17-000111 · wf-form4_149184473119041.xml · nonDerivative · entry 2

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,300

F2 · price: Represents the per share fair market value of the Company's common stock as of March 29, 2017.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 17:19 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 498 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000111 · wf-form4_149184473119041.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 15:59 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionDeferred Stock Units (DSU) · Derivative 305 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000105 · wf-form4_149071673852984.xml · derivative · entry 3

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,083

Underlying: Common Stock · 305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 15:59 UTC
Russi Timothy M.President, Auto Finance
Disposition to issuerCommon Stock 305 $21.68 $6,612.40
Disclosure

SEC source: 0000040729-17-000105 · wf-form4_149071673852984.xml · nonDerivative · entry 2

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,761

F2 · price: Represents the per share fair market value of the Company's common stock as of March 15, 2017.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 15:59 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionCommon Stock 305 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000105 · wf-form4_149071673852984.xml · nonDerivative · entry 1

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 15:58 UTC
Morais Diane E.President, Ally Bank
Exercise / conversionDeferred Stock Units (DSU) · Derivative 277 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000104 · wf-form4_149071671234746.xml · derivative · entry 3

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,534

Underlying: Common Stock · 277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 15:58 UTC
Morais Diane E.President, Ally Bank
Disposition to issuerCommon Stock 277 $21.68 $6,005.36
Disclosure

SEC source: 0000040729-17-000104 · wf-form4_149071671234746.xml · nonDerivative · entry 2

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,095

F2 · price: Represents the per share fair market value of the Company's common stock as of March 15, 2017.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 15:58 UTC
Morais Diane E.President, Ally Bank
Exercise / conversionCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000104 · wf-form4_149071671234746.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 15:58 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000103 · wf-form4_149071669086377.xml · derivative · entry 3

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,839

Underlying: Common Stock · 242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 15:58 UTC
Halmy Christopher AChief Financial Officer
Disposition to issuerCommon Stock 242 $21.68 $5,246.56
Disclosure

SEC source: 0000040729-17-000103 · wf-form4_149071669086377.xml · nonDerivative · entry 2

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,944

F2 · price: Represents the per share fair market value of the Company's common stock as of March 15, 2017.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 15:58 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000103 · wf-form4_149071669086377.xml · nonDerivative · entry 1

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 15:58 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionDeferred Stock Units (DSU) · Derivative 123 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000102 · wf-form4_149071666933312.xml · derivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,468

Underlying: Common Stock · 123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 15:58 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Disposition to issuerCommon Stock 123 $21.68 $2,666.64
Disclosure

SEC source: 0000040729-17-000102 · wf-form4_149071666933312.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,031

F2 · price: Represents the per share fair market value of the Company's common stock as of March 15, 2017.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 15:58 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionCommon Stock 123 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000102 · wf-form4_149071666933312.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 15:57 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 497 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000101 · wf-form4_149071664911742.xml · derivative · entry 3

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,955

Underlying: Common Stock · 497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

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March 24, 2017 Filed Mar 28, 2017 15:57 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 497 $21.68 $10,774.96
Disclosure

SEC source: 0000040729-17-000101 · wf-form4_149071664911742.xml · nonDerivative · entry 2

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,300

F2 · price: Represents the per share fair market value of the Company's common stock as of March 15, 2017.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 15:57 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 497 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000101 · wf-form4_149071664911742.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
March 18, 2017 Filed May 31, 2018 17:23 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Tax withholdingCommon Stock 8,404 $21.15 $177,744.60
Disclosure

SEC source: 0000040729-18-000096 · wf-form4_152778737583487.xml · nonDerivative · entry 5

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,247

F1 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

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March 18, 2017 Filed May 31, 2018 17:25 UTC
Morais Diane E.President, Ally Bank
Tax withholdingCommon Stock 12,646 $21.15 $267,462.90
Disclosure

SEC source: 0000040729-18-000097 · wf-form4_152778743949148.xml · nonDerivative · entry 4

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,462

F1 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

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March 18, 2017 Filed May 31, 2018 17:22 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Tax withholdingCommon Stock 28,102 $21.15 $594,357.30
Disclosure

SEC source: 0000040729-18-000095 · wf-form4_152778730222769.xml · nonDerivative · entry 4

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,615

F1 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:05 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000085 · wf-form4_148942111790708.xml · derivative · entry 3

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,081

Underlying: Common Stock · 242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:05 UTC
Halmy Christopher AChief Financial Officer
Disposition to issuerCommon Stock 242 $22.87 $5,534.54
Disclosure

SEC source: 0000040729-17-000085 · wf-form4_148942111790708.xml · nonDerivative · entry 2

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,944

F2 · price: Represents the per share fair market value of the Company's common stock as of March 1, 2017.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:05 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000085 · wf-form4_148942111790708.xml · nonDerivative · entry 1

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:06 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionDeferred Stock Units (DSU) · Derivative 304 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000087 · wf-form4_148942115625576.xml · derivative · entry 3

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,388

Underlying: Common Stock · 304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:06 UTC
Russi Timothy M.President, Auto Finance
Disposition to issuerCommon Stock 304 $22.87 $6,952.48
Disclosure

SEC source: 0000040729-17-000087 · wf-form4_148942115625576.xml · nonDerivative · entry 2

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,761

F2 · price: Represents the per share fair market value of the Company's common stock as of March 1, 2017.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:06 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionCommon Stock 304 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000087 · wf-form4_148942115625576.xml · nonDerivative · entry 1

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:05 UTC
Morais Diane E.CEO & President, Ally Bank
Exercise / conversionDeferred Stock Units (DSU) · Derivative 277 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000086 · wf-form4_148942113874608.xml · derivative · entry 3

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,811

Underlying: Common Stock · 277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:05 UTC
Morais Diane E.CEO & President, Ally Bank
Disposition to issuerCommon Stock 277 $22.87 $6,334.99
Disclosure

SEC source: 0000040729-17-000086 · wf-form4_148942113874608.xml · nonDerivative · entry 2

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,095

F2 · price: Represents the per share fair market value of the Company's common stock as of March 1, 2017.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:05 UTC
Morais Diane E.CEO & President, Ally Bank
Exercise / conversionCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000086 · wf-form4_148942113874608.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · CEO & President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:04 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 498 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000083 · wf-form4_148942108110060.xml · derivative · entry 3

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,452

Underlying: Common Stock · 498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:04 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 498 $22.87 $11,389.26
Disclosure

SEC source: 0000040729-17-000083 · wf-form4_148942108110060.xml · nonDerivative · entry 2

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,300

F2 · price: Represents the per share fair market value of the Company's common stock as of March 1, 2017.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:04 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 498 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000083 · wf-form4_148942108110060.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:05 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionDeferred Stock Units (DSU) · Derivative 124 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000084 · wf-form4_148942110036517.xml · derivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,591

Underlying: Common Stock · 124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:05 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Disposition to issuerCommon Stock 124 $22.87 $2,835.88
Disclosure

SEC source: 0000040729-17-000084 · wf-form4_148942110036517.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,031

F2 · price: Represents the per share fair market value of the Company's common stock as of March 1, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.