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ALLY

Ally Financial Inc.

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Tapewire entity
3431
SEC CIK
0000040729
Parsed reports
678

Last 12 months

Inside the activity.

2 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2017 Filed Aug 28, 2017 17:23 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 497 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000294 · wf-form4_150394097380339.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:06 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionDeferred Stock Units (DSU) · Derivative 304 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000283 · wf-form4_150280598750681.xml · derivative · entry 3

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,042

Underlying: Common Stock · 304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:06 UTC
Russi Timothy M.President, Auto Finance
Disposition to issuerCommon Stock 304 $22.78 $6,925.12
Disclosure

SEC source: 0000040729-17-000283 · wf-form4_150280598750681.xml · nonDerivative · entry 2

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,761

F2 · price: Represents the per share fair market value of the Company's common stock as of August 2, 2017.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:06 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionCommon Stock 304 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000283 · wf-form4_150280598750681.xml · nonDerivative · entry 1

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:06 UTC
Morais Diane E.President, Ally Bank
Exercise / conversionDeferred Stock Units (DSU) · Derivative 277 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000282 · wf-form4_150280597073180.xml · derivative · entry 3

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,767

Underlying: Common Stock · 277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:06 UTC
Morais Diane E.President, Ally Bank
Disposition to issuerCommon Stock 277 $22.78 $6,310.06
Disclosure

SEC source: 0000040729-17-000282 · wf-form4_150280597073180.xml · nonDerivative · entry 2

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,095

F2 · price: Represents the per share fair market value of the Company's common stock as of August 2, 2017.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:06 UTC
Morais Diane E.President, Ally Bank
Exercise / conversionCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000282 · wf-form4_150280597073180.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:06 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000281 · wf-form4_150280595383954.xml · derivative · entry 3

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,419

Underlying: Common Stock · 242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:06 UTC
Halmy Christopher AChief Financial Officer
Disposition to issuerCommon Stock 242 $22.78 $5,512.76
Disclosure

SEC source: 0000040729-17-000281 · wf-form4_150280595383954.xml · nonDerivative · entry 2

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,944

F2 · price: Represents the per share fair market value of the Company's common stock as of August 2, 2017.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:06 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000281 · wf-form4_150280595383954.xml · nonDerivative · entry 1

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:05 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionDeferred Stock Units (DSU) · Derivative 123 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000280 · wf-form4_150280593555318.xml · derivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234

Underlying: Common Stock · 123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:05 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Disposition to issuerCommon Stock 123 $22.78 $2,801.94
Disclosure

SEC source: 0000040729-17-000280 · wf-form4_150280593555318.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,031

F2 · price: Represents the per share fair market value of the Company's common stock as of August 2, 2017.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:05 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionCommon Stock 123 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000280 · wf-form4_150280593555318.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:05 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 498 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000279 · wf-form4_150280591892589.xml · derivative · entry 3

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,977

Underlying: Common Stock · 498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:05 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 498 $22.78 $11,344.44
Disclosure

SEC source: 0000040729-17-000279 · wf-form4_150280591892589.xml · nonDerivative · entry 2

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,707

F2 · price: Represents the per share fair market value of the Company's common stock as of August 2, 2017.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 14:05 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 498 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000279 · wf-form4_150280591892589.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:51 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionDeferred Stock Units (DSU) · Derivative 304 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000271 · wf-form4_150159547321702.xml · derivative · entry 3

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,346

Underlying: Common Stock · 304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:51 UTC
Russi Timothy M.President, Auto Finance
Disposition to issuerCommon Stock 304 $21.44 $6,517.76
Disclosure

SEC source: 0000040729-17-000271 · wf-form4_150159547321702.xml · nonDerivative · entry 2

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,761

F2 · price: Represents the per share fair market value of the Company's common stock as of July 19, 2017.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:51 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionCommon Stock 304 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000271 · wf-form4_150159547321702.xml · nonDerivative · entry 1

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:51 UTC
Morais Diane E.President, Ally Bank
Exercise / conversionDeferred Stock Units (DSU) · Derivative 277 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000270 · wf-form4_150159545406205.xml · derivative · entry 3

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,044

Underlying: Common Stock · 277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:51 UTC
Morais Diane E.President, Ally Bank
Disposition to issuerCommon Stock 277 $21.44 $5,938.88
Disclosure

SEC source: 0000040729-17-000270 · wf-form4_150159545406205.xml · nonDerivative · entry 2

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,095

F2 · price: Represents the per share fair market value of the Company's common stock as of July 19, 2017.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:51 UTC
Morais Diane E.President, Ally Bank
Exercise / conversionCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000270 · wf-form4_150159545406205.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:50 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000269 · wf-form4_150159543393308.xml · derivative · entry 3

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661

Underlying: Common Stock · 242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:50 UTC
Halmy Christopher AChief Financial Officer
Disposition to issuerCommon Stock 242 $21.44 $5,188.48
Disclosure

SEC source: 0000040729-17-000269 · wf-form4_150159543393308.xml · nonDerivative · entry 2

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,944

F2 · price: Represents the per share fair market value of the Company's common stock as of July 19, 2017.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:50 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000269 · wf-form4_150159543393308.xml · nonDerivative · entry 1

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:50 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionDeferred Stock Units (DSU) · Derivative 124 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000268 · wf-form4_150159541642551.xml · derivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,357

Underlying: Common Stock · 124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:50 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Disposition to issuerCommon Stock 124 $21.44 $2,658.56
Disclosure

SEC source: 0000040729-17-000268 · wf-form4_150159541642551.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,031

F2 · price: Represents the per share fair market value of the Company's common stock as of July 19, 2017.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:50 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionCommon Stock 124 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000268 · wf-form4_150159541642551.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:50 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 498 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000267 · wf-form4_150159539844044.xml · derivative · entry 3

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,475

Underlying: Common Stock · 498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:50 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 498 $21.44 $10,677.12
Disclosure

SEC source: 0000040729-17-000267 · wf-form4_150159539844044.xml · nonDerivative · entry 2

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,707

F2 · price: Represents the per share fair market value of the Company's common stock as of July 19, 2017.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 13:50 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 498 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000267 · wf-form4_150159539844044.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:15 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionDeferred Stock Units (DSU) · Derivative 304 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000254 · wf-form4_150039091959711.xml · derivative · entry 3

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650

Underlying: Common Stock · 304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:15 UTC
Russi Timothy M.President, Auto Finance
Disposition to issuerCommon Stock 304 $21.31 $6,478.24
Disclosure

SEC source: 0000040729-17-000254 · wf-form4_150039091959711.xml · nonDerivative · entry 2

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,761

F2 · price: Represents the per share fair market value of the Company's common stock as of July 5, 2017.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:15 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionCommon Stock 304 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000254 · wf-form4_150039091959711.xml · nonDerivative · entry 1

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:15 UTC
Morais Diane E.President, Ally Bank
Exercise / conversionDeferred Stock Units (DSU) · Derivative 276 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000253 · wf-form4_150039090029553.xml · derivative · entry 3

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,321

Underlying: Common Stock · 276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:15 UTC
Morais Diane E.President, Ally Bank
Disposition to issuerCommon Stock 276 $21.31 $5,881.56
Disclosure

SEC source: 0000040729-17-000253 · wf-form4_150039090029553.xml · nonDerivative · entry 2

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,095

F2 · price: Represents the per share fair market value of the Company's common stock as of July 5, 2017.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:15 UTC
Morais Diane E.President, Ally Bank
Exercise / conversionCommon Stock 276 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000253 · wf-form4_150039090029553.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:14 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000252 · wf-form4_150039088230191.xml · derivative · entry 3

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,903

Underlying: Common Stock · 242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:14 UTC
Halmy Christopher AChief Financial Officer
Disposition to issuerCommon Stock 242 $21.31 $5,157.02
Disclosure

SEC source: 0000040729-17-000252 · wf-form4_150039088230191.xml · nonDerivative · entry 2

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,944

F2 · price: Represents the per share fair market value of the Company's common stock as of July 5, 2017.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:14 UTC
Halmy Christopher AChief Financial Officer
Exercise / conversionCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000252 · wf-form4_150039088230191.xml · nonDerivative · entry 1

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:14 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionDeferred Stock Units (DSU) · Derivative 497 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000250 · wf-form4_150039084322317.xml · derivative · entry 3

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,973

Underlying: Common Stock · 497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:14 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 497 $21.31 $10,591.07
Disclosure

SEC source: 0000040729-17-000250 · wf-form4_150039084322317.xml · nonDerivative · entry 2

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,707

F2 · price: Represents the per share fair market value of the Company's common stock as of July 5, 2017.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:14 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 497 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000250 · wf-form4_150039084322317.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:14 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionDeferred Stock Units (DSU) · Derivative 123 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000251 · wf-form4_150039086288191.xml · derivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,481

Underlying: Common Stock · 123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:14 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Disposition to issuerCommon Stock 123 $21.31 $2,621.13
Disclosure

SEC source: 0000040729-17-000251 · wf-form4_150039086288191.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,031

F2 · price: Represents the per share fair market value of the Company's common stock as of July 5, 2017.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 15:14 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Exercise / conversionCommon Stock 123 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000251 · wf-form4_150039086288191.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 18:43 UTC GrantCommon Stock 1,436 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000244 · wf-form4_150005776752012.xml · nonDerivative · entry 1

HOBBS FRANKLIN W IV · CIK 0001191846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,402

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 18:42 UTC GrantCommon Stock 1,556 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000243 · wf-form4_150005774915314.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,724

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:21 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionDeferred Stock Units (DSU) · Derivative 304 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000240 · wf-form4_149909524676016.xml · derivative · entry 3

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,954

Underlying: Common Stock · 304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 15:21 UTC
Russi Timothy M.President, Auto Finance
Disposition to issuerCommon Stock 304 $20.05 $6,095.20
Disclosure

SEC source: 0000040729-17-000240 · wf-form4_149909524676016.xml · nonDerivative · entry 2

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,761

F2 · price: Represents the per share fair market value of the Company's common stock as of June 21, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.