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ALLY

Ally Financial Inc.

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Tapewire entity
3431
SEC CIK
0000040729
Parsed reports
678

Last 12 months

Inside the activity.

2 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2018 Filed Nov 30, 2018 15:31 UTC
DEBRUNNER DAVID JVP, CAO, Controller
SaleCommon Stock 25,000 $26.35 $658,750.00
Disclosure

SEC source: 0001562180-18-004751 · primarydocument.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,155

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 15, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.20 to $26.43. The reporting person undertakes to provide to Ally Financial Inc., any security holder of Ally Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 14:27 UTC GrantCommon Stock 1,135 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004235 · primarydocument.xml · nonDerivative · entry 1

HOBBS FRANKLIN W IV · CIK 0001191846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,329

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 14:26 UTC
BLAKE KATRYNDirector
GrantCommon Stock 568 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004233 · primarydocument.xml · nonDerivative · entry 1

BLAKE KATRYN · CIK 0001505740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,555

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 14:27 UTC GrantCommon Stock 1,229 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004234 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,920

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 17:38 UTC GrantCommon Stock 3,757 $0.00 $0.00
Disclosure

SEC source: 0000040729-18-000127 · wf-form4_153374986423866.xml · nonDerivative · entry 2

SHARPLES BRIAN · CIK 0001034604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,987

F2 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis. The Deferred Stock Units vest in four quarterly installments

Read SEC document
August 07, 2018 Filed Aug 8, 2018 17:38 UTC GrantCommon Stock 4,230 $0.00 $0.00
Disclosure

SEC source: 0000040729-18-000127 · wf-form4_153374986423866.xml · nonDerivative · entry 1

SHARPLES BRIAN · CIK 0001034604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,230

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis. The Deferred Stock Units are fully vested upon grant.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 17:37 UTC
BLAKE KATRYNDirector
GrantCommon Stock 3,757 $0.00 $0.00
Disclosure

SEC source: 0000040729-18-000126 · wf-form4_153374983767187.xml · nonDerivative · entry 2

BLAKE KATRYN · CIK 0001505740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,987

F2 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis. The Deferred Stock Units vest in four quarterly installments

Read SEC document
August 07, 2018 Filed Aug 8, 2018 17:37 UTC
BLAKE KATRYNDirector
GrantCommon Stock 4,230 $0.00 $0.00
Disclosure

SEC source: 0000040729-18-000126 · wf-form4_153374983767187.xml · nonDerivative · entry 1

BLAKE KATRYN · CIK 0001505740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,230

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis. The Deferred Stock Units are fully vested upon grant.

Read SEC document
July 12, 2018 Filed Jul 12, 2018 19:08 UTC GrantCommon Stock 1,142 $0.00 $0.00
Disclosure

SEC source: 0000040729-18-000110 · wf-form4_153142248059838.xml · nonDerivative · entry 1

HOBBS FRANKLIN W IV · CIK 0001191846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,194

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
July 12, 2018 Filed Jul 12, 2018 19:07 UTC GrantCommon Stock 1,238 $0.00 $0.00
Disclosure

SEC source: 0000040729-18-000109 · wf-form4_153142245254950.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,691

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
May 29, 2018 Filed May 31, 2018 17:26 UTC
Stengel Scott AGeneral Counsel
Tax withholdingCommon Stock 4,719 $27.12 $127,979.28
Disclosure

SEC source: 0000040729-18-000098 · wf-form4_152778750443211.xml · nonDerivative · entry 1

Stengel Scott A · CIK 0001599100 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,747

F1 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.

Read SEC document
May 18, 2018 Filed May 18, 2018 16:11 UTC
Schugel Jason E.Chief Risk Officer
Tax withholdingCommon Stock 978 $26.60 $26,014.80
Disclosure

SEC source: 0000040729-18-000090 · wf-form4_152665983588130.xml · nonDerivative · entry 1

Schugel Jason E. · CIK 0001738250 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,697

F1 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
May 15, 2018 Filed May 17, 2018 15:56 UTC GrantCommon Stock 5,076 $26.60 $135,021.60
Disclosure

SEC source: 0000040729-18-000088 · wf-form4_152657253608939.xml · nonDerivative · entry 1

Steib Michael F · CIK 0001580569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,027

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2018 Filed May 17, 2018 15:55 UTC
Stack John JDirector
GrantCommon Stock 5,076 $26.60 $135,021.60
Disclosure

SEC source: 0000040729-18-000087 · wf-form4_152657251775019.xml · nonDerivative · entry 1

Stack John J · CIK 0001610866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,515

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2018 Filed May 17, 2018 15:55 UTC GrantCommon Stock 5,076 $26.60 $135,021.60
Disclosure

SEC source: 0000040729-18-000086 · wf-form4_152657249929562.xml · nonDerivative · entry 1

MAGNER MARJORIE · CIK 0001225173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,948

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2018 Filed May 17, 2018 15:54 UTC GrantCommon Stock 11,279 $26.60 $300,021.40
Disclosure

SEC source: 0000040729-18-000085 · wf-form4_152657243390485.xml · nonDerivative · entry 1

HOBBS FRANKLIN W IV · CIK 0001191846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,052

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2018 Filed May 17, 2018 15:53 UTC GrantCommon Stock 5,076 $26.60 $135,021.60
Disclosure

SEC source: 0000040729-18-000084 · wf-form4_152657241407674.xml · nonDerivative · entry 1

Fennebresque Kim S · CIK 0001361379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,248

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2018 Filed May 17, 2018 15:53 UTC GrantCommon Stock 5,076 $26.60 $135,021.60
Disclosure

SEC source: 0000040729-18-000083 · wf-form4_152657239063342.xml · nonDerivative · entry 1

Clark Mayree C · CIK 0001603757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,248

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2018 Filed May 17, 2018 15:53 UTC GrantCommon Stock 5,076 $26.60 $135,021.60
Disclosure

SEC source: 0000040729-18-000082 · wf-form4_152657236805400.xml · nonDerivative · entry 1

CARY WILLIAM H · CIK 0001233154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,531

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2018 Filed May 17, 2018 15:52 UTC GrantCommon Stock 5,076 $26.60 $135,021.60
Disclosure

SEC source: 0000040729-18-000081 · wf-form4_152657234667623.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,453

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2018 Filed May 17, 2018 15:52 UTC GrantCommon Stock 5,076 $26.60 $135,021.60
Disclosure

SEC source: 0000040729-18-000080 · wf-form4_152657232671976.xml · nonDerivative · entry 1

BACON KENNETH J · CIK 0001204117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,473

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 18:14 UTC GrantCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0000040729-18-000053 · wf-form4_152364326980952.xml · nonDerivative · entry 1

HOBBS FRANKLIN W IV · CIK 0001191846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,773

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 18:14 UTC GrantCommon Stock 1,198 $0.00 $0.00
Disclosure

SEC source: 0000040729-18-000052 · wf-form4_152364325458089.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,377

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
March 18, 2018 Filed May 31, 2018 17:23 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Tax withholdingCommon Stock 7,943 $27.69 $219,941.67
Disclosure

SEC source: 0000040729-18-000096 · wf-form4_152778737583487.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,784

F1 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
March 18, 2018 Filed May 31, 2018 17:25 UTC
Morais Diane E.President, Ally Bank
Tax withholdingCommon Stock 11,954 $27.69 $331,006.26
Disclosure

SEC source: 0000040729-18-000097 · wf-form4_152778743949148.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,799

F1 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
March 18, 2018 Filed May 31, 2018 17:22 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Tax withholdingCommon Stock 26,565 $27.69 $735,584.85
Disclosure

SEC source: 0000040729-18-000095 · wf-form4_152778730222769.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,835

F1 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.

Read SEC document
February 03, 2018 Filed May 31, 2018 17:23 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Tax withholdingCommon Stock 3,097 $28.89 $89,472.33
Disclosure

SEC source: 0000040729-18-000096 · wf-form4_152778737583487.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,687

F2 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.

Read SEC document
February 03, 2018 Filed May 31, 2018 17:25 UTC
Morais Diane E.President, Ally Bank
Tax withholdingCommon Stock 6,882 $28.89 $198,820.98
Disclosure

SEC source: 0000040729-18-000097 · wf-form4_152778743949148.xml · nonDerivative · entry 2

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,917

F2 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.

Read SEC document
February 03, 2018 Filed May 31, 2018 17:22 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,430 $28.89 $503,552.70
Disclosure

SEC source: 0000040729-18-000095 · wf-form4_152778730222769.xml · nonDerivative · entry 2

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,405

F2 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:52 UTC
Shevsky David PChief Risk Officer
GrantCommon Stock 18,415 $30.14 $555,028.10
Disclosure

SEC source: 0000040729-18-000030 · wf-form4_151760114984284.xml · nonDerivative · entry 2

Shevsky David P · CIK 0001661347 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,969

F3 · security: Represents an equal number of restricted stock awards that, when vested, may be settled only in shares of Company common stock.

F4 · price: Represents the per share fair market value of the Company's common stock as of February 1, 2018.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:52 UTC
Stengel Scott AGeneral Counsel
GrantCommon Stock 16,590 $30.14 $500,022.60
Disclosure

SEC source: 0000040729-18-000029 · wf-form4_151760113198505.xml · nonDerivative · entry 1

Stengel Scott A · CIK 0001599100 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,466

F1 · security: Represents an equal number of restricted stock awards that, when vested, may be settled only in shares of Company common stock.

F2 · price: Represents the per share fair market value of the Company's common stock as of February 1, 2018.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:52 UTC
Russi Timothy M.President, Auto Finance
GrantCommon Stock 24,884 $30.14 $750,003.76
Disclosure

SEC source: 0000040729-18-000028 · wf-form4_151760111423875.xml · nonDerivative · entry 2

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,469

F3 · security: Represents an equal number of restricted stock awards that, when vested, may be settled only in shares of Company common stock.

F4 · price: Represents the per share fair market value of the Company's common stock as of February 1, 2018.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:51 UTC
Morais Diane E.President, Ally Bank
GrantCommon Stock 28,202 $30.14 $850,008.28
Disclosure

SEC source: 0000040729-18-000027 · wf-form4_151760109633401.xml · nonDerivative · entry 2

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,753

F3 · security: Represents an equal number of restricted stock awards that, when vested, may be settled only in shares of Company common stock.

F4 · price: Represents the per share fair market value of the Company's common stock as of February 1, 2018.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:51 UTC
Halmy Christopher AChief Financial Officer
GrantCommon Stock 25,714 $30.14 $775,019.96
Disclosure

SEC source: 0000040729-18-000026 · wf-form4_151760107867587.xml · nonDerivative · entry 2

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,676

F3 · security: Represents an equal number of restricted stock awards that, when vested, may be settled only in shares of Company common stock.

F4 · price: Represents the per share fair market value of the Company's common stock as of February 1, 2018.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:51 UTC
DEBRUNNER DAVID JVP, CAO, Controller
GrantCommon Stock 15,429 $30.14 $465,030.06
Disclosure

SEC source: 0000040729-18-000025 · wf-form4_151760106072210.xml · nonDerivative · entry 2

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,727

F3 · security: Represents an equal number of restricted stock awards that, when vested, may be settled only in shares of Company common stock.

F4 · price: Represents the per share fair market value of the Company's common stock as of February 1, 2018.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:50 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
GrantCommon Stock 92,071 $30.14 $2,775,019.94
Disclosure

SEC source: 0000040729-18-000024 · wf-form4_151760104346146.xml · nonDerivative · entry 2

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,660

F3 · security: Represents an equal number of restricted stock awards that, when vested, may be settled only in shares of Company common stock.

F4 · price: Represents the per share fair market value of the Company's common stock as of February 1, 2018.

Read SEC document
February 01, 2018 Filed May 31, 2018 17:26 UTC
Stengel Scott AGeneral Counsel
Tax withholdingCommon Stock 3,641 $30.14 $109,739.74
Disclosure

SEC source: 0000040729-18-000098 · wf-form4_152778750443211.xml · nonDerivative · entry 2

Stengel Scott A · CIK 0001599100 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,106

F1 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.

Read SEC document
February 01, 2018 Filed May 31, 2018 17:23 UTC
DEBRUNNER DAVID JVP, CAO, Controller
Tax withholdingCommon Stock 3,007 $30.14 $90,630.98
Disclosure

SEC source: 0000040729-18-000096 · wf-form4_152778737583487.xml · nonDerivative · entry 3

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,680

F2 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.

Read SEC document
February 01, 2018 Filed May 31, 2018 17:25 UTC
Morais Diane E.President, Ally Bank
Tax withholdingCommon Stock 5,809 $30.14 $175,083.26
Disclosure

SEC source: 0000040729-18-000097 · wf-form4_152778743949148.xml · nonDerivative · entry 3

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,108

F2 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.

Read SEC document
February 01, 2018 Filed May 31, 2018 17:22 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,688 $30.14 $533,116.32
Disclosure

SEC source: 0000040729-18-000095 · wf-form4_152778730222769.xml · nonDerivative · entry 3

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,717

F2 · shares: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:52 UTC
Shevsky David PChief Risk Officer
GrantCommon Stock 10,606 $29.77 $315,740.62
Disclosure

SEC source: 0000040729-18-000030 · wf-form4_151760114984284.xml · nonDerivative · entry 1

Shevsky David P · CIK 0001661347 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,554

F1 · security: Represents an equal number of performance stock awards that, when vested, may be settled only in shares of Company common stock.

F2 · price: Represents the per share fair market value of the Company's common stock as of January 31, 2018.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:52 UTC
Russi Timothy M.President, Auto Finance
GrantCommon Stock 35,824 $29.77 $1,066,480.48
Disclosure

SEC source: 0000040729-18-000028 · wf-form4_151760111423875.xml · nonDerivative · entry 1

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,585

F1 · security: Represents an equal number of performance stock awards that, when vested, may be settled only in shares of Company common stock.

F2 · price: Represents the per share fair market value of the Company's common stock as of January 31, 2018.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:51 UTC
Morais Diane E.President, Ally Bank
GrantCommon Stock 34,456 $29.77 $1,025,755.12
Disclosure

SEC source: 0000040729-18-000027 · wf-form4_151760109633401.xml · nonDerivative · entry 1

Morais Diane E. · CIK 0001637730 · President, Ally Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,551

F1 · security: Represents an equal number of performance stock awards that, when vested, may be settled only in shares of Company common stock.

F2 · price: Represents the per share fair market value of the Company's common stock as of January 31, 2018.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:51 UTC
Halmy Christopher AChief Financial Officer
GrantCommon Stock 44,018 $29.77 $1,310,415.86
Disclosure

SEC source: 0000040729-18-000026 · wf-form4_151760107867587.xml · nonDerivative · entry 1

Halmy Christopher A · CIK 0001603746 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,962

F1 · security: Represents an equal number of performance stock awards that, when vested, may be settled only in shares of Company common stock.

F2 · price: Represents the per share fair market value of the Company's common stock as of January 31, 2018.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 19:51 UTC
DEBRUNNER DAVID JVP, CAO, Controller
GrantCommon Stock 15,556 $29.77 $463,102.12
Disclosure

SEC source: 0000040729-18-000025 · wf-form4_151760106072210.xml · nonDerivative · entry 1

DEBRUNNER DAVID J · CIK 0001195803 · VP, CAO, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,298

F1 · security: Represents an equal number of performance stock awards that, when vested, may be settled only in shares of Company common stock.

F2 · price: Represents the per share fair market value of the Company's common stock as of January 31, 2018.

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January 31, 2018 Filed Feb 2, 2018 19:50 UTC
Brown Jeffrey JonathanDirector · Chief Executive Officer
GrantCommon Stock 130,882 $29.77 $3,896,357.14
Disclosure

SEC source: 0000040729-18-000024 · wf-form4_151760104346146.xml · nonDerivative · entry 1

Brown Jeffrey Jonathan · CIK 0001603708 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,589

F1 · security: Represents an equal number of performance stock awards that, when vested, may be settled only in shares of Company common stock.

F2 · price: Represents the per share fair market value of the Company's common stock as of January 31, 2018.

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January 12, 2018 Filed Jan 12, 2018 18:02 UTC GrantCommon Stock 1,029 $0.00 $0.00
Disclosure

SEC source: 0000040729-18-000016 · wf-form4_151578015769770.xml · nonDerivative · entry 1

HOBBS FRANKLIN W IV · CIK 0001191846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,668

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

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January 12, 2018 Filed Jan 12, 2018 18:02 UTC GrantCommon Stock 1,115 $0.00 $0.00
Disclosure

SEC source: 0000040729-18-000015 · wf-form4_151578013644156.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,179

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

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December 29, 2017 Filed Jan 3, 2018 19:35 UTC
Russi Timothy M.President, Auto Finance
Exercise / conversionDeferred Stock Units (DSU) · Derivative 304 $0.00 $0.00
Disclosure

SEC source: 0000040729-18-000010 · wf-form4_151500809675951.xml · derivative · entry 3

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.exercise_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

F3 · derivative.expiration_date: Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.

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December 29, 2017 Filed Jan 3, 2018 19:35 UTC
Russi Timothy M.President, Auto Finance
Disposition to issuerCommon Stock 304 $29.03 $8,825.12
Disclosure

SEC source: 0000040729-18-000010 · wf-form4_151500809675951.xml · nonDerivative · entry 2

Russi Timothy M. · CIK 0001656270 · President, Auto Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,761

F2 · price: Represents the per share fair market value of the Company's common stock as of December 20, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.