Last 12 months
Inside the activity.
0 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 6 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2020 Filed Apr 28, 2020 20:32 UTC |
Chang David DDirector · President and CEO
|
GiftCommon Stock | 428,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-003819 · marketforms-48643.xml · nonDerivative · entry 4 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 650,266 F6 · kind: On March 18, 2020, the Robert Chang 2018 Irrevocable Trust transferred 428,022 shares of the Issuer's common stock to the RTC 2019 Trust dated October 1, 2019, of which the Reporting Person and Jane Chang are Trustees and the Reporting Person's son is the beneficiary. F7 · ownership.nature: Securities held in the name of the RTC 2019 Trust dated October 1, 2019. Read SEC document |
| March 18, 2020 Filed Apr 28, 2020 20:32 UTC |
Chang David DDirector · President and CEO
|
GiftCommon Stock | 428,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-003819 · marketforms-48643.xml · nonDerivative · entry 3 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 650,266 F4 · kind: On March 18, 2020, the Julia Chang 2018 Irrevocable Trust transferred 428,022 shares of the Issuer's common stock to the JEC 2019 Trust dated October 1, 2019, of which the Reporting Person and Jane Chang are Trustees and the Reporting Person's daughter is the beneficiary. F5 · ownership.nature: Securities held in the name of the JEC 2019 Trust dated October 1, 2019. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:31 UTC |
Chang David DDirector · President and CEO
|
SaleCommon Stock | 1,625 | $20.06 | $32,603.03 |
DisclosureSEC source: 0001214659-20-002734 · marketforms-48339.xml · nonDerivative · entry 2 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214,914 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.89 to $20.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F4 · balance_after: Includes 1,113 shares of the Issuer's common stock acquired by the reporting person on March 16, 2020 pursuant to an employee stock purchase program. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:31 UTC |
Chang David DDirector · President and CEO
|
SaleCommon Stock | 18,710 | $19.24 | $360,012.21 |
DisclosureSEC source: 0001214659-20-002734 · marketforms-48339.xml · nonDerivative · entry 1 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,215,426 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.88 to $19.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:32 UTC |
MOORE ALISONChief Technical Officer
|
SaleCommon Stock | 3,750 | $19.19 | $71,980.13 |
DisclosureSEC source: 0001214659-20-002736 · marketforms-48347.xml · nonDerivative · entry 1 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,021 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.02 to $19.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · ownership.direct: Includes 704 shares of the Issuer's common stock acquired by the reporting person on March 16, 2020 pursuant to an employee stock purchase program. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:32 UTC |
SCHMIDT ERIC THOMASChief Financial Officer
|
SaleCommon Stock | 300 | $20.25 | $6,075.00 |
DisclosureSEC source: 0001214659-20-002735 · marketforms-48344.xml · nonDerivative · entry 2 SCHMIDT ERIC THOMAS · CIK 0001754403 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,906 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · balance_after: Includes 949 shares of the Issuer's common stock acquired by the reporting person on March 16, 2020 pursuant to an employee stock purchase program. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:32 UTC |
SCHMIDT ERIC THOMASChief Financial Officer
|
SaleCommon Stock | 5,150 | $19.70 | $101,432.86 |
DisclosureSEC source: 0001214659-20-002735 · marketforms-48344.xml · nonDerivative · entry 1 SCHMIDT ERIC THOMAS · CIK 0001754403 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,257 F1 · kind: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.16 to $20.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 04, 2020 Filed Mar 11, 2020 20:39 UTC |
Kazam Joshua ADirector
|
OtherCommon Stock | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-002530 · marketforms-48289.xml · nonDerivative · entry 1 Kazam Joshua A · CIK 0001221355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,015,297 F1 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG LLC to its members. Read SEC document |
| March 04, 2020 Filed Mar 11, 2020 20:38 UTC |
Chang David DDirector · President and CEO
|
OtherCommon Stock | 9,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-002528 · marketforms-48290.xml · nonDerivative · entry 2 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,234,136 F3 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG LLC to its members. Read SEC document |
| March 04, 2020 Filed Mar 11, 2020 20:38 UTC |
Chang David DDirector · President and CEO
|
OtherCommon Stock | 9,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-002528 · marketforms-48290.xml · nonDerivative · entry 1 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,191,910 F1 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG Special Fund LLC (VVAG) to its members pursuant to a Rule 10b5-1 trading plan adopted by VVAG on March 29, 2019. F2 · ownership.nature: Securities held in the name of the Chang 2006 Family Trust. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:14 UTC |
SCHMIDT ERIC THOMASChief Financial Officer
|
OtherCommon Stock | 237,155 | $25.30 | $6,000,021.50 |
DisclosureSEC source: 0001214659-20-001733 · marketforms-47856.xml · nonDerivative · entry 2 SCHMIDT ERIC THOMAS · CIK 0001754403 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,227,595 F2 · kind: The reporting person made a previous irrevocable commitment to contribute shares of the Issuer's common stock to an exchange fund in exchange for shares of the exchange fund. The Issuer's common stock was valued at the closing price on February 19, 2020 of $25.30 per share. F2 · price: The reporting person made a previous irrevocable commitment to contribute shares of the Issuer's common stock to an exchange fund in exchange for shares of the exchange fund. The Issuer's common stock was valued at the closing price on February 19, 2020 of $25.30 per share. F3 · ownership.nature: The securities are held in the name of the Eric Schmidt 2017 Family Irrevocable Trust. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:43 UTC |
Kazam Joshua ADirector
|
OtherCommon Stock | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007335 · marketforms-46384.xml · nonDerivative · entry 1 Kazam Joshua A · CIK 0001221355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453,703 F1 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG LLC to its members. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:38 UTC |
Chang David DDirector · President and CEO
|
OtherCommon Stock | 9,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007333 · marketforms-46372.xml · nonDerivative · entry 2 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,224,745 F3 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG LLC to its members. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:38 UTC |
Chang David DDirector · President and CEO
|
OtherCommon Stock | 9,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007333 · marketforms-46372.xml · nonDerivative · entry 1 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,182,508 F1 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG Special Fund LLC (VVAG) to its members pursuant to a Rule 10b5-1 trading plan adopted by VVAG on March 29, 2019. F2 · ownership.nature: Securities held in the name of the Chang 2006 Family Trust. Read SEC document |
| November 11, 2019 Filed Nov 21, 2019 21:43 UTC |
Kazam Joshua ADirector
|
GiftCommon Stock | 446,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007335 · marketforms-46384.xml · nonDerivative · entry 2 Kazam Joshua A · CIK 0001221355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,080 F2 · balance_after: On November 11, 2019, the reporting person transferred 446,623 shares of common stock to an irrevocable grantor trust having an independent trustee. The reporting person disclaims beneficial ownership of these shares except to the extent, if any, of the reporting person's pecuniary interest therein. Read SEC document |
| October 25, 2019 Filed Oct 30, 2019 00:07 UTC |
Kazam Joshua ADirector
|
OtherCommon Stock | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006702 · marketforms-45998.xml · nonDerivative · entry 1 Kazam Joshua A · CIK 0001221355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,445,486 F1 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG LLC to its members. Read SEC document |
| October 25, 2019 Filed Oct 30, 2019 00:08 UTC |
Chang David DDirector · President and CEO
|
OtherCommon Stock | 9,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006703 · marketforms-45997.xml · nonDerivative · entry 2 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,215,354 F3 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG LLC to its members. Read SEC document |
| October 25, 2019 Filed Oct 30, 2019 00:08 UTC |
Chang David DDirector · President and CEO
|
OtherCommon Stock | 9,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006703 · marketforms-45997.xml · nonDerivative · entry 1 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,173,106 F1 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG Special Fund LLC (VVAG) to its members pursuant to a Rule 10b5-1 trading plan adopted by VVAG on March 29, 2019. F2 · ownership.nature: Securities held in the name of the Chang 2006 Family Trust. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 22:24 UTC |
Kazam Joshua ADirector
|
OtherCommon Stock | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006019 · marketforms-45835.xml · nonDerivative · entry 1 Kazam Joshua A · CIK 0001221355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,437,269 F1 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG LLC to its members. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 22:27 UTC |
Chang David DDirector · President and CEO
|
OtherCommon Stock | 9,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006021 · marketforms-45834.xml · nonDerivative · entry 2 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,205,963 F3 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG LLC to its members. F4 · balance_after: Includes 1,103 shares of the Issuer's common stock acquired by the reporting person on September 13, 2019 pursuant to an employee stock purchase program. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 22:27 UTC |
Chang David DDirector · President and CEO
|
OtherCommon Stock | 9,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006021 · marketforms-45834.xml · nonDerivative · entry 1 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,163,704 F1 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG Special Fund LLC (VVAG) to its members pursuant to a Rule 10b5-1 trading plan adopted by VVAG on March 29, 2019. F2 · ownership.nature: Securities held in the name of the Chang 2006 Family Trust. Read SEC document |
| September 18, 2019 Filed Sep 18, 2019 23:05 UTC |
MOORE ALISONChief Technical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 21,067 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001214659-19-005941 · marketforms-45786.xml · derivative · entry 9 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,202 Underlying: Common Stock · 21,067 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: One-fourth of the 892,500 shares subject to the stock option vested on June 1, 2019, and the remaining shares vest in 36 successive equal monthly installments thereafter. Read SEC document |
| September 18, 2019 Filed Sep 18, 2019 23:05 UTC |
MOORE ALISONChief Technical Officer
|
SaleCommon Stock | 21,067 | $32.13 | $676,872.18 |
DisclosureSEC source: 0001214659-19-005941 · marketforms-45786.xml · nonDerivative · entry 6 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,067 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 18, 2019 Filed Sep 18, 2019 23:05 UTC |
MOORE ALISONChief Technical Officer
|
Exercise / conversionCommon Stock | 21,067 | $2.27 | $47,822.09 |
DisclosureSEC source: 0001214659-19-005941 · marketforms-45786.xml · nonDerivative · entry 5 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 23:05 UTC |
MOORE ALISONChief Technical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 22,503 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001214659-19-005941 · marketforms-45786.xml · derivative · entry 8 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,269 Underlying: Common Stock · 22,503 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: One-fourth of the 892,500 shares subject to the stock option vested on June 1, 2019, and the remaining shares vest in 36 successive equal monthly installments thereafter. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 23:05 UTC |
MOORE ALISONChief Technical Officer
|
SaleCommon Stock | 22,503 | $32.11 | $722,560.08 |
DisclosureSEC source: 0001214659-19-005941 · marketforms-45786.xml · nonDerivative · entry 4 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,067 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 23:05 UTC |
MOORE ALISONChief Technical Officer
|
Exercise / conversionCommon Stock | 22,503 | $2.27 | $51,081.81 |
DisclosureSEC source: 0001214659-19-005941 · marketforms-45786.xml · nonDerivative · entry 3 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 23:05 UTC |
MOORE ALISONChief Technical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,257 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001214659-19-005941 · marketforms-45786.xml · derivative · entry 7 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,772 Underlying: Common Stock · 5,257 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: One-fourth of the 892,500 shares subject to the stock option vested on June 1, 2019, and the remaining shares vest in 36 successive equal monthly installments thereafter. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 23:05 UTC |
MOORE ALISONChief Technical Officer
|
SaleCommon Stock | 5,257 | $32.00 | $168,233.99 |
DisclosureSEC source: 0001214659-19-005941 · marketforms-45786.xml · nonDerivative · entry 2 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,067 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 23:05 UTC |
MOORE ALISONChief Technical Officer
|
Exercise / conversionCommon Stock | 5,257 | $2.27 | $11,933.39 |
DisclosureSEC source: 0001214659-19-005941 · marketforms-45786.xml · nonDerivative · entry 1 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 694 shares of the Issuer's common stock acquired by the reporting person on September 13, 2019 pursuant to an employee stock purchase program. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 22:02 UTC |
Kazam Joshua ADirector
|
OtherCommon Stock | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005740 · marketforms-45711.xml · nonDerivative · entry 1 Kazam Joshua A · CIK 0001221355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,429,052 F1 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG LLC to its members. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 22:03 UTC |
Chang David DDirector · President and CEO
|
OtherCommon Stock | 9,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005741 · marketforms-45712.xml · nonDerivative · entry 2 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,195,469 F3 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG LLC to its members. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 22:03 UTC |
Chang David DDirector · President and CEO
|
OtherCommon Stock | 9,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005741 · marketforms-45712.xml · nonDerivative · entry 1 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,154,302 F1 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG Special Fund LLC (VVAG) to its members pursuant to a Rule 10b5-1 trading plan adopted by VVAG on March 29, 2019. F2 · ownership.nature: Securities held in the name of the Chang 2006 Family Trust. The reporting person resigned as Trustee of the Julia Chang 2018 Irrevocable Trust and the Robert Chang 2018 Irrevocable Trust and no longer has a reportable beneficial interest in the 1,696,044 shares included in the reporting person's prior ownership reports. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:44 UTC |
Amado RafaelEVP of R&D and CMO
|
GrantStock Option (Right to Buy) · Derivative | 160,630 | $0.00 Strike: $26.15 | $0.00 |
DisclosureSEC source: 0001214659-19-005669 · marketforms-45677.xml · derivative · entry 2 Amado Rafael · CIK 0001662119 · EVP of R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,630 Underlying: Common Stock · 160,630 shares Expires 2029-09-02 F1 · derivative.exercise_date: Twenty-five percent of the shares subject to the stock option shall vest on the first anniversary of the grant date, and the remaining shares shall vest in 36 equal monthly installments thereafter. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:44 UTC |
Amado RafaelEVP of R&D and CMO
|
GrantCommon Stock | 105,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005669 · marketforms-45677.xml · nonDerivative · entry 1 Amado Rafael · CIK 0001662119 · EVP of R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,162 Read SEC document |
| July 30, 2019 Filed Jul 30, 2019 22:23 UTC |
MOORE ALISONChief Technical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,819 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001209191-19-043755 · doc4.xml · derivative · entry 9 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,029 Underlying: Common Stock · 11,819 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-fourth of the 892,500 shares subject to the stock option vested on June 1, 2019, and the remaining shares vest in 36 successive equal monthly installments thereafter. Read SEC document |
| July 30, 2019 Filed Jul 30, 2019 22:23 UTC |
MOORE ALISONChief Technical Officer
|
SaleCommon Stock | 11,819 | $29.85 | $352,738.06 |
DisclosureSEC source: 0001209191-19-043755 · doc4.xml · nonDerivative · entry 6 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,373 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.36 to $30.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 30, 2019 Filed Jul 30, 2019 22:23 UTC |
MOORE ALISONChief Technical Officer
|
Exercise / conversionCommon Stock | 11,819 | $2.27 | $26,829.13 |
DisclosureSEC source: 0001209191-19-043755 · doc4.xml · nonDerivative · entry 5 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 22:23 UTC |
MOORE ALISONChief Technical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 23,815 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001209191-19-043755 · doc4.xml · derivative · entry 8 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778,848 Underlying: Common Stock · 23,815 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-fourth of the 892,500 shares subject to the stock option vested on June 1, 2019, and the remaining shares vest in 36 successive equal monthly installments thereafter. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 22:23 UTC |
MOORE ALISONChief Technical Officer
|
SaleCommon Stock | 23,815 | $29.39 | $699,870.46 |
DisclosureSEC source: 0001209191-19-043755 · doc4.xml · nonDerivative · entry 4 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,373 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.03 to $29.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 22:23 UTC |
MOORE ALISONChief Technical Officer
|
Exercise / conversionCommon Stock | 23,815 | $2.27 | $54,060.05 |
DisclosureSEC source: 0001209191-19-043755 · doc4.xml · nonDerivative · entry 3 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 22:23 UTC |
MOORE ALISONChief Technical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 13,193 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001209191-19-043755 · doc4.xml · derivative · entry 7 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,663 Underlying: Common Stock · 13,193 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-fourth of the 892,500 shares subject to the stock option vested on June 1, 2019, and the remaining shares vest in 36 successive equal monthly installments thereafter. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 22:23 UTC |
MOORE ALISONChief Technical Officer
|
SaleCommon Stock | 13,193 | $29.18 | $384,994.17 |
DisclosureSEC source: 0001209191-19-043755 · doc4.xml · nonDerivative · entry 2 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,373 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 22:23 UTC |
MOORE ALISONChief Technical Officer
|
Exercise / conversionCommon Stock | 13,193 | $2.27 | $29,948.11 |
DisclosureSEC source: 0001209191-19-043755 · doc4.xml · nonDerivative · entry 1 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 20:26 UTC |
Kazam Joshua ADirector
|
OtherCommon Stock | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042877 · doc4.xml · nonDerivative · entry 1 Kazam Joshua A · CIK 0001221355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420,835 F1 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG LLC to its members. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 20:26 UTC |
Chang David DDirector · President and CEO
|
OtherCommon Stock | 9,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042874 · doc4.xml · nonDerivative · entry 2 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,186,078 F3 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG LLC to its members. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 20:26 UTC |
Chang David DDirector · President and CEO
|
OtherCommon Stock | 9,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042874 · doc4.xml · nonDerivative · entry 1 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,144,900 F1 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG Special Fund LLC (VVAG) to its members pursuant to a Rule 10b5-1 trading plan adopted by VVAG on March 29, 2019. F2 · ownership.nature: Securities held in the name of the Chang 2006 Family Trust. Read SEC document |
| July 10, 2019 Filed Jul 12, 2019 21:11 UTC |
Kazam Joshua ADirector
|
OtherCommon Stock | 5,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-041957 · doc4.xml · nonDerivative · entry 1 Kazam Joshua A · CIK 0001221355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,412,618 F1 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG LLC to its members. Read SEC document |
| July 10, 2019 Filed Jul 12, 2019 21:10 UTC |
Chang David DDirector · President and CEO
|
OtherCommon Stock | 6,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-041955 · doc4.xml · nonDerivative · entry 2 Chang David D · CIK 0001611024 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,176,687 F3 · kind: Pro rata distribution of shares of the Issuer's common stock from VVAG LLC to its members. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:32 UTC |
MOORE ALISONChief Technical Officer
|
Exercise / conversionOption to Purchase Common Stock (Right to Buy) · Derivative | 27,816 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001209191-19-039728 · doc4.xml · derivative · entry 2 MOORE ALISON · CIK 0001754937 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,856 Underlying: Common Stock · 27,816 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One-fourth of the 892,500 shares subject to the stock option vested on June 1, 2019, and the remaining shares vest in 36 successive equal monthly installments thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.