Last 12 months
Inside the activity.
21 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 9 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 12 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC |
SMITH BRIAN RDirector · 10% owner
S3 Ventures Fund III, L.P.Director · 10% owner
S3 VENTURES GPLP III, L.P.Director · 10% owner
S3 VENTURES III, L.L.C.Director · 10% owner
|
ConversionSeries A Preferred Stock · Derivative | 6,844,621 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · derivative · entry 9 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 6,844,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC |
SMITH BRIAN RDirector · 10% owner
S3 Ventures Fund III, L.P.Director · 10% owner
S3 VENTURES GPLP III, L.P.Director · 10% owner
S3 VENTURES III, L.L.C.Director · 10% owner
|
ConversionCommon Stock | 137,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 8 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F6 · price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC |
SMITH BRIAN RDirector · 10% owner
S3 Ventures Fund III, L.P.Director · 10% owner
S3 VENTURES GPLP III, L.P.Director · 10% owner
S3 VENTURES III, L.L.C.Director · 10% owner
|
ConversionCommon Stock | 242,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 7 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC |
SMITH BRIAN RDirector · 10% owner
S3 Ventures Fund III, L.P.Director · 10% owner
S3 VENTURES GPLP III, L.P.Director · 10% owner
S3 VENTURES III, L.L.C.Director · 10% owner
|
ConversionCommon Stock | 156,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 6 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC |
SMITH BRIAN RDirector · 10% owner
S3 Ventures Fund III, L.P.Director · 10% owner
S3 VENTURES GPLP III, L.P.Director · 10% owner
S3 VENTURES III, L.L.C.Director · 10% owner
|
ConversionCommon Stock | 285,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 5 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · ownership.direct: Shares held directly by Brian R. Smith. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC |
SMITH BRIAN RDirector · 10% owner
S3 Ventures Fund III, L.P.Director · 10% owner
S3 VENTURES GPLP III, L.P.Director · 10% owner
S3 VENTURES III, L.L.C.Director · 10% owner
|
ConversionCommon Stock | 1,501,196 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 4 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,532,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F6 · price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC |
SMITH BRIAN RDirector · 10% owner
S3 Ventures Fund III, L.P.Director · 10% owner
S3 VENTURES GPLP III, L.P.Director · 10% owner
S3 VENTURES III, L.L.C.Director · 10% owner
|
ConversionCommon Stock | 8,148,463 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 3 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,031,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC |
SMITH BRIAN RDirector · 10% owner
S3 Ventures Fund III, L.P.Director · 10% owner
S3 VENTURES GPLP III, L.P.Director · 10% owner
S3 VENTURES III, L.L.C.Director · 10% owner
|
ConversionCommon Stock | 2,038,544 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 2 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,883,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 20:25 UTC |
SMITH BRIAN RDirector · 10% owner
S3 Ventures Fund III, L.P.Director · 10% owner
S3 VENTURES GPLP III, L.P.Director · 10% owner
S3 VENTURES III, L.L.C.Director · 10% owner
|
ConversionCommon Stock | 6,844,621 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000440 · ownership.xml · nonDerivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,844,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC |
ARG Private Equity II, LLCDirector · 10% owner
KAISER GEORGE BDirector · 10% owner
|
ConversionSeries E Preferred Stock · Derivative | 1,520,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · derivative · entry 8 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,520,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · derivative.exercise_date: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC |
ARG Private Equity II, LLCDirector · 10% owner
KAISER GEORGE BDirector · 10% owner
|
ConversionSeries C Preferred Stock · Derivative | 9,131,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · derivative · entry 7 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 9,131,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.exercise_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC |
ARG Private Equity II, LLCDirector · 10% owner
KAISER GEORGE BDirector · 10% owner
|
ConversionSeries B Preferred Stock · Derivative | 1,875,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · derivative · entry 6 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,875,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · derivative.exercise_date: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · derivative.expiration_date: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC |
ARG Private Equity II, LLCDirector · 10% owner
KAISER GEORGE BDirector · 10% owner
|
ConversionSeries A Preferred Stock · Derivative | 81,126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · derivative · entry 5 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 81,126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC |
ARG Private Equity II, LLCDirector · 10% owner
KAISER GEORGE BDirector · 10% owner
|
ConversionCommon Stock | 1,520,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · nonDerivative · entry 4 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,608,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F5 · price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC |
ARG Private Equity II, LLCDirector · 10% owner
KAISER GEORGE BDirector · 10% owner
|
ConversionCommon Stock | 9,131,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · nonDerivative · entry 3 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,087,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F4 · price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC |
ARG Private Equity II, LLCDirector · 10% owner
KAISER GEORGE BDirector · 10% owner
|
ConversionCommon Stock | 1,875,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · nonDerivative · entry 2 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,956,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F3 · price: Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 15:36 UTC |
ARG Private Equity II, LLCDirector · 10% owner
KAISER GEORGE BDirector · 10% owner
|
ConversionCommon Stock | 81,126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001855290-21-000002 · primary_doc.xml · nonDerivative · entry 1 ARG Private Equity II, LLC · CIK 0001855290 · Director · 10% owner KAISER GEORGE B · CIK 0001163432 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 81,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 01:49 UTC |
GENERAL ATLANTIC, L.P.Director · 10% owner
GENERAL ATLANTIC GENPAR, L.P.Director · 10% owner
General Atlantic Partners 100, L.P.Director · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
General Atlantic Partners (Bermuda) EU, L.P.Director · 10% owner
General Atlantic Partners (Lux), SCSpDirector · 10% owner
General Atlantic GenPar (Lux) SCSpDirector · 10% owner
|
ConversionCommon Stock | 7,521,011 | $8.50 | $63,928,593.50 |
DisclosureSEC source: 0000950142-21-001332 · es210145232_4-alkami.xml · nonDerivative · entry 3 GENERAL ATLANTIC LLC · CIK 0001017645 · Director · 10% owner GENERAL ATLANTIC GENPAR, L.P. · CIK 0001467926 · Director · 10% owner General Atlantic Partners 100, L.P. · CIK 0001704892 · Director · 10% owner GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner General Atlantic Partners (Bermuda) EU, L.P. · CIK 0001701754 · Director · 10% owner General Atlantic Partners (Lux), SCSp · CIK 0001795410 · Director · 10% owner General Atlantic GenPar (Lux) SCSp · CIK 0001857517 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,729,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux) SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership ("GA GenPar Lux") and the general partner of GA GenPar Lux is General Atlantic (Lux) S.a r.l., a Luxembourg company ("GA Lux"). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership ("GenPar Bermuda"). GAP (Bermuda) Limited ("GAP (Bermuda) Limited") is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"). General Atlantic LLC, a Delaware limited liability company ("GA LLC") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the "GA Management Committee"). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 01:49 UTC |
GENERAL ATLANTIC, L.P.Director · 10% owner
GENERAL ATLANTIC GENPAR, L.P.Director · 10% owner
General Atlantic Partners 100, L.P.Director · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
General Atlantic Partners (Bermuda) EU, L.P.Director · 10% owner
General Atlantic Partners (Lux), SCSpDirector · 10% owner
General Atlantic GenPar (Lux) SCSpDirector · 10% owner
|
ConversionCommon Stock | 10,993,777 | $6.13 | $67,391,853.01 |
DisclosureSEC source: 0000950142-21-001332 · es210145232_4-alkami.xml · nonDerivative · entry 2 GENERAL ATLANTIC LLC · CIK 0001017645 · Director · 10% owner GENERAL ATLANTIC GENPAR, L.P. · CIK 0001467926 · Director · 10% owner General Atlantic Partners 100, L.P. · CIK 0001704892 · Director · 10% owner GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner General Atlantic Partners (Bermuda) EU, L.P. · CIK 0001701754 · Director · 10% owner General Atlantic Partners (Lux), SCSp · CIK 0001795410 · Director · 10% owner General Atlantic GenPar (Lux) SCSp · CIK 0001857517 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,729,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux) SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership ("GA GenPar Lux") and the general partner of GA GenPar Lux is General Atlantic (Lux) S.a r.l., a Luxembourg company ("GA Lux"). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership ("GenPar Bermuda"). GAP (Bermuda) Limited ("GAP (Bermuda) Limited") is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"). General Atlantic LLC, a Delaware limited liability company ("GA LLC") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the "GA Management Committee"). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 01:49 UTC |
GENERAL ATLANTIC, L.P.Director · 10% owner
GENERAL ATLANTIC GENPAR, L.P.Director · 10% owner
General Atlantic Partners 100, L.P.Director · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
General Atlantic Partners (Bermuda) EU, L.P.Director · 10% owner
General Atlantic Partners (Lux), SCSpDirector · 10% owner
General Atlantic GenPar (Lux) SCSpDirector · 10% owner
|
ConversionCommon Stock, par value $0.001 per share ("Common Stock") | 275,018 | $1.00 | $275,018.00 |
DisclosureSEC source: 0000950142-21-001332 · es210145232_4-alkami.xml · nonDerivative · entry 1 GENERAL ATLANTIC LLC · CIK 0001017645 · Director · 10% owner GENERAL ATLANTIC GENPAR, L.P. · CIK 0001467926 · Director · 10% owner General Atlantic Partners 100, L.P. · CIK 0001704892 · Director · 10% owner GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner General Atlantic Partners (Bermuda) EU, L.P. · CIK 0001701754 · Director · 10% owner General Atlantic Partners (Lux), SCSp · CIK 0001795410 · Director · 10% owner General Atlantic GenPar (Lux) SCSp · CIK 0001857517 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,729,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the "Issuer"). F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux) SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership ("GA GenPar Lux") and the general partner of GA GenPar Lux is General Atlantic (Lux) S.a r.l., a Luxembourg company ("GA Lux"). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership ("GenPar Bermuda"). GAP (Bermuda) Limited ("GAP (Bermuda) Limited") is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"). General Atlantic LLC, a Delaware limited liability company ("GA LLC") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the "GA Management Committee"). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 01:50 UTC |
GENERAL ATLANTIC GENPAR (BERMUDA), L.P.Director · 10% owner
GAP (Bermuda) L.P.Director · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
General Atlantic (AL), L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
|
ConversionCommon Stock | 7,521,011 | $8.50 | $63,928,593.50 |
DisclosureSEC source: 0000950142-21-001333 · es210145240_4-alkami.xml · nonDerivative · entry 3 GENERAL ATLANTIC GENPAR (BERMUDA), L.P. · CIK 0001467927 · Director · 10% owner GAP (Bermuda) LTD · CIK 0001406817 · Director · 10% owner GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner General Atlantic (AL), L.P. · CIK 0001857019 · Director · 10% owner General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,729,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux) SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership ("GA GenPar Lux") and the general partner of GA GenPar Lux is General Atlantic (Lux) S.a r.l., a Luxembourg company ("GA Lux"). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership ("GenPar Bermuda"). GAP (Bermuda) Limited ("GAP (Bermuda) Limited") is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"). General Atlantic LLC, a Delaware limited liability company ("GA LLC") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the "GA Management Committee"). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 01:50 UTC |
GENERAL ATLANTIC GENPAR (BERMUDA), L.P.Director · 10% owner
GAP (Bermuda) L.P.Director · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
General Atlantic (AL), L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
|
ConversionCommon Stock | 10,993,777 | $6.13 | $67,391,853.01 |
DisclosureSEC source: 0000950142-21-001333 · es210145240_4-alkami.xml · nonDerivative · entry 2 GENERAL ATLANTIC GENPAR (BERMUDA), L.P. · CIK 0001467927 · Director · 10% owner GAP (Bermuda) LTD · CIK 0001406817 · Director · 10% owner GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner General Atlantic (AL), L.P. · CIK 0001857019 · Director · 10% owner General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,729,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux) SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership ("GA GenPar Lux") and the general partner of GA GenPar Lux is General Atlantic (Lux) S.a r.l., a Luxembourg company ("GA Lux"). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership ("GenPar Bermuda"). GAP (Bermuda) Limited ("GAP (Bermuda) Limited") is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"). General Atlantic LLC, a Delaware limited liability company ("GA LLC") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the "GA Management Committee"). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 01:50 UTC |
GENERAL ATLANTIC GENPAR (BERMUDA), L.P.Director · 10% owner
GAP (Bermuda) L.P.Director · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
General Atlantic (AL), L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
|
ConversionCommon Stock, par value $0.001 per share ("Common Stock") | 275,018 | $1.00 | $275,018.00 |
DisclosureSEC source: 0000950142-21-001333 · es210145240_4-alkami.xml · nonDerivative · entry 1 GENERAL ATLANTIC GENPAR (BERMUDA), L.P. · CIK 0001467927 · Director · 10% owner GAP (Bermuda) LTD · CIK 0001406817 · Director · 10% owner GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner General Atlantic (AL), L.P. · CIK 0001857019 · Director · 10% owner General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,729,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the "Issuer"). F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux) SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership ("GA GenPar Lux") and the general partner of GA GenPar Lux is General Atlantic (Lux) S.a r.l., a Luxembourg company ("GA Lux"). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership ("GenPar Bermuda"). GAP (Bermuda) Limited ("GAP (Bermuda) Limited") is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership ("GA GenPar"). General Atlantic LLC, a Delaware limited liability company ("GA LLC") is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the "GA Management Committee"). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 22, 2021 01:39 UTC Amendment |
GENERAL ATLANTIC, L.P.Director · 10% owner
GENERAL ATLANTIC GENPAR, L.P.Director · 10% owner
General Atlantic Partners 100, L.P.Director · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
General Atlantic Partners (Bermuda) EU, L.P.Director · 10% owner
General Atlantic Partners (Lux), SCSpDirector · 10% owner
General Atlantic (Lux) S.a r.l.Director · 10% owner
General Atlantic GenPar (Lux) SCSpDirector · 10% owner
|
ConversionSeries E Preferred Stock · Derivative | 7,521,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001344 · es210146441_4a1-alkami.xml · derivative · entry 6 GENERAL ATLANTIC LLC · CIK 0001017645 · Director · 10% owner GENERAL ATLANTIC GENPAR, L.P. · CIK 0001467926 · Director · 10% owner General Atlantic Partners 100, L.P. · CIK 0001704892 · Director · 10% owner GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner General Atlantic Partners (Bermuda) EU, L.P. · CIK 0001701754 · Director · 10% owner General Atlantic Partners (Lux), SCSp · CIK 0001795410 · Director · 10% owner General Atlantic (Lux) S.a r.l. · CIK 0001858361 · Director · 10% owner General Atlantic GenPar (Lux) SCSp · CIK 0001857517 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 7,521,011 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F6 · price: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F6 · derivative.exercise_date: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F6 · derivative.expiration_date: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 22, 2021 01:39 UTC Amendment |
GENERAL ATLANTIC, L.P.Director · 10% owner
GENERAL ATLANTIC GENPAR, L.P.Director · 10% owner
General Atlantic Partners 100, L.P.Director · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
General Atlantic Partners (Bermuda) EU, L.P.Director · 10% owner
General Atlantic Partners (Lux), SCSpDirector · 10% owner
General Atlantic (Lux) S.a r.l.Director · 10% owner
General Atlantic GenPar (Lux) SCSpDirector · 10% owner
|
ConversionSeries D Preferred Stock · Derivative | 10,993,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001344 · es210146441_4a1-alkami.xml · derivative · entry 5 GENERAL ATLANTIC LLC · CIK 0001017645 · Director · 10% owner GENERAL ATLANTIC GENPAR, L.P. · CIK 0001467926 · Director · 10% owner General Atlantic Partners 100, L.P. · CIK 0001704892 · Director · 10% owner GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner General Atlantic Partners (Bermuda) EU, L.P. · CIK 0001701754 · Director · 10% owner General Atlantic Partners (Lux), SCSp · CIK 0001795410 · Director · 10% owner General Atlantic (Lux) S.a r.l. · CIK 0001858361 · Director · 10% owner General Atlantic GenPar (Lux) SCSp · CIK 0001857517 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,993,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F5 · price: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F5 · derivative.exercise_date: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F5 · derivative.expiration_date: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 22, 2021 01:39 UTC Amendment |
GENERAL ATLANTIC, L.P.Director · 10% owner
GENERAL ATLANTIC GENPAR, L.P.Director · 10% owner
General Atlantic Partners 100, L.P.Director · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
General Atlantic Partners (Bermuda) EU, L.P.Director · 10% owner
General Atlantic Partners (Lux), SCSpDirector · 10% owner
General Atlantic (Lux) S.a r.l.Director · 10% owner
General Atlantic GenPar (Lux) SCSpDirector · 10% owner
|
ConversionSeries A Preferred Stock · Derivative | 275,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001344 · es210146441_4a1-alkami.xml · derivative · entry 4 GENERAL ATLANTIC LLC · CIK 0001017645 · Director · 10% owner GENERAL ATLANTIC GENPAR, L.P. · CIK 0001467926 · Director · 10% owner General Atlantic Partners 100, L.P. · CIK 0001704892 · Director · 10% owner GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner General Atlantic Partners (Bermuda) EU, L.P. · CIK 0001701754 · Director · 10% owner General Atlantic Partners (Lux), SCSp · CIK 0001795410 · Director · 10% owner General Atlantic (Lux) S.a r.l. · CIK 0001858361 · Director · 10% owner General Atlantic GenPar (Lux) SCSp · CIK 0001857517 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 275,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?). F1 · price: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?). F1 · derivative.exercise_date: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?). F1 · derivative.expiration_date: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?). F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 22, 2021 01:39 UTC Amendment |
GENERAL ATLANTIC, L.P.Director · 10% owner
GENERAL ATLANTIC GENPAR, L.P.Director · 10% owner
General Atlantic Partners 100, L.P.Director · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
General Atlantic Partners (Bermuda) EU, L.P.Director · 10% owner
General Atlantic Partners (Lux), SCSpDirector · 10% owner
General Atlantic (Lux) S.a r.l.Director · 10% owner
General Atlantic GenPar (Lux) SCSpDirector · 10% owner
|
ConversionCommon Stock | 7,521,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001344 · es210146441_4a1-alkami.xml · nonDerivative · entry 3 GENERAL ATLANTIC LLC · CIK 0001017645 · Director · 10% owner GENERAL ATLANTIC GENPAR, L.P. · CIK 0001467926 · Director · 10% owner General Atlantic Partners 100, L.P. · CIK 0001704892 · Director · 10% owner GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner General Atlantic Partners (Bermuda) EU, L.P. · CIK 0001701754 · Director · 10% owner General Atlantic Partners (Lux), SCSp · CIK 0001795410 · Director · 10% owner General Atlantic (Lux) S.a r.l. · CIK 0001858361 · Director · 10% owner General Atlantic GenPar (Lux) SCSp · CIK 0001857517 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,729,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F6 · price: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 22, 2021 01:39 UTC Amendment |
GENERAL ATLANTIC, L.P.Director · 10% owner
GENERAL ATLANTIC GENPAR, L.P.Director · 10% owner
General Atlantic Partners 100, L.P.Director · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
General Atlantic Partners (Bermuda) EU, L.P.Director · 10% owner
General Atlantic Partners (Lux), SCSpDirector · 10% owner
General Atlantic (Lux) S.a r.l.Director · 10% owner
General Atlantic GenPar (Lux) SCSpDirector · 10% owner
|
ConversionCommon Stock | 10,993,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001344 · es210146441_4a1-alkami.xml · nonDerivative · entry 2 GENERAL ATLANTIC LLC · CIK 0001017645 · Director · 10% owner GENERAL ATLANTIC GENPAR, L.P. · CIK 0001467926 · Director · 10% owner General Atlantic Partners 100, L.P. · CIK 0001704892 · Director · 10% owner GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner General Atlantic Partners (Bermuda) EU, L.P. · CIK 0001701754 · Director · 10% owner General Atlantic Partners (Lux), SCSp · CIK 0001795410 · Director · 10% owner General Atlantic (Lux) S.a r.l. · CIK 0001858361 · Director · 10% owner General Atlantic GenPar (Lux) SCSp · CIK 0001857517 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,729,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F5 · price: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 22, 2021 01:39 UTC Amendment |
GENERAL ATLANTIC, L.P.Director · 10% owner
GENERAL ATLANTIC GENPAR, L.P.Director · 10% owner
General Atlantic Partners 100, L.P.Director · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
General Atlantic Partners (Bermuda) EU, L.P.Director · 10% owner
General Atlantic Partners (Lux), SCSpDirector · 10% owner
General Atlantic (Lux) S.a r.l.Director · 10% owner
General Atlantic GenPar (Lux) SCSpDirector · 10% owner
|
ConversionCommon Stock, par value $0.001 per share ("Common Stock") | 275,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001344 · es210146441_4a1-alkami.xml · nonDerivative · entry 1 GENERAL ATLANTIC LLC · CIK 0001017645 · Director · 10% owner GENERAL ATLANTIC GENPAR, L.P. · CIK 0001467926 · Director · 10% owner General Atlantic Partners 100, L.P. · CIK 0001704892 · Director · 10% owner GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner General Atlantic Partners (Bermuda) EU, L.P. · CIK 0001701754 · Director · 10% owner General Atlantic Partners (Lux), SCSp · CIK 0001795410 · Director · 10% owner General Atlantic (Lux) S.a r.l. · CIK 0001858361 · Director · 10% owner General Atlantic GenPar (Lux) SCSp · CIK 0001857517 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,729,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?). F1 · price: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?). F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 22, 2021 01:39 UTC Amendment |
GENERAL ATLANTIC GENPAR (BERMUDA), L.P.Director · 10% owner
GAP (Bermuda) L.P.Director · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
General Atlantic (AL), L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
|
ConversionSeries E Preferred Stock · Derivative | 7,521,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001345 · es210146442_4a1-alkami.xml · derivative · entry 6 GENERAL ATLANTIC GENPAR (BERMUDA), L.P. · CIK 0001467927 · Director · 10% owner GAP (Bermuda) LTD · CIK 0001406817 · Director · 10% owner GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner General Atlantic (AL), L.P. · CIK 0001857019 · Director · 10% owner General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 7,521,011 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F6 · price: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F6 · derivative.exercise_date: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F6 · derivative.expiration_date: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 22, 2021 01:39 UTC Amendment |
GENERAL ATLANTIC GENPAR (BERMUDA), L.P.Director · 10% owner
GAP (Bermuda) L.P.Director · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
General Atlantic (AL), L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
|
ConversionSeries D Preferred Stock · Derivative | 10,993,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001345 · es210146442_4a1-alkami.xml · derivative · entry 5 GENERAL ATLANTIC GENPAR (BERMUDA), L.P. · CIK 0001467927 · Director · 10% owner GAP (Bermuda) LTD · CIK 0001406817 · Director · 10% owner GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner General Atlantic (AL), L.P. · CIK 0001857019 · Director · 10% owner General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,993,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F5 · price: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F5 · derivative.exercise_date: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F5 · derivative.expiration_date: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 22, 2021 01:39 UTC Amendment |
GENERAL ATLANTIC GENPAR (BERMUDA), L.P.Director · 10% owner
GAP (Bermuda) L.P.Director · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
General Atlantic (AL), L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
|
ConversionSeries A Preferred Stock · Derivative | 275,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001345 · es210146442_4a1-alkami.xml · derivative · entry 4 GENERAL ATLANTIC GENPAR (BERMUDA), L.P. · CIK 0001467927 · Director · 10% owner GAP (Bermuda) LTD · CIK 0001406817 · Director · 10% owner GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner General Atlantic (AL), L.P. · CIK 0001857019 · Director · 10% owner General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 275,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?). F1 · price: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?). F1 · derivative.exercise_date: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?). F1 · derivative.expiration_date: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?). F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 22, 2021 01:39 UTC Amendment |
GENERAL ATLANTIC GENPAR (BERMUDA), L.P.Director · 10% owner
GAP (Bermuda) L.P.Director · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
General Atlantic (AL), L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
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ConversionCommon Stock | 7,521,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001345 · es210146442_4a1-alkami.xml · nonDerivative · entry 3 GENERAL ATLANTIC GENPAR (BERMUDA), L.P. · CIK 0001467927 · Director · 10% owner GAP (Bermuda) LTD · CIK 0001406817 · Director · 10% owner GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner General Atlantic (AL), L.P. · CIK 0001857019 · Director · 10% owner General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,729,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F6 · price: Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 22, 2021 01:39 UTC Amendment |
GENERAL ATLANTIC GENPAR (BERMUDA), L.P.Director · 10% owner
GAP (Bermuda) L.P.Director · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
General Atlantic (AL), L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
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ConversionCommon Stock | 10,993,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001345 · es210146442_4a1-alkami.xml · nonDerivative · entry 2 GENERAL ATLANTIC GENPAR (BERMUDA), L.P. · CIK 0001467927 · Director · 10% owner GAP (Bermuda) LTD · CIK 0001406817 · Director · 10% owner GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner General Atlantic (AL), L.P. · CIK 0001857019 · Director · 10% owner General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,729,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F5 · price: Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering. F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| April 16, 2021 Filed Apr 22, 2021 01:39 UTC Amendment |
GENERAL ATLANTIC GENPAR (BERMUDA), L.P.Director · 10% owner
GAP (Bermuda) L.P.Director · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
General Atlantic (AL), L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
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ConversionCommon Stock, par value $0.001 per share ("Common Stock") | 275,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-001345 · es210146442_4a1-alkami.xml · nonDerivative · entry 1 GENERAL ATLANTIC GENPAR (BERMUDA), L.P. · CIK 0001467927 · Director · 10% owner GAP (Bermuda) LTD · CIK 0001406817 · Director · 10% owner GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner General Atlantic (AL), L.P. · CIK 0001857019 · Director · 10% owner General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,729,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?). F1 · price: Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?). F2 · ownership.nature: Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"). F3 · ownership.nature: The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda. F4 · ownership.nature: The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| March 04, 2021 Filed Feb 9, 2022 22:26 UTC |
SMITH BRIAN RDirector · 10% owner
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GiftSeries C Preferred Stock · Derivative | 122,706 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-22-000156 · ownership.xml · derivative · entry 1 SMITH BRIAN R · CIK 0001106642 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,421 Underlying: Common Stock · 122,706 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.