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Nasdaq · USD

ALKT

ALKAMI TECHNOLOGY, INC.

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Tapewire entity
1625
SEC CIK
0001529274
Parsed reports
396

Last 12 months

Inside the activity.

21 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202694
Apr 202600
May 2026120
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2021 Filed Dec 2, 2021 00:25 UTC
Shootman AlexDirector · Chief Executive Officer
GrantCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001529274-21-000107 · wf-form4_163840469447274.xml · nonDerivative · entry 1

Shootman Alex · CIK 0001333570 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · shares: Represents a grant of restricted stock units, 25% of which will vest on December 8, 2022, the remainder of which vest in substantially equal quarterly installments beginning on March 8, 2023.

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November 23, 2021 Filed Nov 24, 2021 16:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 181,108 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001529274-21-000099 · wf-form4_163778847926877.xml · derivative · entry 2

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,107

Underlying: Common Stock · 181,108 shares

Expires 2022-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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November 23, 2021 Filed Nov 24, 2021 16:15 UTC Exercise / conversionCommon Stock 181,108 $0.03 $5,433.24
Disclosure

SEC source: 0001529274-21-000099 · wf-form4_163778847926877.xml · nonDerivative · entry 1

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 22, 2021 Filed Nov 24, 2021 16:18 UTC
Ramundi KristyChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,160 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001529274-21-000100 · wf-form4_163778868373513.xml · derivative · entry 3

Ramundi Kristy · CIK 0001853390 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,605

Underlying: Common Stock · 4,160 shares

Expires 2029-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option are fully vested and exercisable.

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November 22, 2021 Filed Nov 24, 2021 16:18 UTC
Ramundi KristyChief Accounting Officer
SaleCommon Stock 4,160 $28.55 $118,768.00
Disclosure

SEC source: 0001529274-21-000100 · wf-form4_163778868373513.xml · nonDerivative · entry 2

Ramundi Kristy · CIK 0001853390 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,235

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November 22, 2021 Filed Nov 24, 2021 16:18 UTC
Ramundi KristyChief Accounting Officer
Exercise / conversionCommon Stock 4,160 $2.34 $9,734.40
Disclosure

SEC source: 0001529274-21-000100 · wf-form4_163778868373513.xml · nonDerivative · entry 1

Ramundi Kristy · CIK 0001853390 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:21 UTC
HILL W BRYANChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 32,492 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001529274-21-000101 · wf-form4_163778884393337.xml · derivative · entry 3

HILL W BRYAN · CIK 0001232293 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,508

Underlying: Common Stock · 32,492 shares

Expires 2029-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option are fully vested and exercisable.

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November 22, 2021 Filed Nov 24, 2021 21:21 UTC
HILL W BRYANChief Financial Officer
SaleCommon Stock 32,492 $28.77 $934,794.84
Disclosure

SEC source: 0001529274-21-000101 · wf-form4_163778884393337.xml · nonDerivative · entry 2

HILL W BRYAN · CIK 0001232293 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:21 UTC
HILL W BRYANChief Financial Officer
Exercise / conversionCommon Stock 32,492 $2.34 $76,031.28
Disclosure

SEC source: 0001529274-21-000101 · wf-form4_163778884393337.xml · nonDerivative · entry 1

HILL W BRYAN · CIK 0001232293 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:43 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 195,597 $0.03 Strike: $0.03 $5,867.91
Disclosure

SEC source: 0001529274-21-000095 · wf-form4_163701257809715.xml · derivative · entry 3

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,215

Underlying: Common Stock · 195,597 shares

Expires 2022-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:43 UTC SaleCommon Stock 195,597 $26.36 $5,155,936.92
Disclosure

SEC source: 0001529274-21-000095 · wf-form4_163701257809715.xml · nonDerivative · entry 2

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652

Read SEC document
November 10, 2021 Filed Nov 15, 2021 16:43 UTC Exercise / conversionCommon Stock 195,597 $0.03 $5,867.91
Disclosure

SEC source: 0001529274-21-000095 · wf-form4_163701257809715.xml · nonDerivative · entry 1

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 16:22 UTC
Bohanon StephenChf. Strategist & Sales Offr.
Disposition to issuerCommon Stock 3,714 $30.14 $111,939.96
Disclosure

SEC source: 0001529274-21-000071 · wf-form4_163597096314030.xml · nonDerivative · entry 3

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 718,673

F2 · ownership.nature: The amount of securities beneficially owned following the transaction reported herein includes: (1) 339,119 shares held of record by Botech Trust, of which the Reporting Person is trustee, 339,119 shares held of record by KBCouture Trust, of which the Reporting Person's spouse is trustee, and 40,435 shares held of record by Bohanon Consulting, of which the Reporting Person is an officer and director.

F3 · ownership.nature: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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November 01, 2021 Filed Nov 3, 2021 16:22 UTC
Bohanon StephenChf. Strategist & Sales Offr.
Disposition to issuerCommon Stock 2,054 $30.14 $61,907.56
Disclosure

SEC source: 0001529274-21-000071 · wf-form4_163597096314030.xml · nonDerivative · entry 2

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 722,387

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.01 to $31.35. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The amount of securities beneficially owned following the transaction reported herein includes: (1) 339,119 shares held of record by Botech Trust, of which the Reporting Person is trustee, 339,119 shares held of record by KBCouture Trust, of which the Reporting Person's spouse is trustee, and 40,435 shares held of record by Bohanon Consulting, of which the Reporting Person is an officer and director.

F3 · ownership.nature: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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November 01, 2021 Filed Nov 3, 2021 16:22 UTC
Bohanon StephenChf. Strategist & Sales Offr.
Disposition to issuerCommon Stock 3,714 $30.14 $111,939.96
Disclosure

SEC source: 0001529274-21-000071 · wf-form4_163597096314030.xml · nonDerivative · entry 1

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 724,441

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.01 to $31.35. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The amount of securities beneficially owned following the transaction reported herein includes: (1) 339,119 shares held of record by Botech Trust, of which the Reporting Person is trustee, 339,119 shares held of record by KBCouture Trust, of which the Reporting Person's spouse is trustee, and 40,435 shares held of record by Bohanon Consulting, of which the Reporting Person is an officer and director.

F3 · ownership.nature: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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October 05, 2021 Filed Oct 7, 2021 21:55 UTC
SMITH BRIAN RDirector · 10% owner
S3 VENTURES GPLP III, L.P.Director · 10% owner
S3 Ventures Fund III, L.P.Director · 10% owner
S3 VENTURES III, L.L.C.Director · 10% owner
GrantCommon Stock 590 $0.00 $0.00
Disclosure

SEC source: 0001529274-21-000069 · wf-form4_163364372161019.xml · nonDerivative · entry 1

SMITH BRIAN R · CIK 0001106642 · Director · 10% owner

S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner

S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner

S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,786

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

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October 05, 2021 Filed Oct 7, 2021 17:47 UTC GrantCommon Stock 387 $0.00 $0.00
Disclosure

SEC source: 0001529274-21-000065 · wf-form4_163364323245643.xml · nonDerivative · entry 1

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 21:49 UTC
KANE CHARLESDirector
GrantCommon Stock 461 $0.00 $0.00
Disclosure

SEC source: 0001529274-21-000066 · wf-form4_163364335182251.xml · nonDerivative · entry 1

KANE CHARLES · CIK 0001203561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

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October 05, 2021 Filed Oct 7, 2021 21:53 UTC GrantCommon Stock 314 $0.00 $0.00
Disclosure

SEC source: 0001529274-21-000068 · wf-form4_163364361800911.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,287

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 21:45 UTC GrantCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001529274-21-000064 · wf-form4_163364310420904.xml · nonDerivative · entry 1

Clark Christopher Todd · CIK 0001540675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 21:50 UTC GrantCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001529274-21-000067 · wf-form4_163364344380199.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
September 08, 2021 Filed Sep 9, 2021 20:03 UTC SaleCommon Stock 1,446 $30.00 $43,380.00
Disclosure

SEC source: 0001529274-21-000054 · wf-form4_163121780856092.xml · nonDerivative · entry 2

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 216,146

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · ownership.nature: Shares held by MissionOG Parallel Fund II, L.P.

Read SEC document
September 08, 2021 Filed Sep 9, 2021 20:03 UTC SaleCommon Stock 2,385 $30.00 $71,550.00
Disclosure

SEC source: 0001529274-21-000054 · wf-form4_163121780856092.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 346,783

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.05. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by MissionOG Fund II, L.P.

F3 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 23:13 UTC SaleCommon Stock 18,420 $30.00 $552,600.00
Disclosure

SEC source: 0001529274-21-000052 · wf-form4_163114275756146.xml · nonDerivative · entry 4

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 217,592

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.08. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · ownership.nature: Shares held by MissionOG Parallel Fund II, L.P.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 23:13 UTC SaleCommon Stock 28,123 $30.01 $843,971.23
Disclosure

SEC source: 0001529274-21-000052 · wf-form4_163114275756146.xml · nonDerivative · entry 3

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 349,168

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.09. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by MissionOG Fund II, L.P.

F3 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 23:13 UTC SaleCommon Stock 4,007 $30.03 $120,330.21
Disclosure

SEC source: 0001529274-21-000052 · wf-form4_163114275756146.xml · nonDerivative · entry 2

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 236,012

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.15. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · ownership.nature: Shares held by MissionOG Parallel Fund II, L.P.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 23:13 UTC SaleCommon Stock 7,794 $30.02 $233,975.88
Disclosure

SEC source: 0001529274-21-000052 · wf-form4_163114275756146.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 377,291

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.33. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by MissionOG Fund II, L.P.

F3 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 19:13 UTC SaleCommon Stock 10,516 $27.07 $284,668.12
Disclosure

SEC source: 0001529274-21-000050 · wf-form4_162974597483276.xml · nonDerivative · entry 6

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 240,019

F9 · price: The price of $27.07 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.28. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F6 · ownership.nature: Shares held by MissionOG Parallel Fund II, L.P.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 19:13 UTC SaleCommon Stock 24,210 $27.07 $655,364.70
Disclosure

SEC source: 0001529274-21-000050 · wf-form4_162974597483276.xml · nonDerivative · entry 5

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 385,085

F8 · price: The price of $27.07 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.40. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Shares held by MissionOG Fund II, L.P.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 19:13 UTC SaleCommon Stock 211 $28.35 $5,981.85
Disclosure

SEC source: 0001529274-21-000050 · wf-form4_162974597483276.xml · nonDerivative · entry 4

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 250,535

F7 · price: The price of $28.35 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.31 to $28.39. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F6 · ownership.nature: Shares held by MissionOG Parallel Fund II, L.P.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 19:13 UTC SaleCommon Stock 11,717 $27.29 $319,756.93
Disclosure

SEC source: 0001529274-21-000050 · wf-form4_162974597483276.xml · nonDerivative · entry 3

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 250,746

F5 · price: The price of $27.29 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.01 to $27.60. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F6 · ownership.nature: Shares held by MissionOG Parallel Fund II, L.P.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 19:13 UTC SaleCommon Stock 400 $28.27 $11,308.00
Disclosure

SEC source: 0001529274-21-000050 · wf-form4_162974597483276.xml · nonDerivative · entry 2

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 409,295

F4 · price: The price of $28.27 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.20 to $28.38. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Shares held by MissionOG Fund II, L.P.

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August 19, 2021 Filed Aug 23, 2021 19:13 UTC SaleCommon Stock 11,399 $27.27 $310,850.73
Disclosure

SEC source: 0001529274-21-000050 · wf-form4_162974597483276.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 409,695

F1 · price: The price of $27.27 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.01 to $27.60. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Shares held by MissionOG Fund II, L.P.

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August 10, 2021 Filed Aug 11, 2021 16:46 UTC
Bohanon StephenChf. Strategist & Sales Offr.
SaleCommon Stock 15,363 $31.22 $479,563.73
Disclosure

SEC source: 0001529274-21-000048 · wf-form4_162871473259158.xml · nonDerivative · entry 3

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 728,155

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.85. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The amount of securities beneficially owned following the transaction reported herein includes: (1) 342,833 shares held of record by Botech Trust, of which the Reporting Person is trustee, 342,833 shares held of record by KBCouture Trust, of which the Reporting Person's spouse is trustee, and 42,489 shares held of record by Bohanon Consulting, of which the Reporting Person is an officer and director.

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August 10, 2021 Filed Aug 11, 2021 16:46 UTC
Bohanon StephenChf. Strategist & Sales Offr.
SaleCommon Stock 7,137 $30.61 $218,446.44
Disclosure

SEC source: 0001529274-21-000048 · wf-form4_162871473259158.xml · nonDerivative · entry 2

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 743,518

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $30.22 to $30.99. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The amount of securities beneficially owned following the transaction reported herein includes: (1) 342,833 shares held of record by Botech Trust, of which the Reporting Person is trustee, 342,833 shares held of record by KBCouture Trust, of which the Reporting Person's spouse is trustee, and 42,489 shares held of record by Bohanon Consulting, of which the Reporting Person is an officer and director.

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August 10, 2021 Filed Aug 11, 2021 16:37 UTC
HANSEN MICHAEL DDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 60,000 $0.81 Strike: $0.92 $48,600.00
Disclosure

SEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · derivative · entry 8

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 60,000 shares

Expires 2027-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from June 1, 2017 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

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August 10, 2021 Filed Aug 11, 2021 16:37 UTC
HANSEN MICHAEL DDirector · Chief Executive Officer
SaleCommon Stock 44,382 $31.21 $1,385,091.21
Disclosure

SEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 5

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.91. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 10, 2021 Filed Aug 11, 2021 16:37 UTC
HANSEN MICHAEL DDirector · Chief Executive Officer
SaleCommon Stock 15,618 $30.61 $478,059.17
Disclosure

SEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 4

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,382

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.99. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 16:37 UTC
HANSEN MICHAEL DDirector · Chief Executive Officer
Exercise / conversionCommon Stock 60,000 $0.92 $55,200.00
Disclosure

SEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 3

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:46 UTC
Bohanon StephenChf. Strategist & Sales Offr.
SaleCommon Stock 22,500 $30.47 $685,541.25
Disclosure

SEC source: 0001529274-21-000048 · wf-form4_162871473259158.xml · nonDerivative · entry 1

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 750,655

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.84. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The amount of securities beneficially owned following the transaction reported herein includes: (1) 342,833 shares held of record by Botech Trust, of which the Reporting Person is trustee, 342,833 shares held of record by KBCouture Trust, of which the Reporting Person's spouse is trustee, and 42,489 shares held of record by Bohanon Consulting, of which the Reporting Person is an officer and director.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:37 UTC
HANSEN MICHAEL DDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.81 Strike: $0.81 $81,000.00
Disclosure

SEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · derivative · entry 7

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2025-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option are fully vested and exercisable.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:37 UTC
HANSEN MICHAEL DDirector · Chief Executive Officer
SaleCommon Stock 100,000 $30.56 $3,056,010.00
Disclosure

SEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 2

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.90. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:37 UTC
HANSEN MICHAEL DDirector · Chief Executive Officer
Exercise / conversionCommon Stock 100,000 $0.81 $81,000.00
Disclosure

SEC source: 0001529274-21-000047 · wf-form4_162871424394302.xml · nonDerivative · entry 1

HANSEN MICHAEL D · CIK 0001186899 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2021 Filed Jul 29, 2021 16:01 UTC GrantCommon Stock 265 $0.00 $0.00
Disclosure

SEC source: 0001529274-21-000020 · wf-form4_162758885086792.xml · nonDerivative · entry 1

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265

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July 28, 2021 Filed Jul 29, 2021 20:13 UTC
KANE CHARLESDirector
GrantCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001529274-21-000022 · wf-form4_162758955580691.xml · nonDerivative · entry 1

KANE CHARLES · CIK 0001203561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

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July 28, 2021 Filed Jul 29, 2021 20:17 UTC GrantCommon Stock 227 $0.00 $0.00
Disclosure

SEC source: 0001529274-21-000024 · wf-form4_162758978542606.xml · nonDerivative · entry 1

Clark Christopher Todd · CIK 0001540675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

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July 28, 2021 Filed Jul 29, 2021 19:57 UTC GrantCommon Stock 214 $0.00 $0.00
Disclosure

SEC source: 0001529274-21-000018 · wf-form4_162758864153452.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,973

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

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July 28, 2021 Filed Jul 30, 2021 19:10 UTC
SMITH BRIAN RDirector · 10% owner
S3 VENTURES GPLP III, L.P.Director · 10% owner
S3 Ventures Fund III, L.P.Director · 10% owner
S3 VENTURES III, L.L.C.Director · 10% owner
GrantCommon Stock 403 $0.00 $0.00
Disclosure

SEC source: 0001529274-21-000033 · wf-form4_162767219861269.xml · nonDerivative · entry 1

SMITH BRIAN R · CIK 0001106642 · Director · 10% owner

S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner

S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner

S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,196

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 15:10 UTC GrantCommon Stock 227 $0.00 $0.00
Disclosure

SEC source: 0001529274-21-000030 · primary_doc.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

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July 14, 2021 Filed Jul 16, 2021 14:37 UTC SaleCommon Stock 9 $34.00 $306.00
Disclosure

SEC source: 0001193875-21-000006 · wf-form4_162644626276624.xml · nonDerivative · entry 11

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 421,094

F1 · ownership.nature: Shares held by MissionOG Fund II, L.P.

F2 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: This transaction is pursuant to a 10b5-1 plan executed by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.