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Nasdaq · USD

ALKT

ALKAMI TECHNOLOGY, INC.

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Tapewire entity
1625
SEC CIK
0001529274
Parsed reports
396

Last 12 months

Inside the activity.

21 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202694
Apr 202600
May 2026120
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2022 Filed May 17, 2022 19:27 UTC
Bohanon StephenChf. Strategist & Sales Offr.
SaleCommon Stock 2,157 $10.51 $22,670.07
Disclosure

SEC source: 0001529274-22-000088 · wf-form4_165282998918851.xml · nonDerivative · entry 1

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,024

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · balance_after: Includes 848 shares acquired under the Issuer's employee stock purchase plan.

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May 15, 2022 Filed May 17, 2022 23:32 UTC
Linebarger Douglas A.Chief Legal Officer
SaleCommon Stock 1,726 $10.51 $18,140.26
Disclosure

SEC source: 0001529274-22-000090 · wf-form4_165283029261224.xml · nonDerivative · entry 1

Linebarger Douglas A. · CIK 0001852925 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,675

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · balance_after: Includes 848 shares acquired under the Issuer's employee stock purchase plan.

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May 15, 2022 Filed May 17, 2022 23:10 UTC
HILL W BRYANChief Financial Officer
SaleCommon Stock 1,726 $10.51 $18,140.26
Disclosure

SEC source: 0001529274-22-000082 · wf-form4_165282893659352.xml · nonDerivative · entry 1

HILL W BRYAN · CIK 0001232293 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,574

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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May 15, 2022 Filed May 17, 2022 19:17 UTC SaleCommon Stock 4,313 $10.51 $45,329.63
Disclosure

SEC source: 0001529274-22-000084 · wf-form4_165282945290773.xml · nonDerivative · entry 1

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,779

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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April 05, 2022 Filed Apr 7, 2022 22:46 UTC
SMITH BRIAN RDirector · 10% owner
GrantCommon Stock 1,111 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000051 · wf-form4_164937155544522.xml · nonDerivative · entry 1

SMITH BRIAN R · CIK 0001106642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,904

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 18:48 UTC GrantCommon Stock 729 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000053 · wf-form4_164937171457271.xml · nonDerivative · entry 1

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,064

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:53 UTC GrantCommon Stock 590 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000057 · wf-form4_164937200334765.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,256

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:50 UTC GrantCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000055 · wf-form4_164937182737692.xml · nonDerivative · entry 1

Clark Christopher Todd · CIK 0001540675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,585

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
April 05, 2022 Filed Feb 13, 2023 22:55 UTC Amendment
SMITH BRIAN RDirector · 10% owner
S3 Ventures Fund III, L.P.Director · 10% owner
S3 VENTURES GPLP III, L.P.Director · 10% owner
S3 VENTURES III, L.L.C.Director · 10% owner
GrantCommon Stock 1,111 $0.00 $0.00
Disclosure

SEC source: 0001529274-23-000020 · wf-form4a_167632893103284.xml · nonDerivative · entry 1

SMITH BRIAN R · CIK 0001106642 · Director · 10% owner

S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner

S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner

S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824,610

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

F2 · balance_after: The Form 4 originally filed by Mr. Smith on April 7, 2022 (the "Original Form 4") inadvertently incorrectly stated the number of shares of Common Stock beneficially owned following the transaction reported therein due to an administrative error. The amounts reported in Column 5 of Table I herein have been corrected to reflect the number of shares beneficially owned as of April 5, 2022. This Form 4 is deemed to amend the Form 4s filed by the reporting person on May 20, 2022, July 6, 2022, October 7, 2022 and January 9, 2023 (the "Subsequent Form 4s") to increase the number of shares reported as beneficially owned after each reported transaction by 122,706 shares. As of the date of this filing, the reporting person beneficially owns 842,251 shares directly.

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March 03, 2022 Filed Mar 7, 2022 18:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001529274-22-000038 · wf-form4_164669628270984.xml · derivative · entry 4

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 10,000 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option are fully vested and exercisable.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:38 UTC Exercise / conversionCommon Stock 10,000 $2.34 $23,400.00
Disclosure

SEC source: 0001529274-22-000038 · wf-form4_164669628270984.xml · nonDerivative · entry 1

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 20:03 UTC
Ramundi KristyChief Accounting Officer
SaleCommon Stock 405 $15.49 $6,273.45
Disclosure

SEC source: 0001529274-22-000036 · wf-form4_164635577691149.xml · nonDerivative · entry 1

Ramundi Kristy · CIK 0001853390 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,765

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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February 16, 2022 Filed Feb 18, 2022 18:14 UTC
Bohanon StephenChf. Strategist & Sales Offr.
GrantCommon Stock 388,500 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000019 · wf-form4_164522607992398.xml · nonDerivative · entry 1

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,333

F1 · shares: Represents restricted stock units ("RSUs") which vest in 16 quarterly installments with a vesting commencement date of March 1, 2022. Each RSU represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes 833 shares acquired under the Issuer's employee stock purchase plan.

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February 16, 2022 Filed Feb 18, 2022 23:22 UTC
Linebarger Douglas A.Chief Legal Officer
GrantCommon Stock 72,700 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000021 · wf-form4_164522654155385.xml · nonDerivative · entry 1

Linebarger Douglas A. · CIK 0001852925 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,553

F1 · shares: Represents restricted stock units ("RSUs") which vest in 16 quarterly installments with a vesting commencement date of March 1, 2022. Each RSU represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes 833 shares acquired under the Issuer's employee stock purchase plan.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 23:25 UTC
HILL W BRYANChief Financial Officer
GrantCommon Stock 180,300 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000023 · wf-form4_164522673372092.xml · nonDerivative · entry 1

HILL W BRYAN · CIK 0001232293 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,300

F1 · shares: Represents restricted stock units ("RSUs") which vest in 16 quarterly installments with a vesting commencement date of March 1, 2022. Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
January 05, 2022 Filed Jan 8, 2022 00:06 UTC
SMITH BRIAN RDirector · 10% owner
S3 VENTURES GPLP III, L.P.Director · 10% owner
S3 VENTURES III, L.L.C.Director · 10% owner
S3 Ventures Fund III, L.P.Director · 10% owner
GrantCommon Stock 713 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000017 · wf-form4_164160037038114.xml · nonDerivative · entry 1

SMITH BRIAN R · CIK 0001106642 · Director · 10% owner

S3 VENTURES GPLP III, L.P. · CIK 0001855950 · Director · 10% owner

S3 VENTURES III, L.L.C. · CIK 0001855949 · Director · 10% owner

S3 Ventures Fund III, L.P. · CIK 0001490248 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,499

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 18:33 UTC GrantCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000013 · wf-form4_164159840337820.xml · nonDerivative · entry 1

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,335

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 23:21 UTC
KANE CHARLESDirector
GrantCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000005 · wf-form4_164159766239988.xml · nonDerivative · entry 1

KANE CHARLES · CIK 0001203561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 23:28 UTC GrantCommon Stock 379 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000009 · wf-form4_164159810951705.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,666

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 23:30 UTC GrantCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000011 · wf-form4_164159823801251.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 23:25 UTC GrantCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000007 · wf-form4_164159794368401.xml · nonDerivative · entry 1

Clark Christopher Todd · CIK 0001540675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 18:27 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 33,333 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001529274-22-000002 · wf-form4_164133880297844.xml · derivative · entry 6

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires 2027-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 18:27 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 51,795 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001529274-22-000002 · wf-form4_164133880297844.xml · derivative · entry 5

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 51,795 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 18:27 UTC Exercise / conversionCommon Stock 33,333 $0.92 $30,666.36
Disclosure

SEC source: 0001529274-22-000002 · wf-form4_164133880297844.xml · nonDerivative · entry 2

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 18:27 UTC Exercise / conversionCommon Stock 51,795 $2.34 $121,200.30
Disclosure

SEC source: 0001529274-22-000002 · wf-form4_164133880297844.xml · nonDerivative · entry 1

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 759 shares acquired under the Issuer's employee stock purchase plan since the date of the reporting persons last filing on Form 4. Also includes 100 shares that were inadvertently omitted from the number of shares owned following the reported transactions on the Reporting Person's prior Form 4, which was filed on December 9, 2021.

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December 15, 2021 Filed Dec 17, 2021 17:59 UTC
Ramundi KristyChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,235 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001529274-21-000115 · wf-form4_163978192978628.xml · derivative · entry 2

Ramundi Kristy · CIK 0001853390 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,530

Underlying: Common Stock · 20,235 shares

Expires 2029-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 17:59 UTC
Ramundi KristyChief Accounting Officer
Exercise / conversionCommon Stock 20,235 $2.34 $47,349.90
Disclosure

SEC source: 0001529274-21-000115 · wf-form4_163978192978628.xml · nonDerivative · entry 1

Ramundi Kristy · CIK 0001853390 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2021 Filed Dec 9, 2021 18:41 UTC Exercise / conversionCommon Stock 143,205 $2.34 $335,099.70
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 6

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 18:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 143,205 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · derivative · entry 9

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,795

Underlying: Common Stock · 143,205 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 18:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · derivative · entry 8

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 18:41 UTC SaleCommon Stock 60,000 $23.37 $1,402,332.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 5

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 444,373

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $22.75 to $23.97. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee.

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December 08, 2021 Filed Dec 9, 2021 18:41 UTC SaleCommon Stock 100,000 $23.37 $2,337,220.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 4

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,900

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $22.75 to $23.97. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 18:41 UTC Exercise / conversionCommon Stock 100,000 $0.92 $92,000.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 3

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 18:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 140,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · derivative · entry 7

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140,000 shares

Expires 2027-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 18:41 UTC SaleCommon Stock 140,000 $23.22 $3,250,996.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 2

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,900

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.55 to $23.66. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 07, 2021 Filed Dec 9, 2021 18:41 UTC Exercise / conversionCommon Stock 140,000 $0.92 $128,800.00
Disclosure

SEC source: 0001529274-21-000113 · wf-form4_163909326339875.xml · nonDerivative · entry 1

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 19:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 90,553 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001529274-21-000111 · wf-form4_163892340771936.xml · derivative · entry 2

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,553 shares

Expires 2022-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 19:30 UTC Exercise / conversionCommon Stock 90,553 $0.03 $2,716.59
Disclosure

SEC source: 0001529274-21-000111 · wf-form4_163892340771936.xml · nonDerivative · entry 1

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 18:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 90,554 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001529274-21-000109 · wf-form4_163857254892682.xml · derivative · entry 2

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,553

Underlying: Common Stock · 90,554 shares

Expires 2022-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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December 02, 2021 Filed Dec 3, 2021 18:02 UTC Exercise / conversionCommon Stock 90,554 $0.03 $2,716.62
Disclosure

SEC source: 0001529274-21-000109 · wf-form4_163857254892682.xml · nonDerivative · entry 1

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 30, 2021 Filed Dec 2, 2021 00:23 UTC
HILL W BRYANChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 11,043 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001529274-21-000106 · wf-form4_163840458035720.xml · derivative · entry 6

HILL W BRYAN · CIK 0001232293 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985,016

Underlying: Common Stock · 11,043 shares

Expires 2029-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $29.01. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 30, 2021 Filed Dec 2, 2021 00:23 UTC
HILL W BRYANChief Financial Officer
SaleCommon Stock 11,043 $28.67 $316,569.68
Disclosure

SEC source: 0001529274-21-000106 · wf-form4_163840458035720.xml · nonDerivative · entry 4

HILL W BRYAN · CIK 0001232293 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

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November 30, 2021 Filed Dec 2, 2021 00:23 UTC
HILL W BRYANChief Financial Officer
Exercise / conversionCommon Stock 11,043 $2.34 $25,840.62
Disclosure

SEC source: 0001529274-21-000106 · wf-form4_163840458035720.xml · nonDerivative · entry 3

HILL W BRYAN · CIK 0001232293 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 19:22 UTC
Ramundi KristyChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,840 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001529274-21-000105 · wf-form4_163840450825770.xml · derivative · entry 4

Ramundi Kristy · CIK 0001853390 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,765

Underlying: Common Stock · 5,840 shares

Expires 2029-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.62. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 29, 2021 Filed Dec 1, 2021 19:22 UTC
Ramundi KristyChief Accounting Officer
GrantCommon Stock 20,700 $0.00 $0.00
Disclosure

SEC source: 0001529274-21-000105 · wf-form4_163840450825770.xml · nonDerivative · entry 3

Ramundi Kristy · CIK 0001853390 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,935

F1 · shares: Represents a grant of restricted stock units that vest in substantially equal quarterly installments beginning on March 1, 2022.

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November 29, 2021 Filed Dec 1, 2021 19:22 UTC
Ramundi KristyChief Accounting Officer
SaleCommon Stock 5,840 $28.53 $166,643.23
Disclosure

SEC source: 0001529274-21-000105 · wf-form4_163840450825770.xml · nonDerivative · entry 2

Ramundi Kristy · CIK 0001853390 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,235

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November 29, 2021 Filed Dec 1, 2021 19:22 UTC
Ramundi KristyChief Accounting Officer
Exercise / conversionCommon Stock 5,840 $2.34 $13,665.60
Disclosure

SEC source: 0001529274-21-000105 · wf-form4_163840450825770.xml · nonDerivative · entry 1

Ramundi Kristy · CIK 0001853390 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:23 UTC
HILL W BRYANChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,465 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001529274-21-000106 · wf-form4_163840458035720.xml · derivative · entry 5

HILL W BRYAN · CIK 0001232293 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,973

Underlying: Common Stock · 6,465 shares

Expires 2029-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.62. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 29, 2021 Filed Dec 2, 2021 00:23 UTC
HILL W BRYANChief Financial Officer
SaleCommon Stock 6,465 $28.53 $184,419.94
Disclosure

SEC source: 0001529274-21-000106 · wf-form4_163840458035720.xml · nonDerivative · entry 2

HILL W BRYAN · CIK 0001232293 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
November 29, 2021 Filed Dec 2, 2021 00:23 UTC
HILL W BRYANChief Financial Officer
Exercise / conversionCommon Stock 6,465 $2.34 $15,128.10
Disclosure

SEC source: 0001529274-21-000106 · wf-form4_163840458035720.xml · nonDerivative · entry 1

HILL W BRYAN · CIK 0001232293 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.