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Nasdaq · USD

ALKT

ALKAMI TECHNOLOGY, INC.

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Tapewire entity
1625
SEC CIK
0001529274
Parsed reports
396

Last 12 months

Inside the activity.

21 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202694
Apr 202600
May 2026120
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2022 Filed Nov 16, 2022 23:27 UTC
Linebarger Douglas A.Chief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001529274-22-000174 · wf-form4_166864120587245.xml · derivative · entry 6

Linebarger Douglas A. · CIK 0001852925 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2025-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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November 15, 2022 Filed Nov 16, 2022 23:27 UTC
Linebarger Douglas A.Chief Legal Officer
SaleCommon Stock 100,000 $13.98 $1,397,680.00
Disclosure

SEC source: 0001529274-22-000174 · wf-form4_166864120587245.xml · nonDerivative · entry 5

Linebarger Douglas A. · CIK 0001852925 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,382

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.69 to $14.38. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 15, 2022 Filed Nov 16, 2022 23:27 UTC
Linebarger Douglas A.Chief Legal Officer
Exercise / conversionCommon Stock 20,000 $0.81 $16,200.00
Disclosure

SEC source: 0001529274-22-000174 · wf-form4_166864120587245.xml · nonDerivative · entry 4

Linebarger Douglas A. · CIK 0001852925 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 23:27 UTC
Linebarger Douglas A.Chief Legal Officer
Exercise / conversionCommon Stock 10,000 $0.92 $9,200.00
Disclosure

SEC source: 0001529274-22-000174 · wf-form4_166864120587245.xml · nonDerivative · entry 3

Linebarger Douglas A. · CIK 0001852925 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 23:27 UTC
Linebarger Douglas A.Chief Legal Officer
Exercise / conversionCommon Stock 5,000 $0.81 $4,050.00
Disclosure

SEC source: 0001529274-22-000174 · wf-form4_166864120587245.xml · nonDerivative · entry 2

Linebarger Douglas A. · CIK 0001852925 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 23:27 UTC
Linebarger Douglas A.Chief Legal Officer
Exercise / conversionCommon Stock 65,000 $0.76 $49,400.00
Disclosure

SEC source: 0001529274-22-000174 · wf-form4_166864120587245.xml · nonDerivative · entry 1

Linebarger Douglas A. · CIK 0001852925 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 10, 2022 19:53 UTC SaleCommon Stock 17,298 $13.53 $234,119.78
Disclosure

SEC source: 0001529274-22-000172 · wf-form4_166812801903610.xml · nonDerivative · entry 3

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 294,374

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $13.08 to $13.90. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee.

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November 09, 2022 Filed Nov 10, 2022 19:53 UTC SaleCommon Stock 59,400 $12.96 $770,008.14
Disclosure

SEC source: 0001529274-22-000172 · wf-form4_166812801903610.xml · nonDerivative · entry 2

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 311,672

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.585 to $13.16. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee.

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November 08, 2022 Filed Nov 10, 2022 19:53 UTC SaleCommon Stock 73,302 $12.94 $948,725.80
Disclosure

SEC source: 0001529274-22-000172 · wf-form4_166812801903610.xml · nonDerivative · entry 1

HANSEN MICHAEL D · CIK 0001186899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 371,072

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.40 to $13.28. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by MH Trust, of which Reporting Person is trustee.

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October 05, 2022 Filed Oct 7, 2022 21:41 UTC
SMITH BRIAN RDirector · 10% owner
GrantCommon Stock 1,058 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000158 · wf-form4_166517884943510.xml · nonDerivative · entry 1

SMITH BRIAN R · CIK 0001106642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,349

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

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October 05, 2022 Filed Oct 7, 2022 17:32 UTC GrantCommon Stock 694 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000154 · wf-form4_166517836122171.xml · nonDerivative · entry 1

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,730

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October 05, 2022 Filed Oct 7, 2022 21:44 UTC GrantCommon Stock 562 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000160 · wf-form4_166517902656948.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,639

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

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October 05, 2022 Filed Oct 7, 2022 21:37 UTC GrantCommon Stock 595 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000156 · wf-form4_166517864241259.xml · nonDerivative · entry 1

Clark Christopher Todd · CIK 0001540675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,039

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
September 06, 2022 Filed Sep 6, 2022 20:12 UTC
Bohanon StephenChf. Strategist & Sales Offr.
Exercise / conversionStock Option (Right to Buy) · Derivative 9,219 $0.00 Strike: $3.32 $0.00
Disclosure

SEC source: 0001529274-22-000152 · wf-form4_166250951547534.xml · derivative · entry 12

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,219

Underlying: Common Stock · 9,219 shares

Expires 2030-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
September 06, 2022 Filed Sep 6, 2022 20:12 UTC
Bohanon StephenChf. Strategist & Sales Offr.
Exercise / conversionStock Option (Right to Buy) · Derivative 1,927 $0.00 Strike: $3.32 $0.00
Disclosure

SEC source: 0001529274-22-000152 · wf-form4_166250951547534.xml · derivative · entry 11

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,527

Underlying: Common Stock · 1,927 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
September 06, 2022 Filed Sep 6, 2022 20:12 UTC
Bohanon StephenChf. Strategist & Sales Offr.
Exercise / conversionStock Option (Right to Buy) · Derivative 73,333 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001529274-22-000152 · wf-form4_166250951547534.xml · derivative · entry 10

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,333

Underlying: Common Stock · 73,333 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
September 06, 2022 Filed Sep 6, 2022 20:12 UTC
Bohanon StephenChf. Strategist & Sales Offr.
Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001529274-22-000152 · wf-form4_166250951547534.xml · derivative · entry 9

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,333

Underlying: Common Stock · 40,000 shares

Expires 2027-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
September 06, 2022 Filed Sep 6, 2022 20:12 UTC
Bohanon StephenChf. Strategist & Sales Offr.
Exercise / conversionCommon Stock 9,219 $3.32 $30,607.08
Disclosure

SEC source: 0001529274-22-000152 · wf-form4_166250951547534.xml · nonDerivative · entry 7

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2022 Filed Sep 6, 2022 20:12 UTC
Bohanon StephenChf. Strategist & Sales Offr.
Exercise / conversionCommon Stock 1,927 $3.32 $6,397.64
Disclosure

SEC source: 0001529274-22-000152 · wf-form4_166250951547534.xml · nonDerivative · entry 6

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2022 Filed Sep 6, 2022 20:12 UTC
Bohanon StephenChf. Strategist & Sales Offr.
Exercise / conversionCommon Stock 73,333 $2.34 $171,599.22
Disclosure

SEC source: 0001529274-22-000152 · wf-form4_166250951547534.xml · nonDerivative · entry 5

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2022 Filed Sep 6, 2022 20:12 UTC
Bohanon StephenChf. Strategist & Sales Offr.
SaleCommon Stock 40,000 $14.69 $587,536.00
Disclosure

SEC source: 0001529274-22-000152 · wf-form4_166250951547534.xml · nonDerivative · entry 4

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,286

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.95, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 06, 2022 Filed Sep 6, 2022 20:12 UTC
Bohanon StephenChf. Strategist & Sales Offr.
Exercise / conversionCommon Stock 40,000 $0.92 $36,800.00
Disclosure

SEC source: 0001529274-22-000152 · wf-form4_166250951547534.xml · nonDerivative · entry 3

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2022 Filed Sep 6, 2022 20:12 UTC
Bohanon StephenChf. Strategist & Sales Offr.
SaleCommon Stock 18,368 $14.72 $270,332.88
Disclosure

SEC source: 0001529274-22-000152 · wf-form4_166250951547534.xml · nonDerivative · entry 2

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,286

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.51 to $14.90, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 01, 2022 Filed Sep 6, 2022 18:47 UTC
Ramundi KristyChief Accounting Officer
Tax withholdingCommon Stock 315 $14.27 $4,495.05
Disclosure

SEC source: 0001529274-22-000147 · wf-form4_166250442240703.xml · nonDerivative · entry 1

Ramundi Kristy · CIK 0001853390 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,532

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:12 UTC
Bohanon StephenChf. Strategist & Sales Offr.
Tax withholdingCommon Stock 5,913 $14.27 $84,378.51
Disclosure

SEC source: 0001529274-22-000152 · wf-form4_166250951547534.xml · nonDerivative · entry 1

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,654

Read SEC document
September 01, 2022 Filed Sep 6, 2022 22:48 UTC
Linebarger Douglas A.Chief Legal Officer
Tax withholdingCommon Stock 1,107 $14.27 $15,796.89
Disclosure

SEC source: 0001529274-22-000148 · wf-form4_166250451475992.xml · nonDerivative · entry 1

Linebarger Douglas A. · CIK 0001852925 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,382

F1 · balance_after: The Reporting Person's Form 4 filed on February 18, 2022 inadvertently over reported 20 shares beneficially owned. Total reported herein reflects the correct amount as of the date of this filing.

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September 01, 2022 Filed Sep 6, 2022 22:50 UTC
HILL W BRYANChief Financial Officer
Tax withholdingCommon Stock 2,744 $14.27 $39,156.88
Disclosure

SEC source: 0001529274-22-000149 · wf-form4_166250459855664.xml · nonDerivative · entry 1

HILL W BRYAN · CIK 0001232293 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,941

Read SEC document
July 05, 2022 Filed Jul 6, 2022 21:44 UTC
SMITH BRIAN RDirector · 10% owner
GrantCommon Stock 1,208 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000127 · wf-form4_165714383629386.xml · nonDerivative · entry 1

SMITH BRIAN R · CIK 0001106642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,291

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
July 05, 2022 Filed Jul 6, 2022 17:47 UTC GrantCommon Stock 793 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000129 · wf-form4_165714399614874.xml · nonDerivative · entry 1

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,036

Read SEC document
July 05, 2022 Filed Jul 6, 2022 21:57 UTC GrantCommon Stock 642 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000133 · wf-form4_165714463324178.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,077

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
July 05, 2022 Filed Jul 6, 2022 21:51 UTC GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000131 · wf-form4_165714425707127.xml · nonDerivative · entry 1

Clark Christopher Todd · CIK 0001540675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,444

F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

Read SEC document
June 06, 2022 Filed Jun 6, 2022 17:52 UTC
Bohanon StephenChf. Strategist & Sales Offr.
SaleCommon Stock 24,232 $13.81 $334,617.26
Disclosure

SEC source: 0001529274-22-000125 · wf-form4_165455230637811.xml · nonDerivative · entry 2

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,567

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.615 to $13.96, inclusive. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 02, 2022 Filed Jun 2, 2022 22:38 UTC
Linebarger Douglas A.Chief Legal Officer
SaleCommon Stock 1,166 $14.37 $16,755.42
Disclosure

SEC source: 0001529274-22-000119 · wf-form4_165420950430497.xml · nonDerivative · entry 3

Linebarger Douglas A. · CIK 0001852925 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,509

F2 · shares: Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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June 02, 2022 Filed Jun 6, 2022 17:40 UTC
Ramundi KristyChief Accounting Officer
SaleCommon Stock 320 $14.37 $4,598.40
Disclosure

SEC source: 0001529274-22-000124 · wf-form4_165455158270092.xml · nonDerivative · entry 1

Ramundi Kristy · CIK 0001853390 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,847

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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June 02, 2022 Filed Jun 6, 2022 17:52 UTC
Bohanon StephenChf. Strategist & Sales Offr.
SaleCommon Stock 6,225 $14.37 $89,453.25
Disclosure

SEC source: 0001529274-22-000125 · wf-form4_165455230637811.xml · nonDerivative · entry 1

Bohanon Stephen · CIK 0001852917 · Chf. Strategist & Sales Offr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,799

F1 · shares: Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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June 02, 2022 Filed Jun 6, 2022 21:38 UTC
HILL W BRYANChief Financial Officer
SaleCommon Stock 2,889 $14.37 $41,514.93
Disclosure

SEC source: 0001529274-22-000123 · wf-form4_165455148346885.xml · nonDerivative · entry 1

HILL W BRYAN · CIK 0001232293 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,685

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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May 31, 2022 Filed Jun 2, 2022 22:38 UTC
Linebarger Douglas A.Chief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001529274-22-000119 · wf-form4_165420950430497.xml · derivative · entry 4

Linebarger Douglas A. · CIK 0001852925 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 6,000 shares

Expires 2027-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 22:38 UTC
Linebarger Douglas A.Chief Legal Officer
SaleCommon Stock 6,000 $13.87 $83,213.40
Disclosure

SEC source: 0001529274-22-000119 · wf-form4_165420950430497.xml · nonDerivative · entry 2

Linebarger Douglas A. · CIK 0001852925 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,675

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.78 to $14.01, inclusive. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 31, 2022 Filed Jun 2, 2022 22:38 UTC
Linebarger Douglas A.Chief Legal Officer
Exercise / conversionCommon Stock 6,000 $0.92 $5,520.00
Disclosure

SEC source: 0001529274-22-000119 · wf-form4_165420950430497.xml · nonDerivative · entry 1

Linebarger Douglas A. · CIK 0001852925 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2022 Filed May 24, 2022 15:01 UTC
Shootman AlexDirector · Chief Executive Officer
GrantCommon Stock 21,740 $11.49 $249,757.82
Disclosure

SEC source: 0001529274-22-000116 · wf-form4_165340445024307.xml · nonDerivative · entry 2

Shootman Alex · CIK 0001333570 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045,904

F3 · shares: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.31 to $11.70, inclusive. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 19, 2022 Filed May 24, 2022 15:01 UTC
Shootman AlexDirector · Chief Executive Officer
PurchaseCommon Stock 22,468 $11.13 $249,996.94
Disclosure

SEC source: 0001529274-22-000116 · wf-form4_165340445024307.xml · nonDerivative · entry 1

Shootman Alex · CIK 0001333570 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024,164

F1 · shares: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.70 to $11.255, inclusive. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 1,696 shares acquired under the Issuer's employee stock purchase plan.

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May 18, 2022 Filed May 20, 2022 21:48 UTC
SMITH BRIAN RDirector · 10% owner
GrantCommon Stock 14,179 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000099 · wf-form4_165308327177630.xml · nonDerivative · entry 1

SMITH BRIAN R · CIK 0001106642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,083

F1 · shares: Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

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May 18, 2022 Filed May 20, 2022 18:01 UTC GrantCommon Stock 14,179 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000107 · wf-form4_165308406924477.xml · nonDerivative · entry 1

Nelson Gary Lynn · CIK 0001853133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,243

F1 · shares: Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock.

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May 18, 2022 Filed May 20, 2022 21:38 UTC GrantCommon Stock 14,179 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000095 · wf-form4_165308271069064.xml · nonDerivative · entry 1

Osnoss Raphael · CIK 0001852906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,179

F1 · shares: Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

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May 18, 2022 Filed May 20, 2022 21:54 UTC
KANE CHARLESDirector
GrantCommon Stock 14,179 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000103 · wf-form4_165308368141555.xml · nonDerivative · entry 1

KANE CHARLES · CIK 0001203561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,512

F1 · shares: Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

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May 18, 2022 Filed May 20, 2022 22:05 UTC GrantCommon Stock 14,179 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000109 · wf-form4_165308433605565.xml · nonDerivative · entry 1

Yastine Barbara A. · CIK 0001506757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,979

F1 · shares: Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock.

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May 18, 2022 Filed May 20, 2022 21:57 UTC GrantCommon Stock 14,179 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000105 · wf-form4_165308383866953.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,139

F1 · shares: Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

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May 18, 2022 Filed May 20, 2022 21:43 UTC GrantCommon Stock 14,179 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000097 · wf-form4_165308301747427.xml · nonDerivative · entry 1

Clark Christopher Todd · CIK 0001540675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,764

F1 · shares: Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

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May 18, 2022 Filed May 20, 2022 21:52 UTC GrantCommon Stock 14,179 $0.00 $0.00
Disclosure

SEC source: 0001529274-22-000101 · wf-form4_165308351457893.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,435

F1 · shares: Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.

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May 15, 2022 Filed May 17, 2022 19:21 UTC
Ramundi KristyChief Accounting Officer
SaleCommon Stock 598 $10.51 $6,284.98
Disclosure

SEC source: 0001529274-22-000086 · wf-form4_165282968782727.xml · nonDerivative · entry 1

Ramundi Kristy · CIK 0001853390 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,167

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.