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Alkermes plc.

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2392
SEC CIK
0001520262
Parsed reports
692

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202602
May 202603
Jun 202603
Jul 202603
Aug 202605
Sep 202602
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2021 Filed Feb 19, 2021 00:24 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006562 · form4.xml · derivative · entry 6

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/17/2018.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/17/2018.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 00:24 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Tax withholdingOrdinary Shares 868 $19.97 $17,333.96
Disclosure

SEC source: 0001127602-21-006562 · form4.xml · nonDerivative · entry 4

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,769

Read SEC document
February 17, 2021 Filed Feb 19, 2021 00:24 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionOrdinary Shares 2,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006562 · form4.xml · nonDerivative · entry 3

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 00:23 UTC
Brown Iain MichaelSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Unit Award · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006561 · form4.xml · derivative · entry 6

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/17/2018.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/17/2018.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 00:23 UTC
Brown Iain MichaelSVP, Chief Financial Officer
Tax withholdingOrdinary Shares 868 $19.97 $17,333.96
Disclosure

SEC source: 0001127602-21-006561 · form4.xml · nonDerivative · entry 4

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,763

Read SEC document
February 17, 2021 Filed Feb 19, 2021 00:23 UTC
Brown Iain MichaelSVP, Chief Financial Officer
Exercise / conversionOrdinary Shares 2,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006561 · form4.xml · nonDerivative · entry 3

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:28 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionRestricted Stock Unit Award · Derivative 18,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006566 · form4.xml · derivative · entry 5

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,125

Underlying: Ordinary Shares · 18,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:28 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Tax withholdingOrdinary Shares 8,074 $19.79 $159,784.46
Disclosure

SEC source: 0001127602-21-006566 · form4.xml · nonDerivative · entry 2

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,145

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:28 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Exercise / conversionOrdinary Shares 18,125 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006566 · form4.xml · nonDerivative · entry 1

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 19:27 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 3,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006565 · form4.xml · derivative · entry 5

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

Underlying: Ordinary Shares · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 19:27 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Tax withholdingOrdinary Shares 1,678 $19.79 $33,207.62
Disclosure

SEC source: 0001127602-21-006565 · form4.xml · nonDerivative · entry 2

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,042

Read SEC document
February 16, 2021 Filed Feb 18, 2021 19:27 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Exercise / conversionOrdinary Shares 3,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006565 · form4.xml · nonDerivative · entry 1

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:26 UTC
Jackson Blair CurtisEVP, Chief Operating Officer
Exercise / conversionRestricted Stock Unit Award · Derivative 2,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006564 · form4.xml · derivative · entry 5

Jackson Blair Curtis · CIK 0001842348 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,375

Underlying: Ordinary Shares · 2,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:26 UTC
Jackson Blair CurtisEVP, Chief Operating Officer
Tax withholdingOrdinary Shares 825 $19.79 $16,326.75
Disclosure

SEC source: 0001127602-21-006564 · form4.xml · nonDerivative · entry 2

Jackson Blair Curtis · CIK 0001842348 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,082

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:26 UTC
Jackson Blair CurtisEVP, Chief Operating Officer
Exercise / conversionOrdinary Shares 2,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006564 · form4.xml · nonDerivative · entry 1

Jackson Blair Curtis · CIK 0001842348 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:25 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Exercise / conversionRestricted Stock Unit Award · Derivative 3,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006563 · form4.xml · derivative · entry 3

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

Underlying: Ordinary Shares · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:25 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Tax withholdingOrdinary Shares 1,172 $19.79 $23,193.88
Disclosure

SEC source: 0001127602-21-006563 · form4.xml · nonDerivative · entry 2

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,036

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:25 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Exercise / conversionOrdinary Shares 3,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006563 · form4.xml · nonDerivative · entry 1

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:24 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 3,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006562 · form4.xml · derivative · entry 5

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

Underlying: Ordinary Shares · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:24 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Tax withholdingOrdinary Shares 1,172 $19.79 $23,193.88
Disclosure

SEC source: 0001127602-21-006562 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,137

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:24 UTC
Gaffin David JosephSVP, CLO, Alkermes, Inc.
Exercise / conversionOrdinary Shares 3,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006562 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · SVP, CLO, Alkermes, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:23 UTC
Brown Iain MichaelSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Unit Award · Derivative 2,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006561 · form4.xml · derivative · entry 5

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,375

Underlying: Ordinary Shares · 2,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/16/2019.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:23 UTC
Brown Iain MichaelSVP, Chief Financial Officer
Tax withholdingOrdinary Shares 825 $19.79 $16,326.75
Disclosure

SEC source: 0001127602-21-006561 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,131

Read SEC document
February 16, 2021 Filed Feb 19, 2021 00:23 UTC
Brown Iain MichaelSVP, Chief Financial Officer
Exercise / conversionOrdinary Shares 2,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006561 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:28 UTC GrantRestricted Stock Unit Award · Derivative 2,223 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005257 · form4.xml · derivative · entry 4

MCKEON BRIAN P · CIK 0001219445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,223

Underlying: Ordinary Shares · 2,223 shares

Expires not disclosed

F4 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 2/10/2022.

F4 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 2/10/2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:28 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 4,549 $0.00 Strike: $22.93 $0.00
Disclosure

SEC source: 0001127602-21-005257 · form4.xml · derivative · entry 3

MCKEON BRIAN P · CIK 0001219445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,549

Underlying: Ordinary Shares · 4,549 shares

Expires 2031-02-10

F3 · derivative.exercise_date: Shares subject to the stock option award vest and become exercisable in full on 2/10/2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:28 UTC GrantRestricted Stock Unit Award · Derivative 13,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005257 · form4.xml · derivative · entry 2

MCKEON BRIAN P · CIK 0001219445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,336

Underlying: Ordinary Shares · 13,336 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in three annual installments commencing on 2/10/2022.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in three annual installments commencing on 2/10/2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:28 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 26,169 $0.00 Strike: $22.93 $0.00
Disclosure

SEC source: 0001127602-21-005257 · form4.xml · derivative · entry 1

MCKEON BRIAN P · CIK 0001219445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,169

Underlying: Ordinary Shares · 26,169 shares

Expires 2031-02-10

F1 · derivative.exercise_date: Shares subject to the stock option award vest in three annual installments commencing on 2/10/2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:30 UTC GrantRestricted Stock Unit Award · Derivative 2,223 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005259 · form4.xml · derivative · entry 4

Daglio David Angelo Jr. · CIK 0001837109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,223

Underlying: Ordinary Shares · 2,223 shares

Expires not disclosed

F4 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 2/10/2022.

F4 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 2/10/2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:30 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 4,549 $0.00 Strike: $22.93 $0.00
Disclosure

SEC source: 0001127602-21-005259 · form4.xml · derivative · entry 3

Daglio David Angelo Jr. · CIK 0001837109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,549

Underlying: Ordinary Shares · 4,549 shares

Expires 2031-02-10

F3 · derivative.exercise_date: Shares subject to the stock option award vest and become exercisable in full on 2/10/2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:30 UTC GrantRestricted Stock Unit Award · Derivative 13,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005259 · form4.xml · derivative · entry 2

Daglio David Angelo Jr. · CIK 0001837109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,336

Underlying: Ordinary Shares · 13,336 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in three annual installments commencing on 2/10/2022.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in three annual installments commencing on 2/10/2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:30 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 26,169 $0.00 Strike: $22.93 $0.00
Disclosure

SEC source: 0001127602-21-005259 · form4.xml · derivative · entry 1

Daglio David Angelo Jr. · CIK 0001837109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,169

Underlying: Ordinary Shares · 26,169 shares

Expires 2031-02-10

F1 · derivative.exercise_date: Shares subject to the stock option award vest in three annual installments commencing on 2/10/2022.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 16:38 UTC Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $12.62 $0.00
Disclosure

SEC source: 0001127602-21-001770 · form4.xml · derivative · entry 4

DIXON WENDY L · CIK 0001202283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 20,000 shares

Expires 2021-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 16:38 UTC Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $12.62 $0.00
Disclosure

SEC source: 0001127602-21-001770 · form4.xml · derivative · entry 3

DIXON WENDY L · CIK 0001202283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 15,000 shares

Expires 2021-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options are fully vested in accordance with their terms.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 16:38 UTC Exercise / conversionOrdinary Shares 20,000 $12.62 $252,400.00
Disclosure

SEC source: 0001127602-21-001770 · form4.xml · nonDerivative · entry 2

DIXON WENDY L · CIK 0001202283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 16:38 UTC Exercise / conversionOrdinary Shares 15,000 $12.62 $189,300.00
Disclosure

SEC source: 0001127602-21-001770 · form4.xml · nonDerivative · entry 1

DIXON WENDY L · CIK 0001202283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 16:28 UTC GrantRestricted Stock Unit Award · Derivative 5,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030565 · form4.xml · derivative · entry 2

ANSTICE DAVID W · CIK 0001181171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Ordinary Shares · 5,578 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 16:28 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 11,509 $0.00 Strike: $18.82 $0.00
Disclosure

SEC source: 0001127602-20-030565 · form4.xml · derivative · entry 1

ANSTICE DAVID W · CIK 0001181171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,509

Underlying: Ordinary Shares · 11,509 shares

Expires 2030-12-02

F1 · derivative.exercise_date: This option becomes exercisable in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:38 UTC GrantRestricted Stock Unit Award · Derivative 5,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030581 · form4.xml · derivative · entry 2

Wilson Frank Anders · CIK 0001462948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Ordinary Shares · 5,578 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:38 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 11,509 $0.00 Strike: $18.82 $0.00
Disclosure

SEC source: 0001127602-20-030581 · form4.xml · derivative · entry 1

Wilson Frank Anders · CIK 0001462948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,509

Underlying: Ordinary Shares · 11,509 shares

Expires 2030-12-02

F1 · derivative.exercise_date: This option becomes exercisable in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:39 UTC GrantRestricted Stock Unit Award · Derivative 5,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030583 · form4.xml · derivative · entry 2

Wysenski Nancy · CIK 0001294596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Ordinary Shares · 5,578 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

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December 02, 2020 Filed Dec 4, 2020 21:39 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 11,509 $0.00 Strike: $18.82 $0.00
Disclosure

SEC source: 0001127602-20-030583 · form4.xml · derivative · entry 1

Wysenski Nancy · CIK 0001294596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,509

Underlying: Ordinary Shares · 11,509 shares

Expires 2030-12-02

F1 · derivative.exercise_date: This option becomes exercisable in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 16:29 UTC GrantRestricted Stock Unit Award · Derivative 5,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030567 · form4.xml · derivative · entry 2

BREYER ROBERT A · CIK 0001236441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Ordinary Shares · 5,578 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 16:29 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 11,509 $0.00 Strike: $18.82 $0.00
Disclosure

SEC source: 0001127602-20-030567 · form4.xml · derivative · entry 1

BREYER ROBERT A · CIK 0001236441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,509

Underlying: Ordinary Shares · 11,509 shares

Expires 2030-12-02

F1 · derivative.exercise_date: This option becomes exercisable in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 16:34 UTC GrantRestricted Stock Unit Award · Derivative 5,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030578 · form4.xml · derivative · entry 2

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Ordinary Shares · 5,578 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 16:34 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 11,509 $0.00 Strike: $18.82 $0.00
Disclosure

SEC source: 0001127602-20-030578 · form4.xml · derivative · entry 1

MITCHELL PAUL J · CIK 0001236454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,509

Underlying: Ordinary Shares · 11,509 shares

Expires 2030-12-02

F1 · derivative.exercise_date: This option becomes exercisable in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 16:32 UTC GrantRestricted Stock Unit Award · Derivative 5,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030574 · form4.xml · derivative · entry 2

DIXON WENDY L · CIK 0001202283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Ordinary Shares · 5,578 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 16:32 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 11,509 $0.00 Strike: $18.82 $0.00
Disclosure

SEC source: 0001127602-20-030574 · form4.xml · derivative · entry 1

DIXON WENDY L · CIK 0001202283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,509

Underlying: Ordinary Shares · 11,509 shares

Expires 2030-12-02

F1 · derivative.exercise_date: This option becomes exercisable in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:35 UTC GrantRestricted Stock Unit Award · Derivative 5,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030579 · form4.xml · derivative · entry 2

snyderman nancy lynn MD · CIK 0001675198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

Underlying: Ordinary Shares · 5,578 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 12/2/2021.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:35 UTC GrantNon Qualified Stock Option (Right to Buy) · Derivative 11,509 $0.00 Strike: $18.82 $0.00
Disclosure

SEC source: 0001127602-20-030579 · form4.xml · derivative · entry 1

snyderman nancy lynn MD · CIK 0001675198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,509

Underlying: Ordinary Shares · 11,509 shares

Expires 2030-12-02

F1 · derivative.exercise_date: This option becomes exercisable in full on 12/2/2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.