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Alkermes plc.

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2392
SEC CIK
0001520262
Parsed reports
692

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202602
May 202603
Jun 202603
Jul 202603
Aug 202605
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2024 Filed Feb 21, 2024 22:40 UTC
Parisi Samuel JosephVP, Finance (Interim PAO)
Exercise / conversionOrdinary Shares 2,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-006175 · form4.xml · nonDerivative · entry 1

Parisi Samuel Joseph · CIK 0002010945 · VP, Finance (Interim PAO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:33 UTC
Jackson Blair CurtisEVP, Chief Operating Officer
Exercise / conversionRestricted Stock Unit Award · Derivative 8,897 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-006171 · form4.xml · derivative · entry 5

Jackson Blair Curtis · CIK 0001842348 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,793

Underlying: Ordinary Shares · 8,897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:33 UTC
Jackson Blair CurtisEVP, Chief Operating Officer
Tax withholdingOrdinary Shares 3,888 $32.18 $125,115.84
Disclosure

SEC source: 0001127602-24-006171 · form4.xml · nonDerivative · entry 2

Jackson Blair Curtis · CIK 0001842348 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,954

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:33 UTC
Jackson Blair CurtisEVP, Chief Operating Officer
Exercise / conversionOrdinary Shares 8,897 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-006171 · form4.xml · nonDerivative · entry 1

Jackson Blair Curtis · CIK 0001842348 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:32 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Exercise / conversionRestricted Stock Unit Award · Derivative 8,897 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-006170 · form4.xml · derivative · entry 5

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,793

Underlying: Ordinary Shares · 8,897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:32 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Tax withholdingOrdinary Shares 3,951 $32.18 $127,143.18
Disclosure

SEC source: 0001127602-24-006170 · form4.xml · nonDerivative · entry 2

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,883

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:32 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Exercise / conversionOrdinary Shares 8,897 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-006170 · form4.xml · nonDerivative · entry 1

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:30 UTC
Gaffin David JosephEVP, CLO, Alkermes, Inc.
Exercise / conversionRestricted Stock Unit Award · Derivative 6,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-006169 · form4.xml · derivative · entry 5

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,709

Underlying: Ordinary Shares · 6,355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:30 UTC
Gaffin David JosephEVP, CLO, Alkermes, Inc.
Tax withholdingOrdinary Shares 1,869 $32.18 $60,144.42
Disclosure

SEC source: 0001127602-24-006169 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,193

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:30 UTC
Gaffin David JosephEVP, CLO, Alkermes, Inc.
Exercise / conversionOrdinary Shares 6,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-006169 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:27 UTC
Brown Iain MichaelSVP, Chief Financial Officer
Exercise / conversionRestricted Stock Unit Award · Derivative 6,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-006168 · form4.xml · derivative · entry 5

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,709

Underlying: Ordinary Shares · 6,355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.

F2 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:27 UTC
Brown Iain MichaelSVP, Chief Financial Officer
Tax withholdingOrdinary Shares 1,869 $32.18 $60,144.42
Disclosure

SEC source: 0001127602-24-006168 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,199

Read SEC document
February 18, 2024 Filed Feb 21, 2024 22:27 UTC
Brown Iain MichaelSVP, Chief Financial Officer
Exercise / conversionOrdinary Shares 6,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-006168 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:01 UTC Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative 2,690 $0.00 Strike: $22.52 $0.00
Disclosure

SEC source: 0001127602-24-005339 · form4.xml · derivative · entry 3

LAURENCIN CATO T · CIK 0001444810 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,833

Underlying: Ordinary Shares · 2,690 shares

Expires 2031-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/26/2023.

F2 · derivative.exercise_date: Shares subject to the stock option award vest in three equal annual installments commencing on 12/8/2022.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:01 UTC SaleOrdinary Shares 2,690 $31.85 $85,676.50
Disclosure

SEC source: 0001127602-24-005339 · form4.xml · nonDerivative · entry 2

LAURENCIN CATO T · CIK 0001444810 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,169

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/26/2023.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:01 UTC Exercise / conversionOrdinary Shares 2,690 $22.52 $60,578.80
Disclosure

SEC source: 0001127602-24-005339 · form4.xml · nonDerivative · entry 1

LAURENCIN CATO T · CIK 0001444810 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/26/2023.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 22:11 UTC Exercise / conversionRestricted Stock Unit Award · Derivative 4,533 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004741 · form4.xml · derivative · entry 11

MCKEON BRIAN P · CIK 0001219445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F5 · derivative.exercise_date: This award is fully vested in accordance with its terms.

F5 · derivative.expiration_date: This award is fully vested in accordance with its terms.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 22:11 UTC Tax withholdingOrdinary Shares 1,088 $27.32 $29,724.16
Disclosure

SEC source: 0001127602-24-004741 · form4.xml · nonDerivative · entry 2

MCKEON BRIAN P · CIK 0001219445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,141

Read SEC document
February 10, 2024 Filed Feb 13, 2024 22:11 UTC Exercise / conversionOrdinary Shares 4,533 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004741 · form4.xml · nonDerivative · entry 1

MCKEON BRIAN P · CIK 0001219445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 22:07 UTC Exercise / conversionRestricted Stock Unit Award · Derivative 4,533 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004738 · form4.xml · derivative · entry 11

Daglio David Angelo Jr. · CIK 0001837109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F5 · derivative.exercise_date: This award is fully vested in accordance with its terms.

F5 · derivative.expiration_date: This award is fully vested in accordance with its terms.

Read SEC document
February 10, 2024 Filed Feb 13, 2024 22:07 UTC Tax withholdingOrdinary Shares 1,088 $27.32 $29,724.16
Disclosure

SEC source: 0001127602-24-004738 · form4.xml · nonDerivative · entry 2

Daglio David Angelo Jr. · CIK 0001837109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,141

Read SEC document
February 10, 2024 Filed Feb 13, 2024 22:07 UTC Exercise / conversionOrdinary Shares 4,533 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004738 · form4.xml · nonDerivative · entry 1

Daglio David Angelo Jr. · CIK 0001837109 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 03:00 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
Tax withholdingOrdinary Shares 91,757 $26.77 $2,456,334.89
Disclosure

SEC source: 0001127602-24-004634 · form4.xml · nonDerivative · entry 2

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,179,675

Read SEC document
February 08, 2024 Filed Feb 13, 2024 03:00 UTC
POPS RICHARD FDirector · Director and CEO, Alkermes plc
GrantOrdinary Shares 218,551 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004634 · form4.xml · nonDerivative · entry 1

POPS RICHARD F · CIK 0001126490 · Director · Director and CEO, Alkermes plc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,271,432

F1 · price: These ordinary shares were acquired by the reporting person as a result of the vesting of performance-vesting restricted stock unit awards granted to the reporting person on February 22, 2021 with a three-year performance period that ended on December 31, 2023 (the "2021 PRSUs"). The vesting of this portion of the 2021 PRSUs was triggered by the determination of achievement of certain pre-specified performance goals and application of a total shareholder return modifier and represents the final vesting event under the 2021 PRSUs.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 02:59 UTC
Nichols Christian ToddSVP, Chief Commercial Officer
Tax withholdingOrdinary Shares 8,135 $26.77 $217,773.95
Disclosure

SEC source: 0001127602-24-004633 · form4.xml · nonDerivative · entry 2

Nichols Christian Todd · CIK 0001813312 · SVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,806

Read SEC document
February 08, 2024 Filed Feb 13, 2024 02:59 UTC
Nichols Christian ToddSVP, Chief Commercial Officer
GrantOrdinary Shares 27,012 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004633 · form4.xml · nonDerivative · entry 1

Nichols Christian Todd · CIK 0001813312 · SVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,941

F1 · price: These ordinary shares were acquired by the reporting person as a result of the vesting of performance-vesting restricted stock unit awards granted to the reporting person on February 22, 2021 with a three-year performance period that ended on December 31, 2023 (the "2021 PRSUs"). The vesting of this portion of the 2021 PRSUs was triggered by the determination of achievement of certain pre-specified performance goals and application of a total shareholder return modifier and represents the final vesting event under the 2021 PRSUs.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:58 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
Tax withholdingOrdinary Shares 3,183 $26.77 $85,208.91
Disclosure

SEC source: 0001127602-24-004631 · form4.xml · nonDerivative · entry 2

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,744

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:58 UTC
LANDINE MICHAEL JSVP, Corp Dev., Alkermes, Inc.
GrantOrdinary Shares 21,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004631 · form4.xml · nonDerivative · entry 1

LANDINE MICHAEL J · CIK 0001235600 · SVP, Corp Dev., Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,927

F1 · price: These ordinary shares were acquired by the reporting person as a result of the vesting of performance-vesting restricted stock unit awards granted to the reporting person on February 22, 2021 with a three-year performance period that ended on December 31, 2023 (the "2021 PRSUs"). The vesting of this portion of the 2021 PRSUs was triggered by the determination of achievement of certain pre-specified performance goals and application of a total shareholder return modifier and represents the final vesting event under the 2021 PRSUs.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 02:57 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
Tax withholdingOrdinary Shares 15,280 $26.77 $409,045.60
Disclosure

SEC source: 0001127602-24-004630 · form4.xml · nonDerivative · entry 2

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,937

Read SEC document
February 08, 2024 Filed Feb 13, 2024 02:57 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
GrantOrdinary Shares 46,658 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004630 · form4.xml · nonDerivative · entry 1

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,217

F1 · price: These ordinary shares were acquired by the reporting person as a result of the vesting of performance-vesting restricted stock unit awards granted to the reporting person on February 22, 2021 with a three-year performance period that ended on December 31, 2023 (the "2021 PRSUs"). The vesting of this portion of the 2021 PRSUs was triggered by the determination of achievement of certain pre-specified performance goals and application of a total shareholder return modifier and represents the final vesting event under the 2021 PRSUs.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 02:56 UTC
Gaffin David JosephEVP, CLO, Alkermes, Inc.
Tax withholdingOrdinary Shares 8,483 $26.77 $227,089.91
Disclosure

SEC source: 0001127602-24-004629 · form4.xml · nonDerivative · entry 2

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,707

Read SEC document
February 08, 2024 Filed Feb 13, 2024 02:56 UTC
Gaffin David JosephEVP, CLO, Alkermes, Inc.
GrantOrdinary Shares 28,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004629 · form4.xml · nonDerivative · entry 1

Gaffin David Joseph · CIK 0001675905 · EVP, CLO, Alkermes, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,190

F1 · price: These ordinary shares were acquired by the reporting person as a result of the vesting of performance-vesting restricted stock unit awards granted to the reporting person on February 22, 2021 with a three-year performance period that ended on December 31, 2023 (the "2021 PRSUs"). The vesting of this portion of the 2021 PRSUs was triggered by the determination of achievement of certain pre-specified performance goals and application of a total shareholder return modifier and represents the final vesting event under the 2021 PRSUs.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 02:55 UTC
Brown Iain MichaelSVP, Chief Financial Officer
Tax withholdingOrdinary Shares 8,137 $26.77 $217,827.49
Disclosure

SEC source: 0001127602-24-004628 · form4.xml · nonDerivative · entry 2

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,713

Read SEC document
February 08, 2024 Filed Feb 13, 2024 02:55 UTC
Brown Iain MichaelSVP, Chief Financial Officer
GrantOrdinary Shares 27,012 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004628 · form4.xml · nonDerivative · entry 1

Brown Iain Michael · CIK 0001643456 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,850

F1 · price: These ordinary shares were acquired by the reporting person as a result of the vesting of performance-vesting restricted stock unit awards granted to the reporting person on February 22, 2021 with a three-year performance period that ended on December 31, 2023 (the "2021 PRSUs"). The vesting of this portion of the 2021 PRSUs was triggered by the determination of achievement of certain pre-specified performance goals and application of a total shareholder return modifier and represents the final vesting event under the 2021 PRSUs.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 22:02 UTC
Jackson Blair CurtisEVP, Chief Operating Officer
Tax withholdingOrdinary Shares 11,007 $26.77 $294,657.39
Disclosure

SEC source: 0001127602-24-004729 · form4.xml · nonDerivative · entry 2

Jackson Blair Curtis · CIK 0001842348 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,945

F1 · date: Late filing due to administrative error.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 22:02 UTC
Jackson Blair CurtisEVP, Chief Operating Officer
GrantOrdinary Shares 36,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004729 · form4.xml · nonDerivative · entry 1

Jackson Blair Curtis · CIK 0001842348 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,952

F1 · date: Late filing due to administrative error.

F2 · price: These ordinary shares were acquired by the reporting person as a result of the vesting of performance-vesting restricted stock unit awards granted to the reporting person on February 22, 2021 with a three-year performance period that ended on December 31, 2023 (the "2021 PRSUs"). The vesting of this portion of the 2021 PRSUs was triggered by the determination of achievement of certain pre-specified performance goals and application of a total shareholder return modifier and represents the final vesting event under the 2021 PRSUs.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:46 UTC Exercise / conversionRestricted Stock Unit Award · Derivative 4,163 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-029515 · form4.xml · derivative · entry 9

LAURENCIN CATO T · CIK 0001444810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,163

Underlying: Ordinary Shares · 4,163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F8 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in three annual installments commencing on 12/8/2022.

F8 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in three annual installments commencing on 12/8/2022.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:46 UTC Tax withholdingOrdinary Shares 1,000 $25.86 $25,860.00
Disclosure

SEC source: 0001127602-23-029515 · form4.xml · nonDerivative · entry 2

LAURENCIN CATO T · CIK 0001444810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,169

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:46 UTC Exercise / conversionOrdinary Shares 4,163 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-029515 · form4.xml · nonDerivative · entry 1

LAURENCIN CATO T · CIK 0001444810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

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November 17, 2023 Filed Dec 13, 2023 01:46 UTC OtherRestricted Stock Unit Award · Derivative 163 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-029515 · form4.xml · derivative · entry 8

LAURENCIN CATO T · CIK 0001444810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,326

Underlying: Ordinary Shares · 163 shares

Expires not disclosed

F2 · security: Represents an equity award granted prior to the separation of the issuer's oncology business into Mural Oncology plc (the "Separation"), as adjusted on November 17, 2023 in connection with the Separation (in order to preserve the value associated with the original award) based on the equity adjustment terms set forth in the Employee Matters Agreement filed by the issuer as Exhibit 10.2 to its Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on November 15, 2023. The exercise price (if any) of the adjusted award is shown in Boxes 2 and 8, the number of shares subject to the adjusted award is shown in Box 9 and the number of shares added to the award pursuant to the adjustment is shown in Box 5.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F8 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in three annual installments commencing on 12/8/2022.

F8 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in three annual installments commencing on 12/8/2022.

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November 17, 2023 Filed Dec 13, 2023 01:46 UTC OtherRestricted Stock Unit Award · Derivative 119 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-029515 · form4.xml · derivative · entry 7

LAURENCIN CATO T · CIK 0001444810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,104

Underlying: Ordinary Shares · 119 shares

Expires not disclosed

F2 · security: Represents an equity award granted prior to the separation of the issuer's oncology business into Mural Oncology plc (the "Separation"), as adjusted on November 17, 2023 in connection with the Separation (in order to preserve the value associated with the original award) based on the equity adjustment terms set forth in the Employee Matters Agreement filed by the issuer as Exhibit 10.2 to its Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on November 15, 2023. The exercise price (if any) of the adjusted award is shown in Boxes 2 and 8, the number of shares subject to the adjusted award is shown in Box 9 and the number of shares added to the award pursuant to the adjustment is shown in Box 5.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F7 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in full on 6/29/2024.

F7 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in full on 6/29/2024.

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November 17, 2023 Filed Dec 13, 2023 01:46 UTC OtherNon Qualified Stock Option (Right to Buy) · Derivative 254 $30.72 Strike: $30.72 $7,801.86
Disclosure

SEC source: 0001127602-23-029515 · form4.xml · derivative · entry 6

LAURENCIN CATO T · CIK 0001444810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,986

Underlying: Ordinary Shares · 254 shares

Expires 2033-06-29

F2 · security: Represents an equity award granted prior to the separation of the issuer's oncology business into Mural Oncology plc (the "Separation"), as adjusted on November 17, 2023 in connection with the Separation (in order to preserve the value associated with the original award) based on the equity adjustment terms set forth in the Employee Matters Agreement filed by the issuer as Exhibit 10.2 to its Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on November 15, 2023. The exercise price (if any) of the adjusted award is shown in Boxes 2 and 8, the number of shares subject to the adjusted award is shown in Box 9 and the number of shares added to the award pursuant to the adjustment is shown in Box 5.

F6 · derivative.exercise_date: Shares subject to the stock option award vest and become exercisable in full on 6/29/2024.

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November 17, 2023 Filed Dec 13, 2023 01:46 UTC OtherNon Qualified Stock Option (Right to Buy) · Derivative 231 $30.86 Strike: $30.86 $7,129.35
Disclosure

SEC source: 0001127602-23-029515 · form4.xml · derivative · entry 5

LAURENCIN CATO T · CIK 0001444810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,785

Underlying: Ordinary Shares · 231 shares

Expires 2032-07-07

F2 · security: Represents an equity award granted prior to the separation of the issuer's oncology business into Mural Oncology plc (the "Separation"), as adjusted on November 17, 2023 in connection with the Separation (in order to preserve the value associated with the original award) based on the equity adjustment terms set forth in the Employee Matters Agreement filed by the issuer as Exhibit 10.2 to its Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on November 15, 2023. The exercise price (if any) of the adjusted award is shown in Boxes 2 and 8, the number of shares subject to the adjusted award is shown in Box 9 and the number of shares added to the award pursuant to the adjustment is shown in Box 5.

F5 · derivative.exercise_date: These options are fully vested in accordance with their terms.

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November 17, 2023 Filed Dec 13, 2023 01:46 UTC OtherNon Qualified Stock Option (Right to Buy) · Derivative 422 $22.52 Strike: $22.52 $9,503.44
Disclosure

SEC source: 0001127602-23-029515 · form4.xml · derivative · entry 4

LAURENCIN CATO T · CIK 0001444810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,523

Underlying: Ordinary Shares · 422 shares

Expires 2031-12-08

F2 · security: Represents an equity award granted prior to the separation of the issuer's oncology business into Mural Oncology plc (the "Separation"), as adjusted on November 17, 2023 in connection with the Separation (in order to preserve the value associated with the original award) based on the equity adjustment terms set forth in the Employee Matters Agreement filed by the issuer as Exhibit 10.2 to its Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on November 15, 2023. The exercise price (if any) of the adjusted award is shown in Boxes 2 and 8, the number of shares subject to the adjusted award is shown in Box 9 and the number of shares added to the award pursuant to the adjustment is shown in Box 5.

F4 · derivative.exercise_date: Shares subject to the stock option award vest in three equal annual installments commencing on 12/8/2022.

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November 17, 2023 Filed Dec 13, 2023 01:46 UTC OtherNon Qualified Stock Option (Right to Buy) · Derivative 112 $22.52 Strike: $22.52 $2,522.24
Disclosure

SEC source: 0001127602-23-029515 · form4.xml · derivative · entry 3

LAURENCIN CATO T · CIK 0001444810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,712

Underlying: Ordinary Shares · 112 shares

Expires 2031-12-08

F2 · security: Represents an equity award granted prior to the separation of the issuer's oncology business into Mural Oncology plc (the "Separation"), as adjusted on November 17, 2023 in connection with the Separation (in order to preserve the value associated with the original award) based on the equity adjustment terms set forth in the Employee Matters Agreement filed by the issuer as Exhibit 10.2 to its Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on November 15, 2023. The exercise price (if any) of the adjusted award is shown in Boxes 2 and 8, the number of shares subject to the adjusted award is shown in Box 9 and the number of shares added to the award pursuant to the adjustment is shown in Box 5.

F3 · derivative.exercise_date: This award is fully vested in accordance with its terms.

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November 17, 2023 Filed Feb 13, 2024 02:57 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
OtherRestricted Stock Unit Award · Derivative 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004630 · form4.xml · derivative · entry 13

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,757

Underlying: Ordinary Shares · 603 shares

Expires not disclosed

F2 · security: Represents an equity award granted prior to the separation of the issuer's oncology business into Mural Oncology plc (the "Separation"), as adjusted on November 17, 2023 in connection with the Separation (in order to preserve the value associated with the original award) based on the equity adjustment terms set forth in the Employee Matters Agreement filed by the issuer as Exhibit 10.2 to its Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on November 15, 2023. The exercise price (if any) of the adjusted award is shown in Boxes 2 and 8, the number of shares subject to the adjusted award is shown in Box 9 and the number of shares added to the award pursuant to the adjustment is shown in Box 5.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F5 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F12 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/23/2024.

F12 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/23/2024.

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November 17, 2023 Filed Feb 13, 2024 02:57 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
OtherEmployee Stock Option (Right to Buy) · Derivative 2,412 $26.82 Strike: $26.82 $64,689.84
Disclosure

SEC source: 0001127602-24-004630 · form4.xml · derivative · entry 12

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,027

Underlying: Ordinary Shares · 2,412 shares

Expires 2033-02-23

F2 · security: Represents an equity award granted prior to the separation of the issuer's oncology business into Mural Oncology plc (the "Separation"), as adjusted on November 17, 2023 in connection with the Separation (in order to preserve the value associated with the original award) based on the equity adjustment terms set forth in the Employee Matters Agreement filed by the issuer as Exhibit 10.2 to its Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on November 15, 2023. The exercise price (if any) of the adjusted award is shown in Boxes 2 and 8, the number of shares subject to the adjusted award is shown in Box 9 and the number of shares added to the award pursuant to the adjustment is shown in Box 5.

F11 · derivative.exercise_date: Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/23/2024.

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November 17, 2023 Filed Feb 13, 2024 02:57 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
OtherRestricted Stock Unit Award · Derivative 523 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004630 · form4.xml · derivative · entry 11

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,690

Underlying: Ordinary Shares · 523 shares

Expires not disclosed

F2 · security: Represents an equity award granted prior to the separation of the issuer's oncology business into Mural Oncology plc (the "Separation"), as adjusted on November 17, 2023 in connection with the Separation (in order to preserve the value associated with the original award) based on the equity adjustment terms set forth in the Employee Matters Agreement filed by the issuer as Exhibit 10.2 to its Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on November 15, 2023. The exercise price (if any) of the adjusted award is shown in Boxes 2 and 8, the number of shares subject to the adjusted award is shown in Box 9 and the number of shares added to the award pursuant to the adjustment is shown in Box 5.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F5 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F10 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.

F10 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/18/2023.

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November 17, 2023 Filed Feb 13, 2024 02:57 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
OtherEmployee Stock Option (Right to Buy) · Derivative 2,790 $24.59 Strike: $24.59 $68,606.10
Disclosure

SEC source: 0001127602-24-004630 · form4.xml · derivative · entry 10

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,344

Underlying: Ordinary Shares · 2,790 shares

Expires 2032-02-18

F2 · security: Represents an equity award granted prior to the separation of the issuer's oncology business into Mural Oncology plc (the "Separation"), as adjusted on November 17, 2023 in connection with the Separation (in order to preserve the value associated with the original award) based on the equity adjustment terms set forth in the Employee Matters Agreement filed by the issuer as Exhibit 10.2 to its Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on November 15, 2023. The exercise price (if any) of the adjusted award is shown in Boxes 2 and 8, the number of shares subject to the adjusted award is shown in Box 9 and the number of shares added to the award pursuant to the adjustment is shown in Box 5.

F9 · derivative.exercise_date: Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/18/2023.

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November 17, 2023 Filed Feb 13, 2024 02:57 UTC
Hopkinson Craig C.EVP R&D, Chief Medical Officer
OtherRestricted Stock Unit Award · Derivative 481 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004630 · form4.xml · derivative · entry 9

Hopkinson Craig C. · CIK 0001730048 · EVP R&D, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,557

Underlying: Ordinary Shares · 481 shares

Expires not disclosed

F2 · security: Represents an equity award granted prior to the separation of the issuer's oncology business into Mural Oncology plc (the "Separation"), as adjusted on November 17, 2023 in connection with the Separation (in order to preserve the value associated with the original award) based on the equity adjustment terms set forth in the Employee Matters Agreement filed by the issuer as Exhibit 10.2 to its Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on November 15, 2023. The exercise price (if any) of the adjusted award is shown in Boxes 2 and 8, the number of shares subject to the adjusted award is shown in Box 9 and the number of shares added to the award pursuant to the adjustment is shown in Box 5.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F5 · price: Each restricted stock unit represents a contingent right to receive one ordinary share.

F8 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/22/2022.

F8 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/22/2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.