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ALK

ALASKA AIR GROUP, INC.

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3976
SEC CIK
0000766421
Parsed reports
581

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2020 Filed Feb 18, 2020 22:14 UTC
TACKETT SHANE REVP STRATEGY/PLNG
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 810 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000608 · form.xml · derivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 810 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:14 UTC
TACKETT SHANE REVP STRATEGY/PLNG
Tax withholdingCOMMON STOCK 198 $66.11 $13,089.78
Disclosure

SEC source: 0001246360-20-000608 · form.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,164

F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:14 UTC
TACKETT SHANE REVP STRATEGY/PLNG
Exercise / conversionCOMMON STOCK 810 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000608 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:14 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000606 · form.xml · derivative · entry 3

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 3,230 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:14 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Tax withholdingCOMMON STOCK 1,272 $66.11 $84,091.92
Disclosure

SEC source: 0001246360-20-000606 · form.xml · nonDerivative · entry 2

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,636

F1 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:14 UTC
PEDERSEN BRANDONEXEC VP/FINANCE & CFO
Exercise / conversionCOMMON STOCK 3,230 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000606 · form.xml · nonDerivative · entry 1

PEDERSEN BRANDON · CIK 0001274498 · EXEC VP/FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:07 UTC
LEVINE KYLE BSR VP LEGAL
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 760 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000603 · form.xml · derivative · entry 3

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 760 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:07 UTC
LEVINE KYLE BSR VP LEGAL
Tax withholdingCOMMON STOCK 186 $66.11 $12,296.46
Disclosure

SEC source: 0001246360-20-000603 · form.xml · nonDerivative · entry 2

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,406

F1 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:07 UTC
LEVINE KYLE BSR VP LEGAL
Exercise / conversionCOMMON STOCK 760 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000603 · form.xml · nonDerivative · entry 1

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:07 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 4,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000604 · form.xml · derivative · entry 3

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 4,400 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:07 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
Tax withholdingCOMMON STOCK 1,732 $66.11 $114,502.52
Disclosure

SEC source: 0001246360-20-000604 · form.xml · nonDerivative · entry 2

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,908

F1 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:07 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
Exercise / conversionCOMMON STOCK 4,400 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000604 · form.xml · nonDerivative · entry 1

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:00 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000602 · form.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 3,230 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:00 UTC Tax withholdingCOMMON STOCK 1,272 $66.11 $84,091.92
Disclosure

SEC source: 0001246360-20-000602 · form.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,505

F1 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 22:00 UTC Exercise / conversionCOMMON STOCK 3,230 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000602 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:56 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000601 · form.xml · derivative · entry 3

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 710 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:56 UTC Tax withholdingCOMMON STOCK 120 $66.11 $7,933.20
Disclosure

SEC source: 0001246360-20-000601 · form.xml · nonDerivative · entry 2

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,064

F1 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:56 UTC Exercise / conversionCOMMON STOCK 490 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000601 · form.xml · nonDerivative · entry 1

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:56 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 8,530 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001246360-20-000511 · form.xml · derivative · entry 7

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,530

Underlying: COMMON STOCK · 8,530 shares

Expires 2030-02-11

F4 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024).

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:56 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
GrantRESTRICTED STOCK UNITS · Derivative 1,970 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000511 · form.xml · derivative · entry 6

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,970

Underlying: COMMON STOCK · 1,970 shares

Expires 2030-02-11

F3 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:56 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
Tax withholdingCOMMON STOCK 259 $64.55 $16,718.45
Disclosure

SEC source: 0001246360-20-000511 · form.xml · nonDerivative · entry 5

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,989

F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F6 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:56 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
Tax withholdingCOMMON STOCK 297 $64.55 $19,171.35
Disclosure

SEC source: 0001246360-20-000511 · form.xml · nonDerivative · entry 4

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,248

F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F6 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:56 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
GrantCOMMON STOCK 1,060 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000511 · form.xml · nonDerivative · entry 3

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,545

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A ONE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 3/7/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:56 UTC
SCHNEIDER ANDREA LSR VP PEOPLE
GrantCOMMON STOCK 1,217 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000511 · form.xml · nonDerivative · entry 2

SCHNEIDER ANDREA L · CIK 0001715974 · SR VP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,485

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:00 UTC
TACKETT SHANE REVP STRATEGY/PLNG
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 22,750 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001246360-20-000514 · form.xml · derivative · entry 7

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,750

Underlying: COMMON STOCK · 22,750 shares

Expires 2030-02-11

F5 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024).

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:00 UTC
TACKETT SHANE REVP STRATEGY/PLNG
GrantRESTRICTED STOCK UNITS · Derivative 5,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000514 · form.xml · derivative · entry 6

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,260

Underlying: COMMON STOCK · 5,260 shares

Expires 2030-02-11

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:00 UTC
TACKETT SHANE REVP STRATEGY/PLNG
Tax withholdingCOMMON STOCK 272 $64.55 $17,557.60
Disclosure

SEC source: 0001246360-20-000514 · form.xml · nonDerivative · entry 5

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,552

F8 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020

F7 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:00 UTC
TACKETT SHANE REVP STRATEGY/PLNG
Tax withholdingCOMMON STOCK 314 $64.55 $20,268.70
Disclosure

SEC source: 0001246360-20-000514 · form.xml · nonDerivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,824

F6 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F7 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:00 UTC
TACKETT SHANE REVP STRATEGY/PLNG
GrantCOMMON STOCK 1,114 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000514 · form.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,138

F3 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A ONE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 3/7/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:00 UTC
TACKETT SHANE REVP STRATEGY/PLNG
GrantCOMMON STOCK 1,289 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000514 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,024

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:00 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 52,010 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001246360-20-000513 · form.xml · derivative · entry 6

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,010

Underlying: COMMON STOCK · 52,010 shares

Expires 2030-02-11

F4 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024).

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:00 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
GrantRESTRICTED STOCK UNITS · Derivative 12,010 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000513 · form.xml · derivative · entry 5

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,010

Underlying: COMMON STOCK · 12,010 shares

Expires 2030-02-11

F3 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:00 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
Tax withholdingCOMMON STOCK 4,322 $64.55 $278,985.10
Disclosure

SEC source: 0001246360-20-000513 · form.xml · nonDerivative · entry 4

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,904

F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F6 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:00 UTC
TILDEN BRADLEY DCHAIRMAN, PRESIDENT AND CEO
GrantCOMMON STOCK 10,981 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000513 · form.xml · nonDerivative · entry 3

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN, PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,226

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:56 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 1,830 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001246360-20-000512 · form.xml · derivative · entry 5

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830

Underlying: COMMON STOCK · 1,830 shares

Expires 2030-02-11

F4 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024).

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:56 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
GrantRESTRICTED STOCK UNITS · Derivative 420 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000512 · form.xml · derivative · entry 4

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420

Underlying: COMMON STOCK · 420 shares

Expires 2030-02-11

F3 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:56 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Tax withholdingCOMMON STOCK 168 $64.55 $10,844.40
Disclosure

SEC source: 0001246360-20-000512 · form.xml · nonDerivative · entry 3

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,254

F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F6 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:56 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
GrantCOMMON STOCK 565 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000512 · form.xml · nonDerivative · entry 2

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,422

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

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February 11, 2020 Filed Feb 13, 2020 21:49 UTC
LEVINE KYLE BSR VP LEGAL
GrantRESTRICTED STOCK UNITS · Derivative 2,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000510 · form.xml · derivative · entry 7

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,060

Underlying: COMMON STOCK · 2,060 shares

Expires 2030-02-11

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

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February 11, 2020 Filed Feb 13, 2020 21:49 UTC
LEVINE KYLE BSR VP LEGAL
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 7,400 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001246360-20-000510 · form.xml · derivative · entry 6

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400

Underlying: COMMON STOCK · 7,400 shares

Expires 2030-02-11

F4 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024).

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February 11, 2020 Filed Feb 13, 2020 21:49 UTC
LEVINE KYLE BSR VP LEGAL
Tax withholdingCOMMON STOCK 291 $64.55 $18,784.05
Disclosure

SEC source: 0001246360-20-000510 · form.xml · nonDerivative · entry 5

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,832

F6 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F7 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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February 11, 2020 Filed Feb 13, 2020 21:49 UTC
LEVINE KYLE BSR VP LEGAL
Tax withholdingCOMMON STOCK 414 $64.55 $26,723.70
Disclosure

SEC source: 0001246360-20-000510 · form.xml · nonDerivative · entry 4

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,123

F6 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F7 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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February 11, 2020 Filed Feb 13, 2020 21:49 UTC
LEVINE KYLE BSR VP LEGAL
GrantCOMMON STOCK 1,700 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000510 · form.xml · nonDerivative · entry 3

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,537

F3 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A ONE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 3/7/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

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February 11, 2020 Filed Feb 13, 2020 21:49 UTC
LEVINE KYLE BSR VP LEGAL
GrantCOMMON STOCK 1,194 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000510 · form.xml · nonDerivative · entry 2

LEVINE KYLE B · CIK 0001663200 · SR VP LEGAL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,837

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020

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February 11, 2020 Filed Feb 13, 2020 21:49 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 32,510 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001246360-20-000509 · form.xml · derivative · entry 6

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,510

Underlying: COMMON STOCK · 32,510 shares

Expires 2030-02-11

F5 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024).

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February 11, 2020 Filed Feb 13, 2020 21:49 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
GrantRESTRICTED STOCK UNITS · Derivative 7,510 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000509 · form.xml · derivative · entry 5

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,510

Underlying: COMMON STOCK · 7,510 shares

Expires 2030-02-11

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

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February 11, 2020 Filed Feb 13, 2020 21:49 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
Tax withholdingCOMMON STOCK 407 $64.55 $26,271.85
Disclosure

SEC source: 0001246360-20-000509 · form.xml · nonDerivative · entry 4

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,240

F1 · security: REFLECTS AN ADDITIONAL 2,440 RESTRICTED STOCK UNITS REFERRED TO IN FOOTNOTE 1 ON THE FORM 4 FILED ON 02/16/2017 WHICH WERE INADVERTENTLY EXCLUDED FROM COLUMN 5 IN SUCH FORM 4 AND IN SUBSEQUENT REPORTS. ALSO REFLECTS AN ADDITIONAL 16 SHARES OF COMMON STOCK THAT ARE BENEFICIALLY OWNED BY THE REPORTING PERSON WHICH WERE NOT ATTRIBUTED DUE TO A CALCULATION ERROR RELATED TO A STOCK SPLIT THAT OCCURRED IN JULY 2014.

F6 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F7 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:49 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
Tax withholdingCOMMON STOCK 2,620 $64.55 $169,121.00
Disclosure

SEC source: 0001246360-20-000509 · form.xml · nonDerivative · entry 3

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,647

F1 · security: REFLECTS AN ADDITIONAL 2,440 RESTRICTED STOCK UNITS REFERRED TO IN FOOTNOTE 1 ON THE FORM 4 FILED ON 02/16/2017 WHICH WERE INADVERTENTLY EXCLUDED FROM COLUMN 5 IN SUCH FORM 4 AND IN SUBSEQUENT REPORTS. ALSO REFLECTS AN ADDITIONAL 16 SHARES OF COMMON STOCK THAT ARE BENEFICIALLY OWNED BY THE REPORTING PERSON WHICH WERE NOT ATTRIBUTED DUE TO A CALCULATION ERROR RELATED TO A STOCK SPLIT THAT OCCURRED IN JULY 2014.

F6 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F7 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:49 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
GrantCOMMON STOCK 1,034 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000509 · form.xml · nonDerivative · entry 2

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,267

F1 · security: REFLECTS AN ADDITIONAL 2,440 RESTRICTED STOCK UNITS REFERRED TO IN FOOTNOTE 1 ON THE FORM 4 FILED ON 02/16/2017 WHICH WERE INADVERTENTLY EXCLUDED FROM COLUMN 5 IN SUCH FORM 4 AND IN SUBSEQUENT REPORTS. ALSO REFLECTS AN ADDITIONAL 16 SHARES OF COMMON STOCK THAT ARE BENEFICIALLY OWNED BY THE REPORTING PERSON WHICH WERE NOT ATTRIBUTED DUE TO A CALCULATION ERROR RELATED TO A STOCK SPLIT THAT OCCURRED IN JULY 2014.

F3 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A ONE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 3/7/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:49 UTC
MINICUCCI BENITOPRESIDENT,ALASKA AIRLINES
GrantCOMMON STOCK 6,961 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000509 · form.xml · nonDerivative · entry 1

MINICUCCI BENITO · CIK 0001451455 · PRESIDENT,ALASKA AIRLINES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,233

F1 · security: REFLECTS AN ADDITIONAL 2,440 RESTRICTED STOCK UNITS REFERRED TO IN FOOTNOTE 1 ON THE FORM 4 FILED ON 02/16/2017 WHICH WERE INADVERTENTLY EXCLUDED FROM COLUMN 5 IN SUCH FORM 4 AND IN SUBSEQUENT REPORTS. ALSO REFLECTS AN ADDITIONAL 16 SHARES OF COMMON STOCK THAT ARE BENEFICIALLY OWNED BY THE REPORTING PERSON WHICH WERE NOT ATTRIBUTED DUE TO A CALCULATION ERROR RELATED TO A STOCK SPLIT THAT OCCURRED IN JULY 2014.

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.