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ALK

ALASKA AIR GROUP, INC.

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3976
SEC CIK
0000766421
Parsed reports
581

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2022 Filed Feb 16, 2022 21:51 UTC Tax withholdingCOMMON STOCK 1,538 $57.01 $87,681.38
Disclosure

SEC source: 0001544030-22-000002 · primary_doc.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,419

F1 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 2/14/2022.

F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:51 UTC Exercise / conversionCOMMON STOCK 5,290 $0.00 $0.00
Disclosure

SEC source: 0001544030-22-000002 · primary_doc.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:14 UTC
MINICUCCI BENITOCEO AND PRESIDENT
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 35,810 $0.00 Strike: $55.36 $0.00
Disclosure

SEC source: 0001451455-22-000001 · primary_doc.xml · derivative · entry 4

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,810

Underlying: COMMON STOCK · 35,810 shares

Expires 2032-02-07

F5 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026).

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:14 UTC
MINICUCCI BENITOCEO AND PRESIDENT
GrantRESTRICTED STOCK UNITS · Derivative 15,110 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001451455-22-000001 · primary_doc.xml · derivative · entry 3

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,110

Underlying: COMMON STOCK · 15,110 shares

Expires 2032-02-07

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:14 UTC
MINICUCCI BENITOCEO AND PRESIDENT
Tax withholdingCOMMON STOCK 1,769 $55.36 $97,931.84
Disclosure

SEC source: 0001451455-22-000001 · primary_doc.xml · nonDerivative · entry 2

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,123

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/7/2022.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:14 UTC
MINICUCCI BENITOCEO AND PRESIDENT
GrantCOMMON STOCK 4,494 $0.00 $0.00
Disclosure

SEC source: 0001451455-22-000001 · primary_doc.xml · nonDerivative · entry 1

MINICUCCI BENITO · CIK 0001451455 · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,892

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/21 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2019 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/7/2022.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 23:41 UTC GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 7,710 $0.00 Strike: $55.36 $0.00
Disclosure

SEC source: 0001715974-22-000001 · primary_doc.xml · derivative · entry 5

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,710

Underlying: COMMON STOCK · 7,710 shares

Expires 2032-02-07

F6 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026).

Read SEC document
February 07, 2022 Filed Feb 9, 2022 23:41 UTC GrantRESTRICTED STOCK UNITS · Derivative 3,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001715974-22-000001 · primary_doc.xml · derivative · entry 4

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: COMMON STOCK · 3,250 shares

Expires 2032-02-07

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 23:41 UTC Tax withholdingCOMMON STOCK 190 $55.36 $10,518.40
Disclosure

SEC source: 0001715974-22-000001 · primary_doc.xml · nonDerivative · entry 2

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,441

F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/7/2022.

F4 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 23:41 UTC GrantCOMMON STOCK 780 $0.00 $0.00
Disclosure

SEC source: 0001715974-22-000001 · primary_doc.xml · nonDerivative · entry 1

SCHNEIDER ANDREA L · CIK 0001715974 · SVP PEOPLE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,631

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/21 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2019 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/7/2022.

F2 · balance_after: TOTAL SHARES BENEFICIALLY HELD FOLLOWING THIS TRANSACTION REFLECTS AN ADJUSTED FOR AN OVERSTATEMENT OF 33 SHARES ON FORM 3 FILED 08/31/2017 WHICH CARRIED FORWARD IN SUBSEQUENT FORM 4 FILINGS PRIOR TO THIS TRANSACTION.

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February 07, 2022 Filed Feb 10, 2022 00:00 UTC
TACKETT SHANE REVP AND CFO
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 17,630 $0.00 Strike: $55.36 $0.00
Disclosure

SEC source: 0001544028-22-000001 · primary_doc.xml · derivative · entry 5

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,630

Underlying: COMMON STOCK · 17,630 shares

Expires 2032-02-07

F6 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026).

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:00 UTC
TACKETT SHANE REVP AND CFO
GrantRESTRICTED STOCK UNITS · Derivative 7,440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544028-22-000001 · primary_doc.xml · derivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,440

Underlying: COMMON STOCK · 7,440 shares

Expires 2032-02-07

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:00 UTC
TACKETT SHANE REVP AND CFO
Tax withholdingCOMMON STOCK 580 $55.36 $32,108.80
Disclosure

SEC source: 0001544028-22-000001 · primary_doc.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,861

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/7/2022.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:00 UTC
TACKETT SHANE REVP AND CFO
GrantCOMMON STOCK 2,379 $0.00 $0.00
Disclosure

SEC source: 0001544028-22-000001 · primary_doc.xml · nonDerivative · entry 1

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,441

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/21 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2019 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/7/2022.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 23:02 UTC Tax withholdingCOMMON STOCK 1,600 $55.36 $88,576.00
Disclosure

SEC source: 0001188835-22-000005 · primary_doc.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,856

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/7/2022.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 23:02 UTC GrantCOMMON STOCK 6,570 $0.00 $0.00
Disclosure

SEC source: 0001188835-22-000005 · primary_doc.xml · nonDerivative · entry 1

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,456

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/21 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2019 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/7/2022.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:19 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 4,960 $0.00 Strike: $55.36 $0.00
Disclosure

SEC source: 0001717592-22-000001 · primary_doc.xml · derivative · entry 4

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,960

Underlying: COMMON STOCK · 4,960 shares

Expires 2032-02-07

F5 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026).

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:19 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
GrantRESTRICTED STOCK UNITS · Derivative 2,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001717592-22-000001 · primary_doc.xml · derivative · entry 3

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,090

Underlying: COMMON STOCK · 2,090 shares

Expires 2032-02-07

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:19 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
Tax withholdingCOMMON STOCK 179 $55.36 $9,909.44
Disclosure

SEC source: 0001717592-22-000001 · primary_doc.xml · nonDerivative · entry 2

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,403

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/7/2022.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:19 UTC
BIRKETT RAKOW DIANASVP PUB AFFAIRS/SUSTAINABILITY
GrantCOMMON STOCK 735 $0.00 $0.00
Disclosure

SEC source: 0001717592-22-000001 · primary_doc.xml · nonDerivative · entry 1

BIRKETT RAKOW DIANA · CIK 0001717592 · SVP PUB AFFAIRS/SUSTAINABILITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,582

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/21 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2019 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/7/2022.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:42 UTC GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 13,770 $0.00 Strike: $55.36 $0.00
Disclosure

SEC source: 0001855774-22-000002 · primary_doc.xml · derivative · entry 5

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,770

Underlying: COMMON STOCK · 13,770 shares

Expires 2032-02-07

F5 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026).

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:42 UTC GrantRESTRICTED STOCK UNITS · Derivative 5,810 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001855774-22-000002 · primary_doc.xml · derivative · entry 4

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,810

Underlying: COMMON STOCK · 5,810 shares

Expires 2032-02-07

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:42 UTC Tax withholdingCOMMON STOCK 218 $55.36 $12,068.48
Disclosure

SEC source: 0001855774-22-000002 · primary_doc.xml · nonDerivative · entry 2

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,774

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/7/2022.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:42 UTC GrantCOMMON STOCK 894 $0.00 $0.00
Disclosure

SEC source: 0001855774-22-000002 · primary_doc.xml · nonDerivative · entry 1

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,992

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/21 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2019 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/7/2022.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:29 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 7,160 $0.00 Strike: $55.36 $0.00
Disclosure

SEC source: 0001544031-22-000001 · primary_doc.xml · derivative · entry 4

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,160

Underlying: COMMON STOCK · 7,160 shares

Expires 2032-02-07

F3 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026).

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:29 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
GrantRESTRICTED STOCK UNITS · Derivative 3,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544031-22-000001 · primary_doc.xml · derivative · entry 3

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,020

Underlying: COMMON STOCK · 3,020 shares

Expires 2032-02-07

F2 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:08 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 7,710 $0.00 Strike: $55.36 $0.00
Disclosure

SEC source: 0001663200-22-000001 · primary_doc.xml · derivative · entry 4

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,710

Underlying: COMMON STOCK · 7,710 shares

Expires 2032-02-07

F5 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026).

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:08 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
GrantRESTRICTED STOCK UNITS · Derivative 3,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001663200-22-000001 · primary_doc.xml · derivative · entry 3

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: COMMON STOCK · 3,250 shares

Expires 2032-02-07

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:08 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
Tax withholdingCOMMON STOCK 179 $55.36 $9,909.44
Disclosure

SEC source: 0001663200-22-000001 · primary_doc.xml · nonDerivative · entry 2

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,094

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/7/2022.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:08 UTC
LEVINE KYLE BSVP LEGAL & GEN COUNSEL
GrantCOMMON STOCK 735 $0.00 $0.00
Disclosure

SEC source: 0001663200-22-000001 · primary_doc.xml · nonDerivative · entry 1

LEVINE KYLE B · CIK 0001663200 · SVP LEGAL & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,273

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/21 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2019 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/7/2022.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 21:56 UTC GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 17,630 $0.00 Strike: $55.36 $0.00
Disclosure

SEC source: 0001544030-22-000001 · primary_doc.xml · derivative · entry 4

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,630

Underlying: COMMON STOCK · 17,630 shares

Expires 2032-02-07

F5 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026).

Read SEC document
February 07, 2022 Filed Feb 9, 2022 21:56 UTC GrantRESTRICTED STOCK UNITS · Derivative 7,440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544030-22-000001 · primary_doc.xml · derivative · entry 3

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,440

Underlying: COMMON STOCK · 7,440 shares

Expires 2032-02-07

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 21:56 UTC Tax withholdingCOMMON STOCK 773 $55.36 $42,793.28
Disclosure

SEC source: 0001544030-22-000001 · primary_doc.xml · nonDerivative · entry 2

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,667

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/7/2022.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 21:56 UTC GrantCOMMON STOCK 3,174 $0.00 $0.00
Disclosure

SEC source: 0001544030-22-000001 · primary_doc.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,440

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/21 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2019 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/7/2022.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 21:36 UTC
BERRY CHRISTOPHER MICHAELVP FIN AND CONTROLLER
Tax withholdingCOMMON STOCK 144 $55.36 $7,971.84
Disclosure

SEC source: 0001636483-22-000002 · primary_doc.xml · nonDerivative · entry 2

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP FIN AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,987

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/7/2022.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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February 07, 2022 Filed Feb 9, 2022 21:36 UTC
BERRY CHRISTOPHER MICHAELVP FIN AND CONTROLLER
GrantCOMMON STOCK 597 $0.00 $0.00
Disclosure

SEC source: 0001636483-22-000002 · primary_doc.xml · nonDerivative · entry 1

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · VP FIN AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,131

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/21 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2019 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/7/2022.

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January 21, 2022 Filed Jan 24, 2022 18:31 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 20 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001855774-22-000001 · primary_doc.xml · derivative · entry 4

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 20 shares

Expires 2029-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 21, 2022 Filed Jan 24, 2022 18:31 UTC Tax withholdingCOMMON STOCK 6 $52.02 $312.12
Disclosure

SEC source: 0001855774-22-000001 · primary_doc.xml · nonDerivative · entry 2

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,098

F1 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 01/21/2022.

F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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January 21, 2022 Filed Jan 24, 2022 18:31 UTC Exercise / conversionCOMMON STOCK 20 $0.00 $0.00
Disclosure

SEC source: 0001855774-22-000001 · primary_doc.xml · nonDerivative · entry 1

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 04, 2022 Filed Feb 4, 2022 22:37 UTC SaleCOMMON STOCK 750 $55.16 $41,371.80
Disclosure

SEC source: 0001188835-22-000004 · primary_doc.xml · nonDerivative · entry 2

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,886

F2 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 4/29/2021.

F3 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $55.15 TO $55.26, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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November 11, 2021 Filed Nov 13, 2021 01:35 UTC
TACKETT SHANE REVP FINANCE/CFO
SaleCOMMON STOCK 1,700 $56.88 $96,703.14
Disclosure

SEC source: 0001246360-21-001003 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,062

F2 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $56.8800 TO $56,8900, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

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November 09, 2021 Filed Nov 10, 2021 00:56 UTC SaleCOMMON STOCK 1,725 $58.47 $100,852.13
Disclosure

SEC source: 0001246360-21-001000 · form.xml · nonDerivative · entry 1

HARRISON ANDREW R · CIK 0001544030 · EVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,266

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November 07, 2021 Filed Nov 8, 2021 22:42 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000994 · form.xml · derivative · entry 7

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131

Underlying: COMMON STOCK · 1,130 shares

Expires 2029-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: RESTRICTED STOCK UNITS REMAINING FOLLOWING THIS TRANSACTION WILL VEST ON 11/07/2022.

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November 07, 2021 Filed Nov 8, 2021 22:42 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Tax withholdingCOMMON STOCK 276 $59.35 $16,380.60
Disclosure

SEC source: 0001246360-21-000994 · form.xml · nonDerivative · entry 5

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,707

F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/07/2021.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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November 07, 2021 Filed Nov 8, 2021 22:42 UTC
SPRAGUE JOSEPH APRESIDENT, HORIZON AIR
Exercise / conversionCOMMON STOCK 1,130 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000994 · form.xml · nonDerivative · entry 4

SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 05, 2021 Filed Nov 8, 2021 22:49 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000997 · form.xml · derivative · entry 6

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,974

Underlying: COMMON STOCK · 986 shares

Expires 2030-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

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November 05, 2021 Filed Nov 8, 2021 22:49 UTC Tax withholdingCOMMON STOCK 241 $59.35 $14,303.35
Disclosure

SEC source: 0001246360-21-000997 · form.xml · nonDerivative · entry 4

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,084

F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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November 05, 2021 Filed Nov 8, 2021 22:49 UTC Exercise / conversionCOMMON STOCK 986 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000997 · form.xml · nonDerivative · entry 3

VON MUEHLEN CONSTANCE E · CIK 0001855774 · EVP AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 05, 2021 Filed Nov 8, 2021 22:49 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 6,570 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000995 · form.xml · derivative · entry 4

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,140

Underlying: COMMON STOCK · 6,570 shares

Expires 2030-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

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November 05, 2021 Filed Nov 8, 2021 22:49 UTC Tax withholdingCOMMON STOCK 2,586 $59.35 $153,479.10
Disclosure

SEC source: 0001246360-21-000995 · form.xml · nonDerivative · entry 3

TILDEN BRADLEY D · CIK 0001188835 · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,636

F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021.

F4 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.