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ALGS

Aligos Therapeutics, Inc.

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7352
SEC CIK
0001799448
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127

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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 20, 2020 Filed Oct 20, 2020 20:55 UTC
BLATT LAWRENCEChief Executive Officer
ConversionSeries A Preferred Stock · Derivative 41,016 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-018001 · doc1.xml · derivative · entry 12

BLATT LAWRENCE · CIK 0001242110 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 41,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F1 · derivative.exercise_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F1 · derivative.expiration_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F2 · ownership.nature: Lawrence M. Blatt Living Trust dated 8/27/14.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:55 UTC
BLATT LAWRENCEChief Executive Officer
ConversionCommon Stock 1,452 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018001 · doc1.xml · nonDerivative · entry 11

BLATT LAWRENCE · CIK 0001242110 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · ownership.nature: Zoe Anne Blatt Irrevocable Trust dated 8/24/14.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:55 UTC
BLATT LAWRENCEChief Executive Officer
ConversionCommon Stock 1,452 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018001 · doc1.xml · nonDerivative · entry 10

BLATT LAWRENCE · CIK 0001242110 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F4 · ownership.nature: Zachary David Blatt Irrevocable Trust dated 8/24/14.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:55 UTC
BLATT LAWRENCEChief Executive Officer
ConversionCommon Stock 21,695 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018001 · doc1.xml · nonDerivative · entry 9

BLATT LAWRENCE · CIK 0001242110 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 113,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F2 · ownership.nature: Lawrence M. Blatt Living Trust dated 8/27/14.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:55 UTC
BLATT LAWRENCEChief Executive Officer
ConversionCommon Stock 3,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018001 · doc1.xml · nonDerivative · entry 8

BLATT LAWRENCE · CIK 0001242110 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · ownership.nature: Zoe Anne Blatt Irrevocable Trust dated 8/24/14.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:55 UTC
BLATT LAWRENCEChief Executive Officer
ConversionCommon Stock 3,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018001 · doc1.xml · nonDerivative · entry 7

BLATT LAWRENCE · CIK 0001242110 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F4 · ownership.nature: Zachary David Blatt Irrevocable Trust dated 8/24/14.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:55 UTC
BLATT LAWRENCEChief Executive Officer
ConversionCommon Stock 50,712 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018001 · doc1.xml · nonDerivative · entry 6

BLATT LAWRENCE · CIK 0001242110 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F2 · ownership.nature: Lawrence M. Blatt Living Trust dated 8/27/14.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:55 UTC
BLATT LAWRENCEChief Executive Officer
ConversionCommon Stock 13,671 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018001 · doc1.xml · nonDerivative · entry 5

BLATT LAWRENCE · CIK 0001242110 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · ownership.nature: Zoe Anne Blatt Irrevocable Trust dated 8/24/14.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:55 UTC
BLATT LAWRENCEChief Executive Officer
ConversionCommon Stock 13,671 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018001 · doc1.xml · nonDerivative · entry 4

BLATT LAWRENCE · CIK 0001242110 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F4 · ownership.nature: Zachary David Blatt Irrevocable Trust dated 8/24/14.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:55 UTC
BLATT LAWRENCEChief Executive Officer
ConversionCommon Stock 122,601 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018001 · doc1.xml · nonDerivative · entry 3

BLATT LAWRENCE · CIK 0001242110 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 122,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F3 · ownership.nature: PENSCO Trust Company LLC Custodian FBO Dr. Lawrence Blatt IRA

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:55 UTC
BLATT LAWRENCEChief Executive Officer
ConversionCommon Stock 41,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018001 · doc1.xml · nonDerivative · entry 2

BLATT LAWRENCE · CIK 0001242110 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 41,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F2 · ownership.nature: Lawrence M. Blatt Living Trust dated 8/27/14.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionSeries B-2 Preferred Stock · Derivative 1,437 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · derivative · entry 23

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.exercise_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.expiration_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F8 · ownership.nature: Victor Beigelman Irrevocable Trust.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionSeries B-2 Preferred Stock · Derivative 1,437 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · derivative · entry 22

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.exercise_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.expiration_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F7 · ownership.nature: Dina Beigelman Irrevocable Trust.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionSeries B-2 Preferred Stock · Derivative 21,724 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · derivative · entry 21

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 21,724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.exercise_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.expiration_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F6 · ownership.nature: Beigelman and Lozovsky Living Trust.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionSeries B-1 Preferred Stock · Derivative 3,359 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · derivative · entry 20

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.exercise_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.expiration_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F8 · ownership.nature: Victor Beigelman Irrevocable Trust.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionSeries B-1 Preferred Stock · Derivative 3,359 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · derivative · entry 19

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.exercise_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.expiration_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F7 · ownership.nature: Dina Beigelman Irrevocable Trust.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionSeries B-1 Preferred Stock · Derivative 50,781 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · derivative · entry 18

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 50,781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.exercise_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.expiration_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F6 · ownership.nature: Beigelman and Lozovsky Living Trust.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionSeries A Preferred Stock · Derivative 13,559 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · derivative · entry 17

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 13,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.exercise_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.expiration_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F8 · ownership.nature: Victor Beigelman Irrevocable Trust.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionSeries A Preferred Stock · Derivative 13,559 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · derivative · entry 16

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 13,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.exercise_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.expiration_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F7 · ownership.nature: Dina Beigelman Irrevocable Trust.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionSeries A Preferred Stock · Derivative 163,842 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · derivative · entry 15

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 163,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.exercise_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F5 · derivative.expiration_date: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F6 · ownership.nature: Beigelman and Lozovsky Living Trust.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionCommon Stock 1,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · nonDerivative · entry 14

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F8 · ownership.nature: Victor Beigelman Irrevocable Trust.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionCommon Stock 1,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · nonDerivative · entry 13

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F7 · ownership.nature: Dina Beigelman Irrevocable Trust.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionCommon Stock 21,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · nonDerivative · entry 12

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 236,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F6 · ownership.nature: Beigelman and Lozovsky Living Trust.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionCommon Stock 3,359 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · nonDerivative · entry 11

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F8 · ownership.nature: Victor Beigelman Irrevocable Trust.

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October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionCommon Stock 3,359 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · nonDerivative · entry 10

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F7 · ownership.nature: Dina Beigelman Irrevocable Trust.

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October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionCommon Stock 50,781 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · nonDerivative · entry 9

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 214,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F6 · ownership.nature: Beigelman and Lozovsky Living Trust.

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October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionCommon Stock 13,559 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · nonDerivative · entry 8

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F8 · ownership.nature: Victor Beigelman Irrevocable Trust.

Read SEC document
October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionCommon Stock 13,559 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · nonDerivative · entry 7

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F7 · ownership.nature: Dina Beigelman Irrevocable Trust.

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October 20, 2020 Filed Oct 20, 2020 20:53 UTC
Beigelman LeonidDirector · President
ConversionCommon Stock 163,842 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-018000 · doc1.xml · nonDerivative · entry 6

Beigelman Leonid · CIK 0001824721 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 163,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each share of the issuer's Series A Preferred Stock, Series B-1 Preferred Stock and Series B-2 Preferred Stock automatically converted into one (1) share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering on October 20, 2020 and had no expiration date.

F6 · ownership.nature: Beigelman and Lozovsky Living Trust.

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October 20, 2020 Filed Oct 22, 2020 20:12 UTC ConversionSeries B-2 convertible Preferred Stock · Derivative 571,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055562 · doc4.xml · derivative · entry 4

Wellington Biomedical Innovation Master Investors (Cayman) I L.P. · CIK 0001787092 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 571,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of series B-1 convertible preferred stock and series B-2 convertible preferred stock shall automatically convert into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and have no expiration date.

F1 · derivative.exercise_date: The shares of series B-1 convertible preferred stock and series B-2 convertible preferred stock shall automatically convert into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and have no expiration date.

F1 · derivative.expiration_date: The shares of series B-1 convertible preferred stock and series B-2 convertible preferred stock shall automatically convert into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and have no expiration date.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 20:12 UTC ConversionSeries B-1 convertible Preferred Stock · Derivative 1,335,048 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055562 · doc4.xml · derivative · entry 3

Wellington Biomedical Innovation Master Investors (Cayman) I L.P. · CIK 0001787092 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,335,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of series B-1 convertible preferred stock and series B-2 convertible preferred stock shall automatically convert into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and have no expiration date.

F1 · derivative.exercise_date: The shares of series B-1 convertible preferred stock and series B-2 convertible preferred stock shall automatically convert into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and have no expiration date.

F1 · derivative.expiration_date: The shares of series B-1 convertible preferred stock and series B-2 convertible preferred stock shall automatically convert into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and have no expiration date.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 20:12 UTC ConversionCommon Stock 571,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-055562 · doc4.xml · nonDerivative · entry 2

Wellington Biomedical Innovation Master Investors (Cayman) I L.P. · CIK 0001787092 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,906,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of series B-1 convertible preferred stock and series B-2 convertible preferred stock shall automatically convert into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and have no expiration date.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 20:12 UTC ConversionCommon Stock 1,335,048 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-055562 · doc4.xml · nonDerivative · entry 1

Wellington Biomedical Innovation Master Investors (Cayman) I L.P. · CIK 0001787092 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of series B-1 convertible preferred stock and series B-2 convertible preferred stock shall automatically convert into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and have no expiration date.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 20:31 UTC ConversionSERIES B -2 CONVERTIBLE PREFERRED STOCK · Derivative 241,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-055572 · doc4.xml · derivative · entry 5

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 241,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock, Series B-1 Convertible Preferred Stock and Series B-2 Convertible Preferred Stock automatically converted into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.

F1 · price: Each share of Series A Convertible Preferred Stock, Series B-1 Convertible Preferred Stock and Series B-2 Convertible Preferred Stock automatically converted into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock, Series B-1 Convertible Preferred Stock and Series B-2 Convertible Preferred Stock automatically converted into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock, Series B-1 Convertible Preferred Stock and Series B-2 Convertible Preferred Stock automatically converted into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 20:31 UTC ConversionSERIES B -1 CONVERTIBLE PREFERRED STOCK · Derivative 563,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-055572 · doc4.xml · derivative · entry 4

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 563,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock, Series B-1 Convertible Preferred Stock and Series B-2 Convertible Preferred Stock automatically converted into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.

F1 · price: Each share of Series A Convertible Preferred Stock, Series B-1 Convertible Preferred Stock and Series B-2 Convertible Preferred Stock automatically converted into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock, Series B-1 Convertible Preferred Stock and Series B-2 Convertible Preferred Stock automatically converted into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock, Series B-1 Convertible Preferred Stock and Series B-2 Convertible Preferred Stock automatically converted into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 20:31 UTC ConversionSERIES A CONVERTIBLE PREFERRED STOCK · Derivative 1,609,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-055572 · doc4.xml · derivative · entry 3

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,609,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock, Series B-1 Convertible Preferred Stock and Series B-2 Convertible Preferred Stock automatically converted into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.

F1 · price: Each share of Series A Convertible Preferred Stock, Series B-1 Convertible Preferred Stock and Series B-2 Convertible Preferred Stock automatically converted into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock, Series B-1 Convertible Preferred Stock and Series B-2 Convertible Preferred Stock automatically converted into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock, Series B-1 Convertible Preferred Stock and Series B-2 Convertible Preferred Stock automatically converted into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 20:31 UTC PurchaseCOMMON STOCK 200,000 $15.00 $3,000,000.00
Disclosure

SEC source: 0001209191-20-055572 · doc4.xml · nonDerivative · entry 2

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614,563

F2 · shares: Represents a purchase from the underwriters in the Issuer's initial public offering.

Read SEC document
October 20, 2020 Filed Oct 22, 2020 20:31 UTC ConversionCOMMON STOCK 2,414,563 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-055572 · doc4.xml · nonDerivative · entry 1

Novo Holdings A/S · CIK 0001388325 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,414,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock, Series B-1 Convertible Preferred Stock and Series B-2 Convertible Preferred Stock automatically converted into one share of common stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.