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ALGS

Aligos Therapeutics, Inc.

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7352
SEC CIK
0001799448
Parsed reports
127

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2026 Filed Jun 29, 2026 20:37 UTC GrantStock Option (Right to Buy) · Derivative 5,860 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001610717-26-000304 · form4.xml · derivative · entry 1

Chavez Margarita · CIK 0002032496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,860

Underlying: Common Stock · 5,860 shares

Expires 2036-06-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2027 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
June 25, 2026 Filed Jun 29, 2026 20:35 UTC
Hirth PeterDirector
GrantStock Option (Right to Buy) · Derivative 5,860 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001610717-26-000300 · form4.xml · derivative · entry 1

Hirth Peter · CIK 0001813780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,860

Underlying: Common Stock · 5,860 shares

Expires 2036-06-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2027 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
June 25, 2026 Filed Jun 29, 2026 20:38 UTC GrantStock Option (Right to Buy) · Derivative 5,860 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001610717-26-000305 · form4.xml · derivative · entry 1

Preston Heather · CIK 0001606826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,860

Underlying: Common Stock · 5,860 shares

Expires 2036-06-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2027 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
June 25, 2026 Filed Jun 29, 2026 20:37 UTC GrantStock Option (Right to Buy) · Derivative 5,860 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001610717-26-000303 · form4.xml · derivative · entry 1

Martell Bridget A · CIK 0001629627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,860

Underlying: Common Stock · 5,860 shares

Expires 2036-06-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2027 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
June 25, 2026 Filed Jun 29, 2026 20:36 UTC GrantStock Option (Right to Buy) · Derivative 5,860 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001610717-26-000302 · form4.xml · derivative · entry 1

Scopa James Paul · CIK 0001356950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,860

Underlying: Common Stock · 5,860 shares

Expires 2036-06-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2027 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
June 25, 2026 Filed Jun 29, 2026 20:36 UTC GrantStock Option (Right to Buy) · Derivative 5,860 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001610717-26-000301 · form4.xml · derivative · entry 1

Nuechterlein Carole · CIK 0001665133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,860

Underlying: Common Stock · 5,860 shares

Expires 2036-06-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2027 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:19 UTC
Symons Julian A.See Remarks
GrantStock Option (Right to Buy) · Derivative 23,310 $0.00 Strike: $7.03 $0.00
Disclosure

SEC source: 0001610717-26-000095 · form4.xml · derivative · entry 1

Symons Julian A. · CIK 0001824727 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,310

Underlying: Common Stock · 23,310 shares

Expires 2036-03-09

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from March 9, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:14 UTC
Aneja NikhilPrincipal Accounting Officer
GrantStock Option (Right to Buy) · Derivative 9,450 $0.00 Strike: $7.03 $0.00
Disclosure

SEC source: 0001610717-26-000094 · form4.xml · derivative · entry 1

Aneja Nikhil · CIK 0002112438 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,450

Underlying: Common Stock · 9,450 shares

Expires 2036-03-09

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from March 9, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:13 UTC GrantStock Option (Right to Buy) · Derivative 37,485 $0.00 Strike: $7.03 $0.00
Disclosure

SEC source: 0001610717-26-000093 · form4.xml · derivative · entry 1

Calhoun Lesley Ann · CIK 0001730866 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,485

Underlying: Common Stock · 37,485 shares

Expires 2036-03-09

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from March 9, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:13 UTC
BLATT LAWRENCEDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 105,840 $0.00 Strike: $7.03 $0.00
Disclosure

SEC source: 0001610717-26-000092 · form4.xml · derivative · entry 1

BLATT LAWRENCE · CIK 0001242110 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,840

Underlying: Common Stock · 105,840 shares

Expires 2036-03-09

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from March 9, 2026 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
July 16, 2025 Filed Jul 18, 2025 21:14 UTC
BLATT LAWRENCEDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 179,800 $0.00 Strike: $8.68 $0.00
Disclosure

SEC source: 0001610717-25-000290 · form4.xml · derivative · entry 1

BLATT LAWRENCE · CIK 0001242110 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,800

Underlying: Common Stock · 179,800 shares

Expires 2035-07-16

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from July 16, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
July 16, 2025 Filed Jul 18, 2025 21:14 UTC
Symons Julian A.See Remarks
GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $8.68 $0.00
Disclosure

SEC source: 0001610717-25-000289 · form4.xml · derivative · entry 1

Symons Julian A. · CIK 0001824727 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2035-07-16

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from July 16, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
July 16, 2025 Filed Jul 18, 2025 20:41 UTC GrantStock Option (Right to Buy) · Derivative 40,185 $0.00 Strike: $8.68 $0.00
Disclosure

SEC source: 0001610717-25-000286 · form4.xml · derivative · entry 1

Calhoun Lesley Ann · CIK 0001730866 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,185

Underlying: Common Stock · 40,185 shares

Expires 2035-07-16

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from July 16, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
June 25, 2025 Filed Jun 26, 2025 20:29 UTC GrantStock Option (Right to Buy) · Derivative 5,860 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0001610717-25-000255 · form4.xml · derivative · entry 1

Chavez Margarita · CIK 0002032496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,860

Underlying: Common Stock · 5,860 shares

Expires 2035-06-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2026 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
June 25, 2025 Filed Jun 26, 2025 20:30 UTC
Hirth PeterDirector
GrantStock Option (Right to Buy) · Derivative 5,860 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0001610717-25-000257 · form4.xml · derivative · entry 1

Hirth Peter · CIK 0001813780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,860

Underlying: Common Stock · 5,860 shares

Expires 2035-06-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2026 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
June 25, 2025 Filed Jun 26, 2025 20:31 UTC GrantStock Option (Right to Buy) · Derivative 5,860 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0001610717-25-000259 · form4.xml · derivative · entry 1

Nuechterlein Carole · CIK 0001665133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,860

Underlying: Common Stock · 5,860 shares

Expires 2035-06-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2026 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
June 25, 2025 Filed Jun 26, 2025 20:30 UTC GrantStock Option (Right to Buy) · Derivative 5,860 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0001610717-25-000256 · form4.xml · derivative · entry 1

Preston Heather · CIK 0001606826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,860

Underlying: Common Stock · 5,860 shares

Expires 2035-06-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2026 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
June 25, 2025 Filed Jun 26, 2025 20:30 UTC GrantStock Option (Right to Buy) · Derivative 5,860 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0001610717-25-000258 · form4.xml · derivative · entry 1

Scopa James Paul · CIK 0001356950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,860

Underlying: Common Stock · 5,860 shares

Expires 2035-06-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2026 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
June 25, 2025 Filed Jun 26, 2025 20:29 UTC GrantStock Option (Right to Buy) · Derivative 5,860 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0001610717-25-000254 · form4.xml · derivative · entry 1

Martell Bridget A · CIK 0001629627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,860

Underlying: Common Stock · 5,860 shares

Expires 2035-06-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2026 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:33 UTC
BLATT LAWRENCEDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 140,103 $0.00 Strike: $16.87 $0.00
Disclosure

SEC source: 0001610717-25-000046 · form4.xml · derivative · entry 1

BLATT LAWRENCE · CIK 0001242110 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,103

Underlying: Common Stock · 140,103 shares

Expires 2035-02-28

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from February 28, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:33 UTC
Symons Julian A.See Remarks
GrantStock Option (Right to Buy) · Derivative 21,693 $0.00 Strike: $16.87 $0.00
Disclosure

SEC source: 0001610717-25-000045 · form4.xml · derivative · entry 1

Symons Julian A. · CIK 0001824727 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,693

Underlying: Common Stock · 21,693 shares

Expires 2035-02-28

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from February 28, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:32 UTC GrantStock Option (Right to Buy) · Derivative 47,271 $0.00 Strike: $16.87 $0.00
Disclosure

SEC source: 0001610717-25-000044 · form4.xml · derivative · entry 1

Calhoun Lesley Ann · CIK 0001730866 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,271

Underlying: Common Stock · 47,271 shares

Expires 2035-02-28

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from February 28, 2025 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
October 08, 2024 Filed Oct 10, 2024 16:16 UTC
Achneck HardeanChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $7.32 $0.00
Disclosure

SEC source: 0001610717-24-000503 · form4.xml · derivative · entry 1

Achneck Hardean · CIK 0002037976 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2034-10-08

F1 · derivative.exercise_date: Twenty Five Percent (25%) of the shares subject to the option will vest on September 23, 2025 and the remaining shares subject to the option vest in 36 successive, equal monthly installments thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 20:23 UTC GrantStock Option (Right to Buy) · Derivative 10,880 $0.00 Strike: $11.74 $0.00
Disclosure

SEC source: 0001610717-24-000466 · form4.xml · derivative · entry 1

Calhoun Lesley Ann · CIK 0001730866 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,880

Underlying: Common Stock · 10,880 shares

Expires 2034-09-04

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from September 4, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 20:23 UTC
BLATT LAWRENCEDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 33,920 $0.00 Strike: $11.74 $0.00
Disclosure

SEC source: 0001610717-24-000465 · form4.xml · derivative · entry 1

BLATT LAWRENCE · CIK 0001242110 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,920

Underlying: Common Stock · 33,920 shares

Expires 2034-09-04

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from September 4, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 20:22 UTC
Symons Julian A.See Remarks
GrantStock Option (Right to Buy) · Derivative 10,880 $0.00 Strike: $11.74 $0.00
Disclosure

SEC source: 0001610717-24-000464 · form4.xml · derivative · entry 1

Symons Julian A. · CIK 0001824727 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,880

Underlying: Common Stock · 10,880 shares

Expires 2034-09-04

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from September 4, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 20:09 UTC GrantStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001610717-24-000423 · form4.xml · derivative · entry 1

Chavez Margarita · CIK 0002032496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2034-08-07

F1 · derivative.exercise_date: 1/36th of the total number of shares vest in thirty-six (36) successive and equal monthly installments measured from August 7, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 20:08 UTC GrantStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001610717-24-000422 · form4.xml · derivative · entry 1

Preston Heather · CIK 0001606826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2034-08-07

F1 · derivative.exercise_date: 1/36th of the total number of shares vest in thirty-six (36) successive and equal monthly installments measured from August 7, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date.

Read SEC document
June 27, 2024 Filed Jun 28, 2024 20:08 UTC
Hirth PeterDirector
GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001610717-24-000372 · form4.xml · derivative · entry 1

Hirth Peter · CIK 0001813780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-06-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2025 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
June 27, 2024 Filed Jun 28, 2024 20:08 UTC GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001610717-24-000371 · form4.xml · derivative · entry 1

Nuechterlein Carole · CIK 0001665133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-06-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2025 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
June 27, 2024 Filed Jun 28, 2024 20:07 UTC GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001610717-24-000370 · form4.xml · derivative · entry 1

Scopa James Paul · CIK 0001356950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-06-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2025 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
June 27, 2024 Filed Jun 28, 2024 20:07 UTC GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001610717-24-000369 · form4.xml · derivative · entry 1

Martell Bridget A · CIK 0001629627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-06-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or immediately prior to the annual meeting in 2025 of the Issuer's stockholders, subject to continuous service to the Issuer through such vesting date.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:44 UTC
McClure Matthew W.Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 72,000 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001610717-24-000124 · form4.xml · derivative · entry 1

McClure Matthew W. · CIK 0001927121 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common Stock · 72,000 shares

Expires 2034-03-01

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from March 1, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

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March 01, 2024 Filed Mar 4, 2024 22:42 UTC GrantStock Option (Right to Buy) · Derivative 308,940 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001610717-24-000123 · form4.xml · derivative · entry 1

Calhoun Lesley Ann · CIK 0001730866 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,940

Underlying: Common Stock · 308,940 shares

Expires 2034-03-01

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from March 1, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

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March 01, 2024 Filed Mar 4, 2024 22:42 UTC
Symons Julian A.See Remarks
GrantStock Option (Right to Buy) · Derivative 72,000 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001610717-24-000122 · form4.xml · derivative · entry 1

Symons Julian A. · CIK 0001824727 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common Stock · 72,000 shares

Expires 2034-03-01

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from March 1, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

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March 01, 2024 Filed Mar 4, 2024 22:41 UTC
BLATT LAWRENCEDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 965,435 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001610717-24-000121 · form4.xml · derivative · entry 1

BLATT LAWRENCE · CIK 0001242110 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 965,435

Underlying: Common Stock · 965,435 shares

Expires 2024-03-01

F1 · derivative.exercise_date: 1/48th of the total number of shares vest in forty-eight (48) successive and equal monthly installments measured from March 1, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
February 28, 2024 Filed Feb 28, 2024 17:33 UTC
McClure Matthew W.Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 16,428 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001610717-24-000100 · form4.xml · derivative · entry 6

McClure Matthew W. · CIK 0001927121 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,428

Underlying: Common Stock · 16,428 shares

Expires 2032-02-04

F3 · price: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 23,000 of the issuer's shares granted to the reporting person on February 4, 2022. In exchange, on February 28, 2024, the reporting person received a replacement option, for 16,428 shares, having an exercise price of $0.96 per share.

F4 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

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February 28, 2024 Filed Feb 28, 2024 17:33 UTC
McClure Matthew W.Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 65,713 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001610717-24-000100 · form4.xml · derivative · entry 5

McClure Matthew W. · CIK 0001927121 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,713

Underlying: Common Stock · 65,713 shares

Expires 2032-02-04

F2 · price: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 92,000 of the issuer's shares granted to the reporting person on February 4, 2022. In exchange, on February 28, 2024, the reporting person received a replacement option, for 65,713 shares, having an exercise price of $0.96 per share.

F5 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 75% of the total number of shares subject to the option on the one year anniversary of the date of the grant and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the reporting person's continued service with the issuer on each such vesting date.

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February 28, 2024 Filed Feb 28, 2024 17:33 UTC
McClure Matthew W.Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 75,183 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001610717-24-000100 · form4.xml · derivative · entry 4

McClure Matthew W. · CIK 0001927121 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,183

Underlying: Common Stock · 75,183 shares

Expires 2030-12-01

F1 · price: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 255,626 of the issuer's shares granted to the reporting person on December 1, 2020. In exchange, on February 28, 2024, the reporting person received a replacement option, for 75,183 shares, having an exercise price of $0.96 per share.

F4 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

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February 28, 2024 Filed Feb 28, 2024 22:35 UTC
Hirth PeterDirector
GrantStock Option (Right to Buy) · Derivative 4,411 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001610717-24-000102 · form4.xml · derivative · entry 2

Hirth Peter · CIK 0001813780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,411

Underlying: Common Stock · 4,411 shares

Expires 2031-06-17

F1 · price: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 15,000 of the issuer's shares granted to the reporting person on June 17, 2021. In exchange, on February 28, 2024, the reporting person received a replacement option, for 4,411 shares, having an exercise price of $0.96 per share.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 28, 2024 Filed Feb 28, 2024 22:34 UTC GrantStock Option (Right to Buy) · Derivative 8,823 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001610717-24-000101 · form4.xml · derivative · entry 2

Scopa James Paul · CIK 0001356950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,823

Underlying: Common Stock · 8,823 shares

Expires 2031-04-26

F1 · price: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 30,000 of the issuer's shares granted to the reporting person on April 26, 2021. In exchange, on February 28, 2024, the reporting person received a replacement option, for 8,823 shares, having an exercise price of $0.96 per share.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 28, 2024 Filed Feb 28, 2024 22:32 UTC GrantStock Option (Right to Buy) · Derivative 18,750 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001610717-24-000099 · form4.xml · derivative · entry 6

Calhoun Lesley Ann · CIK 0001730866 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2032-02-04

F3 · price: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 26,250 of the issuer's shares granted to the reporting person on February 4, 2022. In exchange, on February 28, 2024, the reporting person received a replacement option, for 18,750 shares, having an exercise price of $0.96 per share.

F4 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 28, 2024 Filed Feb 28, 2024 22:32 UTC GrantStock Option (Right to Buy) · Derivative 74,998 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001610717-24-000099 · form4.xml · derivative · entry 5

Calhoun Lesley Ann · CIK 0001730866 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,998

Underlying: Common Stock · 74,998 shares

Expires 2032-02-04

F2 · price: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 105,000 of the issuer's shares granted to the reporting person on February 4, 2022. In exchange, on February 28, 2024, the reporting person received a replacement option, for 74,998 shares, having an exercise price of $0.96 per share.

F5 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 75% of the total number of shares subject to the option on the one year anniversary of the date of the grant and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the reporting person's continued service with the issuer on each such vesting date.

Read SEC document
February 28, 2024 Filed Feb 28, 2024 22:32 UTC GrantStock Option (Right to Buy) · Derivative 51,833 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001610717-24-000099 · form4.xml · derivative · entry 4

Calhoun Lesley Ann · CIK 0001730866 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,833

Underlying: Common Stock · 51,833 shares

Expires 2030-12-01

F1 · price: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 176,237 of the issuer's shares granted to the reporting person on December 1, 2020. In exchange, on February 28, 2024, the reporting person received a replacement option, for 51,833 shares, having an exercise price of $0.96 per share.

F4 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 28, 2024 Filed Feb 28, 2024 22:32 UTC
BLATT LAWRENCEDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 57,749 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001610717-24-000098 · form4.xml · derivative · entry 6

BLATT LAWRENCE · CIK 0001242110 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,749

Underlying: Common Stock · 57,749 shares

Expires 2032-02-04

F3 · price: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 80,850 of the issuer's shares granted to the reporting person on February 4, 2022. In exchange, on February 28, 2024, the reporting person received a replacement option, for 57,749 shares, having an exercise price of $0.96 per share.

F4 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 28, 2024 Filed Feb 28, 2024 22:32 UTC
BLATT LAWRENCEDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 230,999 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001610717-24-000098 · form4.xml · derivative · entry 5

BLATT LAWRENCE · CIK 0001242110 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,999

Underlying: Common Stock · 230,999 shares

Expires 2032-02-04

F2 · price: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 323,400 of the issuer's shares granted to the reporting person on February 4, 2022. In exchange, on February 28, 2024, the reporting person received a replacement option, for 230,999 shares, having an exercise price of $0.96 per share.

F5 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 75% of the total number of shares subject to the option on the one year anniversary of the date of the grant and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the reporting person's continued service with the issuer on each such vesting date.

Read SEC document
February 28, 2024 Filed Feb 28, 2024 22:32 UTC
BLATT LAWRENCEDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 132,352 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001610717-24-000098 · form4.xml · derivative · entry 4

BLATT LAWRENCE · CIK 0001242110 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,352

Underlying: Common Stock · 132,352 shares

Expires 2030-12-01

F1 · price: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 450,000 of the issuer's shares granted to the reporting person on December 1, 2020. In exchange, on February 28, 2024, the reporting person received a replacement option, for 132,352 shares, having an exercise price of $0.96 per share.

F4 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 28, 2024 Filed Feb 28, 2024 22:31 UTC
Symons Julian A.See Remarks
GrantStock Option (Right to Buy) · Derivative 18,750 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001610717-24-000097 · form4.xml · derivative · entry 6

Symons Julian A. · CIK 0001824727 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2032-02-04

F3 · price: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 26,250 of the issuer's shares granted to the reporting person on February 4, 2022. In exchange, on February 28, 2024, the reporting person received a replacement option, for 18,750 shares, having an exercise price of $0.96 per share.

F4 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 28, 2024 Filed Feb 28, 2024 22:31 UTC
Symons Julian A.See Remarks
GrantStock Option (Right to Buy) · Derivative 74,998 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001610717-24-000097 · form4.xml · derivative · entry 5

Symons Julian A. · CIK 0001824727 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,998

Underlying: Common Stock · 74,998 shares

Expires 2032-02-04

F2 · price: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 105,000 of the issuer's shares granted to the reporting person on February 4, 2022. In exchange, on February 28, 2024, the reporting person received a replacement option, for 74,998 shares, having an exercise price of $0.96 per share.

F5 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 75% of the total number of shares subject to the option on the one year anniversary of the date of the grant and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the reporting person's continued service with the issuer on each such vesting date.

Read SEC document
February 28, 2024 Filed Feb 28, 2024 22:31 UTC
Symons Julian A.See Remarks
GrantStock Option (Right to Buy) · Derivative 58,822 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001610717-24-000097 · form4.xml · derivative · entry 4

Symons Julian A. · CIK 0001824727 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,822

Underlying: Common Stock · 58,822 shares

Expires 2030-12-01

F1 · price: On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 200,000 of the issuer's shares granted to the reporting person on December 1, 2020. In exchange, on February 28, 2024, the reporting person received a replacement option, for 58,822 shares, having an exercise price of $0.96 per share.

F4 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.