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Nasdaq · USD

ALEC

Alector, Inc.

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Tapewire entity
6051
SEC CIK
0001653087
Parsed reports
298

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202601
Mar 202605
Apr 202601
May 202600
Jun 202604
Jul 202600
Aug 202600
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2021 Filed Jun 10, 2021 21:24 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,292 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-039571 · doc4.xml · derivative · entry 6

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,083

Underlying: Common Stock · 7,292 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and one forty-eighth (1/48th) of the shares subject to the option vest monthly thereafter.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:24 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 800 $20.83 $16,661.04
Disclosure

SEC source: 0001209191-21-039571 · doc4.xml · nonDerivative · entry 5

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,719

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.64 to $21.08, inclusive.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:24 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 2,200 $19.89 $43,752.94
Disclosure

SEC source: 0001209191-21-039571 · doc4.xml · nonDerivative · entry 4

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,519

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.63 to $20.59, inclusive.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:24 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 16,175 $19.00 $307,331.47
Disclosure

SEC source: 0001209191-21-039571 · doc4.xml · nonDerivative · entry 3

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,719

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.61 to $19.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4).

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:24 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 11,883 $10.14 $120,493.62
Disclosure

SEC source: 0001209191-21-039571 · doc4.xml · nonDerivative · entry 2

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:24 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 7,292 $8.16 $59,502.72
Disclosure

SEC source: 0001209191-21-039571 · doc4.xml · nonDerivative · entry 1

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 19:39 UTC
Yu CalvinVice President, Finance
SaleCommon Stock 1,844 $17.77 $32,767.88
Disclosure

SEC source: 0001209191-21-037942 · doc4.xml · nonDerivative · entry 1

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,686

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · shares: The shares were acquired pursuant to the Issuer's 2019 Employee Stock Purchase Plan on May 28, 2021.

Read SEC document
May 21, 2021 Filed May 25, 2021 23:17 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 784 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-035791 · doc4.xml · derivative · entry 5

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,167

Underlying: Common Stock · 784 shares

Expires 2028-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vested on November 1, 2019 and one forty-eighth (1/48th) of the shares vest monthly thereafter.

Read SEC document
May 21, 2021 Filed May 25, 2021 23:17 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,191 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-035791 · doc4.xml · derivative · entry 4

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,375

Underlying: Common Stock · 14,191 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and one forty-eighth (1/48th) of the shares subject to the option vest monthly thereafter.

Read SEC document
May 21, 2021 Filed May 25, 2021 23:17 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 14,975 $18.14 $271,680.94
Disclosure

SEC source: 0001209191-21-035791 · doc4.xml · nonDerivative · entry 3

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,719

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 21, 2021 Filed May 25, 2021 23:17 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 784 $10.14 $7,949.76
Disclosure

SEC source: 0001209191-21-035791 · doc4.xml · nonDerivative · entry 2

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 25, 2021 23:17 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 14,191 $8.16 $115,798.56
Disclosure

SEC source: 0001209191-21-035791 · doc4.xml · nonDerivative · entry 1

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:20 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,300 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-034508 · doc4.xml · derivative · entry 5

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,951

Underlying: Common Stock · 1,300 shares

Expires 2028-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vested on November 1, 2019 and one forty-eighth (1/48th) of the shares vest monthly thereafter.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:20 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,900 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-034508 · doc4.xml · derivative · entry 4

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,566

Underlying: Common Stock · 2,900 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and one forty-eighth (1/48th) of the shares subject to the option vest monthly thereafter.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:20 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 4,200 $18.04 $75,786.06
Disclosure

SEC source: 0001209191-21-034508 · doc4.xml · nonDerivative · entry 3

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,719

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:20 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 1,300 $10.14 $13,182.00
Disclosure

SEC source: 0001209191-21-034508 · doc4.xml · nonDerivative · entry 2

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:20 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 2,900 $8.16 $23,664.00
Disclosure

SEC source: 0001209191-21-034508 · doc4.xml · nonDerivative · entry 1

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 11, 2021 22:22 UTC
Rosenthal ArnonDirector · Chief Executive Officer
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031831 · doc4.xml · nonDerivative · entry 1

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455,226

F1 · shares: The reported shares are represented by performance share units, or PSUs. Fifty percent of the award will be earned if the Issuer's average closing stock price is $30 per share for 40 consecutive trading days and an additional fifty percent will be earned if the average closing stock price is $40 per share for 40 consecutive trading days. Upon attainment of the performance metrics, the shares vest in four equal quarterly installments beginning on the first vesting date as set forth in the PSU award agreement.

Read SEC document
May 07, 2021 Filed May 11, 2021 18:48 UTC
Yu CalvinVice President, Finance
GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031849 · doc4.xml · nonDerivative · entry 1

Yu Calvin · CIK 0001757799 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,686

F1 · shares: The reported shares are represented by performance share units, or PSUs. Fifty percent of the award will be earned if the Issuer's average closing stock price is $30 per share for 40 consecutive trading days and an additional fifty percent will be earned if the average closing stock price is $40 per share for 40 consecutive trading days. Upon attainment of the performance metrics, the shares vest in four equal quarterly installments beginning on the first vesting date as set forth in the PSU award agreement.

Read SEC document
May 07, 2021 Filed May 11, 2021 18:39 UTC
King RobertChief Development Officer
GrantCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031843 · doc4.xml · nonDerivative · entry 1

King Robert · CIK 0001635264 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,317

F1 · shares: The reported shares are represented by performance share units, or PSUs. Fifty percent of the award will be earned if the Issuer's average closing stock price is $30 per share for 40 consecutive trading days and an additional fifty percent will be earned if the average closing stock price is $40 per share for 40 consecutive trading days. Upon attainment of the performance metrics, the shares vest in four equal quarterly installments beginning on the first vesting date as set forth in the PSU award agreement.

Read SEC document
May 07, 2021 Filed May 11, 2021 22:43 UTC
Paul RobertChief Medical Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031846 · doc4.xml · nonDerivative · entry 1

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,719

F1 · shares: The reported shares are represented by performance share units, or PSUs. Fifty percent of the award will be earned if the Issuer's average closing stock price is $30 per share for 40 consecutive trading days and an additional fifty percent will be earned if the average closing stock price is $40 per share for 40 consecutive trading days. Upon attainment of the performance metrics, the shares vest in four equal quarterly installments beginning on the first vesting date as set forth in the PSU award agreement.

Read SEC document
May 07, 2021 Filed May 11, 2021 22:34 UTC
SULIMAN SHEHNAAZPresident and COO
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031839 · doc4.xml · nonDerivative · entry 1

SULIMAN SHEHNAAZ · CIK 0001713070 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: The reported shares are represented by performance share units, or PSUs. Fifty percent of the award will be earned if the Issuer's average closing stock price is $30 per share for 40 consecutive trading days and an additional fifty percent will be earned if the average closing stock price is $40 per share for 40 consecutive trading days. Upon attainment of the performance metrics, the shares vest in four equal quarterly installments beginning on the first vesting date as set forth in the PSU award agreement.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 00:18 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,125 $0.00 Strike: $17.15 $0.00
Disclosure

SEC source: 0001209191-21-026167 · doc4.xml · derivative · entry 8

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,875

Underlying: Common Stock · 3,125 shares

Expires 2029-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to this option vest in 48 equal monthly installments beginning on December 6, 2019.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 00:18 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,083 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-026167 · doc4.xml · derivative · entry 7

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,251

Underlying: Common Stock · 2,083 shares

Expires 2028-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vested on November 1, 2019 and one forty-eighth (1/48th) of the shares vest monthly thereafter.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 00:18 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,092 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-026167 · doc4.xml · derivative · entry 6

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,466

Underlying: Common Stock · 17,092 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and one forty-eighth (1/48th) of the shares subject to the option vest monthly thereafter.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 00:18 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 45 $19.83 $892.35
Disclosure

SEC source: 0001209191-21-026167 · doc4.xml · nonDerivative · entry 5

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,719

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.83 to $19.83, inclusive.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 00:18 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 22,255 $19.19 $427,158.02
Disclosure

SEC source: 0001209191-21-026167 · doc4.xml · nonDerivative · entry 4

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,764

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.81 to $19.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 00:18 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 3,125 $17.15 $53,593.75
Disclosure

SEC source: 0001209191-21-026167 · doc4.xml · nonDerivative · entry 3

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 00:18 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 2,083 $10.14 $21,121.62
Disclosure

SEC source: 0001209191-21-026167 · doc4.xml · nonDerivative · entry 2

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 00:18 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 17,092 $8.16 $139,470.72
Disclosure

SEC source: 0001209191-21-026167 · doc4.xml · nonDerivative · entry 1

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2021 Filed Mar 24, 2021 20:36 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 13,800 $22.21 $306,498.00
Disclosure

SEC source: 0001209191-21-022851 · doc4.xml · nonDerivative · entry 5

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,719

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

Read SEC document
March 23, 2021 Filed Mar 24, 2021 20:36 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 13,800 $8.16 $112,608.00
Disclosure

SEC source: 0001209191-21-022851 · doc4.xml · nonDerivative · entry 4

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 20:36 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,800 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-022851 · doc4.xml · derivative · entry 7

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,558

Underlying: Common Stock · 13,800 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and one forty-eighth (1/48th) of the shares subject to the option vest monthly thereafter.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 20:36 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-022851 · doc4.xml · derivative · entry 6

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,358

Underlying: Common Stock · 30,000 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and one forty-eighth (1/48th) of the shares subject to the option vest monthly thereafter.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 20:36 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 5,510 $23.55 $129,774.28
Disclosure

SEC source: 0001209191-21-022851 · doc4.xml · nonDerivative · entry 3

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,719

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.44 to $23.97, inclusive.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 20:36 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 24,490 $22.85 $559,601.40
Disclosure

SEC source: 0001209191-21-022851 · doc4.xml · nonDerivative · entry 2

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,229

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $22.41 to $23.38 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 20:36 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 30,000 $8.16 $244,800.00
Disclosure

SEC source: 0001209191-21-022851 · doc4.xml · nonDerivative · entry 1

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 23:29 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,083 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-019607 · doc4.xml · derivative · entry 5

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,334

Underlying: Common Stock · 2,083 shares

Expires 2028-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vested on November 1, 2019 and one forty-eighth (1/48th) of the shares vest monthly thereafter.

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March 09, 2021 Filed Mar 10, 2021 23:29 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,092 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-019607 · doc4.xml · derivative · entry 4

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,358

Underlying: Common Stock · 17,092 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and one forty-eighth (1/48th) of the shares subject to the option vest monthly thereafter.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 23:29 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 19,175 $18.12 $347,404.98
Disclosure

SEC source: 0001209191-21-019607 · doc4.xml · nonDerivative · entry 3

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,719

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 09, 2021 Filed Mar 10, 2021 23:29 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 2,083 $10.14 $21,121.62
Disclosure

SEC source: 0001209191-21-019607 · doc4.xml · nonDerivative · entry 2

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 23:29 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 17,092 $8.16 $139,470.72
Disclosure

SEC source: 0001209191-21-019607 · doc4.xml · nonDerivative · entry 1

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:08 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,084 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-009765 · doc4.xml · derivative · entry 5

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,417

Underlying: Common Stock · 2,084 shares

Expires 2028-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vested on November 1, 2019 and one forty-eighth (1/48th) of the shares vest monthly thereafter.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:08 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,091 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-009765 · doc4.xml · derivative · entry 4

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,450

Underlying: Common Stock · 17,091 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and one forty-eighth (1/48th) of the shares subject to the option vest monthly thereafter.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:08 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 19,175 $20.81 $399,054.76
Disclosure

SEC source: 0001209191-21-009765 · doc4.xml · nonDerivative · entry 3

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,719

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.45 to $21.05, inclusive.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:08 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 2,084 $10.14 $21,131.76
Disclosure

SEC source: 0001209191-21-009765 · doc4.xml · nonDerivative · entry 2

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:08 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 17,091 $8.16 $139,462.56
Disclosure

SEC source: 0001209191-21-009765 · doc4.xml · nonDerivative · entry 1

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 23:53 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,166 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-005750 · doc4.xml · derivative · entry 10

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,501

Underlying: Common Stock · 4,166 shares

Expires 2028-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vested on November 1, 2019 and one forty-eighth (1/48th) of the shares vest monthly thereafter.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 23:53 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 23,142 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-005750 · doc4.xml · derivative · entry 9

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,541

Underlying: Common Stock · 23,142 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option vested on August 2, 2018, and one forty-eighth (1/48th) of the shares subject to the option vest monthly thereafter.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 23:53 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 27,308 $18.00 $491,544.00
Disclosure

SEC source: 0001209191-21-005750 · doc4.xml · nonDerivative · entry 6

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,719

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.055, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.