Tapewire

Nasdaq · USD

ALEC

Alector, Inc.

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Tapewire entity
6051
SEC CIK
0001653087
Parsed reports
298

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202601
Mar 202605
Apr 202601
May 202600
Jun 202604
Jul 202600
Aug 202600
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2021 Filed Nov 11, 2021 00:07 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 15,000 $25.00 $375,000.00
Disclosure

SEC source: 0001209191-21-063971 · doc4.xml · nonDerivative · entry 8

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 652,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F5 · ownership.nature: The reported securities are held directly by the Shani Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

Read SEC document
November 09, 2021 Filed Nov 11, 2021 00:07 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 15,000 $25.00 $375,000.00
Disclosure

SEC source: 0001209191-21-063971 · doc4.xml · nonDerivative · entry 7

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 652,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F4 · ownership.nature: The reported securities are held directly by the Noam Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

Read SEC document
November 09, 2021 Filed Nov 11, 2021 00:07 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 15,000 $25.00 $375,000.00
Disclosure

SEC source: 0001209191-21-063971 · doc4.xml · nonDerivative · entry 6

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 652,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F3 · ownership.nature: The reported securities are held directly by the Adi Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

Read SEC document
November 09, 2021 Filed Nov 11, 2021 00:07 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 55,000 $25.00 $1,375,000.00
Disclosure

SEC source: 0001209191-21-063971 · doc4.xml · nonDerivative · entry 5

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,082,875

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 00:07 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 15,000 $25.00 $375,000.00
Disclosure

SEC source: 0001209191-21-063971 · doc4.xml · nonDerivative · entry 4

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 667,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F5 · ownership.nature: The reported securities are held directly by the Shani Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 00:07 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 15,000 $25.00 $375,000.00
Disclosure

SEC source: 0001209191-21-063971 · doc4.xml · nonDerivative · entry 3

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 667,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F4 · ownership.nature: The reported securities are held directly by the Noam Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 00:07 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 15,000 $25.00 $375,000.00
Disclosure

SEC source: 0001209191-21-063971 · doc4.xml · nonDerivative · entry 2

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 667,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F3 · ownership.nature: The reported securities are held directly by the Adi Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 00:07 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 55,000 $25.00 $1,375,000.00
Disclosure

SEC source: 0001209191-21-063971 · doc4.xml · nonDerivative · entry 1

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,137,875

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 23:39 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 15,000 $25.00 $375,000.00
Disclosure

SEC source: 0001209191-21-063451 · doc4.xml · nonDerivative · entry 8

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 682,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F5 · ownership.nature: The reported securities are held directly by the Shani Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 23:39 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 15,000 $25.00 $375,000.00
Disclosure

SEC source: 0001209191-21-063451 · doc4.xml · nonDerivative · entry 7

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 682,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F4 · ownership.nature: The reported securities are held directly by the Noam Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 23:39 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 15,000 $25.00 $375,000.00
Disclosure

SEC source: 0001209191-21-063451 · doc4.xml · nonDerivative · entry 6

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 682,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F3 · ownership.nature: The reported securities are held directly by the Adi Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 23:39 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 55,000 $25.00 $1,375,000.00
Disclosure

SEC source: 0001209191-21-063451 · doc4.xml · nonDerivative · entry 5

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,192,875

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 23:39 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 15,000 $25.00 $375,000.00
Disclosure

SEC source: 0001209191-21-063451 · doc4.xml · nonDerivative · entry 4

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 697,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F5 · ownership.nature: The reported securities are held directly by the Shani Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 23:39 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 15,000 $25.00 $375,000.00
Disclosure

SEC source: 0001209191-21-063451 · doc4.xml · nonDerivative · entry 3

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 697,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F4 · ownership.nature: The reported securities are held directly by the Noam Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 23:39 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 15,000 $25.00 $375,000.00
Disclosure

SEC source: 0001209191-21-063451 · doc4.xml · nonDerivative · entry 2

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 697,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F3 · ownership.nature: The reported securities are held directly by the Adi Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 23:39 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 55,000 $25.00 $1,375,000.00
Disclosure

SEC source: 0001209191-21-063451 · doc4.xml · nonDerivative · entry 1

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,247,875

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 22:53 UTC
Rosenthal ArnonDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 417,213 $0.00 Strike: $23.70 $0.00
Disclosure

SEC source: 0001209191-21-059144 · doc4.xml · derivative · entry 1

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,213

Underlying: Common Stock · 417,213 shares

Expires 2031-10-01

F1 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2021.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 18:57 UTC
King RobertChief Development Officer
GrantEmployee Stock Option (right to buy) · Derivative 35,635 $0.00 Strike: $23.70 $0.00
Disclosure

SEC source: 0001209191-21-059148 · doc4.xml · derivative · entry 2

King Robert · CIK 0001635264 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,635

Underlying: Common Stock · 35,635 shares

Expires 2031-10-01

F2 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2021.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 18:57 UTC
King RobertChief Development Officer
GrantCommon Stock 7,967 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059148 · doc4.xml · nonDerivative · entry 1

King Robert · CIK 0001635264 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,284

F1 · shares: The shares are represented by restricted stock units which vest in 12 equal quarterly installments beginning on December 1, 2021.

Read SEC document
October 01, 2021 Filed Oct 8, 2021 16:06 UTC Amendment
King RobertChief Development Officer
GrantCommon Stock 5,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060030 · doc4a.xml · nonDerivative · entry 1

King Robert · CIK 0001635264 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,256

F1 · shares: The shares are represented by restricted stock units which vest in 12 equal quarterly installments beginning on December 1, 2021.

Read SEC document
September 23, 2021 Filed Sep 24, 2021 01:12 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 9,625 $25.10 $241,567.29
Disclosure

SEC source: 0001209191-21-057519 · doc4.xml · nonDerivative · entry 3

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,302,875

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.26, inclusive.

F3 · ownership.nature: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.

Read SEC document
September 23, 2021 Filed Sep 28, 2021 00:00 UTC GrantStock Option (right to buy) · Derivative 33,235 $0.00 Strike: $24.26 $0.00
Disclosure

SEC source: 0001209191-21-057851 · doc4.xml · derivative · entry 1

GAROFALO ELIZABETH A. · CIK 0001826361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,235

Underlying: Common Stock · 33,235 shares

Expires 2031-09-23

F1 · derivative.exercise_date: One-fourth of the shares subject to the option vest on September 23, 2022 and 1/48th of the shares vest monthly thereafter.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 01:12 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 5,283 $26.10 $137,890.00
Disclosure

SEC source: 0001209191-21-057519 · doc4.xml · nonDerivative · entry 2

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,312,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.22, inclusive.

F3 · ownership.nature: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 01:12 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 94,717 $25.29 $2,395,298.21
Disclosure

SEC source: 0001209191-21-057519 · doc4.xml · nonDerivative · entry 1

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,317,783

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.

F3 · ownership.nature: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:54 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 8,462 $26.56 $224,738.87
Disclosure

SEC source: 0001209191-21-057273 · doc4.xml · nonDerivative · entry 4

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,412,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.64, inclusive.

F3 · ownership.nature: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:54 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 91,538 $26.07 $2,386,697.74
Disclosure

SEC source: 0001209191-21-057273 · doc4.xml · nonDerivative · entry 3

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,420,962

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $26.49, inclusive.

F3 · ownership.nature: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:54 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 8,046 $26.33 $211,848.77
Disclosure

SEC source: 0001209191-21-057273 · doc4.xml · nonDerivative · entry 2

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,512,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.28 to $26.43, inclusive.

F3 · ownership.nature: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:54 UTC
Rosenthal ArnonDirector · Chief Executive Officer
SaleCommon Stock 91,954 $25.76 $2,368,541.94
Disclosure

SEC source: 0001209191-21-057273 · doc4.xml · nonDerivative · entry 1

Rosenthal Arnon · CIK 0001757770 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,520,546

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.25 to $26.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) through (6) to this Form 4.

F3 · ownership.nature: The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.

Read SEC document
September 10, 2021 Filed Feb 1, 2023 00:17 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $18.10 $0.00
Disclosure

SEC source: 0001209191-23-005810 · doc4.xml · derivative · entry 2

Yaffe Kristine · CIK 0001783895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 2,000 shares

Expires 2029-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-fourth of the shares subject to the option vested on August 9, 2020 and an additional 1/48th of the shares vest monthly thereafter.

Read SEC document
September 10, 2021 Filed Feb 1, 2023 00:17 UTC Exercise / conversionCommon Stock 2,000 $18.10 $36,200.00
Disclosure

SEC source: 0001209191-23-005810 · doc4.xml · nonDerivative · entry 1

Yaffe Kristine · CIK 0001783895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As of the filing date, the amount of securities beneficially owned by the reporting person is 11,459 shares.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 22:23 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,525 $0.00 Strike: $17.15 $0.00
Disclosure

SEC source: 0001209191-21-050979 · doc4.xml · derivative · entry 8

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,450

Underlying: Common Stock · 4,525 shares

Expires 2029-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on December 6, 2019.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 22:23 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,734 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-050979 · doc4.xml · derivative · entry 7

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 8,734 shares

Expires 2028-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-fourth of the total number of shares subject to the option grant vested on November 1, 2019, and an additional 1/48th of the shares subject vest monthly thereafter.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 22:23 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,691 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-050979 · doc4.xml · derivative · entry 6

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,000

Underlying: Common Stock · 9,691 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 2, 2018.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 22:23 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 300 $27.79 $8,337.00
Disclosure

SEC source: 0001209191-21-050979 · doc4.xml · nonDerivative · entry 5

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,319

F1 · kind: The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.71 to $27.83, inclusive.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 22:23 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 22,650 $27.17 $615,429.95
Disclosure

SEC source: 0001209191-21-050979 · doc4.xml · nonDerivative · entry 4

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,619

F1 · kind: The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.71 to $27.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 22:23 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 4,525 $17.15 $77,603.75
Disclosure

SEC source: 0001209191-21-050979 · doc4.xml · nonDerivative · entry 3

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 22:23 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 8,734 $10.14 $88,562.76
Disclosure

SEC source: 0001209191-21-050979 · doc4.xml · nonDerivative · entry 2

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 09, 2021 Filed Aug 11, 2021 22:23 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 9,691 $8.16 $79,078.56
Disclosure

SEC source: 0001209191-21-050979 · doc4.xml · nonDerivative · entry 1

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 05, 2021 Filed Aug 9, 2021 22:13 UTC Exercise / conversionStock option (right to buy) · Derivative 56,260 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-050471 · doc4.xml · derivative · entry 5

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,574

Underlying: Common Stock · 56,260 shares

Expires 2028-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on November 22, 2018.

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August 05, 2021 Filed Aug 9, 2021 22:13 UTC SaleCommon Stock 3,392 $28.30 $96,001.06
Disclosure

SEC source: 0001209191-21-050471 · doc4.xml · nonDerivative · entry 4

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.23 to $28.48, inclusive.

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August 05, 2021 Filed Aug 9, 2021 22:13 UTC SaleCommon Stock 52,868 $27.64 $1,461,340.25
Disclosure

SEC source: 0001209191-21-050471 · doc4.xml · nonDerivative · entry 3

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,392

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $27.17 to $27.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price set forth in footnotes (2) and (3) to this Form 4.

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August 05, 2021 Filed Aug 9, 2021 22:13 UTC Exercise / conversionCommon Stock 56,260 $10.14 $570,476.40
Disclosure

SEC source: 0001209191-21-050471 · doc4.xml · nonDerivative · entry 2

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,574 $0.00 Strike: $17.15 $0.00
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · derivative · entry 17

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,975

Underlying: Common Stock · 10,574 shares

Expires 2029-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on December 6, 2019.

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July 07, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,883 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · derivative · entry 16

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,984

Underlying: Common Stock · 11,883 shares

Expires 2028-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: One-fourth of the total number of shares subject to the option grant vested on November 1, 2019, and an additional 1/48th of the shares subject vest monthly thereafter.

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July 07, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,292 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · derivative · entry 15

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,691

Underlying: Common Stock · 7,292 shares

Expires 2028-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on August 2, 2018.

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July 07, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 17,149 $39.32 $674,219.79
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · nonDerivative · entry 13

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,319

F1 · kind: The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.95 to $39.62, inclusive.

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July 07, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 7,700 $38.14 $293,685.70
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · nonDerivative · entry 12

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,468

F1 · kind: The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.70 to $38.54, inclusive.

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July 07, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
SaleCommon Stock 4,900 $37.41 $183,332.03
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · nonDerivative · entry 11

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,168

F1 · kind: The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.70 to $37.69, inclusive.

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July 07, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 10,574 $17.15 $181,344.10
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · nonDerivative · entry 10

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 22:24 UTC
Paul RobertChief Medical Officer
Exercise / conversionCommon Stock 11,883 $10.14 $120,493.62
Disclosure

SEC source: 0001209191-21-046034 · doc4.xml · nonDerivative · entry 9

Paul Robert · CIK 0001757964 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.