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ALB

ALBEMARLE CORP

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2581
SEC CIK
0000915913
Parsed reports
454

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202603
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2020 Filed Jul 2, 2020 21:28 UTC GrantCommon Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000131 · wf-form4_159372526106193.xml · nonDerivative · entry 1

Wolff Alejandro Daniel · CIK 0001585657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,256

F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:30 UTC
BRLAS LAURIEDirector
GrantCommon Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000133 · wf-form4_159372540242439.xml · nonDerivative · entry 1

BRLAS LAURIE · CIK 0001235612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,125

F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:25 UTC
Seavers DeanDirector
GrantCommon Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000129 · wf-form4_159372513209740.xml · nonDerivative · entry 1

Seavers Dean · CIK 0001403296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,175

F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:22 UTC GrantCommon Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000127 · wf-form4_159372492979217.xml · nonDerivative · entry 1

OConnell Diarmuid B. · CIK 0001730941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,175

F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:16 UTC GrantCommon Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000123 · wf-form4_159372454216379.xml · nonDerivative · entry 1

STEINER GERALD A · CIK 0001143210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,725

F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:18 UTC GrantPhantom Stock · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000125 · wf-form4_159372470072618.xml · derivative · entry 1

OBRIEN JAMES J /KY · CIK 0001023582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,999

Underlying: Common Stock · 1,725 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units convert 1 for 1 into common stock.

F2 · shares: Shares represent deferred director compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation.

F3 · derivative.exercise_date: Exercisable in a single lump sum on February 15th of the calendar year after the year In which the reporting person is no longer a director.

F4 · derivative.expiration_date: No expiration date.

F5 · balance_after: Includes dividend equivalent rights earned based on total shares of Phantom Stock in Director's deferred stock account.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:12 UTC
Masters J KentDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 354 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000121 · wf-form4_159372429108310.xml · nonDerivative · entry 1

Masters J Kent · CIK 0001396415 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,700

F1 · shares: Unvested restricted stock granted on July 1, 2019 forfeited under the terms of the 2013 Director Stock Compensation and Deferral Election Plan, as amended January 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:09 UTC GrantCommon Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000119 · wf-form4_159372412899073.xml · nonDerivative · entry 1

MINOR GLENDA J · CIK 0001254782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:05 UTC GrantPhantom Stock · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000117 · wf-form4_159372390066675.xml · derivative · entry 1

Van Deursen Holly · CIK 0001414921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Common Stock · 1,725 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units convert 1 for 1 into common stock.

F2 · shares: Shares represent deferred director compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation.

F3 · derivative.exercise_date: Exercisable in a single lump sum on February 15th in the later of the calendar year after the year in which the reporting person is no longer a director, or February 2028.

F4 · derivative.expiration_date: No expiration date.

Read SEC document
July 01, 2020 Filed Mar 8, 2021 21:49 UTC Amendment
Masters J KentDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000915913-21-000072 · wf-form4a_161524018088780.xml · nonDerivative · entry 1

Masters J Kent · CIK 0001396415 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,631

F1 · balance_after: This amendment reflects a correction to the number of shares of Common Stock beneficially owned by the reporting person. The reporting person previously transferred 6,263 shares of Common Stock to his spouse pursuant to a judicially entered domestic relations order. As a consequence, the reporting person no longer reports as beneficially owned by him such 6,263 shares or any other securities owned by his spouse. In addition, the total number of shares of Common Stock directly beneficially owned by the reporting person includes 194 shares held in a brokerage account which, because of an administrative error, have not been previously reported.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:48 UTC
Ryan David TerrenceVP, Corp. Strategy & IR
Exercise / conversionRestricted Stock Unit · Derivative 495 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000108 · wf-form4_158940286502608.xml · derivative · entry 3

Ryan David Terrence · CIK 0001776567 · VP, Corp. Strategy & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F3 · derivative.exercise_date: On 05/12/2016, the Reporting Person was granted 990 Restricted Stock Units, 50% vested on 05/12/2019 and 50% vested on 05/12/2020.

F3 · derivative.expiration_date: On 05/12/2016, the Reporting Person was granted 990 Restricted Stock Units, 50% vested on 05/12/2019 and 50% vested on 05/12/2020.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:48 UTC
Ryan David TerrenceVP, Corp. Strategy & IR
Tax withholdingCommon Stock 147 $59.26 $8,711.22
Disclosure

SEC source: 0000915913-20-000108 · wf-form4_158940286502608.xml · nonDerivative · entry 2

Ryan David Terrence · CIK 0001776567 · VP, Corp. Strategy & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,653

F1 · shares: Shares withheld to meet tax liabilities associated with such vested Restricted Stock Units.

Read SEC document
May 12, 2020 Filed May 13, 2020 20:48 UTC
Ryan David TerrenceVP, Corp. Strategy & IR
Exercise / conversionCommon Stock 495 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000108 · wf-form4_158940286502608.xml · nonDerivative · entry 1

Ryan David Terrence · CIK 0001776567 · VP, Corp. Strategy & IR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:24 UTC
Masters J KentDirector · Chairman, President & CEO
GrantRestricted Stock Units · Derivative 54,475 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000106 · wf-form4_158922865906855.xml · derivative · entry 1

Masters J Kent · CIK 0001396415 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,475

Underlying: Common Stock · 54,475 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: Award will vest on the earlier of (i) April 19, 2023 and (ii) the date the company appoints someone other than the reporting person as the company's Chief Executive Officer.

F3 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 01:49 UTC Amendment
Johnson Netha N.President, Bromine Specialties
GrantStock Option · Derivative 12,421 $0.00 Strike: $81.85 $0.00
Disclosure

SEC source: 0000915913-20-000077 · wf-form4a_158328656921801.xml · derivative · entry 3

Johnson Netha N. · CIK 0001594784 · President, Bromine Specialties

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,421

Underlying: Common Stock · 12,421 shares

Expires 2030-02-28

Read SEC document
February 28, 2020 Filed Mar 4, 2020 01:49 UTC Amendment
Johnson Netha N.President, Bromine Specialties
GrantRestricted Stock Unit · Derivative 9,164 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000077 · wf-form4a_158328656921801.xml · derivative · entry 2

Johnson Netha N. · CIK 0001594784 · President, Bromine Specialties

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,164

Underlying: Common Stock · 9,164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F4 · derivative.exercise_date: Award will vest in full on the third anniversary of the date of the award.

F3 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 01:49 UTC Amendment
Johnson Netha N.President, Bromine Specialties
GrantRestricted Stock Unit · Derivative 3,360 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000077 · wf-form4a_158328656921801.xml · derivative · entry 1

Johnson Netha N. · CIK 0001594784 · President, Bromine Specialties

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,360

Underlying: Common Stock · 3,360 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: One-half of the award amount earned will vest on 2/28/2023 and the remaining half will vest on 2/28/2024.

F3 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:41 UTC Amendment
Marlow DeeAnne JSVP, Chief HR Officer
GrantStock Option · Derivative 7,340 $0.00 Strike: $81.85 $0.00
Disclosure

SEC source: 0000915913-20-000073 · wf-form4a_158328247770514.xml · derivative · entry 2

Marlow DeeAnne J · CIK 0001641337 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,340

Underlying: Common Stock · 7,340 shares

Expires 2030-02-28

Read SEC document
February 28, 2020 Filed Mar 4, 2020 00:41 UTC Amendment
Marlow DeeAnne JSVP, Chief HR Officer
GrantRestricted Stock Units · Derivative 1,986 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000073 · wf-form4a_158328247770514.xml · derivative · entry 1

Marlow DeeAnne J · CIK 0001641337 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,986

Underlying: Common Stock · 1,986 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: One-half of the award amount earned will vest on 2/28/2023 and the remaining half will vest on 2/28/2024.

F3 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:45 UTC
Norris EricPresident, Lithium
GrantStock Option · Derivative 12,421 $0.00 Strike: $81.85 $0.00
Disclosure

SEC source: 0000915913-20-000070 · wf-form4_158327191657643.xml · derivative · entry 3

Norris Eric · CIK 0001624621 · President, Lithium

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,421

Underlying: Common Stock · 12,421 shares

Expires 2030-02-28

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:45 UTC
Norris EricPresident, Lithium
GrantRestricted Stock Units · Derivative 3,055 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000070 · wf-form4_158327191657643.xml · derivative · entry 2

Norris Eric · CIK 0001624621 · President, Lithium

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,055

Underlying: Common Stock · 3,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F4 · derivative.exercise_date: Award will vest in full on the third anniversary of the date of the award.

F3 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:45 UTC
Norris EricPresident, Lithium
GrantRestricted Stock Units · Derivative 3,360 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000070 · wf-form4_158327191657643.xml · derivative · entry 1

Norris Eric · CIK 0001624621 · President, Lithium

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,360

Underlying: Common Stock · 3,360 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: One-half of the award amount earned will vest on 2/28/2023 and the remaining half will vest on 2/28/2024.

F3 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:44 UTC
Marlow DeeAnne JSVP, Chief HR Officer
GrantStock Option · Derivative 7,340 $0.00 Strike: $81.85 $0.00
Disclosure

SEC source: 0000915913-20-000068 · wf-form4_158327182890873.xml · derivative · entry 2

Marlow DeeAnne J · CIK 0001641337 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,340

Underlying: Common Stock · 7,340 shares

Expires 2030-02-28

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:44 UTC
Marlow DeeAnne JSVP, Chief HR Officer
GrantRestricted Stock Units · Derivative 1,986 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000068 · wf-form4_158327182890873.xml · derivative · entry 1

Marlow DeeAnne J · CIK 0001641337 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,986

Underlying: Common Stock · 1,986 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: One-half of the award amount earned will vest on 2/28/2023 and the remaining half will vest on 2/28/2024.

F3 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:39 UTC
Johnson Netha N.President, Bromine Specialties
GrantStock Option · Derivative 12,421 $0.00 Strike: $81.85 $0.00
Disclosure

SEC source: 0000915913-20-000064 · wf-form4_158327156803273.xml · derivative · entry 3

Johnson Netha N. · CIK 0001594784 · President, Bromine Specialties

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,421

Underlying: Common Stock · 12,421 shares

Expires 2030-02-28

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:39 UTC
Johnson Netha N.President, Bromine Specialties
GrantRestricted Stock Unit · Derivative 9,164 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000064 · wf-form4_158327156803273.xml · derivative · entry 2

Johnson Netha N. · CIK 0001594784 · President, Bromine Specialties

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,164

Underlying: Common Stock · 9,164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F4 · derivative.exercise_date: Award will vest in full on the third anniversary of the date of the award.

F3 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:39 UTC
Johnson Netha N.President, Bromine Specialties
GrantRestricted Stock Unit · Derivative 3,360 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000064 · wf-form4_158327156803273.xml · derivative · entry 1

Johnson Netha N. · CIK 0001594784 · President, Bromine Specialties

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,360

Underlying: Common Stock · 3,360 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: One-half of the award amount earned will vest on 2/28/2023 and the remaining half will vest on 2/28/2024.

F3 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:42 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
GrantStock Option · Derivative 12,421 $0.00 Strike: $81.85 $0.00
Disclosure

SEC source: 0000915913-20-000066 · wf-form4_158327172084236.xml · derivative · entry 5

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,421

Underlying: Common Stock · 12,421 shares

Expires 2030-02-28

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:42 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
GrantRestricted Stock Unit · Derivative 3,055 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000066 · wf-form4_158327172084236.xml · derivative · entry 4

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,055

Underlying: Common Stock · 3,055 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F6 · derivative.exercise_date: Award will vest in full on 12/31/2021.

F5 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:42 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
GrantRestricted Stock Unit · Derivative 3,360 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000066 · wf-form4_158327172084236.xml · derivative · entry 3

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,360

Underlying: Common Stock · 3,360 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F4 · derivative.exercise_date: One-half of the award amount earned will vest on 2/28/2023 and the remaining half will vest on 2/28/2024; provided, however, that the award amount will vest in full in connection with a qualifying termination event occurring after December 31, 2021, as set forth in the award document.

F5 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:42 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
SaleCommon Stock 531 $78.11 $41,476.41
Disclosure

SEC source: 0000915913-20-000066 · wf-form4_158327172084236.xml · nonDerivative · entry 2

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,429

F2 · kind: The share sale reported in this Form 4 was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Crawford Raphael GoszczPresident, Catalysts
GrantStock Option · Derivative 12,421 $0.00 Strike: $81.85 $0.00
Disclosure

SEC source: 0000915913-20-000062 · wf-form4_158327145902282.xml · derivative · entry 3

Crawford Raphael Goszcz · CIK 0001776484 · President, Catalysts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,421

Underlying: Common Stock · 12,421 shares

Expires 2030-02-28

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Crawford Raphael GoszczPresident, Catalysts
GrantRestricted Stock Units · Derivative 9,164 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000062 · wf-form4_158327145902282.xml · derivative · entry 2

Crawford Raphael Goszcz · CIK 0001776484 · President, Catalysts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,164

Underlying: Common Stock · 9,164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F4 · derivative.exercise_date: Award will vest in full on the third anniversary of the date of the award.

F3 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:37 UTC
Crawford Raphael GoszczPresident, Catalysts
GrantRestricted Stock Units · Derivative 3,360 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000062 · wf-form4_158327145902282.xml · derivative · entry 1

Crawford Raphael Goszcz · CIK 0001776484 · President, Catalysts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,360

Underlying: Common Stock · 3,360 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: One-half of the award amount earned will vest on 2/28/2023 and the remaining half will vest on 2/28/2024.

F3 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:36 UTC
Barichivich John Clarence IIIVP, Controller & CAO
GrantRestricted Stock Unit · Derivative 1,070 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000060 · wf-form4_158327135662358.xml · derivative · entry 1

Barichivich John Clarence III · CIK 0001792555 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070

Underlying: Common Stock · 1,070 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F2 · derivative.exercise_date: One-half of the award amount earned will vest on 2/28/2023 and the remaining half will vest on 2/28/2024.

F3 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:30 UTC
Tozier ScottEVP & CFO
GrantStock Option · Derivative 12,421 $0.00 Strike: $81.85 $0.00
Disclosure

SEC source: 0000915913-20-000058 · wf-form4_158327102094273.xml · derivative · entry 5

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,421

Underlying: Common Stock · 12,421 shares

Expires 2030-02-28

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:30 UTC
Tozier ScottEVP & CFO
GrantRestricted Stock Unit · Derivative 12,218 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000058 · wf-form4_158327102094273.xml · derivative · entry 4

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,218

Underlying: Common Stock · 12,218 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F6 · derivative.exercise_date: Award will vest in full on the third anniversary of the date of the award.

F5 · derivative.expiration_date: No expiration date.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:30 UTC
Tozier ScottEVP & CFO
GrantRestricted Stock Unit · Derivative 3,360 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000058 · wf-form4_158327102094273.xml · derivative · entry 3

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,360

Underlying: Common Stock · 3,360 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F4 · derivative.exercise_date: One-half of the award earned will vest at 02/28/2023 and the remaining half will vest on 02/28/2024.

F5 · derivative.expiration_date: No expiration date.

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February 28, 2020 Filed Mar 3, 2020 21:30 UTC
Tozier ScottEVP & CFO
SaleCommon Stock 630 $78.11 $49,209.30
Disclosure

SEC source: 0000915913-20-000058 · wf-form4_158327102094273.xml · nonDerivative · entry 2

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,528

F2 · kind: The share sale reported in this Form 4 was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

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February 26, 2020 Filed Feb 26, 2020 21:23 UTC
Tozier ScottEVP & CFO
Exercise / conversionRestricted Stock Unit · Derivative 1,990 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000052 · wf-form4_158275216810631.xml · derivative · entry 7

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F5 · derivative.exercise_date: On 02/26/2016, the Reporting Person was granted 3,980 Restricted Stock Units. 50% vested on 02/26/2019 and 50% vested on 02/26/2020.

F5 · derivative.expiration_date: On 02/26/2016, the Reporting Person was granted 3,980 Restricted Stock Units. 50% vested on 02/26/2019 and 50% vested on 02/26/2020.

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February 26, 2020 Filed Feb 26, 2020 21:23 UTC
Tozier ScottEVP & CFO
Tax withholdingCommon Stock 730 $85.83 $62,655.90
Disclosure

SEC source: 0000915913-20-000052 · wf-form4_158275216810631.xml · nonDerivative · entry 5

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,631

F2 · shares: Shares withheld to meet tax liabilities associated with vesting of Restricted Stock Units.

Read SEC document
February 26, 2020 Filed Feb 26, 2020 21:23 UTC
Tozier ScottEVP & CFO
Exercise / conversionCommon Stock 1,990 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000052 · wf-form4_158275216810631.xml · nonDerivative · entry 4

Tozier Scott · CIK 0001511133 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 26, 2020 21:19 UTC
Barichivich John Clarence IIIVP, Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 266 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000050 · wf-form4_158275196173614.xml · derivative · entry 7

Barichivich John Clarence III · CIK 0001792555 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F5 · derivative.exercise_date: On 02/26/2016, the Reporting Person was granted 532 Restricted Stock Units. 50% vested on 02/26/2019 and 50% vested on 02/26/2020.

F5 · derivative.expiration_date: On 02/26/2016, the Reporting Person was granted 532 Restricted Stock Units. 50% vested on 02/26/2019 and 50% vested on 02/26/2020.

Read SEC document
February 26, 2020 Filed Feb 26, 2020 21:19 UTC
Barichivich John Clarence IIIVP, Controller & CAO
Tax withholdingCommon Stock 79 $85.83 $6,780.57
Disclosure

SEC source: 0000915913-20-000050 · wf-form4_158275196173614.xml · nonDerivative · entry 5

Barichivich John Clarence III · CIK 0001792555 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,689

F2 · shares: Shares withheld to meet tax liabilities associated with vesting of Restricted Stock Units.

Read SEC document
February 26, 2020 Filed Feb 26, 2020 21:19 UTC
Barichivich John Clarence IIIVP, Controller & CAO
Exercise / conversionCommon Stock 266 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000050 · wf-form4_158275196173614.xml · nonDerivative · entry 4

Barichivich John Clarence III · CIK 0001792555 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 26, 2020 21:18 UTC
Crawford Raphael GoszczPresident, Catalysts
Exercise / conversionRestricted Stock Units · Derivative 1,106 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000048 · wf-form4_158275186567369.xml · derivative · entry 7

Crawford Raphael Goszcz · CIK 0001776484 · President, Catalysts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F5 · derivative.exercise_date: On 02/26/2016, the Reporting Person was granted 2,212 Restricted Stock Units. 50% vested on 02/26/2019 and 50% vested on 02/26/2020.

F5 · derivative.expiration_date: On 02/26/2016, the Reporting Person was granted 2,212 Restricted Stock Units. 50% vested on 02/26/2019 and 50% vested on 02/26/2020.

Read SEC document
February 26, 2020 Filed Feb 26, 2020 21:18 UTC
Crawford Raphael GoszczPresident, Catalysts
Tax withholdingCommon Stock 270 $85.83 $23,174.10
Disclosure

SEC source: 0000915913-20-000048 · wf-form4_158275186567369.xml · nonDerivative · entry 5

Crawford Raphael Goszcz · CIK 0001776484 · President, Catalysts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,113

F2 · shares: Shares withheld to meet tax liabilities associated with vesting of Restricted Stock Units.

Read SEC document
February 26, 2020 Filed Feb 26, 2020 21:18 UTC
Crawford Raphael GoszczPresident, Catalysts
Exercise / conversionCommon Stock 1,106 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000048 · wf-form4_158275186567369.xml · nonDerivative · entry 4

Crawford Raphael Goszcz · CIK 0001776484 · President, Catalysts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 26, 2020 21:16 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,548 $0.00 $0.00
Disclosure

SEC source: 0000915913-20-000046 · wf-form4_158275174851302.xml · derivative · entry 7

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,548 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit converts to 1 share of Common Stock.

F5 · derivative.exercise_date: On 02/26/2016, the Reporting Person was granted 3,096 Restricted Stock Units. 50% vested on 02/26/2019 and 50% vested on 02/26/2020.

F5 · derivative.expiration_date: On 02/26/2016, the Reporting Person was granted 3,096 Restricted Stock Units. 50% vested on 02/26/2019 and 50% vested on 02/26/2020.

Read SEC document
February 26, 2020 Filed Feb 26, 2020 21:16 UTC
NARWOLD KAREN GEVP, Chief Admin Officer
Tax withholdingCommon Stock 486 $85.83 $41,713.38
Disclosure

SEC source: 0000915913-20-000046 · wf-form4_158275174851302.xml · nonDerivative · entry 5

NARWOLD KAREN G · CIK 0001095670 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,455

F2 · shares: Shares withheld to meet tax liabilities associated with vesting of Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.