Last 12 months
Inside the activity.
0 purchase rows · 504 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 27 |
| Dec 2025 | 0 | 38 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 20 |
| Mar 2026 | 0 | 25 |
| Apr 2026 | 0 | 32 |
| May 2026 | 0 | 144 |
| Jun 2026 | 0 | 30 |
| Jul 2026 | 0 | 77 |
| Aug 2026 | 0 | 63 |
| Sep 2026 | 0 | 36 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2024 Filed Aug 19, 2024 17:02 UTC |
SUTTER HILL VENTURES10% owner
|
OtherCommon Stock | 5,587,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-021608 · form4-08192024_090855.xml · nonDerivative · entry 1 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,174,393 F1 · kind: Effective August 15, 2024, Sutter Hill Ventures, a California Limited Partnership effected a pro rata distribution to its limited partners and its general partner for no additional consideration. F1 · price: Effective August 15, 2024, Sutter Hill Ventures, a California Limited Partnership effected a pro rata distribution to its limited partners and its general partner for no additional consideration. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 20:20 UTC |
Tate Michael TruettChief Financial Officer
|
GrantCommon Stock | 74,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001736297-24-000021 · wk-form4_1723753220.xml · nonDerivative · entry 1 Tate Michael Truett · CIK 0001399546 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,340,823 F1 · shares: These shares represent an award of restricted stock units ("RSUs") granted on August 13, 2024 (the "Grant Date") under the Astera Labs, Inc. Amended and Restated 2024 Stock Option and Incentive Plan. Such award which provides that the RSUs shall vest as to 25% on August 15, 2025 and the remaining RSUs shall vest in 12 equal quarterly installments thereafter. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 20:18 UTC |
Mazzara PhilipGeneral Counsel and Secretary
|
GrantCommon Stock | 25,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001736297-24-000020 · wk-form4_1723753121.xml · nonDerivative · entry 1 Mazzara Philip · CIK 0001998163 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 382,824 F1 · shares: These shares represent an award of restricted stock units ("RSUs") granted on August 13, 2024 (the "Grant Date") under the Astera Labs, Inc. Amended and Restated 2024 Stock Option and Incentive Plan. Such award which provides that the RSUs shall vest as to 25% on August 15, 2025 and the remaining RSUs shall vest in 12 equal quarterly installments thereafter. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| June 23, 2024 Filed Jun 25, 2024 20:02 UTC |
Mayer BethanyDirector
|
GrantCommon Stock | 4,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001736297-24-000013 · wk-form4_1719345715.xml · nonDerivative · entry 1 Mayer Bethany · CIK 0001405693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,573 F1 · balance_after: These shares represent an award of restricted stock units ("RSUs") granted on June 23, 2024 (the "Grant Date") under the Astera Labs, Inc. Amended and Restated 2024 Stock Option and Incentive Plan. Such award vests in equal installments over three years from the Grant Date, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 16, 2024 Filed May 20, 2024 21:42 UTC |
Tate Michael TruettChief Financial Officer
|
SaleCommon Stock | 4,125 | $76.40 | $315,150.00 |
DisclosureSEC source: 0001399546-24-000006 · wk-form4_1716241338.xml · nonDerivative · entry 2 Tate Michael Truett · CIK 0001399546 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,265,847 F1 · kind: Represents shares of the Issuer's Common Stock sold by the Reporting Person to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sale is mandated by an election of the Issuer made in advance of the vesting event to require the satisfaction of tax withholding obligations to be funded by a "sell to cover", and does not represent a discretionary trade by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $76.33 to $76.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 16, 2024 Filed May 20, 2024 21:42 UTC |
Tate Michael TruettChief Financial Officer
|
SaleCommon Stock | 1,408 | $77.48 | $109,091.84 |
DisclosureSEC source: 0001399546-24-000006 · wk-form4_1716241338.xml · nonDerivative · entry 1 Tate Michael Truett · CIK 0001399546 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,269,972 F1 · kind: Represents shares of the Issuer's Common Stock sold by the Reporting Person to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sale is mandated by an election of the Issuer made in advance of the vesting event to require the satisfaction of tax withholding obligations to be funded by a "sell to cover", and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $77.05 to $77.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 16, 2024 Filed May 20, 2024 21:43 UTC |
Mazzara PhilipGeneral Counsel and Secretary
|
SaleCommon Stock | 789 | $76.40 | $60,279.60 |
DisclosureSEC source: 0001998163-24-000004 · wk-form4_1716241388.xml · nonDerivative · entry 2 Mazzara Philip · CIK 0001998163 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 357,520 F1 · kind: Represents shares of the Issuer's Common Stock sold by the Reporting Person to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sale is mandated by an election of the Issuer made in advance of the vesting event to require the satisfaction of tax withholding obligations to be funded by a "sell to cover", and does not represent a discretionary trade by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $76.33 to $76.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 16, 2024 Filed May 20, 2024 21:43 UTC |
Mazzara PhilipGeneral Counsel and Secretary
|
SaleCommon Stock | 266 | $77.48 | $20,609.68 |
DisclosureSEC source: 0001998163-24-000004 · wk-form4_1716241388.xml · nonDerivative · entry 1 Mazzara Philip · CIK 0001998163 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,309 F1 · kind: Represents shares of the Issuer's Common Stock sold by the Reporting Person to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sale is mandated by an election of the Issuer made in advance of the vesting event to require the satisfaction of tax withholding obligations to be funded by a "sell to cover", and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $77.05 to $77.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries D Preferred Stock · Derivative | 1,316,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 27 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,316,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F4 · ownership.direct: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing directors and members of the management committee of the general partner of SHV. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries D Preferred Stock · Derivative | 17,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 26 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (SJP) Disclosed balance after: 0 Underlying: Common Stock · 17,721 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held by a trust of which Samuel J. Pullara III is a Trustee. Mr. Pullara disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries D Preferred Stock · Derivative | 117,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 25 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (MLS) Disclosed balance after: 0 Underlying: Common Stock · 117,405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: Shares held by a trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries C Preferred Stock · Derivative | 6,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 24 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SHM Investments, LLC Disclosed balance after: 0 Underlying: Common Stock · 6,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F8 · ownership.nature: Shares held by SHM Investments, LLC ("SHMI"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing members of SHMI. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries C Preferred Stock · Derivative | 478,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 23 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 478,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F4 · ownership.direct: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing directors and members of the management committee of the general partner of SHV. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries C Preferred Stock · Derivative | 3,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 22 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (SJP) Disclosed balance after: 0 Underlying: Common Stock · 3,141 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held by a trust of which Samuel J. Pullara III is a Trustee. Mr. Pullara disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries C Preferred Stock · Derivative | 3,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 21 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,426 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F7 · ownership.direct: Shares held by Samuel J. Pullara III. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries C Preferred Stock · Derivative | 27,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 20 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (MLS) Disclosed balance after: 0 Underlying: Common Stock · 27,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: Shares held by a trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries B Preferred Stock · Derivative | 203,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 19 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SHM Investments, LLC Disclosed balance after: 0 Underlying: Common Stock · 203,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F8 · ownership.nature: Shares held by SHM Investments, LLC ("SHMI"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing members of SHMI. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries B Preferred Stock · Derivative | 14,957,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 18 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,957,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F4 · ownership.direct: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing directors and members of the management committee of the general partner of SHV. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries B Preferred Stock · Derivative | 78,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 17 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (SJP) Disclosed balance after: 0 Underlying: Common Stock · 78,061 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held by a trust of which Samuel J. Pullara III is a Trustee. Mr. Pullara disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries B Preferred Stock · Derivative | 127,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 16 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 127,405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F7 · ownership.direct: Shares held by Samuel J. Pullara III. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries B Preferred Stock · Derivative | 1,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 15 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Irrevocable Trust (SRT) Disclosed balance after: 0 Underlying: Common Stock · 1,815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F6 · ownership.nature: Shares held by an irrevocable trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries B Preferred Stock · Derivative | 11,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 14 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Irrevocable Trust (SCT) Disclosed balance after: 0 Underlying: Common Stock · 11,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F6 · ownership.nature: Shares held by an irrevocable trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries B Preferred Stock · Derivative | 1,573,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 13 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnership (CHAT) Disclosed balance after: 0 Underlying: Common Stock · 1,573,520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F5 · ownership.nature: Shares held by a limited partnership of which Michael L. Speiser is a trustee of a trust which is the general partner. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries B Preferred Stock · Derivative | 52,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 12 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (MLS) Disclosed balance after: 0 Underlying: Common Stock · 52,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: Shares held by a trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries A Preferred Stock · Derivative | 9,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 11 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,672 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F4 · ownership.direct: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing directors and members of the management committee of the general partner of SHV. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries A Preferred Stock · Derivative | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 10 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (SJP) Disclosed balance after: 0 Underlying: Common Stock · 130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held by a trust of which Samuel J. Pullara III is a Trustee. Mr. Pullara disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionSeries A Preferred Stock · Derivative | 864 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · derivative · entry 9 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (MLS) Disclosed balance after: 0 Underlying: Common Stock · 864 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: Shares held by a trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionCommon Stock | 210,013 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · nonDerivative · entry 8 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SHM Investments, LLC Disclosed balance after: 210,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F8 · ownership.nature: Shares held by SHM Investments, LLC ("SHMI"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing members of SHMI. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionCommon Stock | 130,831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · nonDerivative · entry 7 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F7 · ownership.direct: Shares held by Samuel J. Pullara III. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionCommon Stock | 1,815 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · nonDerivative · entry 6 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Irrevocable Trust (SRT) Disclosed balance after: 1,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F6 · ownership.nature: Shares held by an irrevocable trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionCommon Stock | 11,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · nonDerivative · entry 5 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Irrevocable Trust (SCT) Disclosed balance after: 11,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F6 · ownership.nature: Shares held by an irrevocable trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionCommon Stock | 1,573,520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · nonDerivative · entry 4 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnership (CHAT) Disclosed balance after: 1,573,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F5 · ownership.nature: Shares held by a limited partnership of which Michael L. Speiser is a trustee of a trust which is the general partner. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionCommon Stock | 16,761,590 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · nonDerivative · entry 3 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,761,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F4 · ownership.direct: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing directors and members of the management committee of the general partner of SHV. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionCommon Stock | 99,053 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · nonDerivative · entry 2 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (SJP) Disclosed balance after: 99,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held by a trust of which Samuel J. Pullara III is a Trustee. Mr. Pullara disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 17:50 UTC |
SUTTER HILL VENTURES10% owner
Pullara Samuel J III10% owner
Speiser Michael L10% owner
|
ConversionCommon Stock | 198,091 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-009008 · form4-03222024_090317.xml · nonDerivative · entry 1 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner Pullara Samuel J III · CIK 0001561643 · 10% owner Speiser Michael L · CIK 0001433644 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust (MLS) Disclosed balance after: 198,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: Shares held by a trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 20:46 UTC |
ALBA MANUELDirector
|
ConversionSeries C Preferred · Derivative | 3,718 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-035422 · ownership.xml · derivative · entry 8 ALBA MANUEL · CIK 0001134727 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Alba Trust Disclosed balance after: 0 Underlying: Common Stock · 3,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: These shares are owned directly by Manuel Alba-Marquez in trust for Alba 2003 Living Trust (the "Alba Trust"), of which the Reporting Person and his spouse are co-trustees. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 20:46 UTC |
ALBA MANUELDirector
|
ConversionSeries B Preferred · Derivative | 349,995 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-035422 · ownership.xml · derivative · entry 7 ALBA MANUEL · CIK 0001134727 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Alba Trust Disclosed balance after: 0 Underlying: Common Stock · 349,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: These shares are owned directly by Manuel Alba-Marquez in trust for Alba 2003 Living Trust (the "Alba Trust"), of which the Reporting Person and his spouse are co-trustees. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 20:46 UTC |
ALBA MANUELDirector
|
ConversionSeries B Preferred · Derivative | 75,597 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-035422 · ownership.xml · derivative · entry 6 ALBA MANUEL · CIK 0001134727 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Casa Alameda 2007, LLC Disclosed balance after: 0 Underlying: Common Stock · 75,597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: These shares are owned directly by Casa Alameda 2007, LLC, of which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 20:46 UTC |
ALBA MANUELDirector
|
ConversionSeries A Preferred · Derivative | 1,960,785 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-035422 · ownership.xml · derivative · entry 5 ALBA MANUEL · CIK 0001134727 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Alba Trust Disclosed balance after: 0 Underlying: Common Stock · 1,960,785 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: These shares are owned directly by Manuel Alba-Marquez in trust for Alba 2003 Living Trust (the "Alba Trust"), of which the Reporting Person and his spouse are co-trustees. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 20:46 UTC |
ALBA MANUELDirector
|
ConversionSeries A Preferred · Derivative | 423,530 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-035422 · ownership.xml · derivative · entry 4 ALBA MANUEL · CIK 0001134727 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Casa Alameda 2007, LLC Disclosed balance after: 0 Underlying: Common Stock · 423,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: These shares are owned directly by Casa Alameda 2007, LLC, of which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 20:46 UTC |
ALBA MANUELDirector
|
PurchaseCommon Stock | 5,000 | $36.00 | $180,000.00 |
DisclosureSEC source: 0000950170-24-035422 · ownership.xml · nonDerivative · entry 3 ALBA MANUEL · CIK 0001134727 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 5,000 F4 · shares: These shares were acquired by the Reporting Person's spouse pursuant to a directed share program in connection with the Issuer's initial public offering. F4 · ownership.nature: These shares were acquired by the Reporting Person's spouse pursuant to a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 20:46 UTC |
ALBA MANUELDirector
|
ConversionCommon Stock | 2,314,498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-035422 · ownership.xml · nonDerivative · entry 2 ALBA MANUEL · CIK 0001134727 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Alba Trust Disclosed balance after: 2,314,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: These shares are owned directly by Manuel Alba-Marquez in trust for Alba 2003 Living Trust (the "Alba Trust"), of which the Reporting Person and his spouse are co-trustees. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 20:46 UTC |
ALBA MANUELDirector
|
ConversionCommon Stock | 499,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-035422 · ownership.xml · nonDerivative · entry 1 ALBA MANUEL · CIK 0001134727 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Casa Alameda 2007, LLC Disclosed balance after: 518,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: These shares are owned directly by Casa Alameda 2007, LLC, of which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 21:48 UTC |
Dyckerhoff Stefan ADirector · 10% owner
|
ConversionSeries D Preferred Stock · Derivative | 1,316,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009006 · form4-03222024_090324.xml · derivative · entry 21 Dyckerhoff Stefan A · CIK 0001484394 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnership (SHV) Disclosed balance after: 0 Underlying: Common Stock · 1,316,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). The Reporting Person is a managing director and member of the management committee of the general partner of SHV. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 21:48 UTC |
Dyckerhoff Stefan ADirector · 10% owner
|
ConversionSeries D Preferred Stock · Derivative | 8,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009006 · form4-03222024_090324.xml · derivative · entry 20 Dyckerhoff Stefan A · CIK 0001484394 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 8,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held by a trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 21:48 UTC |
Dyckerhoff Stefan ADirector · 10% owner
|
ConversionSeries D Preferred Stock · Derivative | 8,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009006 · form4-03222024_090324.xml · derivative · entry 19 Dyckerhoff Stefan A · CIK 0001484394 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnership (TF) Disclosed balance after: 0 Underlying: Common Stock · 8,861 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: Shares held by a limited partnership of which the Reporting Person is a trustee of a trust which is the general partner. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 21:48 UTC |
Dyckerhoff Stefan ADirector · 10% owner
|
ConversionSeries C Preferred Stock · Derivative | 6,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009006 · form4-03222024_090324.xml · derivative · entry 18 Dyckerhoff Stefan A · CIK 0001484394 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By SHM Investments, LLC Disclosed balance after: 0 Underlying: Common Stock · 6,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F6 · ownership.nature: Shares held by SHM Investments, LLC ("SHMI"). The Reporting Person is a managing member of SHMI. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 21:48 UTC |
Dyckerhoff Stefan ADirector · 10% owner
|
ConversionSeries C Preferred Stock · Derivative | 478,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009006 · form4-03222024_090324.xml · derivative · entry 17 Dyckerhoff Stefan A · CIK 0001484394 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnership (SHV) Disclosed balance after: 0 Underlying: Common Stock · 478,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). The Reporting Person is a managing director and member of the management committee of the general partner of SHV. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 21:48 UTC |
Dyckerhoff Stefan ADirector · 10% owner
|
ConversionSeries C Preferred Stock · Derivative | 6,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009006 · form4-03222024_090324.xml · derivative · entry 16 Dyckerhoff Stefan A · CIK 0001484394 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 6,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F3 · ownership.nature: Shares held by a trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 21:48 UTC |
Dyckerhoff Stefan ADirector · 10% owner
|
ConversionSeries B Preferred Stock · Derivative | 203,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-009006 · form4-03222024_090324.xml · derivative · entry 15 Dyckerhoff Stefan A · CIK 0001484394 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By SHM Investments, LLC Disclosed balance after: 0 Underlying: Common Stock · 203,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. F6 · ownership.nature: Shares held by SHM Investments, LLC ("SHMI"). The Reporting Person is a managing member of SHMI. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.