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AIXC

FF EAI Robotics Ecosystem Inc.

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0001460702
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 11, 2022 Filed Aug 4, 2022 16:16 UTC
Poirier Michael S.Director · Chairman and CEO
GrantStock Option (Right to Buy) · Derivative 375,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001493152-22-021321 · ownership.xml · derivative · entry 1

Poirier Michael S. · CIK 0001812504 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2032-07-11

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
July 11, 2022 Filed Aug 4, 2022 16:16 UTC
ARSHAD TARIQSVP/Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 102,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001493152-22-021326 · ownership.xml · derivative · entry 1

ARSHAD TARIQ · CIK 0001861399 · SVP/Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

Underlying: Common Stock · 102,000 shares

Expires 2032-07-11

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
July 11, 2022 Filed Aug 4, 2022 16:17 UTC
Abdul-Ahad WajdiVice President, R & D, CSO
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001493152-22-021324 · ownership.xml · derivative · entry 1

Abdul-Ahad Wajdi · CIK 0001812749 · Vice President, R & D, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2032-07-11

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
July 11, 2022 Filed Aug 4, 2022 16:16 UTC
Sinha Shishir K.VP, COO & Secretary
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001493152-22-021318 · ownership.xml · derivative · entry 1

Sinha Shishir K. · CIK 0001812640 · VP, COO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-07-11

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
July 11, 2022 Filed Aug 4, 2022 16:16 UTC GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001493152-22-021322 · ownership.xml · derivative · entry 1

David Richard A. · CIK 0001812663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-07-11

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
July 11, 2022 Filed Aug 4, 2022 16:16 UTC
Lotz Christopher L.Vice President of Finance, CFO
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001493152-22-021323 · ownership.xml · derivative · entry 1

Lotz Christopher L. · CIK 0001812553 · Vice President of Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-07-11

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
July 11, 2022 Filed Aug 4, 2022 20:16 UTC GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001493152-22-021325 · ownership.xml · derivative · entry 1

Kruger Kurt H · CIK 0001375881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-07-11

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
July 11, 2022 Filed Aug 4, 2022 20:16 UTC GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001493152-22-021328 · ownership.xml · derivative · entry 1

Ritter Ira E. · CIK 0001631674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-07-11

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
July 11, 2022 Filed Aug 4, 2022 20:16 UTC GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001493152-22-021319 · ownership.xml · derivative · entry 1

Korenberg Matthew E · CIK 0001649903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-07-11

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
July 11, 2022 Filed Aug 4, 2022 20:16 UTC GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001493152-22-021327 · ownership.xml · derivative · entry 1

EMERY SIDNEY W JR · CIK 0001183148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-07-11

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
July 11, 2022 Filed Aug 4, 2022 20:16 UTC
BROIDRICK AMY S.Director · President/CSO
GrantStock Option (Right to Buy) · Derivative 130,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001493152-22-021320 · ownership.xml · derivative · entry 1

BROIDRICK AMY S. · CIK 0001822917 · Director · President/CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2032-07-11

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
June 22, 2022 Filed Jun 22, 2022 16:55 UTC
Poirier Michael S.Director · Chairman and CEO
PurchaseCommon Stock 30,000 $0.57 $17,100.00
Disclosure

SEC source: 0001493152-22-017505 · ownership.xml · nonDerivative · entry 1

Poirier Michael S. · CIK 0001812504 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,202

Read SEC document
June 14, 2022 Filed Jun 15, 2022 20:05 UTC
BROIDRICK AMY S.Director · President/CSO
PurchaseCommon Stock 30,000 $0.62 $18,600.00
Disclosure

SEC source: 0001493152-22-016857 · ownership.xml · nonDerivative · entry 1

BROIDRICK AMY S. · CIK 0001822917 · Director · President/CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,500

Read SEC document
December 08, 2021 Filed Dec 10, 2021 06:15 UTC
ARSHAD TARIQSVP/Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $1.24 $0.00
Disclosure

SEC source: 0001493152-21-031058 · ownership.xml · derivative · entry 1

ARSHAD TARIQ · CIK 0001861399 · SVP/Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2031-05-17

F1 · derivative.exercise_date: Shares underlying the stock option vest over two-plus years in three equal annual installments from the vesting commencement date of May 17, 2021.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 11:15 UTC
BROIDRICK AMY S.Director · President/ChiefStrategyOfficer
GrantStock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $1.24 $0.00
Disclosure

SEC source: 0001493152-21-031059 · ownership.xml · derivative · entry 2

BROIDRICK AMY S. · CIK 0001822917 · Director · President/ChiefStrategyOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2031-12-08

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in three equal annual installments from the date of grant.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 19:05 UTC PurchaseCommon Stock 4,000 $1.22 $4,880.00
Disclosure

SEC source: 0001493152-21-020787 · ownership.xml · nonDerivative · entry 2

Kruger Kurt H · CIK 0001375881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Read SEC document
August 19, 2021 Filed Aug 20, 2021 19:05 UTC PurchaseCommon Stock 4,000 $1.23 $4,920.00
Disclosure

SEC source: 0001493152-21-020787 · ownership.xml · nonDerivative · entry 1

Kruger Kurt H · CIK 0001375881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Read SEC document
May 17, 2021 Filed May 18, 2021 06:14 UTC
ARSHAD TARIQSVP/Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001493152-21-012046 · ownership.xml · derivative · entry 1

ARSHAD TARIQ · CIK 0001861399 · SVP/Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-05-17

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in three equal annual installments from the date of grant.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 22:16 UTC
BROIDRICK AMY S.Director · EVP, Chief Strategy Officer
PurchaseCommon Stock 4,500 $2.03 $9,135.00
Disclosure

SEC source: 0001493152-21-009781 · ownership.xml · nonDerivative · entry 1

BROIDRICK AMY S. · CIK 0001822917 · Director · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Read SEC document
April 20, 2021 Filed Apr 21, 2021 15:18 UTC
Poirier Michael S.Director · Chairman, CEO & President
PurchaseCommon Stock 11,005 $1.80 $19,809.00
Disclosure

SEC source: 0001493152-21-009359 · ownership.xml · nonDerivative · entry 1

Poirier Michael S. · CIK 0001812504 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 11,005

Read SEC document
April 16, 2021 Filed Apr 19, 2021 06:15 UTC
Lotz Christopher L.Vice President of Finance, CFO
PurchaseCommon Stock 2,700 $1.86 $5,022.00
Disclosure

SEC source: 0001493152-21-009073 · ownership.xml · nonDerivative · entry 1

Lotz Christopher L. · CIK 0001812553 · Vice President of Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,541

Read SEC document
December 29, 2020 Filed Dec 30, 2020 11:05 UTC PurchaseCommon Stock 4,000 $2.94 $11,740.00
Disclosure

SEC source: 0001493152-20-024516 · ownership.xml · nonDerivative · entry 1

Kruger Kurt H · CIK 0001375881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
December 07, 2020 Filed Dec 8, 2020 17:31 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.52 $0.00
Disclosure

SEC source: 0001493152-20-023102 · ownership.xml · derivative · entry 1

EMERY SIDNEY W JR · CIK 0001183148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-12-07

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
December 07, 2020 Filed Dec 29, 2020 21:44 UTC
BROIDRICK AMY S.Director · Executive VP, CSO
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $3.52 $0.00
Disclosure

SEC source: 0001493152-20-024462 · ownership.xml · derivative · entry 1

BROIDRICK AMY S. · CIK 0001822917 · Director · Executive VP, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2030-12-07

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 02:11 UTC PurchaseCommon Stock 4,600 $3.46 $15,925.20
Disclosure

SEC source: 0001493152-20-022337 · ownership.xml · nonDerivative · entry 2

Kruger Kurt H · CIK 0001375881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
November 20, 2020 Filed Nov 24, 2020 02:11 UTC PurchaseCommon Stock 1,400 $3.55 $4,968.60
Disclosure

SEC source: 0001493152-20-022337 · ownership.xml · nonDerivative · entry 1

Kruger Kurt H · CIK 0001375881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Read SEC document
August 27, 2020 Filed Aug 28, 2020 18:01 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001493152-20-016892 · ownership.xml · derivative · entry 1

BROIDRICK AMY S. · CIK 0001822917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-08-27

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
June 06, 2020 Filed Jun 8, 2020 21:26 UTC
Poirier Michael S.Director · Chairman, President & CEO
GrantStock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001493152-20-010825 · ownership.xml · derivative · entry 1

Poirier Michael S. · CIK 0001812504 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2030-06-06

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
June 06, 2020 Filed Jun 8, 2020 21:24 UTC
Abdul-Ahad WajdiVice President, R & D, CSO
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001493152-20-010822 · ownership.xml · derivative · entry 1

Abdul-Ahad Wajdi · CIK 0001812749 · Vice President, R & D, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2030-06-06

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
June 06, 2020 Filed Jun 8, 2020 21:23 UTC
Sinha Shishir K.Vice President of Operations
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001493152-20-010819 · ownership.xml · derivative · entry 1

Sinha Shishir K. · CIK 0001812640 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2030-06-06

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
June 06, 2020 Filed Jun 8, 2020 21:26 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001493152-20-010826 · ownership.xml · derivative · entry 1

David Richard A. · CIK 0001812663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-06-06

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
June 06, 2020 Filed Jun 8, 2020 21:21 UTC
Lotz Christopher L.Vice President of Finance, CFO
GrantStock Option (Right to Buy) · Derivative 600,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001493152-20-010816 · ownership.xml · derivative · entry 1

Lotz Christopher L. · CIK 0001812553 · Vice President of Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2030-06-06

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
June 06, 2020 Filed Jun 9, 2020 01:27 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001493152-20-010827 · ownership.xml · derivative · entry 1

Ritter Ira E. · CIK 0001631674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-06-06

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
June 06, 2020 Filed Jun 9, 2020 01:23 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001493152-20-010820 · ownership.xml · derivative · entry 1

Kruger Kurt H · CIK 0001375881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-06-06

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
June 06, 2020 Filed Jun 9, 2020 01:22 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001493152-20-010817 · ownership.xml · derivative · entry 1

Korenberg Matthew E · CIK 0001649903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-06-06

F1 · derivative.exercise_date: Shares underlying the stock option vest over three years in equal annual installments from the date of grant.

Read SEC document
May 22, 2020 Filed May 27, 2020 18:07 UTC
Abdul-Ahad WajdiVP, R&D, CSO
OtherWarrant (Right to Buy) · Derivative 8,857 Not disclosed Strike: $2.54 Not disclosed
Disclosure

SEC source: 0001493152-20-009961 · ownership.xml · derivative · entry 2

Abdul-Ahad Wajdi · CIK 0001812749 · VP, R&D, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,857

Underlying: Common Stock · 8,857 shares

Expires 2025-03-02

F1 · security: On May 22, 2020, a reverse merger transaction between the Issuer and Qualigen, Inc. ("Qualigen") was consummated such that Qualigen became a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to and effective as of the closing of the Merger (the "Closing"), the Reporting Person became an officer of the Issuer.

F2 · security: Immediately prior to the Closing, the Reporting Person held Qualigen Series C convertible preferred stock warrants. Pursuant to the Merger, the Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

F2 · price: Immediately prior to the Closing, the Reporting Person held Qualigen Series C convertible preferred stock warrants. Pursuant to the Merger, the Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 18:07 UTC
Abdul-Ahad WajdiVP, R&D, CSO
OtherWarrant (Right to Buy) · Derivative 7,971 Not disclosed Strike: $2.07 Not disclosed
Disclosure

SEC source: 0001493152-20-009961 · ownership.xml · derivative · entry 1

Abdul-Ahad Wajdi · CIK 0001812749 · VP, R&D, CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,971

Underlying: Common Stock · 7,971 shares

Expires 2024-01-31

F1 · security: On May 22, 2020, a reverse merger transaction between the Issuer and Qualigen, Inc. ("Qualigen") was consummated such that Qualigen became a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to and effective as of the closing of the Merger (the "Closing"), the Reporting Person became an officer of the Issuer.

F2 · security: Immediately prior to the Closing, the Reporting Person held Qualigen Series C convertible preferred stock warrants. Pursuant to the Merger, the Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

F2 · price: Immediately prior to the Closing, the Reporting Person held Qualigen Series C convertible preferred stock warrants. Pursuant to the Merger, the Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 18:05 UTC
Sinha Shishir K.Vice President of Operations
OtherWarrant (Right to Buy) · Derivative 26,570 Not disclosed Strike: $2.07 Not disclosed
Disclosure

SEC source: 0001493152-20-009960 · ownership.xml · derivative · entry 2

Sinha Shishir K. · CIK 0001812640 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,570

Underlying: Common Stock · 26,570 shares

Expires 2024-08-20

F1 · security: On May 22, 2020, a reverse merger transaction between the Issuer and Qualigen, Inc. ("Qualigen") was consummated such that Qualigen became a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to and effective as of the closing of the Merger (the "Closing"), the Reporting Person became an officer of the Issuer.

F2 · security: Immediately prior to the Closing, the Reporting Person held Qualigen Series C convertible preferred stock warrants. Pursuant to the Merger, the Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

F2 · price: Immediately prior to the Closing, the Reporting Person held Qualigen Series C convertible preferred stock warrants. Pursuant to the Merger, the Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 18:05 UTC
Sinha Shishir K.Vice President of Operations
OtherWarrant (Right to Buy) · Derivative 8,857 Not disclosed Strike: $2.07 Not disclosed
Disclosure

SEC source: 0001493152-20-009960 · ownership.xml · derivative · entry 1

Sinha Shishir K. · CIK 0001812640 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,857

Underlying: Common Stock · 8,857 shares

Expires 2024-01-31

F1 · security: On May 22, 2020, a reverse merger transaction between the Issuer and Qualigen, Inc. ("Qualigen") was consummated such that Qualigen became a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to and effective as of the closing of the Merger (the "Closing"), the Reporting Person became an officer of the Issuer.

F2 · security: Immediately prior to the Closing, the Reporting Person held Qualigen Series C convertible preferred stock warrants. Pursuant to the Merger, the Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

F2 · price: Immediately prior to the Closing, the Reporting Person held Qualigen Series C convertible preferred stock warrants. Pursuant to the Merger, the Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 18:04 UTC
Poirier Michael S.Director · Chairman, President & CEO.
OtherWarrant (Right to Buy) · Derivative 14,437 Not disclosed Strike: $2.54 Not disclosed
Disclosure

SEC source: 0001493152-20-009959 · ownership.xml · derivative · entry 5

Poirier Michael S. · CIK 0001812504 · Director · Chairman, President & CEO.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,437

Underlying: Common Stock · 14,437 shares

Expires 2026-09-22

F3 · security: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

F3 · price: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 18:04 UTC
Poirier Michael S.Director · Chairman, President & CEO.
OtherWarrant (Right to Buy) · Derivative 22,142 Not disclosed Strike: $2.54 Not disclosed
Disclosure

SEC source: 0001493152-20-009959 · ownership.xml · derivative · entry 4

Poirier Michael S. · CIK 0001812504 · Director · Chairman, President & CEO.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,142

Underlying: Common Stock · 22,142 shares

Expires 2025-03-02

F3 · security: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

F3 · price: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 18:04 UTC
Poirier Michael S.Director · Chairman, President & CEO.
OtherWarrant (Right to Buy) · Derivative 29,847 Not disclosed Strike: $2.07 Not disclosed
Disclosure

SEC source: 0001493152-20-009959 · ownership.xml · derivative · entry 3

Poirier Michael S. · CIK 0001812504 · Director · Chairman, President & CEO.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,847

Underlying: Common Stock · 29,847 shares

Expires 2024-08-02

F3 · security: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

F3 · price: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 18:04 UTC
Poirier Michael S.Director · Chairman, President & CEO.
OtherWarrant (Right to Buy) · Derivative 22,142 Not disclosed Strike: $2.07 Not disclosed
Disclosure

SEC source: 0001493152-20-009959 · ownership.xml · derivative · entry 2

Poirier Michael S. · CIK 0001812504 · Director · Chairman, President & CEO.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,142

Underlying: Common Stock · 22,142 shares

Expires 2024-01-31

F3 · security: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

F3 · price: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 18:04 UTC
Poirier Michael S.Director · Chairman, President & CEO.
OtherCommon Stock 169,192 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-009959 · ownership.xml · nonDerivative · entry 1

Poirier Michael S. · CIK 0001812504 · Director · Chairman, President & CEO.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,192

F1 · security: On May 22, 2020, a reverse merger transaction between the Issuer and Qualigen, Inc. ("Qualigen") was consummated such that Qualigen became a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to and effective as of the closing of the Merger (the "Closing"), the Reporting Person became an officer and director of the Issuer.

F2 · security: Immediately prior to the Closing, the Reporting Person was a stockholder of Qualigen. Pursuant to the Merger, the shares of Qualigen common stock previously held by the Reporting Person were converted into 169,192 shares of common stock of the Issuer.

F2 · kind: Immediately prior to the Closing, the Reporting Person was a stockholder of Qualigen. Pursuant to the Merger, the shares of Qualigen common stock previously held by the Reporting Person were converted into 169,192 shares of common stock of the Issuer.

F2 · price: Immediately prior to the Closing, the Reporting Person was a stockholder of Qualigen. Pursuant to the Merger, the shares of Qualigen common stock previously held by the Reporting Person were converted into 169,192 shares of common stock of the Issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 17:59 UTC OtherWarrant (Right to Buy) · Derivative 8,857 Not disclosed Strike: $2.54 Not disclosed
Disclosure

SEC source: 0001493152-20-009956 · ownership.xml · derivative · entry 1

David Richard A. · CIK 0001812663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,857

Underlying: Common Stock · 8,857 shares

Expires 2027-06-26

F1 · security: On May 22, 2020, a reverse merger transaction between the Issuer and Qualigen, Inc. ("Qualigen") was consummated such that Qualigen became a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to and effective as of the closing of the Merger (the "Closing"), the Reporting Person became a director of the Issuer.

F2 · security: Immediately prior to the Closing, the Reporting Person held Qualigen Series C convertible preferred stock warrants. Pursuant to the Merger, the Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

F2 · price: Immediately prior to the Closing, the Reporting Person held Qualigen Series C convertible preferred stock warrants. Pursuant to the Merger, the Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 18:03 UTC
Lotz Christopher L.VP of Finance, CFO.
OtherWarrant (Right to Buy) · Derivative 3,543 Not disclosed Strike: $2.54 Not disclosed
Disclosure

SEC source: 0001493152-20-009958 · ownership.xml · derivative · entry 5

Lotz Christopher L. · CIK 0001812553 · VP of Finance, CFO.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,543

Underlying: Common Stock · 3,543 shares

Expires 2026-09-22

F3 · security: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

F3 · price: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 18:03 UTC
Lotz Christopher L.VP of Finance, CFO.
OtherWarrant (Right to Buy) · Derivative 22,142 Not disclosed Strike: $2.54 Not disclosed
Disclosure

SEC source: 0001493152-20-009958 · ownership.xml · derivative · entry 4

Lotz Christopher L. · CIK 0001812553 · VP of Finance, CFO.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,142

Underlying: Common Stock · 22,142 shares

Expires 2025-03-02

F3 · security: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

F3 · price: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 18:03 UTC
Lotz Christopher L.VP of Finance, CFO.
OtherWarrant (Right to Buy) · Derivative 29,847 Not disclosed Strike: $2.07 Not disclosed
Disclosure

SEC source: 0001493152-20-009958 · ownership.xml · derivative · entry 3

Lotz Christopher L. · CIK 0001812553 · VP of Finance, CFO.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,847

Underlying: Common Stock · 29,847 shares

Expires 2024-08-02

F3 · security: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

F3 · price: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 18:03 UTC
Lotz Christopher L.VP of Finance, CFO.
OtherWarrant (Right to Buy) · Derivative 22,142 Not disclosed Strike: $2.07 Not disclosed
Disclosure

SEC source: 0001493152-20-009958 · ownership.xml · derivative · entry 2

Lotz Christopher L. · CIK 0001812553 · VP of Finance, CFO.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,142

Underlying: Common Stock · 22,142 shares

Expires 2024-01-31

F3 · security: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

F3 · price: Pursuant to the Merger, Qualigen Series C convertible preferred stock warrants previously held by the Reporting Person were assumed by the Issuer and may be exercised solely for shares of common stock of the Issuer.

Read SEC document
May 22, 2020 Filed May 27, 2020 18:03 UTC
Lotz Christopher L.VP of Finance, CFO.
OtherCommon Stock 9,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-009958 · ownership.xml · nonDerivative · entry 1

Lotz Christopher L. · CIK 0001812553 · VP of Finance, CFO.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,841

F1 · security: On May 22, 2020, a reverse merger transaction between the Issuer and Qualigen, Inc. ("Qualigen") was consummated such that Qualigen became a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to and effective as of the closing of the Merger (the "Closing"), the Reporting Person became an officer of the Issuer.

F2 · security: Immediately prior to the Closing, the Reporting Person was a stockholder of Qualigen. Pursuant to the Merger, the shares of Qualigen common stock previously held by the Reporting Person were converted into 9,841 shares of common stock of the Issuer.

F2 · kind: Immediately prior to the Closing, the Reporting Person was a stockholder of Qualigen. Pursuant to the Merger, the shares of Qualigen common stock previously held by the Reporting Person were converted into 9,841 shares of common stock of the Issuer.

F2 · price: Immediately prior to the Closing, the Reporting Person was a stockholder of Qualigen. Pursuant to the Merger, the shares of Qualigen common stock previously held by the Reporting Person were converted into 9,841 shares of common stock of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.