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APARTMENT INVESTMENT & MANAGEMENT CO

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0000922864
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2023 Filed Feb 3, 2023 21:46 UTC GrantClass A Common Stock 13,298 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002138 · form4.xml · nonDerivative · entry 1

Smith Deborah · CIK 0001842834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,532

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:46 UTC GrantClass A Common Stock 18,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002136 · form4.xml · nonDerivative · entry 1

Sullivan James Patrick · CIK 0001959657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,618

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:45 UTC
Sykes KirkDirector
GrantClass A Common Stock 13,298 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002134 · form4.xml · nonDerivative · entry 1

Sykes Kirk · CIK 0001301990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,887

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:44 UTC
Johnson JenniferEVP, CAO, and General Counsel
GrantClass A Common Stock 27,704 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002131 · form4.xml · nonDerivative · entry 1

Johnson Jennifer · CIK 0001834606 · EVP, CAO, and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,235

F1 · shares: The shares vest one-third on each anniversary of the grant date of February 1, 2023, beginning with the first anniversary.

F2 · price: Stock award was approved by the Compensation and Human Resources Committee in connection with a portion of 2023 long-term incentive compensation, price column not applicable.

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February 01, 2023 Filed Feb 3, 2023 21:43 UTC
Powell Wesley WilliamDirector · President and CEO
GrantClass A Common Stock 5,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002130 · form4.xml · nonDerivative · entry 1

Powell Wesley William · CIK 0001727050 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,154

F1 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long-term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 1, 2023, and 50% on January 28, 2024.

F1 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long-term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 1, 2023, and 50% on January 28, 2024.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:43 UTC GrantLTIP II Units of Aimco OP L.P. · Derivative 116,960 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002128 · form4.xml · derivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,424,201

Underlying: Partnership Common Units · 116,960 shares

Expires not disclosed

F2 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of PartnershipCommon Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F8 · security: Award for director compensation; price column not applicable.

F8 · derivative.exercise_price: Award for director compensation; price column not applicable.

F8 · price: Award for director compensation; price column not applicable.

F7 · derivative.exercise_date: The LTIP units vested 100% on February 1, 2023.

F5 · derivative.expiration_date: The LTIP Units do not expire.

F9 · balance_after: The reporting person holds 184,745 shares of Class A Common Stock directly. The reporting person holds 1,690,099 shares of Class A Common Stock indirectly, of which 34,724 shares are held by the reporting person's spouse and 1,655,375 shares are held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership of the 1,690,099 shares held indirectly except to the extent of his pecuniary interest therein.

F10 · balance_after: In addition, the reporting person holds 2,439,557 common partnership units and equivalents in Aimco OP L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited PartnershipRLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Including the transactions reported on this form, the reporting person holds 114,768 LTIP Units and 2,424,201 LTIP II Units.

F11 · balance_after: In addition, as part of his overall equity stake, the reporting person holds 1,744,915 unvested OP Units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some, or none of the performance-based OP Units.

F12 · balance_after: In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:43 UTC GrantLTIP II Units of Aimco OP L.P. · Derivative 568,422 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002128 · form4.xml · derivative · entry 2

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,307,241

Underlying: Partnership Common Units · 568,422 shares

Expires not disclosed

F2 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of PartnershipCommon Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F6 · security: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 short-term incentive compensation, price column not applicable.

F6 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 short-term incentive compensation, price column not applicable.

F6 · price: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 short-term incentive compensation, price column not applicable.

F7 · derivative.exercise_date: The LTIP units vested 100% on February 1, 2023.

F5 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:43 UTC GrantLTIP II Units of Aimco OP L.P. · Derivative 416,241 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002128 · form4.xml · derivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738,819

Underlying: Partnership Common Units · 416,241 shares

Expires not disclosed

F1 · security: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 9,348,842 shares, partnership units, and options, the details of which are more fully described in footnotes 9, 10, 11, and 12 below.

F2 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of PartnershipCommon Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F3 · security: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F3 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F3 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F4 · derivative.exercise_date: The LTIP Units vest 50% on February 1, 2023, and 50% on January 28, 2024.

F5 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
September 30, 2022 Filed Feb 2, 2024 21:17 UTC PurchaseClass A Common Stock 137 $7.30 $1,000.10
Disclosure

SEC source: 0001062993-24-001846 · form4.xml · nonDerivative · entry 1

Smith Deborah · CIK 0001842834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,669

F1 · kind: Reflects shares acquired pursuant to a dividend reinvestment plan administered by the reporting person's broker.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:27 UTC
Leupp Jay PDirector
PurchaseClass A Common Stock 2,145 $6.31 $13,544.60
Disclosure

SEC source: 0001062993-22-014145 · form4.xml · nonDerivative · entry 3

Leupp Jay P · CIK 0001799334 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,145

F2 · ownership.nature: Held by a trust for the benefit of the reporting person's children, of which the reporting person and his wife are trustees. The reporting person disclaims beneficial ownership of the securities held by the trust, except to the extent of his pecuniary interest therein.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 00:03 UTC GrantClass A Common Stock 21,621 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002964 · form4.xml · nonDerivative · entry 1

Gibson Patricia L · CIK 0001671715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,855

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 00:02 UTC
Sykes KirkDirector
GrantClass A Common Stock 12,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002963 · form4.xml · nonDerivative · entry 1

Sykes Kirk · CIK 0001301990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,589

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 00:02 UTC GrantLTIP II Units of Aimco OP L.P. · Derivative 41,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002962 · form4.xml · derivative · entry 2

STEIN MICHAEL A · CIK 0001180194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,354

Underlying: Partnership Common Units · 41,354 shares

Expires not disclosed

F1 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F2 · security: Award for director compensation; price column not applicable.

F2 · derivative.exercise_price: Award for director compensation; price column not applicable.

F2 · price: Award for director compensation; price column not applicable.

F3 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 00:02 UTC GrantLTIP Units of Aimco OP L.P. · Derivative 7,995 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002962 · form4.xml · derivative · entry 1

STEIN MICHAEL A · CIK 0001180194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,995

Underlying: Partnership Common Units · 7,995 shares

Expires not disclosed

F1 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F2 · security: Award for director compensation; price column not applicable.

F2 · derivative.exercise_price: Award for director compensation; price column not applicable.

F2 · price: Award for director compensation; price column not applicable.

F3 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 00:02 UTC GrantStock Option (right to buy) · Derivative 111,843 Not disclosed Strike: $6.79 Not disclosed
Disclosure

SEC source: 0001062993-22-002961 · form4.xml · derivative · entry 1

Smith Deborah · CIK 0001842834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,843

Underlying: Class A Common Stock · 111,843 shares

Expires 2032-02-04

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 00:01 UTC
Leupp Jay PDirector
GrantClass A Common Stock 21,621 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002959 · form4.xml · nonDerivative · entry 1

Leupp Jay P · CIK 0001799334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,855

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 00:01 UTC GrantStock Option (right to buy) · Derivative 111,843 Not disclosed Strike: $6.79 Not disclosed
Disclosure

SEC source: 0001062993-22-002960 · form4.xml · derivative · entry 1

Miller Robert A. · CIK 0001397191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,843

Underlying: Class A Common Stock · 111,843 shares

Expires 2032-02-04

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 00:01 UTC
Allen QuincyDirector
GrantClass A Common Stock 12,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002958 · form4.xml · nonDerivative · entry 1

Allen Quincy · CIK 0001836392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,389

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 22:26 UTC
STONE R DARYDirector
GrantClass A Common Stock 12,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-003098 · form4.xml · nonDerivative · entry 1

STONE R DARY · CIK 0001232173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,589

F1 · price: Award for director compensation; price column not applicable.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:20 UTC
Powell Wesley WilliamDirector · President and CEO
GrantClass A Common Stock 2,658 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002524 · form4.xml · nonDerivative · entry 1

Powell Wesley William · CIK 0001727050 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,029

F1 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long-term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 2, 2022, and 50% on January 29, 2023.

F1 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long-term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 2, 2022, and 50% on January 29, 2023.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:19 UTC
Stanfield LynnEVP and CFO
GrantLTIP Units of Aimco OP L.P. · Derivative 2,491 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002523 · form4.xml · derivative · entry 3

Stanfield Lynn · CIK 0001757830 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,733

Underlying: Partnership Common Units · 2,491 shares

Expires not disclosed

F3 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F4 · security: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F4 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F4 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F5 · derivative.exercise_date: The LTIP Units vest 50% on February 2, 2022, and 50% on January 29, 2023.

F6 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:19 UTC
Stanfield LynnEVP and CFO
GrantClass A Common Stock 25,585 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002523 · form4.xml · nonDerivative · entry 1

Stanfield Lynn · CIK 0001757830 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,478

F1 · shares: The shares vest one-third on each anniversary of the grant date of February 2, 2022, beginning with the first anniversary.

F2 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2022 long-term incentive compensation, price column not applicable.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 00:17 UTC
Johnson JenniferEVP CAO and General Counsel
GrantClass A Common Stock 18,275 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002522 · form4.xml · nonDerivative · entry 1

Johnson Jennifer · CIK 0001834606 · EVP CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,531

F1 · shares: The shares vest one-third on each anniversary of the grant date of February 2, 2022, beginning with the first anniversary.

F2 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2022 long-term incentive compensation, price column not applicable.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:38 UTC GrantLTIP II Units of Aimco OP L.P. · Derivative 175,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002737 · form4.xml · derivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322,578

Underlying: Partnership Common Units · 175,439 shares

Expires not disclosed

F2 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F8 · security: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 base compensation, price column not applicable.

F8 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 base compensation, price column not applicable.

F8 · price: Equity Award approved by Compensation and Human Resources Committee in connection with 2022 base compensation, price column not applicable.

F9 · derivative.exercise_date: The LTIP Units vest 100% on February 2, 2023.

F5 · derivative.expiration_date: The LTIP Units do not expire.

F10 · balance_after: The reporting person holds 184,745 shares of Class A Common Stock directly. The reporting person holds 1,690,099 shares of Class A Common Stock indirectly, of which 34,724 shares are held by the reporting person's spouse and 1,655,375 shares are held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership of the 1,690,099 shares held indirectly except to the extent of his pecuniary interest therein.

F11 · balance_after: In addition, the reporting person holds 2,439,557 common partnership units and equivalents in Aimco OP L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Including the transactions reported on this form, the reporting person holds 114,768 LTIP Units and 1,322,578 LTIP II Units.

F12 · balance_after: In addition, as part of his overall equity stake, the reporting person holds 2,756,681 unvested OP Units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some, or none of the performance-based OP Units.

F13 · balance_after: In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:38 UTC GrantLTIP II Units of Aimco OP L.P. · Derivative 563,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002737 · form4.xml · derivative · entry 2

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,147,139

Underlying: Partnership Common Units · 563,334 shares

Expires not disclosed

F2 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F6 · security: Equity Award approved by Compensation and Human Resources Committee in connection with 2021 short-term incentive compensation, price column not applicable.

F6 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with 2021 short-term incentive compensation, price column not applicable.

F6 · price: Equity Award approved by Compensation and Human Resources Committee in connection with 2021 short-term incentive compensation, price column not applicable.

F7 · derivative.exercise_date: The LTIP units vested 100% on February 2, 2022.

F5 · derivative.expiration_date: The LTIP Units do not expire.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:38 UTC GrantLTIP II Units of Aimco OP L.P. · Derivative 170,574 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002737 · form4.xml · derivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,805

Underlying: Partnership Common Units · 170,574 shares

Expires not disclosed

F1 · security: Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 9,258,985 shares, partnership units, and options, the details of which are more fully described in footnotes 10, 11, 12, and 13 below.

F2 · security: Pursuant to the Amended and Restated Agreement of Limited Partnership of Aimco OP L.P. (the "Partnership Agreement"), a holder of LTIP Units has the right to convert all or a portion of such holder's vested LTIP Units into Partnership Common Units (as such term is defined in the Partnership Agreement). Pursuant to the Partnership Agreement, holders of Partnership Common Units have the right to require Aimco OP L.P. to redeem such holder's Partnership Common Units, which redemption may be for Class A Common Stock of Apartment Investment and Management Company or a cash amount equal to the value of such shares of Class A Common Stock pursuant to the formula set forth in the Partnership Agreement. The form of currency upon redemption is determined in the sole discretion of Aimco OP L.P.

F3 · security: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F3 · derivative.exercise_price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F3 · price: Equity Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long-term incentive compensation, price column not applicable. Receipt of the LTIP Units was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F4 · derivative.exercise_date: The LTIP Units vest 50% on February 2, 2022, and 50% on January 29, 2023.

F5 · derivative.expiration_date: The LTIP Units do not expire.

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September 30, 2021 Filed Sep 30, 2021 23:34 UTC PurchaseClass A Common Stock 138,572 $7.00 $969,449.71
Disclosure

SEC source: 0001834606-21-000054 · edgar.xml · nonDerivative · entry 5

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,655,375

F9 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.945 to $7.00. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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September 29, 2021 Filed Sep 30, 2021 23:34 UTC PurchaseClass A Common Stock 16,803 $6.98 $117,352.15
Disclosure

SEC source: 0001834606-21-000054 · edgar.xml · nonDerivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,516,803

F8 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.98 to $7.00. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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September 28, 2021 Filed Sep 30, 2021 23:34 UTC PurchaseClass A Common Stock 150,000 $6.85 $1,027,080.00
Disclosure

SEC source: 0001834606-21-000054 · edgar.xml · nonDerivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,500,000

F6 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.76 to $6.92. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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August 23, 2021 Filed Aug 23, 2021 22:31 UTC PurchaseClass A Common Stock 76,015 $6.61 $502,451.55
Disclosure

SEC source: 0001834606-21-000052 · edgar.xml · nonDerivative · entry 5

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,350,000

F9 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.575 to $6.67. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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August 20, 2021 Filed Aug 23, 2021 22:31 UTC PurchaseClass A Common Stock 223,985 $6.50 $1,454,984.16
Disclosure

SEC source: 0001834606-21-000052 · edgar.xml · nonDerivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,273,985

F8 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.33 to $6.63. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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August 19, 2021 Filed Aug 23, 2021 22:31 UTC PurchaseClass A Common Stock 150,000 $6.55 $982,920.00
Disclosure

SEC source: 0001834606-21-000052 · edgar.xml · nonDerivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,050,000

F6 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.47 to $6.635. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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May 20, 2021 Filed May 20, 2021 19:22 UTC
Frenzel JustinChief Accounting Officer, VP
PurchaseClass A Common Stock 1,500 $6.73 $10,088.85
Disclosure

SEC source: 0001834606-21-000048 · edgar.xml · nonDerivative · entry 1

Frenzel Justin · CIK 0001836004 · Chief Accounting Officer, VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F1 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.725 to $6.7285. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

Read SEC document
April 28, 2021 Filed Apr 29, 2021 20:14 UTC
Stanfield LynnEVP and CFO
GrantClass A Common Stock 30,664 Not disclosed Not disclosed
Disclosure

SEC source: 0001834606-21-000046 · edgar.xml · nonDerivative · entry 1

Stanfield Lynn · CIK 0001757830 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,893

F1 · shares: The shares vest 25% on each of January 27, 2022, January 27, 2023, January 27, 2024, and January 27, 2025.

F2 · price: Stock Award approved by Compensation and Human Resources Committee, price column not applicable.

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April 28, 2021 Filed Apr 29, 2021 20:13 UTC
Johnson JenniferEVP CAO and General Counsel
GrantClass A Common Stock 17,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001834606-21-000044 · edgar.xml · nonDerivative · entry 1

Johnson Jennifer · CIK 0001834606 · EVP CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,256

F1 · shares: The shares vest 25% on each of January 27, 2022, January 27, 2023, January 27, 2024, and January 27, 2025.

F2 · price: Stock Award approved by Compensation and Human Resources Committee, price column not applicable.

Read SEC document
April 15, 2021 Filed Apr 20, 2021 00:06 UTC
Powell Wesley WilliamChief Executive Officer
GrantClass A Common Stock 371,901 Not disclosed Not disclosed
Disclosure

SEC source: 0001834606-21-000042 · edgar.xml · nonDerivative · entry 2

Powell Wesley William · CIK 0001727050 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,371

F3 · shares: The shares vest 50% on each anniversary of the grant date of April 15, 2021, beginning with the fourth anniversary.

F4 · price: Stock Award approved by Compensation and Human Resources Committee, price column not applicable.

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April 15, 2021 Filed Apr 20, 2021 00:03 UTC
Johnson JenniferEVP CAO and General Counsel
GrantClass A Common Stock 175,984 Not disclosed Not disclosed
Disclosure

SEC source: 0001834606-21-000040 · edgar.xml · nonDerivative · entry 1

Johnson Jennifer · CIK 0001834606 · EVP CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,922

F1 · shares: The shares vest 50% on each anniversary of the grant date of April 15, 2021, beginning with the fourth anniversary.

F2 · price: Stock Award approved by Compensation and Human Resources Committee, price column not applicable.

F3 · balance_after: Aimco effected a special dividend and reverse split effective November 30, 2021, resulting in a net reduction in the reporting person's ownership of 224 shares of Class A Common Stock.

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April 15, 2021 Filed Apr 19, 2021 23:59 UTC
Stanfield LynnEVP and CFO
GrantClass A Common Stock 247,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001834606-21-000038 · edgar.xml · nonDerivative · entry 1

Stanfield Lynn · CIK 0001757830 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,229

F1 · shares: The shares vest 50% on each anniversary of the grant date of April 15, 2021, beginning with the fourth anniversary.

F2 · price: Stock Award approved by Compensation and Human Resources Committee, price column not applicable.

F3 · balance_after: Aimco effected a special dividend and reverse split effective November 30, 2021, resulting in a net reduction in the reporting person's ownership of 55 shares of Class A Common Stock.

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March 31, 2021 Filed Apr 1, 2021 20:10 UTC PurchaseClass A Common Stock 10,000 $6.16 $61,591.00
Disclosure

SEC source: 0001834606-21-000029 · edgar.xml · nonDerivative · entry 1

Miller Robert A. · CIK 0001397191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,234

Read SEC document
March 30, 2021 Filed Mar 31, 2021 16:49 UTC
Allen QuincyDirector
SaleClass A Common Stock 12,200 $6.17 $75,213.00
Disclosure

SEC source: 0001834606-21-000027 · edgar.xml · nonDerivative · entry 1

Allen Quincy · CIK 0001836392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,034

Read SEC document
March 29, 2021 Filed Aug 23, 2021 22:28 UTC Amendment PurchaseClass A Common Stock 100,000 $5.86 $585,690.00
Disclosure

SEC source: 0001834606-21-000050 · edgar.xml · nonDerivative · entry 5

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 900,000

F9 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.79 to $5.91. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 19:23 UTC PurchaseClass A Common Stock 10,000 $5.60 $56,000.00
Disclosure

SEC source: 0001834606-21-000025 · edgar.xml · nonDerivative · entry 1

Miller Robert A. · CIK 0001397191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,234

Read SEC document
March 26, 2021 Filed Aug 23, 2021 22:28 UTC Amendment PurchaseClass A Common Stock 100,000 $5.94 $594,320.00
Disclosure

SEC source: 0001834606-21-000050 · edgar.xml · nonDerivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 800,000

F8 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.935 to $5.95. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 25, 2021 Filed Aug 23, 2021 22:28 UTC Amendment PurchaseClass A Common Stock 100,000 $5.79 $578,880.00
Disclosure

SEC source: 0001834606-21-000050 · edgar.xml · nonDerivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 700,000

F6 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.735 to $5.84. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 01:02 UTC PurchaseClass A Common Stock 100,000 $5.82 $582,160.00
Disclosure

SEC source: 0001834606-21-000021 · edgar.xml · nonDerivative · entry 5

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 600,000

F9 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.78 to $5.87. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 24, 2021 Filed Mar 29, 2021 23:12 UTC PurchaseClass A Common Stock 100,000 $5.82 $582,160.00
Disclosure

SEC source: 0001834606-21-000023 · edgar.xml · nonDerivative · entry 5

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 600,000

F9 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.78 to $5.87. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 01:02 UTC PurchaseClass A Common Stock 100,000 $5.67 $566,570.00
Disclosure

SEC source: 0001834606-21-000021 · edgar.xml · nonDerivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500,000

F8 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.66 to $5.67. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 23, 2021 Filed Mar 29, 2021 23:12 UTC PurchaseClass A Common Stock 100,000 $5.67 $566,570.00
Disclosure

SEC source: 0001834606-21-000023 · edgar.xml · nonDerivative · entry 4

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500,000

F8 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.66 to $5.67. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 01:02 UTC PurchaseClass A Common Stock 100,000 $5.69 $568,530.00
Disclosure

SEC source: 0001834606-21-000021 · edgar.xml · nonDerivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 400,000

F6 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.655 to $5.75. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 22, 2021 Filed Mar 29, 2021 23:12 UTC PurchaseClass A Common Stock 100,000 $5.69 $568,530.00
Disclosure

SEC source: 0001834606-21-000023 · edgar.xml · nonDerivative · entry 3

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 400,000

F6 · price: This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.655 to $5.75. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range.

F7 · ownership.nature: Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.