AIRT

SEC source: 0000353184-18-000010 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 160,053

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $27.70 to $28.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-18-000009 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 159,453

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-18-000006 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 159,053

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-18-000003 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 158,952

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.5 to $24.95. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-18-000002 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 158,552

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.825 to $24.9. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000058 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 157,542

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.35 to $24.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001045714-17-000002 · primary_doc.xml · nonDerivative · entry 1

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 0

F1 · ownership.direct: Shares owned directly by Blue Clay Capital Master Fund Ltd. and indirectly by Gary S. Kohler as the Managing Member and Chief Investment Officer of Blue Clay Capital Management, LLC, the investment manager to Blue Clay Capital Master Fund Ltd. Mr. Kohler disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-18-000030 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Glenhurst Co.

Disclosed balance after: 52,742

F5 · shares: The Form 4 filed on December 27, 2017 reported the purchase of 52,742 shares by Groveland Hedged Credit Fund, LLC. This amended Form 4 is being filed to report that these shares were actually purchased by Glenhurst Co.

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.35 to $24.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Glenhurst Co., a Minnesota corporation, wholly owned by Nicholas J. Swenson.

SEC source: 0000353184-17-000054 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 104,800

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.00 to $24.55. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000053 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 101,699

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $23.60 to $23.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000052 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 95,500

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.25 to $22.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000051 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 93,531

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000049 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 92,117

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $21.05 to $21.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000050 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 92,860

F2 · balance_after: This amended Form 4 is being filed to correct an error in calculation of the number of shares of common stock beneficially owned by the reporting person following the reported transaction

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000032 · primary_doc.xml · nonDerivative · entry 2

AIR T INC · CIK 0000353184 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,685,104

F1 · ownership.direct: The Reporting Person may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the Reporting Person and the other members of such group on August 18, 2014. The Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of its pecuniary interest therein. The securities reported herein do not include any securities held by the other members of this Section 13(d) group, as such shares have been reported in a separate form filing under Section 16.

SEC source: 0000353184-17-000032 · primary_doc.xml · nonDerivative · entry 1

AIR T INC · CIK 0000353184 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,685,103

F1 · ownership.direct: The Reporting Person may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the Reporting Person and the other members of such group on August 18, 2014. The Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of its pecuniary interest therein. The securities reported herein do not include any securities held by the other members of this Section 13(d) group, as such shares have been reported in a separate form filing under Section 16.

SEC source: 0000353184-17-000029 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 717,566

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $19.075 to $19.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000031 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 717,566

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $19.075 to $19.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001140361-17-026247 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 90,129

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $19.075 to $19.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · balance_after: This amended Form 4 is being filed to correct an error in calculation of the number of shares of Common Stock beneficially owned by the reporting person following the reported transaction.

F3 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000028 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 90,016

F2 · ownership.direct: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000028 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 89,866

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $19.15 to $19.35. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000027 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 89,766

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $19.55 to $19.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000026 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 89,066

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000025 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 88,766

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000023 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 88,464

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000022 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 88,424

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $19.80 to $20.35. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000021 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 86,705

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000020 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 85,805

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $19.2 to $19.7. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000019 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 84,580

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $20.425 to $20.475. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000018 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 84,280

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $20.45 to $20.60. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.direct: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000017 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 83,080

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000016 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 82,880

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $20.85 to $21.20. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F3 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000015 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 82,550

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $20.90 to $21.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000014 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 82,150

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000013 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 82,050

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000012 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 81,939

F2 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001140361-17-026252 · doc1.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 90,872

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000012 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 81,839

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $21.00 to $21.20. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000011 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 81,713

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000010 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 80,256

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001140361-17-026252 · doc1.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 90,772

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000009 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 79,756

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $21.475 to $21.55. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F1 · ownership.direct: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein

SEC source: 0000353184-17-000008 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 79,616

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $21.525 to $21.65. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted

F2 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000007 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 79,435

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $21.475 to $21.90. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000006 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 79,282

F1 · ownership.direct: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest

SEC source: 0000353184-17-000005 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 79,182

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000051 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 92,960

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000005 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 79,175

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0000353184-17-000004 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 79,075

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein

SEC source: 0000353184-17-000003 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 79,030

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.