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Nasdaq · USD

AIRT

AIR T INC

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6862
SEC CIK
0000353184
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178

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 17, 2018 Filed Dec 20, 2018 02:45 UTC PurchaseCommon Stock 12 $27.41 $328.92
Disclosure

SEC source: 0001045714-18-000006 · primary_doc.xml · nonDerivative · entry 1

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,894

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:50 UTC PurchaseCommon Stock 30 $28.53 $855.90
Disclosure

SEC source: 0001045714-18-000005 · primary_doc.xml · nonDerivative · entry 1

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,882

Read SEC document
December 12, 2018 Filed Dec 18, 2018 20:22 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 651 $28.53 $18,574.33
Disclosure

SEC source: 0000353184-18-000049 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 32,955

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 20:37 UTC PurchaseCommon Stock 2,141 $29.92 $64,068.35
Disclosure

SEC source: 0001567619-18-007328 · doc1.xml · nonDerivative · entry 1

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Farnam Street Partners, L.P.

Disclosed balance after: 5,090

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $29.00 to $30.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

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November 30, 2018 Filed Dec 4, 2018 16:46 UTC GrantStock Warrants · Derivative 25,000 $31.00 Strike: $31.00 $775,000.00
Disclosure

SEC source: 0000353184-18-000048 · primary_doc.xml · derivative · entry 1

Reynolds Brett · CIK 0001323150 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Stock Warrants · 25,000 shares

Expires 2028-11-30

F1 · derivative.exercise_date: Up to 20% of the warrant shares may be purchased at any time after June 30, 2019. Up to 40% of the warrant shares (less any shares previously purchased) may be purchased at any time after June 30, 2020. Up to 60% of the warrant shares (less any shares previously purchased) may be purchased at any time after June 30, 2021. Up to 80% of the warrant shares (less any shares previously purchased) may be purchased at any time after June 30, 2022. Up to 100% of the warrant shares (less any shares previously purchased) may be purchased at any time after June 30, 2023. Vested warrants remain vested and exercisable in accordance with the terms of agreement following a termination of employment with the Company for any reason. Upon termination of employment with the Company for any reason, unvested warrants will vest pro-rata for the days of employment in that year.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 23:39 UTC PurchaseCommon Stock 2,959 $30.00 $88,770.00
Disclosure

SEC source: 0001567619-18-007277 · doc1.xml · nonDerivative · entry 1

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Farnam Street Partners, L.P.

Disclosed balance after: 2,959

Read SEC document
September 28, 2018 Filed Oct 1, 2018 18:49 UTC PurchaseCommon Stock 10,000 $33.56 $335,600.00
Disclosure

SEC source: 0001045714-18-000004 · primary_doc.xml · nonDerivative · entry 1

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,852

Read SEC document
September 28, 2018 Filed Oct 2, 2018 14:01 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 30,000 $33.55 $1,006,500.00
Disclosure

SEC source: 0000353184-18-000047 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 32,304

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 15:33 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 200 $34.10 $6,820.00
Disclosure

SEC source: 0000353184-18-000046 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 116,083

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 15:33 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 375 $33.49 $12,558.75
Disclosure

SEC source: 0000353184-18-000046 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 115,883

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $33.45 to $33.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
May 14, 2018 Filed May 14, 2018 21:18 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 50 $29.60 $1,480.00
Disclosure

SEC source: 0000353184-18-000035 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 115,508

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
May 14, 2018 Filed May 15, 2018 20:54 UTC PurchaseCommon Stock 50 $29.60 $1,480.00
Disclosure

SEC source: 0001045714-18-000003 · primary_doc.xml · nonDerivative · entry 2

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,852

Read SEC document
May 11, 2018 Filed May 14, 2018 21:18 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 1,550 $29.68 $46,004.00
Disclosure

SEC source: 0000353184-18-000035 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 115,458

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:54 UTC PurchaseCommon Stock 1,550 $29.68 $46,004.00
Disclosure

SEC source: 0001045714-18-000003 · primary_doc.xml · nonDerivative · entry 1

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,802

Read SEC document
April 17, 2018 Filed Apr 18, 2018 18:32 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 32 $25.18 $805.79
Disclosure

SEC source: 0000353184-18-000034 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 113,908

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:58 UTC PurchaseCommon Stock 32 $25.18 $805.76
Disclosure

SEC source: 0001045714-18-000002 · primary_doc.xml · nonDerivative · entry 1

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252

Read SEC document
April 16, 2018 Filed Apr 16, 2018 20:45 UTC PurchaseCommon Stock 100 $25.20 $2,520.00
Disclosure

SEC source: 0001045714-18-000001 · primary_doc.xml · nonDerivative · entry 3

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220

Read SEC document
April 13, 2018 Filed Apr 16, 2018 20:45 UTC PurchaseCommon Stock 20 $24.90 $498.00
Disclosure

SEC source: 0001045714-18-000001 · primary_doc.xml · nonDerivative · entry 2

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120

Read SEC document
April 13, 2018 Filed Apr 18, 2018 18:32 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 20 $24.90 $498.00
Disclosure

SEC source: 0000353184-18-000034 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 113,876

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 20:45 UTC PurchaseCommon Stock 100 $25.20 $2,520.00
Disclosure

SEC source: 0001045714-18-000001 · primary_doc.xml · nonDerivative · entry 1

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
April 11, 2018 Filed Apr 12, 2018 20:18 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 47 $24.90 $1,170.30
Disclosure

SEC source: 0000353184-18-000033 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 113,856

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
April 10, 2018 Filed Apr 11, 2018 16:43 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 4 $24.85 $99.40
Disclosure

SEC source: 0000353184-18-000032 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 113,809

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
April 04, 2018 Filed Apr 4, 2018 21:17 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 1 $24.75 $24.75
Disclosure

SEC source: 0000353184-18-000028 · primary_doc.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 171,759

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 21:17 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 4 $24.75 $99.00
Disclosure

SEC source: 0000353184-18-000028 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Glenhurst Co.

Disclosed balance after: 6

F1 · ownership.nature: The reported securities are owned directly by Glenhurst Co., a Minnesota corporation, wholly owned by Nicholas J. Swenson.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:17 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 2 $24.75 $49.50
Disclosure

SEC source: 0000353184-18-000028 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Glenhurst Co.

Disclosed balance after: 2

F1 · ownership.nature: The reported securities are owned directly by Glenhurst Co., a Minnesota corporation, wholly owned by Nicholas J. Swenson.

Read SEC document
March 27, 2018 Filed Mar 28, 2018 16:53 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 5,212 $24.99 $130,247.88
Disclosure

SEC source: 0000353184-18-000024 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 171,758

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.575 to $25.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
March 27, 2018 Filed Apr 9, 2018 20:01 UTC Amendment
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 5,212 $24.99 $130,247.88
Disclosure

SEC source: 0000353184-18-000031 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Glenhurst Co.

Disclosed balance after: 57,960

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.575 to $25.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F5 · balance_after: As of the date of this filing, Glenhurst Co. holds 57,960 shares of common stock and Gloveland Hedged Credit Fund, LLC holds 113,805 shares of common stock.

F2 · ownership.nature: The Form 4 filed on March 28, 2018 reported the purchase of 5,212 shares by Groveland Hedged Credit Fund, LLC. This amended Form 4 is being filed to report that these shares were actually purchased by Glenhurst Co.

Read SEC document
March 26, 2018 Filed Mar 26, 2018 21:52 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 100 $25.89 $2,589.00
Disclosure

SEC source: 0000353184-18-000023 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 166,546

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 21:19 UTC Tax withholdingDirector Stock Options · Derivative 401 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001585080-18-000002 · primary_doc.xml · derivative · entry 4

Reeves John A · CIK 0001585080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,682

Underlying: Common Stock · 401 shares

Expires 2023-09-01

Read SEC document
March 26, 2018 Filed Mar 27, 2018 21:19 UTC SaleCommon Stock 218 $25.90 $5,646.20
Disclosure

SEC source: 0001585080-18-000002 · primary_doc.xml · nonDerivative · entry 3

Reeves John A · CIK 0001585080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 26, 2018 Filed Mar 27, 2018 21:19 UTC SaleCommon Stock 183 $25.90 $4,739.70
Disclosure

SEC source: 0001585080-18-000002 · primary_doc.xml · nonDerivative · entry 2

Reeves John A · CIK 0001585080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218

Read SEC document
March 26, 2018 Filed Mar 27, 2018 21:19 UTC Exercise / conversionCommon Stock 401 $10.56 $4,234.56
Disclosure

SEC source: 0001585080-18-000002 · primary_doc.xml · nonDerivative · entry 1

Reeves John A · CIK 0001585080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2018 Filed Mar 22, 2018 22:53 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 400 $26.28 $10,510.00
Disclosure

SEC source: 0000353184-18-000022 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 166,446

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $26.10 to $26.45. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
March 21, 2018 Filed Mar 22, 2018 22:53 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 400 $26.40 $10,560.00
Disclosure

SEC source: 0000353184-18-000022 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 166,046

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 16:50 UTC Tax withholdingDirector Stock Options · Derivative 417 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001585080-18-000001 · primary_doc.xml · derivative · entry 5

Reeves John A · CIK 0001585080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083

Underlying: Common Stock · 417 shares

Expires 2023-09-01

Read SEC document
March 21, 2018 Filed Mar 23, 2018 16:50 UTC SaleCommon Stock 300 $26.50 $7,950.00
Disclosure

SEC source: 0001585080-18-000001 · primary_doc.xml · nonDerivative · entry 4

Reeves John A · CIK 0001585080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 21, 2018 Filed Mar 23, 2018 16:50 UTC SaleCommon Stock 100 $26.50 $2,650.00
Disclosure

SEC source: 0001585080-18-000001 · primary_doc.xml · nonDerivative · entry 3

Reeves John A · CIK 0001585080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Read SEC document
March 21, 2018 Filed Mar 23, 2018 16:50 UTC SaleCommon Stock 17 $26.50 $450.50
Disclosure

SEC source: 0001585080-18-000001 · primary_doc.xml · nonDerivative · entry 2

Reeves John A · CIK 0001585080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Read SEC document
March 21, 2018 Filed Mar 23, 2018 16:50 UTC Exercise / conversionCommon Stock 417 $10.56 $4,403.52
Disclosure

SEC source: 0001585080-18-000001 · primary_doc.xml · nonDerivative · entry 1

Reeves John A · CIK 0001585080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 18:07 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 200 $26.99 $5,398.00
Disclosure

SEC source: 0000353184-18-000018 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 165,646

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 18:17 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 600 $26.69 $16,014.00
Disclosure

SEC source: 0000353184-18-000016 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 165,446

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 19:26 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 300 $26.82 $8,046.00
Disclosure

SEC source: 0000353184-18-000015 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 164,846

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $26.7 to $27.3. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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March 07, 2018 Filed Mar 8, 2018 19:26 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 300 $24.80 $7,440.00
Disclosure

SEC source: 0000353184-18-000015 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 164,546

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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March 02, 2018 Filed Mar 5, 2018 15:06 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 1,462 $25.00 $36,550.00
Disclosure

SEC source: 0000353184-18-000014 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 164,246

F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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February 28, 2018 Filed Mar 2, 2018 20:11 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 1,731 $25.03 $43,320.01
Disclosure

SEC source: 0000353184-18-000013 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 162,784

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.95 to $25.082. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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February 12, 2018 Filed Feb 14, 2018 16:34 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 300 $27.26 $8,178.00
Disclosure

SEC source: 0000353184-18-000012 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 161,053

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $27.00 to $27.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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February 09, 2018 Filed Feb 12, 2018 23:13 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 200 $28.27 $5,654.40
Disclosure

SEC source: 0000353184-18-000011 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 160,753

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $28.00 to $28.55. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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February 07, 2018 Filed Feb 8, 2018 20:01 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 100 $29.75 $2,975.00
Disclosure

SEC source: 0000353184-18-000010 · primary_doc.xml · nonDerivative · entry 4

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 160,553

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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February 07, 2018 Filed Feb 8, 2018 20:01 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 200 $28.83 $5,765.00
Disclosure

SEC source: 0000353184-18-000010 · primary_doc.xml · nonDerivative · entry 3

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 160,453

F4 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $28.70 to $28.95. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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February 06, 2018 Filed Feb 8, 2018 20:01 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 200 $28.85 $5,770.00
Disclosure

SEC source: 0000353184-18-000010 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Hedged Credit Fund, LLC

Disclosed balance after: 160,253

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $28.80 to $28.90. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.